Chief Operating Officer

0001140361-14-041434.txt : 20141113 0001140361-14-041434.hdr.sgml : 20141113 20141113105329 ACCESSION NUMBER: 0001140361-14-041434 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 141216789 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 09-30-2014 09-30-2014 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 /s/ Robert Shea New York NY 11-13-2014 5 917 2770803 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA) LLC 4 0001573672 028-15461 Mirae Asset Canada Acquisition, Inc. 5 0001573668 028-15459 Horizons ETFs Management (Canada) Inc. INFORMATION TABLE 2 form13fInfoTable.xml 21VIANET GROUP INC SPONSORED ADR 90138A103 4228 234916 SH DFND 1 234916 0 0 21VIANET GROUP INC SPONSORED ADR 90138A103 1539 85504 SH SOLE 85504 0 0 3M CO COM 88579Y101 935 6600 SH SOLE 6600 0 0 3M CO COM 88579Y101 10318 72829 SH DFND 1 2 3 72829 0 0 3M CO COM 88579Y101 170 1201 SH DFND 1 2 1201 0 0 ABB LTD SPONSORED ADR 000375204 415 18500 SH DFND 4 5 18500 0 0 ABBOTT LABS COM 002824100 116 2800 SH DFND 1 2 2800 0 0 ABBOTT LABS COM 002824100 10908 262281 SH DFND 1 2 3 262281 0 0 ABBVIE INC COM 00287Y109 1594 27600 SH DFND 4 5 27600 0 0 ABBVIE INC COM 00287Y109 32485 562407 SH DFND 1 2 3 562407 0 0 ABBVIE INC COM 00287Y109 4910 85000 SH SOLE 85000 0 0 ABBVIE INC COM 00287Y109 171 2958 SH DFND 1 2 2958 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 95 1172 SH DFND 1 2 1172 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1607 19765 SH SOLE 19765 0 0 ACE LTD SHS H0023R105 1889 18010 SH SOLE 18010 0 0 ACE LTD SHS H0023R105 118 1122 SH DFND 1 2 1122 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 199 33600 SH DFND 4 5 33600 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 17 2884 SH SOLE 2884 0 0 AETNA INC NEW COM 00817Y108 53 656 SH DFND 1 2 656 0 0 AETNA INC NEW COM 00817Y108 1100 13586 SH SOLE 13586 0 0 AFLAC INC COM 001055102 829 14230 SH SOLE 14230 0 0 AFLAC INC COM 001055102 87 1501 SH DFND 1 2 1501 0 0 AIR PRODS & CHEMS INC COM 009158106 46 356 SH DFND 1 2 356 0 0 AIR PRODS & CHEMS INC COM 009158106 1307 10040 SH SOLE 10040 0 0 AIR PRODS & CHEMS INC COM 009158106 2721 20900 SH DFND 4 5 20900 0 0 ALCOA INC COM 013817101 36 2216 SH DFND 1 2 2216 0 0 ALCOA INC COM 013817101 2623 163000 SH SOLE 163000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 56 338 SH DFND 1 2 3 338 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 466 2810 SH SOLE 2810 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 61 366 SH DFND 1 2 366 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4437 49935 SH DFND 1 2 3 49935 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1946 21903 SH SOLE 21903 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5590 62918 SH DFND 1 62918 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1917 100000 SH SOLE 100000 0 0 ALTERA CORP COM 021441100 554 15470 SH SOLE 15470 0 0 ALTERA CORP COM 021441100 21 582 SH DFND 1 2 582 0 0 ALTRIA GROUP INC COM 02209S103 169 3686 SH DFND 1 2 3686 0 0 ALTRIA GROUP INC COM 02209S103 2669 58100 SH DFND 4 5 58100 0 0 AMAZON COM INC COM 023135106 989 3067 SH SOLE 3067 0 0 AMAZON COM INC COM 023135106 774 2400 SH DFND 4 5 2400 0 0 AMAZON COM INC COM 023135106 226 702 SH DFND 1 2 702 0 0 AMBEV SA SPONSORED ADR 02319V103 719 109761 SH SOLE 109761 0 0 AMBEV SA SPONSORED ADR 02319V103 215 32800 SH DFND 4 5 32800 0 0 AMBEV SA SPONSORED ADR 02319V103 1368 208793 SH DFND 1 