0001062993-21-003411.txt : 20210405 0001062993-21-003411.hdr.sgml : 20210405 20210405113734 ACCESSION NUMBER: 0001062993-21-003411 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 EFFECTIVENESS DATE: 20210405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 21804266 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 03-31-2021 03-31-2021 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 04-05-2021 0 141 500395 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 13 4 SH SOLE 4 0 0 INVESCO QQQ TRUST ETF 46090E103 92 284 SH SOLE 284 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 46 341 SH SOLE 341 0 0 SQUARE INC CL A Stock 852234103 3 15 SH SOLE 15 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 85 2870 SH SOLE 2870 0 0 JOHNSON & JOHNSON COM Stock 478160104 24 150 SH SOLE 150 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 82 2000 SH SOLE 2000 0 0 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND ETF 97717X560 15 503 SH SOLE 503 0 0 HCA HEALTHCARE INC COM Stock 40412C101 20 106 SH SOLE 106 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 37 679 SH SOLE 679 0 0 COCA COLA CO COM Stock 191216100 24 451 SH SOLE 451 0 0 APHRIA INC COM Stock 03765K104 1 30 SH SOLE 30 0 0 INTEL CORP COM Stock 458140100 14 213 SH SOLE 213 0 0 ISHARES U.S. FIXED INCOME BALANCED RISK FACTOR ETF ETF 46435U796 6 62 SH SOLE 62 0 0 PROLOGIS INC. COM REIT 74340W103 6 55 SH SOLE 55 0 0 MERCK & CO. INC COM Stock 58933Y105 14 188 SH SOLE 188 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 255 2366 SH SOLE 2366 0 0 SPDR S&P 500 ETF ETF 78462F103 665 1659 SH SOLE 1659 0 0 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 17 179 SH SOLE 179 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 31 526 SH SOLE 526 0 0 CHUBB LIMITED COM Stock H1467J104 22 140 SH SOLE 140 0 0 FEDEX CORP COM Stock 31428X106 19 66 SH SOLE 66 0 0 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 838 15838 SH SOLE 15838 0 0 GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 37954Y673 16 625 SH SOLE 625 0 0 US BANCORP DEL COM NEW Stock 902973304 25 450 SH SOLE 450 0 0 HOME DEPOT INC COM Stock 437076102 452 1470 SH SOLE 1470 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 37 1500 SH SOLE 1500 0 0 WEDBUSH ETFMG VIDEO GAME TECH ETF ETF 26924G706 50 505 SH SOLE 505 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 34 290 SH SOLE 290 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 19 161 SH SOLE 161 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 10536 42676 SH SOLE 42676 0 0 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 15 61 SH SOLE 61 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 12 173 SH SOLE 173 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 6098 120198 SH SOLE 120198 0 0 GLOBAL X MSCI CHINA FINANCIALS ETF ETF 37950E606 11 697 SH SOLE 697 0 0 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 447 14305 SH SOLE 14305 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 5731 56247 SH SOLE 56247 0 0 AVID BIOSERVICES INC COM Stock 05368M106 0 1 SH SOLE 1 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 75 913 SH SOLE 913 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 80 856 SH SOLE 856 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 32 15 SH SOLE 15 0 0 PROGRESSIVE CORP COM Stock 743315103 13 137 SH SOLE 137 0 0 ISHARES EVOLVED U.S. TECHNOLOGY ETF ETF 46431W648 111 2249 SH SOLE 2249 0 0 ISHARES U.S. INFRASTRUCTURE ETF ETF 46435U713 4158 119345 SH SOLE 119345 0 0 MICROSOFT CORP COM Stock 594918104 8 31 SH SOLE 31 0 0 SS&C TECHNOLOGIES HLDGS INC COM Stock 78467J100 19 273 SH SOLE 273 0 0 DOCUSIGN INC COM Stock 256163106 1 5 SH SOLE 5 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 15 201 SH SOLE 201 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 35 513 SH SOLE 513 0 0 PROSHARES ONLINE RETAIL ETF ETF 74347B169 15962 201116 SH SOLE 201116 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 127 567 SH SOLE 567 0 0 NIKE INC CL B Stock 654106103 1 4 SH SOLE 4 0 0 TESLA INC COM Stock 88160R101 8 12 SH SOLE 12 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 20 102 SH SOLE 102 0 0 VANGUARD S&P 500 ETF ETF 922908363 55597 151141 SH SOLE 151141 0 0 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 9 69 SH SOLE 69 0 0 GLOBAL X MSCI CHINA CONSUMER STAPLES ETF ETF 37954Y558 22 689 SH SOLE 689 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 5696 112808 SH SOLE 112808 0 0 BOOKING HOLDINGS INC COM Stock 09857L108 24 10 SH SOLE 10 0 0 OVERLAY SHARES CORE BOND ETF ETF 53656F862 80949 3139852 SH SOLE 3139851 0 0 OVERLAY SHARES FOREIGN EQUITY ETF ETF 53656F870 169 6476 SH SOLE 6476 0 0 OVERLAY SHARES LARGE CAP EQUITY ETF ETF 53656F805 90779 2628972 SH SOLE 2628971 0 0 OVERLAY SHARES MUNICIPAL BOND ETF ETF 53656F854 2065 79576 SH SOLE 79576 0 0 OVERLAY SHARES SMALL CAP EQUITY ETF ETF 53656F888 113 3122 SH SOLE 3122 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 18267 165412 SH SOLE 165412 0 0 GLOBAL X VIDEO GAMES & ESPORTS ETF ETF 37954Y392 6204 193394 SH SOLE 193394 0 0 SPDR S&P HEALTH CARE EQUIPMENT ETF ETF 78464A581 8291 69166 SH SOLE 69166 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 98967 