0001062993-22-000516.txt : 20220105 0001062993-22-000516.hdr.sgml : 20220105 20220105101103 ACCESSION NUMBER: 0001062993-22-000516 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 EFFECTIVENESS DATE: 20220105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 22509727 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 12-31-2021 12-31-2021 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 01-05-2022 0 198 598009 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 13 4 SH SOLE 4 0 0 PRUDENTIAL FINL INC COM Stock 744320102 1 10 SH SOLE 10 0 0 INVESCO QQQ TRUST ETF 46090E103 99 249 SH SOLE 249 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 61 352 SH SOLE 352 0 0 BLOCK INC CL A Stock 852234103 2 15 SH SOLE 15 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 131 4427 SH SOLE 4427 0 0 ISHARES MSCI CANADA ETF ETF 464286509 1 35 SH SOLE 35 0 0 DOLLAR GEN CORP NEW COM Stock 256677105 15 62 SH SOLE 62 0 0 JOHNSON & JOHNSON COM Stock 478160104 28 162 SH SOLE 162 0 0 THOMSON REUTERS CORP. COM NEW Stock 884903709 2 14 SH SOLE 14 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 98 2000 SH SOLE 2000 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 67 1000 SH SOLE 1000 0 0 HCA HEALTHCARE INC COM Stock 40412C101 27 106 SH SOLE 106 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 2 15 SH SOLE 15 0 0 COCA COLA CO COM Stock 191216100 27 451 SH SOLE 451 0 0 OCCIDENTAL PETE CORP COM Stock 674599105 0 8 SH SOLE 8 0 0 TRUIST FINL CORP COM Stock 89832Q109 10 177 SH SOLE 177 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 21 100 SH SOLE 100 0 0 INTEL CORP COM Stock 458140100 12 237 SH SOLE 237 0 0 CME GROUP INC COM Stock 12572Q105 2 8 SH SOLE 8 0 0 PROLOGIS INC. COM REIT 74340W103 14 83 SH SOLE 83 0 0 MERCK & CO INC COM Stock 58933Y105 17 221 SH SOLE 221 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 254 2366 SH SOLE 2366 0 0 SPDR S&P 500 ETF ETF 78462F103 788 1659 SH SOLE 1659 0 0 STEEL DYNAMICS INC COM Stock 858119100 1 23 SH SOLE 23 0 0 EMERSON ELEC CO COM Stock 291011104 5 50 SH SOLE 50 0 0 AMERICAN FINL GROUP INC OHIO COM Stock 025932104 1 9 SH SOLE 9 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 29 549 SH SOLE 549 0 0 CHUBB LIMITED COM Stock H1467J104 27 140 SH SOLE 140 0 0 FEDEX CORP COM Stock 31428X106 25 95 SH SOLE 95 0 0 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 341 6414 SH SOLE 6414 0 0 SNAP INC CL A Stock 83304A106 5 100 SH SOLE 100 0 0 GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 37954Y673 18 625 SH SOLE 625 0 0 KIMBERLY-CLARK CORP COM Stock 494368103 1 7 SH SOLE 7 0 0 FIRSTENERGY CORP COM Stock 337932107 1 16 SH SOLE 16 0 0 US BANCORP DEL COM NEW Stock 902973304 19 332 SH SOLE 332 0 0 HOME DEPOT INC COM Stock 437076102 613 1478 SH SOLE 1478 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 36 1500 SH SOLE 1500 0 0 BRIGHTHOUSE FINL INC COM Stock 10922N103 0 1 SH SOLE 1 0 0 WEDBUSH ETFMG VIDEO GAME TECH ETF ETF 26924G706 23 261 SH SOLE 261 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 0 6 SH SOLE 6 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 42 296 SH SOLE 296 0 0 SOUTHERN CO COM Stock 842587107 8 113 SH SOLE 113 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 21 161 SH SOLE 161 0 0 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 19 62 SH SOLE 62 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 14 178 SH SOLE 178 