2 3 208793 0 0 AMDOCS LTD SHS G02602103 892 19449 SH SOLE 19449 0 0 AMEREN CORP COM 023608102 18 458 SH DFND 1 2 458 0 0 AMEREN CORP COM 023608102 786 20500 SH SOLE 20500 0 0 AMEREN CORP COM 023608102 1223 31900 SH DFND 4 5 31900 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 394 15626 SH DFND 1 2 3 15626 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 411 16300 SH DFND 4 5 16300 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 205 8148 SH SOLE 8148 0 0 AMERICAN ELEC PWR INC COM 025537101 209 4000 SH SOLE 4000 0 0 AMERICAN ELEC PWR INC COM 025537101 48 910 SH DFND 1 2 910 0 0 AMERICAN EXPRESS CO COM 025816109 260 2971 SH DFND 1 2 2971 0 0 AMERICAN EXPRESS CO COM 025816109 1191 13609 SH SOLE 13609 0 0 AMERICAN EXPRESS CO COM 025816109 224 2564 SH DFND 1 2 3 2564 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 778 14400 SH DFND 4 5 14400 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 255 4715 SH DFND 1 2 4715 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1210 12923 SH SOLE 12923 0 0 AMERICAN TOWER CORP NEW COM 03027X100 123 1316 SH DFND 1 2 1316 0 0 AMERIPRISE FINL INC COM 03076C106 655 5312 SH SOLE 5312 0 0 AMERIPRISE FINL INC COM 03076C106 76 617 SH DFND 1 2 617 0 0 AMGEN INC COM 031162100 197 1405 SH DFND 1 2 1405 0 0 AMGEN INC COM 031162100 773 5500 SH DFND 4 5 5500 0 0 AMGEN INC COM 031162100 1004 7150 SH SOLE 7150 0 0 ANADARKO PETE CORP COM 032511107 96 943 SH DFND 1 2 943 0 0 ANADARKO PETE CORP COM 032511107 781 7700 SH DFND 4 5 7700 0 0 ANADARKO PETE CORP COM 032511107 3523 34726 SH SOLE 34726 0 0 ANALOG DEVICES INC COM 032654105 869 17560 SH SOLE 17560 0 0 ANALOG DEVICES INC COM 032654105 29 589 SH DFND 1 2 589 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 6 524 SH SOLE 524 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2690 224200 SH DFND 4 5 224200 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 16759 151189 SH DFND 1 2 3 151189 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2583 23300 SH DFND 4 5 23300 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 485 4373 SH SOLE 4373 0 0 AON PLC SHS CL A G0408V102 1425 16256 SH SOLE 16256 0 0 AON PLC SHS CL A G0408V102 85 965 SH DFND 1 2 965 0 0 APPLE INC COM 037833100 3295 32700 SH DFND 4 5 32700 0 0 APPLE INC COM 037833100 17239 171111 SH DFND 1 2 3 171111 0 0 APPLE INC COM 037833100 10385 103080 SH SOLE 103080 0 0 APPLE INC COM 037833100 1119 11107 SH DFND 1 2 11107 0 0 APPLIED MATLS INC COM 038222105 222 10271 SH SOLE 10271 0 0 APPLIED MATLS INC COM 038222105 49 2283 SH DFND 1 2 2283 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 201 3931 SH SOLE 3931 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 61 1201 SH DFND 1 2 1201 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 406 9300 SH DFND 4 5 9300 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 874 12240 SH SOLE 12240 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3000 42000 SH DFND 4 5 42000 0 0 AT&T INC COM 00206R102 91 2575 SH DFND 1 2 3 2575 0 0 AT&T INC COM 00206R102 339 9620 SH DFND 1 2 9620 0 0 AT&T INC COM 00206R102 2527 71700 SH DFND 4 5 71700 0 0 ATMEL CORP COM 049513104 743 91905 SH SOLE 91905 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 5 130 SH SOLE 130 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 27809 661951 SH DFND 1 661951 0 0 AUTOLIV INC COM 052800109 672 7310 SH SOLE 7310 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 