The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 2 | 1 | SH | SOLE | 1 | 1 | 1 | ||
ARCHROCK INC COM | Stock | 03957W106 | 14 | 1,400 | SH | SOLE | 1,400 | 1,400 | 1,400 | ||
INVESCO QQQ TRUST | ETF | 46090E103 | 19 | 107 | SH | SOLE | 107 | 107 | 107 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 27 | 358 | SH | SOLE | 358 | 358 | 358 | ||
NAVIOS MARITIME PARTNERS L P UNIT LPI | Stock | Y62267102 | 3 | 2,800 | SH | SOLE | 2,800 | 2,800 | 2,800 | ||
DOLLAR GEN CORP NEW COM | Stock | 256677105 | 32 | 271 | SH | SOLE | 271 | 271 | 271 | ||
JOHNSON & JOHNSON COM | Stock | 478160104 | 31 | 222 | SH | SOLE | 222 | 222 | 222 | ||
FIRST TRUST UTILITIES ALPHADEX FUND | ETF | 33734X184 | 10 | 337 | SH | SOLE | 337 | 337 | 337 | ||
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN | Stock | 01881G106 | 87 | 3,000 | SH | SOLE | 3,000 | 3,000 | 3,000 | ||
WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND | ETF | 97717X560 | 14 | 503 | SH | SOLE | 503 | 503 | 503 | ||
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 22 | 110 | SH | SOLE | 110 | 110 | 110 | ||
ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 18 | 283 | SH | SOLE | 283 | 283 | 283 | ||
UNDER ARMOUR INC CL C | Stock | 904311206 | 0 | 4 | SH | SOLE | 4 | 4 | 4 | ||
PROCTER AND GAMBLE CO COM | Stock | 742718109 | 16 | 150 | SH | SOLE | 150 | 150 | 150 | ||
COCA COLA CO COM | Stock | 191216100 | 30 | 651 | SH | SOLE | 651 | 651 | 651 | ||
INTEL CORP COM | Stock | 458140100 | 1 | 10 | SH | SOLE | 10 | 10 | 10 | ||
STATE STR CORP COM | Stock | 857477103 | 23 | 335 | SH | SOLE | 335 | 335 | 335 | ||
MEDTRONIC PLC SHS | Stock | G5960L103 | 21 | 232 | SH | SOLE | 232 | 232 | 232 | ||
ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | ETF | 46435U796 | 1,764 | 17,840 | SH | SOLE | 17,840 | 17,840 | 17,840 | ||
MERCK & CO INC COM | Stock | 58933Y105 | 17 | 200 | SH | SOLE | 200 | 200 | 200 | ||
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 464288158 | 182 | 1,721 | SH | SOLE | 1,721 | 1,721 | 1,721 | ||
EATON VANCE LTD DUR INCOME FD COM | CEF | 27828H105 | 19 | 1,500 | SH | SOLE | 1,500 | 1,500 | 1,500 | ||
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 30 | 506 | SH | SOLE | 506 | 506 | 506 | ||
CHUBB LIMITED COM | Stock | H1467J104 | 31 | 221 | SH | SOLE | 221 | 221 | 221 | ||
FEDEX CORP COM | Stock | 31428X106 | 34 | 183 | SH | SOLE | 183 | 183 | 183 | ||
ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 464287457 | 459 | 5,476 | SH | SOLE | 5,476 | 5,476 | 5,476 | ||
SNAP INC CL A | Stock | 83304A106 | 1 | 100 | SH | SOLE | 100 | 100 | 100 | ||
PENNEY J C CORP INC COM | Stock | 708160106 | 0 | 10 | SH | SOLE | 10 | 10 | 10 | ||
HONEYWELL INTL INC COM | Stock | 438516106 | 34 | 210 | SH | SOLE | 210 | 210 | 210 | ||
US BANCORP DEL COM NEW | Stock | 902973304 | 27 | 550 | SH | SOLE | 550 | 550 | 550 | ||
HOME DEPOT INC COM | Stock | 437076102 | 288 | 1,470 | SH | SOLE | 1,470 | 1,470 | 1,470 | ||
STARWOOD PPTY TR INC COM | REIT | 85571B105 | 56 | 2,500 | SH | SOLE | 2,500 | 2,500 | 2,500 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 | 24 | 257 | SH | SOLE | 257 | 257 | 257 | ||
CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 81369Y308 | 12 | 207 | SH | SOLE | 207 | 207 | 207 | ||
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 2,586 | 51,433 | SH | SOLE | 51,433 | 51,433 | 51,433 | ||