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 3766 74607 SH SOLE 74607 0 0 GALLAGHER ARTHUR J & CO COM Stock 363576109 2 11 SH SOLE 11 0 0 GLOBAL X MSCI CHINA FINANCIALS ETF ETF 37950E606 6 406 SH SOLE 406 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 3806 37478 SH SOLE 37478 0 0 AVID BIOSERVICES INC COM Stock 05368M106 0 1 SH SOLE 1 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 74 913 SH SOLE 913 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 76 820 SH SOLE 820 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 32 11 SH SOLE 11 0 0 PROGRESSIVE CORP COM Stock 743315103 20 194 SH SOLE 194 0 0 FISERV INC COM Stock 337738108 15 147 SH SOLE 147 0 0 ISHARES EVOLVED U.S. TECHNOLOGY ETF ETF 46431W648 75 1227 SH SOLE 1227 0 0 ISHARES U.S. INFRASTRUCTURE ETF ETF 46435U713 4874 127431 SH SOLE 127431 0 0 MICROSOFT CORP COM Stock 594918104 17 51 SH SOLE 51 0 0 SS&C TECHNOLOGIES HLDGS INC COM Stock 78467J100 24 291 SH SOLE 291 0 0 DOCUSIGN INC COM Stock 256163106 1 5 SH SOLE 5 0 0 HEALTHPEAK PROPERTIES INC COM REIT 42250P103 0 11 SH SOLE 11 0 0 SCHLUMBERGER LTD COM STK Stock 806857108 0 9 SH SOLE 9 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 16 209 SH SOLE 209 0 0 BAUSCH HEALTH COS INC COM Stock 071734107 19 700 SH SOLE 700 0 0 AMERIPRISE FINL INC COM Stock 03076C106 2 7 SH SOLE 7 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 34 513 SH SOLE 513 0 0 PROSHARES ONLINE RETAIL ETF ETF 74347B169 5 89 SH SOLE 89 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 144 567 SH SOLE 567 0 0 NIKE INC CL B Stock 654106103 1 4 SH SOLE 4 0 0 TESLA INC COM Stock 88160R101 13 12 SH SOLE 12 0 0 VANECK J.P. MORGAN EM LOCAL CURRENCY BOND ETF ETF 92189H300 1 34 SH SOLE 34 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 30 777 SH SOLE 777 0 0 NORFOLK SOUTHN CORP COM Stock 655844108 2 7 SH SOLE 7 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 56601 829434 SH SOLE 829434 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 24 128 SH SOLE 128 0 0 DOW INC COM Stock 260557103 0 6 SH SOLE 6 0 0 VANGUARD S&P 500 ETF ETF 922908363 82583 189164 SH SOLE 189164 0 0 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 9 69 SH SOLE 69 0 0 CORTEVA INC COM Stock 22052L104 0 6 SH SOLE 6 0 0 GENERAL MTRS CO COM Stock 37045V100 1 17 SH SOLE 17 0 0 IAA INC COM Stock 449253103 1 10 SH SOLE 10 0 0 GLOBAL X MSCI CHINA CONSUMER STAPLES ETF ETF 37954Y558 11 401 SH SOLE 401 0 0 VIRTUS SEIX SENIOR LOAN ETF ETF 92790A405 1 37 SH SOLE 37 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 3771 74964 SH SOLE 74964 0 0 LILLY ELI & CO COM Stock 532457108 1 5 SH SOLE 5 0 0 OVERLAY SHARES CORE BOND ETF ETF 53656F862 82867 3246548 SH SOLE 3246547 0 0 OVERLAY SHARES LARGE CAP EQUITY ETF ETF 53656F805 113537 2794435 SH SOLE 2794434 0 0 OVERLAY SHARES MUNICIPAL BOND ETF ETF 53656F854 284 11225 SH SOLE 11225 0 0 VANGUARD RUSSELL 1000 VALUE ETF ETF 92206C714 9348 126764 SH SOLE 126764 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 24485 200077 SH SOLE 200077 0 0 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 1 9 SH SOLE 9 0 0 GLOBAL X VIDEO GAMES & ESPORTS ETF ETF 37954Y392 2 87 SH SOLE 87 0 0 SPDR S&P HEALTH CARE EQUIPMENT ETF ETF 78464A581 37 312 SH SOLE 312 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 23 247 SH SOLE 247 0 0 AFLAC INC COM Stock 001055102 1 20 SH SOLE 20 0 0 JPMORGAN EQUITY PREMIUM