42 570 SH SOLE 570 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1961 26900 SH DFND 4 5 26900 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 74 891 SH DFND 1 2 891 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 41 466 SH DFND 1 2 466 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 983 11300 SH SOLE 11300 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 18935 217643 SH DFND 1 2 3 217643 0 0 AVNET INC COM 053807103 407 9800 SH SOLE 9800 0 0 BAIDU INC SPON ADR REP A 056752108 790 3621 SH SOLE 3621 0 0 BAIDU INC SPON ADR REP A 056752108 75735 347040 SH DFND 1 347040 0 0 BAIDU INC SPON ADR REP A 056752108 4864 22290 SH DFND 1 2 3 22290 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 482 33791 SH SOLE 33791 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 591 41500 SH DFND 4 5 41500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 744 52176 SH DFND 1 2 3 52176 0 0 BANCO DE CHILE SPONSORED ADR 059520106 162 2193 SH DFND 1 2 3 2193 0 0 BANCO DE CHILE SPONSORED ADR 059520106 163 2200 SH DFND 4 5 2200 0 0 BANCO DE CHILE SPONSORED ADR 059520106 45 605 SH SOLE 605 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 180 27451 SH DFND 1 2 3 27451 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 130 19951 SH SOLE 19951 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 74 3344 SH SOLE 3344 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 266 12064 SH DFND 1 2 3 12064 0 0 BANCO SANTANDER SA ADR 05964H105 2504 263601 SH DFND 4 5 263601 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 144 2542 SH SOLE 2542 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 418 7364 SH DFND 1 2 3 7364 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 2178 1900 SH SOLE 1900 0 0 BANK AMER CORP COM 060505104 789 46300 SH DFND 4 5 46300 0 0 BANK AMER CORP COM 060505104 1023 60000 SH SOLE 60000 0 0 BANK AMER CORP COM 060505104 45166 2649043 SH DFND 1 2 3 2649043 0 0 BANK AMER CORP COM 060505104 593 34754 SH DFND 1 2 34754 0 0 BANK AMER CORP COM 060505104 119 7000 SH DFND 7000 0 0 BANK N S HALIFAX COM 064149107 786 12710 SH SOLE 12710 0 0 BARCLAYS PLC ADR 06738E204 412 27800 SH DFND 4 5 27800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 829 5998 SH DFND 1 2 5998 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 774 5600 SH DFND 4 5 5600 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 406 6900 SH DFND 4 5 6900 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 89 1516 SH SOLE 1516 0 0 BIOGEN IDEC INC COM 09062X103 145 437 SH DFND 1 2 437 0 0 BIOGEN IDEC INC COM 09062X103 4005 12107 SH SOLE 12107 0 0 BIOGEN IDEC INC COM 09062X103 19186 57998 SH DFND 1 2 3 57998 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 252 3490 SH SOLE 3490 0 0 BLACKROCK INC COM 09247X101 136 415 SH DFND 1 2 415 0 0 BLACKROCK INC COM 09247X101 1791 5455 SH SOLE 5455 0 0 BLACKROCK INC COM 09247X101 1970 6000 SH DFND 4 5 6000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1689 53650 SH SOLE 53650 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 336 11607 SH SOLE 11607 0 0 BOEING CO COM 097023105 1783 14000 SH SOLE 14000 0 0 BOEING CO COM 097023105 321 2519 SH DFND 1 2 3 2519 0 0 BOEING CO COM 097023105 777 6100 SH DFND 4 5 6100 0 0 BOEING CO COM 097023105 158 1242 SH DFND 1 2 1242 0 0 BP PLC SPONSORED ADR 055622104 404 9200 SH DFND 4 5 9200 0 0 BP PLC SPONSORED ADR 055622104 38 870 SH SOLE 870 0 0 BRF SA SPONSORED