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | ETF | 78464A474 | 1,882 | 61,797 | SH | SOLE | 61,797 | 61,797 | 61,797 | ||
ENSCO PLC SHS CLASS A | Stock | G3157S106 | 2 | 500 | SH | SOLE | 500 | 500 | 500 | ||
AVID BIOSERVICES INC COM | Stock | 05368M106 | 0 | 1 | SH | SOLE | 1 | 1 | 1 | ||
ISHARES S&P SMALL-CAP FUND | ETF | 464287804 | 15 | 193 | SH | SOLE | 193 | 193 | 193 | ||
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | ETF | 92206C409 | 85 | 1,077 | SH | SOLE | 1,077 | 1,077 | 1,077 | ||
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 92206C870 | 77 | 895 | SH | SOLE | 895 | 895 | 895 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 26 | 22 | SH | SOLE | 22 | 22 | 22 | ||
BAUSCH HEALTH COS INC COM | Stock | 071734107 | 18 | 700 | SH | SOLE | 700 | 700 | 700 | ||
VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF | ETF | 92206C706 | 49 | 758 | SH | SOLE | 758 | 758 | 758 | ||
NIKE INC CL B | Stock | 654106103 | 0 | 4 | SH | SOLE | 4 | 4 | 4 | ||
NAVIOS MARITIME CONTAINERS L P COM UNIT RP LP | Stock | Y62151108 | 0 | 14 | SH | SOLE | 14 | 14 | 14 | ||
WALGREENS BOOTS ALLIANCE INC COM | Stock | 931427108 | 0 | 3 | SH | SOLE | 3 | 3 | 3 | ||
STANLEY BLACK & DECKER INC COM | Stock | 854502101 | 21 | 149 | SH | SOLE | 149 | 149 | 149 | ||
VANGUARD COMMUNICATION SERVICES ETF | ETF | 92204A884 | 6 | 72 | SH | SOLE | 72 | 72 | 72 | ||
BOOKING HLDGS INC COM | Stock | 09857L108 | 14 | 8 | SH | SOLE | 8 | 8 | 8 | ||
WABTEC CORP COM | Stock | 929740108 | 0 | 5 | SH | SOLE | 5 | 5 | 5 | ||
AFLAC INC COM | Stock | 001055102 | 60 | 1,200 | SH | SOLE | 1,200 | 1,200 | 1,200 | ||
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT | Stock | 573331105 | 16 | 1,300 | SH | SOLE | 1,300 | 1,300 | 1,300 | ||
ISHARES FLOATING RATE BOND ETF | ETF | 46429B655 | 20 | 390 | SH | SOLE | 390 | 390 | 390 | ||
INVESCO AEROSPACE & DEFENSE ETF | ETF | 46137V100 | 12 | 197 | SH | SOLE | 197 | 197 | 197 | ||
VANECK VECTORS MORTGAGE REIT INCOME ETF | ETF | 92189F452 | 23 | 1,000 | SH | SOLE | 1,000 | 1,000 | 1,000 | ||
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF | ETF | 464286533 | 1,151 | 19,311 | SH | SOLE | 19,311 | 19,311 | 19,311 | ||
MID CON ENERGY PARTNERS LP COM UNIT REPST | Stock | 59560V109 | 4 | 4,200 | SH | SOLE | 4,200 | 4,200 | 4,200 | ||
ISHARES EDGE MSCI MIN VOL EAFE ETF | ETF | 46429B689 | 2,299 | 31,781 | SH | SOLE | 31,781 | 31,781 | 31,781 | ||
ISHARES EDGE MSCI MIN VOL USA ETF | ETF | 46429B697 | 2,475 | 41,944 | SH | SOLE | 41,944 | 41,944 | 41,944 | ||
PHILLIPS 66 COM | Stock | 718546104 | 45 | 470 | SH | SOLE | 470 | 470 | 470 | ||
ABERDEEN EMRG MRKTS EQT INM FD COM | CEF | 00301W105 | 10 | 1,382 | SH | SOLE | 1,382 | 1,382 | 1,382 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 1 | 6 | SH | SOLE | 6 | 6 | 6 | ||
GLOBAL X MLP ETF | ETF | 37950E473 | 2,012 | 223,828 | SH | SOLE | 223,828 | 223,828 | 223,828 | ||
VOYA GLBL EQTY DIV & PREM OPP COM | CEF | 92912T100 | 23 | 3,500 | SH | SOLE | 3,500 | 3,500 | 3,500 | ||
COCA COLA EUROPEAN PARTNERS P SHS | Stock | G25839104 | 3 | 50 | SH | SOLE | 50 | 50 | 50 | ||
VECTOR GROUP LTD COM | Stock | 92240M108 | 26 | 2,428 | SH | SOLE | 2,428 | 2,428 | 2,428 | ||
DELEK US HLDGS INC NEW COM | Stock | 24665A103 | 9 | 245 | SH | SOLE | 245 | 245 | 245 | ||