INCOME ETF ETF 46641Q332 65 1031 SH SOLE 1031 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 116853 2303434 SH SOLE 2303434 0 0 OCCIDENTAL PETE CORP WT EXP 080327 Stock 674599162 0 1 SH SOLE 1 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 157 1282 SH SOLE 1282 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 1 9 SH SOLE 9 0 0 VANGUARD LONG-TERM CORPORATE BOND ETF ETF 92206C813 11 102 SH SOLE 102 0 0 MARATHON PETE CORP COM Stock 56585A102 1 12 SH SOLE 12 0 0 VANGUARD FTSE PACIFIC ETF ETF 922042866 5 67 SH SOLE 67 0 0 VIATRIS INC COM Stock 92556V106 0 4 SH SOLE 4 0 0 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 12534 49226 SH SOLE 49226 0 0 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 687 10942 SH SOLE 10942 0 0 GLOBAL X SOCIAL MEDIA INDEX FUND ETF 37950E416 20 363 SH SOLE 363 0 0 ORGANON & CO COMMON STOCK Stock 68622V106 0 2 SH SOLE 2 0 0 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1316 17142 SH SOLE 17142 0 0 INVESCO KBW BANK ETF ETF 46138E628 19934 293838 SH SOLE 293837 0 0 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 337 4167 SH SOLE 4167 0 0 SYLVAMO CORP COMMON STOCK Stock 871332102 0 1 SH SOLE 1 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 143 506 SH SOLE 506 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 1 35 SH SOLE 35 0 0 PHILLIPS 66 COM Stock 718546104 34 470 SH SOLE 470 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 15 139 SH SOLE 139 0 0 META PLATFORMS INC CL A Stock 30303M102 31 91 SH SOLE 91 0 0 ISHARES U.S. TRANSPORTATION ETF ETF 464287192 10031 36282 SH SOLE 36282 0 0 KAR AUCTION SVCS INC COM Stock 48238T109 0 10 SH SOLE 10 0 0 MONDELEZ INTL INC CL A Stock 609207105 7 109 SH SOLE 109 0 0 BROADCOM INC COM Stock 11135F101 41 61 SH SOLE 61 0 0 METLIFE INC COM Stock 59156R108 1 11 SH SOLE 11 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 2071 27751 SH SOLE 27751 0 0 ABBVIE INC COM Stock 00287Y109 2 13 SH SOLE 13 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 101 1365 SH SOLE 1365 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 769 12844 SH SOLE 12844 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 111 1313 SH SOLE 1313 0 0 INVESCO LTD SHS Stock G491BT108 0 16 SH SOLE 16 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 20 164 SH SOLE 164 0 0 SYNOVUS FINL CORP COM NEW Stock 87161C501 5 100 SH SOLE 100 0 0 QUALCOMM INC COM Stock 747525103 2 11 SH SOLE 11 0 0 CISCO SYS INC COM Stock 17275R102 46 722 SH SOLE 722 0 0 AT&T INC COM Stock 00206R102 8 333 SH SOLE 333 0 0 PTC THERAPEUTICS INC COM Stock 69366J200 7 175 SH SOLE 175 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 5269 94942 SH SOLE 94942 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 9738 107476 SH SOLE 107476 0 0 GENERAL ELECTRIC CO COM NEW Stock 369604301 0 5 SH SOLE 5 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 3 560 SH SOLE 560 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 36 178 SH SOLE 178 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 14 132 SH SOLE 132 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 39 201 SH SOLE 201 0 0 ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF ETF 464287515 120 303 SH SOLE 303 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF ETF 316092303 71 1528 SH SOLE 1528 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 52 1046 SH SOLE 1046 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3765 