ADR 10552T107 1002 42098 SH DFND 1 2 3 42098 0 0 BRF SA SPONSORED ADR 10552T107 496 20850 SH SOLE 20850 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3969 77550 SH SOLE 77550 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14532 283932 SH DFND 1 2 3 283932 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 158 3081 SH DFND 1 2 3081 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3630 32100 SH DFND 4 5 32100 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1359 30217 SH SOLE 30217 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1212 31885 SH SOLE 31885 0 0 CAMECO CORP COM 13321L108 703 39800 SH SOLE 39800 0 0 CARDINAL HEALTH INC COM 14149Y108 1485 19820 SH SOLE 19820 0 0 CARDINAL HEALTH INC COM 14149Y108 47 623 SH DFND 1 2 623 0 0 CATAMARAN CORP COM 148887102 906 21501 SH SOLE 21501 0 0 CATERPILLAR INC DEL COM 149123101 475 4800 SH SOLE 4800 0 0 CATERPILLAR INC DEL COM 149123101 772 7800 SH DFND 4 5 7800 0 0 CATERPILLAR INC DEL COM 149123101 252 2543 SH DFND 1 2 3 2543 0 0 CATERPILLAR INC DEL COM 149123101 115 1166 SH DFND 1 2 1166 0 0 CBS CORP NEW CL B 124857202 48 905 SH DFND 1 2 905 0 0 CBS CORP NEW CL B 124857202 154 2870 SH SOLE 2870 0 0 CDK GLOBAL INC COM 12508E101 274 8966 SH DFND 4 5 8966 0 0 CELGENE CORP COM 151020104 5013 52893 SH SOLE 52893 0 0 CELGENE CORP COM 151020104 38541 406634 SH DFND 1 2 3 406634 0 0 CELGENE CORP COM 151020104 152 1600 SH DFND 1600 0 0 CELGENE CORP COM 151020104 141 1486 SH DFND 1 2 1486 0 0 CEMENTOS PACASMAYO S A A SPON ADR REP 5 15126Q109 115 12825 SH SOLE 12825 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1245 95496 SH SOLE 95496 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 723 55444 SH DFND 1 2 3 55444 0 0 CENCOSUD S A SPONSORED ADS 15132H101 59 6600 SH SOLE 6600 0 0 CENCOSUD S A SPONSORED ADS 15132H101 197 21814 SH DFND 1 2 3 21814 0 0 CHEVRON CORP NEW COM 166764100 420 3522 SH DFND 1 2 3522 0 0 CHEVRON CORP NEW COM 166764100 2969 24885 SH SOLE 24885 0 0 CHEVRON CORP NEW COM 166764100 305 2558 SH DFND 1 2 3 2558 0 0 CHEVRON CORP NEW COM 166764100 2100 17600 SH DFND 4 5 17600 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 224 5368 SH SOLE 5368 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 413 9900 SH DFND 4 5 9900 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 658 11200 SH DFND 4 5 11200 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 668 11366 SH SOLE 11366 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 554 9426 SH DFND 1 2 3 9426 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 246 2812 SH SOLE 2812 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 210 2400 SH DFND 4 5 2400 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 26 875 SH SOLE 875 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 237 7900 SH DFND 4 5 7900 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 223 7426 SH DFND 1 2 3 7426 0 0 CISCO SYS INC COM 17275R102 66 2610 SH DFND 1 2 3 2610 0 0 CISCO SYS INC COM 17275R102 798 31700 SH DFND 4 5 31700 0 0 CISCO SYS INC COM 17275R102 238 9458 SH DFND 1 2 9458 0 0 CISCO SYS INC COM 17275R102 1646 65380 SH SOLE 65380 0 0 CITIGROUP INC COM NEW 172967424 519 10023 SH DFND 1 2 10023 0 0 CITIGROUP INC COM NEW 172967424 2872 55416 SH SOLE 55416 0 0 CITIGROUP INC COM NEW 172967424 767 14800 SH DFND 4 5 14800 0 0 CNOOC LTD SPONSORED ADR 126132109 304 1760 SH SOLE 1760 0 0 CNOOC LTD SPONSORED ADR 126132109 295 1707 SH