HOLLY ENERGY PARTNERS L P COM UT LTD PTN | Stock | 435763107 | 16 | 600 | SH | SOLE | 600 | 600 | 600 | ||
BROADCOM INC COM | Stock | 11135F101 | 24 | 78 | SH | SOLE | 78 | 78 | 78 | ||
MONDELEZ INTL INC CL A | Stock | 609207105 | 18 | 370 | SH | SOLE | 370 | 370 | 370 | ||
MAGNA INTL INC COM | Stock | 559222401 | 28 | 563 | SH | SOLE | 563 | 563 | 563 | ||
ISHARES CORE MSCI EAFE ETF | ETF | 46432F842 | 91 | 1,477 | SH | SOLE | 1,477 | 1,477 | 1,477 | ||
ACCENTURE PLC IRELAND SHS CLASS A | Stock | G1151C101 | 29 | 162 | SH | SOLE | 162 | 162 | 162 | ||
SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF | ETF | 78468R200 | 32 | 1,028 | SH | SOLE | 1,028 | 1,028 | 1,028 | ||
EATON VANCE TX MGD DIV EQ INCM COM | CEF | 27828N102 | 6,587 | 579,298 | SH | SOLE | 579,298 | 579,298 | 579,298 | ||
WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND | ETF | 97717W760 | 91 | 1,365 | SH | SOLE | 1,365 | 1,365 | 1,365 | ||
VANGUARD TOTAL BOND MARKET INDEX FUND | ETF | 921937835 | 93 | 1,149 | SH | SOLE | 1,149 | 1,149 | 1,149 | ||
CABOT OIL & GAS CORP COM | Stock | 127097103 | 6 | 247 | SH | SOLE | 247 | 247 | 247 | ||
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 874039100 | 33 | 789 | SH | SOLE | 789 | 789 | 789 | ||
INVESCO S&P SMALLCAP LOW VOLATILITY ETF | ETF | 46138G102 | 1,154 | 24,338 | SH | SOLE | 24,338 | 24,338 | 24,338 | ||
FIRST TRUST TACTICAL HIGH YIELD ETF | ETF | 33738D408 | 28,144 | 587,676 | SH | SOLE | 587,675 | 587,675 | 587,675 | ||
BLACKSTONE GROUP L P COM UNIT LTD | Stock | 09253U108 | 25 | 700 | SH | SOLE | 700 | 700 | 700 | ||
ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF | ETF | 00768Y727 | 1,897 | 39,486 | SH | SOLE | 39,485 | 39,485 | 39,485 | ||
SYNOVUS FINL CORP COM NEW | Stock | 87161C501 | 4 | 100 | SH | SOLE | 100 | 100 | 100 | ||
RAYTHEON CO COM NEW | Stock | 755111507 | 16 | 86 | SH | SOLE | 86 | 86 | 86 | ||
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | ETF | 78467V608 | 2,449 | 53,259 | SH | SOLE | 53,259 | 53,259 | 53,259 | ||
FLEXSHARES QUALITY DIVIDEND INDEX FUND | ETF | 33939L860 | 2,997 | 66,093 | SH | SOLE | 66,093 | 66,093 | 66,093 | ||
CISCO SYS INC COM | Stock | 17275R102 | 58 | 1,054 | SH | SOLE | 1,054 | 1,054 | 1,054 | ||
CAPITAL ONE FINL CORP COM | Stock | 14040H105 | 29 | 349 | SH | SOLE | 349 | 349 | 349 | ||
WISDOMTREE U.S. LARGECAP DIVIDEND FUND | ETF | 97717W307 | 29 | 306 | SH | SOLE | 306 | 306 | 306 | ||
AT&T INC COM | Stock | 00206R102 | 30 | 950 | SH | SOLE | 950 | 950 | 950 | ||
PTC THERAPEUTICS INC COM | Stock | 69366J200 | 13 | 350 | SH | SOLE | 350 | 350 | 350 | ||
ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 12 | 179 | SH | SOLE | 179 | 179 | 179 | ||
GENERAL ELECTRIC CO COM | Stock | 369604103 | 10 | 988 | SH | SOLE | 988 | 988 | 988 | ||
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 | 11 | 95 | SH | SOLE | 95 | 95 | 95 | ||
INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 | 7 | 88 | SH | SOLE | 88 | 88 | 88 | ||
ISHARES U.S. FINANCIAL SERVICES ETF | ETF | 464287770 | 33 | 261 | SH | SOLE | 261 | 261 | 261 | ||
ISHARES SHORT MATURITY BOND ETF | ETF | 46431W507 | 26 | 509 | SH | SOLE | 509 | 509 | 509 | ||
WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND | ETF | 97717W794 | 98 | 2,091 | SH | SOLE | 2,091 | 2,091 | 2,091 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 102 | 353 | SH | SOLE | 353 | 353 | 353 | ||
