Chief Compliance Officer

0001019687-15-000490.txt : 20150209 0001019687-15-000490.hdr.sgml : 20150209 20150209171908 ACCESSION NUMBER: 0001019687-15-000490 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gary Goldberg Planning Services Inc CENTRAL INDEX KEY: 0001569517 IRS NUMBER: 132874090 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15251 FILM NUMBER: 15589487 BUSINESS ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 845-368-2900 MAIL ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569517 XXXXXXXX 12-31-2014 12-31-2014 false Gary Goldberg Planning Services Inc

75 Montebello Road Suffern NY 10901

13F HOLDINGS REPORT 028-15251 N Thomas A. Cattani Chief Compliance Officer 845-875-6502 /s/ Thomas A. Cattani Suffern NY 02-09-2015 0 484 237998 INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 2 50 SH SOLE 0 0 50 3M CO COM 88579Y101 81 494 SH SOLE 0 0 494 AARONS INC COM PAR $0.50 002535300 77 2525 SH SOLE 0 0 2525 ABBOTT LABS COM 002824100 0 0 SH Call SOLE 0 0 0 ABBOTT LABS COM 002824100 266 5904 SH SOLE 0 0 5904 ABBVIE INC COM 00287Y109 0 0 SH Call SOLE 0 0 0 ABBVIE INC COM 00287Y109 358 5474 SH SOLE 0 0 5474 ABERDEEN ASIA PACIFIC INCOM COM 003009107 7 1233 SH SOLE 0 0 1233 ABM INDS INC COM 000957100 72 2511 SH SOLE 0 0 2511 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 361 4045 SH SOLE 0 0 4045 ACI WORLDWIDE INC COM 004498101 28 1410 SH SOLE 0 0 1410 AETNA INC NEW COM 00817Y108 62 700 SH SOLE 0 0 700 AGL RES INC COM 001204106 211 3865 SH SOLE 0 0 3865 ALLETE INC COM NEW 018522300 135 2453 SH SOLE 0 0 2453 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 31 1200 SH SOLE 0 0 1200 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 15 2000 SH SOLE 0 0 2000 ALPINE GLOBAL 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SOLE 0 0 5 PIMCO CORPORATE & INCOME OPP COM 72201B101 72 4505 SH SOLE 0 0 4505 PIMCO CORPORATE INCOME STRAT COM 72200U100 46 3020 SH SOLE 0 0 3020 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 366 17741 SH SOLE 0 0 17741 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 113 5835 SH SOLE 0 0 5835 PIMCO HIGH INCOME FD COM SHS 722014107 97 8600 SH SOLE 0 0 8600 PIMCO INCOME OPPORTUNITY FD COM 72202B100 264 10535 SH SOLE 0 0 10535 PINNACLE WEST CAP CORP COM 723484101 19 275 SH SOLE 0 0 275 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 10 200 SH SOLE 0 0 200 PLANTRONICS INC NEW COM 727493108 8 145 SH SOLE 0 0 145 PNC FINL SVCS GROUP INC COM 693475105 41 454 SH SOLE 0 0 454 POTASH CORP SASK INC COM 73755L107 106 3000 SH SOLE 0 0 3000 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 8 210 SH SOLE 0 0 210 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 20 1075 SH SOLE 0 0 1075 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 17 700 SH SOLE 0 0 700 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14 135 SH SOLE 0 0 135 PPG INDS INC COM 693506107 12 50 SH SOLE 0 0 50 PPL CORP COM 69351T106 10037 276275 SH SOLE 0 0 276275 PRAXAIR INC COM 74005P104 130 1000 SH SOLE 0 0 1000 PROCTER & GAMBLE CO COM 742718109 320 3512 SH SOLE 0 0 3512 PROSHARES TR PSHS ULTSH 20YRS 74347B201 7 144 SH SOLE 0 0 144 PROSHARES TR PSHS ULSHT SP500 74347B300 4 180 SH SOLE 0 0 180 PRUDENTIAL FINL INC COM 744320102 22 244 SH SOLE 0 0 244 PTC INC COM 69370C100 4 122 SH SOLE 0 0 122 PUBLIC SVC ENTERPRISE GROUP COM 744573106 104 2507 SH SOLE 0 0 2507 QUALCOMM INC COM 747525103 483 6494 SH SOLE 0 0 6494 QUEST DIAGNOSTICS INC COM 74834L100 4 58 SH SOLE 0 0 58 RAYTHEON CO COM NEW 755111507 395 3648 SH SOLE 0 0 3648 RBC BEARINGS INC COM 75524B104 46 717 SH SOLE 0 0 717 RCI HOSPITALITY HLDGS INC COM 74934Q108 