7893 SH SOLE 7893 0 0 WELLS FARGO CO NEW COM Stock 949746101 1 25 SH SOLE 25 0 0 ISHARES MBS ETF ETF 464288588 39 361 SH SOLE 361 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 9 62 SH SOLE 62 0 0 PROSPECT CAP CORP COM CEF 74348T102 43 5100 SH SOLE 5100 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 2 5 SH SOLE 5 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 49 309 SH SOLE 309 0 0 INTERNATIONAL PAPER CO COM Stock 460146103 1 18 SH SOLE 18 0 0 CHEVRON CORP NEW COM Stock 166764100 26 225 SH SOLE 225 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 193 1662 SH SOLE 1662 0 0 CONOCOPHILLIPS COM Stock 20825C104 49 679 SH SOLE 679 0 0 INVESCO DYNAMIC MEDIA ETF ETF 46137V696 25 501 SH SOLE 501 0 0 BK OF AMERICA CORP COM Stock 060505104 16 362 SH SOLE 362 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 3163 54114 SH SOLE 54114 0 0 WALMART INC COM Stock 931142103 3 20 SH SOLE 20 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 83 2646 SH SOLE 2646 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 0 2 SH SOLE 2 0 0 PFIZER INC COM Stock 717081103 2 39 SH SOLE 39 0 0 VANECK AGRIBUSINESS ETF ETF 92189F700 9922 103982 SH SOLE 103981 0 0 HP INC COM Stock 40434L105 2 49 SH SOLE 49 0 0 AMERICAN EXPRESS CO COM Stock 025816109 19 114 SH SOLE 114 0 0 APPLIED MATLS INC COM Stock 038222105 34 215 SH SOLE 215 0 0 TYSON FOODS INC CL A Stock 902494103 28 323 SH SOLE 323 0 0 INVESCO DYNAMIC PHARMACEUTICALS ETF ETF 46137V662 44 537 SH SOLE 537 0 0 INVESCO S&P 500 PURE VALUE ETF ETF 46137V258 3467 42898 SH SOLE 42898 0 0 VAN ECK MERK GOLD TRUST ETF 921078101 7 386 SH SOLE 386 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 2454 21514 SH SOLE 21514 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 17 113 SH SOLE 113 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 12 221 SH SOLE 221 0 0 EATON CORP PLC SHS Stock G29183103 2 13 SH SOLE 13 0 0 BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 46434V878 3755 74512 SH SOLE 74512 0 0 CRANE CO COM Stock 224399105 0 4 SH SOLE 4 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 36 593 SH SOLE 593 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 1 11 SH SOLE 11 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 1 5 SH SOLE 5 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 19 299 SH SOLE 299 0 0 ALTRIA GROUP INC COM Stock 02209S103 1 12 SH SOLE 12 0 0 CITIGROUP INC COM NEW Stock 172967424 19 319 SH SOLE 319 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1 9 SH SOLE 9 0 0 FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND ETF 33939L779 51 2205 SH SOLE 2205 0 0 EXXON MOBIL CORP COM Stock 30231G102 17 282 SH SOLE 282 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 17 33 SH SOLE 33 0 0 LINCOLN NATL CORP IND COM Stock 534187109 19 278 SH SOLE 278 0 0 SHOPIFY INC CL A Stock 82509L107 3 2 SH SOLE 2 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 6 31 SH SOLE 31 0 0 AUTOZONE INC COM Stock 053332102 31 15 SH SOLE 15 0 0 BLACKROCK INC COM Stock 09247X101 2 2 SH SOLE 2 0 0 CBRE GROUP INC CL A Stock 12504L109 25 229 SH SOLE 229 0 0 APPLE INC COM Stock 037833100 15 86 SH SOLE 86 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 115 1208 SH SOLE 1208 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 96 1052 SH SOLE 1052 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 2 12 SH SOLE 12 0 0