SUNTRUST BKS INC COM | Stock | 867914103 | 18 | 297 | SH | SOLE | 297 | 297 | 297 | ||
ISHARES MBS ETF | ETF | 464288588 | 40 | 374 | SH | SOLE | 374 | 374 | 374 | ||
ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 464288653 | 26 | 189 | SH | SOLE | 189 | 189 | 189 | ||
PROSPECT CAPITAL CORPORATION COM | CEF | 74348T102 | 33 | 5,100 | SH | SOLE | 5,100 | 5,100 | 5,100 | ||
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 35 | 330 | SH | SOLE | 330 | 330 | 330 | ||
CHEVRON CORP NEW COM | Stock | 166764100 | 27 | 220 | SH | SOLE | 220 | 220 | 220 | ||
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 49 | 441 | SH | SOLE | 441 | 441 | 441 | ||
CONOCOPHILLIPS COM | Stock | 20825C104 | 93 | 1,379 | SH | SOLE | 1,379 | 1,379 | 1,379 | ||
ISHARES MORTGAGE REAL ESTATE ETF | ETF | 46435G342 | 22,945 | 526,262 | SH | SOLE | 526,262 | 526,262 | 526,262 | ||
WALMART INC COM | Stock | 931142103 | 0 | 4 | SH | SOLE | 4 | 4 | 4 | ||
ISHARES INTERNATIONAL SELECT DIVIDEND ETF | ETF | 464288448 | 1,476 | 47,393 | SH | SOLE | 47,393 | 47,393 | 47,393 | ||
ISHARES 3-7 YEAR TREASURY BOND ETF | ETF | 464288661 | 1,921 | 15,681 | SH | SOLE | 15,681 | 15,681 | 15,681 | ||
ORACLE CORP COM | Stock | 68389X105 | 21 | 391 | SH | SOLE | 391 | 391 | 391 | ||
PFIZER INC COM | Stock | 717081103 | 26 | 596 | SH | SOLE | 596 | 596 | 596 | ||
LEGACY RESVS INC COM | Stock | 524706108 | 1 | 2,000 | SH | SOLE | 2,000 | 2,000 | 2,000 | ||
AMERICAN EXPRESS CO COM | Stock | 025816109 | 27 | 244 | SH | SOLE | 244 | 244 | 244 | ||
AMERIGAS PARTNERS L P UNIT L P INT | Stock | 030975106 | 16 | 500 | SH | SOLE | 500 | 500 | 500 | ||
VAN ECK MERK GOLD TRUST | ETF | 921078101 | 5 | 386 | SH | SOLE | 386 | 386 | 386 | ||
ISHARES 20 YEAR TREASURY BOND ETF | ETF | 464287432 | 14 | 116 | SH | SOLE | 116 | 116 | 116 | ||
CSI COMPRESSCO LP COM UNIT | Stock | 12637A103 | 3 | 1,000 | SH | SOLE | 1,000 | 1,000 | 1,000 | ||
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN | Stock | 864482104 | 34 | 1,500 | SH | SOLE | 1,500 | 1,500 | 1,500 | ||
JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETF | ETF | 46641Q209 | 10 | 178 | SH | SOLE | 178 | 178 | 178 | ||
CITIGROUP INC COM NEW | Stock | 172967424 | 29 | 456 | SH | SOLE | 456 | 456 | 456 | ||
FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND | ETF | 33939L779 | 1,765 | 76,142 | SH | SOLE | 76,142 | 76,142 | 76,142 | ||
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS | CEF | 670699107 | 28 | 1,264 | SH | SOLE | 1,264 | 1,264 | 1,264 | ||
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF | ETF | 33739Q200 | 2,386 | 46,557 | SH | SOLE | 46,557 | 46,557 | 46,557 | ||
KRAFT HEINZ CO COM | Stock | 500754106 | 4 | 126 | SH | SOLE | 126 | 126 | 126 | ||
CHENIERE ENERGY PARTNERS LP COM UNIT | Stock | 16411Q101 | 29 | 700 | SH | SOLE | 700 | 700 | 700 | ||
APPLE INC COM | Stock | 037833100 | 68 | 355 | SH | SOLE | 355 | 355 | 355 | ||
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | ETF | 381430503 | 115 | 2,007 | SH | SOLE | 2,007 | 2,007 | 2,007 | ||
PJT PARTNERS INC COM CL A | Stock | 69343T107 | 1 | 17 | SH | SOLE | 17 | 17 | 17 | ||
DISNEY WALT CO COM DISNEY | Stock | 254687106 | 28 | 250 | SH | SOLE | 250 | 250 | 250 | ||
MARSH & MCLENNAN COS INC COM | Stock | 571748102 | 21 | 222 | SH | SOLE | 222 | 222 | 222 |