2 200 SH SOLE 0 0 200 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 54 2264 SH SOLE 0 0 2264 RESOURCES CONNECTION INC COM 76122Q105 14 860 SH SOLE 0 0 860 REYNOLDS AMERICAN INC COM 761713106 23 363 SH SOLE 0 0 363 ROCKWELL AUTOMATION INC COM 773903109 89 800 SH SOLE 0 0 800 ROYAL BK CDA MONTREAL QUE COM 780087102 19 270 SH SOLE 0 0 270 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2107 31470 SH SOLE 0 0 31470 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6631 95334 SH SOLE 0 0 95334 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 1818 12753 SH SOLE 0 0 12753 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2437 30446 SH SOLE 0 0 30446 SABINE ROYALTY TR UNIT BEN INT 785688102 230 6419 SH SOLE 0 0 6419 SANDISK CORP COM 80004C101 4 40 SH SOLE 0 0 40 SANOFI SPONSORED ADR 80105N105 6 122 SH SOLE 0 0 122 SAP SE SPON ADR 803054204 6 88 SH SOLE 0 0 88 SCANA CORP NEW COM 80589M102 5 84 SH SOLE 0 0 84 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8 204 SH SOLE 0 0 204 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5 100 SH SOLE 0 0 100 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 30 440 SH SOLE 0 0 440 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 27 485 SH SOLE 0 0 485 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 43 600 SH SOLE 0 0 600 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 27 655 SH SOLE 0 0 655 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 154 3261 SH SOLE 0 0 3261 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 545 11240 SH SOLE 0 0 11240 SKECHERS U S A INC CL A 830566105 33 600 SH SOLE 0 0 600 SMUCKER J M CO COM NEW 832696405 380 3764 SH SOLE 0 0 3764 SOLAR SR CAP LTD COM 83416M105 7 500 SH SOLE 0 0 500 SOUTH JERSEY INDS INC COM 838518108 47 805 SH SOLE 0 0 805 SOUTHERN CO COM 842587107 0 0 SH Call SOLE 0 0 0 SOUTHERN CO COM 842587107 10758 219056 SH SOLE 0 0 219056 SOUTHWEST GAS CORP COM 844895102 48 773 SH SOLE 0 0 773 SPDR GOLD TRUST GOLD SHS 78463V107 28 250 SH SOLE 0 0 250 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 3 75 SH SOLE 0 0 75 SPDR S&P 500 ETF TR TR UNIT 78462F103 171 833 SH SOLE 0 0 833 SPDR SERIES TRUST S&P REGL BKG 78464A698 13 330 SH SOLE 0 0 330 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2614 33178 SH SOLE 0 0 33178 SPECTRA ENERGY CORP COM 847560109 27 754 SH SOLE 0 0 754 ST JUDE MED INC COM 790849103 140 2147 SH SOLE 0 0 2147 STANLEY BLACK & DECKER INC COM 854502101 12 127 SH SOLE 0 0 127 STAPLES INC COM 855030102 2 110 SH SOLE 0 0 110 STARBUCKS CORP COM 855244109 794 9672 SH SOLE 0 0 9672 STERLING BANCORP DEL COM 85917A100 43 3000 SH SOLE 0 0 3000 STONEMOR PARTNERS L P COM UNITS 86183Q100 21 800 SH SOLE 0 0 800 STRYKER CORP COM 863667101 148 1573 SH SOLE 0 0 1573 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 194 4486 SH SOLE 0 0 4486 SUPERIOR INDS INTL INC COM 868168105 30 1508 SH SOLE 0 0 1508 SYSCO CORP COM 871829107 552 13912 SH SOLE 0 0 13912 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 775 34635 SH SOLE 0 0 34635 TARGET CORP COM 87612E106 4461 58772 SH SOLE 0 0 58772 TE CONNECTIVITY LTD REG SHS H84989104 4 58 SH SOLE 0 0 58 TECH DATA CORP COM 878237106 96 1520 SH SOLE 0 0 1520 TECO ENERGY INC COM 872375100 9469 462125 SH SOLE 0 0 462125 TENNANT CO COM 880345103 5 75 SH SOLE 0 0 75 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4 62 SH SOLE 0 0 62 TEXAS INSTRS INC COM 882508104 372 6955 SH SOLE 0 0 6955 TEXAS ROADHOUSE INC COM 882681109 95 2820 SH SOLE 0 0 2820 THE ADT CORPORATION COM 00101J106 1 28 SH SOLE 0 0 28 TICC CAPITAL CORP COM 87244T109 8 1000 SH SOLE 0 0 1000 TIME WARNER CABLE INC COM 