1950390 SH SOLE 1950390 0 0 VANGUARD LONG-TERM CORPORATE BOND ETF ETF 92206C813 10 102 SH SOLE 102 0 0 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 9200 42186 SH SOLE 42186 0 0 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 693 10942 SH SOLE 10942 0 0 GLOBAL X SOCIAL MEDIA INDEX FUND ETF 37950E416 44 650 SH SOLE 650 0 0 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 37 1021 SH SOLE 1021 0 0 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1260 17142 SH SOLE 17142 0 0 INVESCO KBW BANK ETF ETF 46138E628 17059 273385 SH SOLE 273384 0 0 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 1128 16236 SH SOLE 16236 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 141 506 SH SOLE 506 0 0 PHILLIPS 66 COM Stock 718546104 39 470 SH SOLE 470 0 0 FACEBOOK INC CL A Stock 30303M102 20 68 SH SOLE 68 0 0 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 4150 16001 SH SOLE 16001 0 0 MONDELEZ INTL INC CL A Stock 609207105 11 189 SH SOLE 189 0 0 BROADCOM INC COM Stock 11135F101 29 61 SH SOLE 61 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 2353 32185 SH SOLE 32185 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 100 1365 SH SOLE 1365 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 4294 65994 SH SOLE 65994 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 115 1356 SH SOLE 1356 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 20 164 SH SOLE 164 0 0 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 250 5396 SH SOLE 5396 0 0 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF ETF 00768Y727 6 121 SH SOLE 121 0 0 CISCO SYS INC COM Stock 17275R102 35 682 SH SOLE 682 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 11 87 SH SOLE 87 0 0 AT&T INC COM Stock 00206R102 9 294 SH SOLE 294 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 4075 81116 SH SOLE 81116 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 4129 51968 SH SOLE 51968 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 2 560 SH SOLE 560 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 29 174 SH SOLE 174 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 25 256 SH SOLE 256 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 35 201 SH SOLE 201 0 0 ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF ETF 464287515 6914 19804 SH SOLE 19804 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF ETF 316092303 117 2830 SH SOLE 2830 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 50 1046 SH SOLE 1046 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 4082 10152 SH SOLE 10152 0 0 ISHARES MBS ETF ETF 464288588 39 361 SH SOLE 361 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 9 62 SH SOLE 62 0 0 PROSPECT CAP CORP COM CEF 74348T102 40 5100 SH SOLE 5100 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 12 33 SH SOLE 33 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 21 135 SH SOLE 135 0 0 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288638 185 3126 SH SOLE 3126 0 0 CHEVRON CORP NEW COM Stock 166764100 21 198 SH SOLE 198 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 465 4009 SH SOLE 4009 0 0 CONOCOPHILLIPS COM Stock 20825C104 37 679 SH SOLE 679 0 0 INVESCO DYNAMIC MEDIA ETF ETF 46137V696 46 897 SH SOLE 897 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 3042 61114 SH SOLE 61114 0 0 WALMART INC COM Stock 931142103 1 4 SH SOLE 4 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 6 175 SH SOLE 175 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 57 436 SH SOLE 436 0 0 VANECK VECTORS AGRIBUSINESS ETF ETF 92189F700 4123 46967 SH SOLE 46966 0 0 AMERICAN EXPRESS CO COM Stock 025816109 25 175 SH SOLE 175 0 0 APPLIED MATLS INC COM Stock 038222105 30 215 SH SOLE 215 0 0 TYSON FOODS INC CL A Stock 902494103 21 281 SH SOLE 281 0 0 INVESCO DYNAMIC PHARMACEUTICALS ETF ETF 46137V662 77 977 SH SOLE 977 0 0 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 21 472 SH SOLE 472 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 3615 31707 SH SOLE 31707 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 16 113 SH SOLE 113 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 11 221 SH SOLE 221 0 0 BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 46434V878 5598 110843 SH SOLE 110843 0 0 CANOPY GROWTH CORP COM Stock 138035100 0 8 SH SOLE 8 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 8255 92273 SH SOLE 92272 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 19 299 SH SOLE 299 0 0 CITIGROUP INC COM NEW Stock 172967424 23 319 SH SOLE 319 0 0 FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND ETF 33939L779 79 3302 SH SOLE 3302 0 0 LINCOLN NATL CORP IND COM Stock 534187109 22 343 SH SOLE 343 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 6 109 SH SOLE 109 0 0 SHOPIFY INC CL A Stock 82509L107 2 2 SH SOLE 2 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 8 31 SH SOLE 31 0 0 AUTOZONE INC COM Stock 053332102 14 10 SH SOLE 10 0 0 CBRE GROUP INC CL A Stock 12504L109 18 229 SH SOLE 229 0 0 APPLE INC COM Stock 037833100 25 207 SH SOLE 207 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 136 1703 SH SOLE 1703 0 0 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 166 1812 SH SOLE 1812 0 0