88732J207 7 43 SH SOLE 0 0 43 TIME WARNER INC COM NEW 887317303 3 39 SH SOLE 0 0 39 TJX COS INC NEW COM 872540109 1421 20717 SH SOLE 0 0 20717 TOOTSIE ROLL INDS INC COM 890516107 262 8551 SH SOLE 0 0 8551 TOTAL S A SPONSORED ADR 89151E109 8856 172965 SH SOLE 0 0 172965 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 11 89 SH SOLE 0 0 89 TRACTOR SUPPLY CO COM 892356106 353 4481 SH SOLE 0 0 4481 TRANSCANADA CORP COM 89353D107 229 4655 SH SOLE 0 0 4655 TRANSOCEAN LTD REG SHS H8817H100 2 135 SH SOLE 0 0 135 TRAVELERS COMPANIES INC COM 89417E109 32 300 SH SOLE 0 0 300 TREEHOUSE FOODS INC COM 89469A104 51 595 SH SOLE 0 0 595 TUPPERWARE BRANDS CORP COM 899896104 3 41 SH SOLE 0 0 41 TYCO INTL PLC SHS G91442106 3 58 SH SOLE 0 0 58 UBS AG SHS NEW H89231338 1 48 SH SOLE 0 0 48 UBS AG LONDON BRH GROWTH RUSS LK22 90267L508 2 39 SH SOLE 0 0 39 UGI CORP NEW COM 902681105 34 900 SH SOLE 0 0 900 UIL HLDG CORP COM 902748102 83 1914 SH SOLE 0 0 1914 UNDER ARMOUR INC CL A 904311107 51 745 SH SOLE 0 0 745 UNILEVER N V N Y SHS NEW 904784709 11 270 SH SOLE 0 0 270 UNILEVER PLC SPON ADR NEW 904767704 3469 85694 SH SOLE 0 0 85694 UNION PAC CORP COM 907818108 124 1042 SH SOLE 0 0 1042 UNITED PARCEL SERVICE INC CL B 911312106 58 523 SH SOLE 0 0 523 UNITED STATIONERS INC COM 913004107 7 165 SH SOLE 0 0 165 UNITED TECHNOLOGIES CORP COM 913017109 208 1809 SH SOLE 0 0 1809 UNITEDHEALTH GROUP INC COM 91324P102 56 557 SH SOLE 0 0 557 UNUM GROUP COM 91529Y106 77 2200 SH SOLE 0 0 2200 URSTADT BIDDLE PPTYS INC COM 917286106 15 800 SH SOLE 0 0 800 US BANCORP DEL COM NEW 902973304 26 575 SH SOLE 0 0 575 VALLEY NATL BANCORP COM 919794107 5 500 SH SOLE 0 0 500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 84 1050 SH SOLE 0 0 1050 VANGUARD INDEX FDS REIT ETF 922908553 77 955 SH SOLE 0 0 955 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 37 463 SH SOLE 0 0 463 VANGUARD WORLD FDS INF TECH ETF 92204A702 14 130 SH SOLE 0 0 130 VECTREN CORP COM 92240G101 65 1406 SH SOLE 0 0 1406 VERIFONE SYS INC COM 92342Y109 3 75 SH SOLE 0 0 75 VERIZON COMMUNICATIONS INC COM 92343V104 0 0 SH Call SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 0 0 SH Call SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11310 241762 SH SOLE 0 0 241762 VIRTUS INVT PARTNERS INC COM 92828Q109 1 5 SH SOLE 0 0 5 VISA INC COM CL A 92826C839 825 3147 SH SOLE 0 0 3147 VMWARE INC CL A COM 928563402 8 100 SH SOLE 0 0 100 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 0 0 SH Call SOLE 0 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 3248 95064 SH SOLE 0 0 95064 VOYA FINL INC COM 929089100 4 90 SH SOLE 0 0 90 VOYA PRIME RATE TR SH BEN INT 92913A100 5 1000 SH SOLE 0 0 1000 W P CAREY INC COM 92936U109 122 1744 SH SOLE 0 0 1744 WALGREENS BOOTS ALLIANCE INC COM 931427108 317 4159 SH SOLE 0 0 4159 WAL-MART STORES INC COM 931142103 2553 29732 SH SOLE 0 0 29732 WARREN RES INC COM 93564A100 8 5000 SH SOLE 0 0 5000 WASHINGTON FED INC COM 938824109 58 2638 SH SOLE 0 0 2638 WASTE MGMT INC DEL COM 94106L109 94 1835 SH SOLE 0 0 1835 WD-40 CO COM 929236107 156 1835 SH SOLE 0 0 1835 WEIS MKTS INC COM 948849104 156 3253 SH SOLE 0 0 3253 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 12 10 SH SOLE 0 0 10 WELLS FARGO & CO NEW COM 949746101 43 787 SH SOLE 0 0 787 WENDYS CO COM 95058W100 8 850 SH SOLE 0 0 850 WGL HLDGS INC COM 92924F106 112 2044 SH SOLE 0 0 2044 WHIRLPOOL CORP COM 963320106 6 33 SH SOLE 0 0 33 WISDOMTREE TR EQTY INC FD 97717W208 41 660 SH SOLE 0 0 660 WYNDHAM WORLDWIDE CORP COM 98310W108 2 22 SH SOLE 0 0 22 YAHOO INC COM 984332106 1 29 SH SOLE 0 0 29 YUM BRANDS INC COM 988498101 101 1393 SH SOLE 0 0 1393