DFND 1 2 3 1707 0 0 CNOOC LTD SPONSORED ADR 126132109 604 3500 SH DFND 4 5 3500 0 0 COCA COLA CO COM 191216100 109 2551 SH DFND 1 2 3 2551 0 0 COCA COLA CO COM 191216100 312 7323 SH DFND 1 2 7323 0 0 COCA COLA CO COM 191216100 802 18800 SH DFND 4 5 18800 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 232 2300 SH DFND 4 5 2300 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 82 814 SH SOLE 814 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 219 2178 SH DFND 1 2 3 2178 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 50 1127 SH DFND 1 2 1127 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 29366 655927 SH DFND 1 655927 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1463 32685 SH DFND 1 2 3 32685 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 32 720 SH SOLE 720 0 0 COLFAX CORP COM 194014106 962 16886 SH SOLE 16886 0 0 COLGATE PALMOLIVE CO COM 194162103 104 1599 SH DFND 1 2 1599 0 0 COLGATE PALMOLIVE CO COM 194162103 1436 22014 SH SOLE 22014 0 0 COMCAST CORP NEW CL A 20030N101 7873 146387 SH SOLE 146387 0 0 COMCAST CORP NEW CL A 20030N101 41728 775905 SH DFND 1 2 3 775905 0 0 COMCAST CORP NEW CL A 20030N101 758 14100 SH DFND 4 5 14100 0 0 COMCAST CORP NEW CL A 20030N101 134 2500 SH DFND 2500 0 0 COMCAST CORP NEW CL A 20030N101 258 4800 SH DFND 1 2 4800 0 0 COMMSCOPE HLDG CO INC COM 20337X109 768 32103 SH SOLE 32103 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 3493 80093 SH DFND 1 2 3 80093 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 234 5362 SH SOLE 5362 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 86 10551 SH SOLE 10551 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 196 24226 SH DFND 1 2 3 24226 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 88 10800 SH DFND 4 5 10800 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 74 11900 SH DFND 4 5 11900 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 236 37801 SH DFND 1 2 3 37801 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 116 18550 SH SOLE 18550 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 17 1270 SH SOLE 1270 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 27 7500 SH DFND 4 5 7500 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 169 47690 SH DFND 1 2 3 47690 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 79 22116 SH SOLE 22116 0 0 CONOCOPHILLIPS COM 20825C104 222 2900 SH SOLE 2900 0 0 CONOCOPHILLIPS COM 20825C104 3428 44800 SH DFND 4 5 44800 0 0 CONOCOPHILLIPS COM 20825C104 175 2285 SH DFND 1 2 2285 0 0 COPA HOLDINGS SA CL A P31076105 1537 14326 SH DFND 1 2 3 14326 0 0 COPA HOLDINGS SA CL A P31076105 338 3148 SH SOLE 3148 0 0 CORE LABORATORIES N V COM N22717107 1400 9566 SH SOLE 9566 0 0 CORPBANCA SPONSORED ADR 21987A209 209 10900 SH DFND 4 5 10900 0 0 COSAN LTD SHS A G25343107 127 11791 SH DFND 1 2 3 11791 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 90 5786 SH SOLE 5786 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 72 4600 SH DFND 4 5 4600 0 0 CREDICORP LTD COM G2519Y108 782 5100 SH SOLE 5100 0 0 CREDICORP LTD COM G2519Y108 1954 12736 SH DFND 1 2 3 12736 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 423 15300 SH DFND 4 5 15300 0 0 CROWN HOLDINGS INC COM 228368106 1316 29567 SH SOLE 29567 0 0 CSX CORP COM 126408103 59 1853 SH DFND 1 2 1853 0 0 CSX CORP COM 126408103 2469 77000 SH DFND 4 5 77000 0 0 CSX CORP COM 126408103 1145 35700 SH SOLE 35700 0 0 CVS HEALTH CORP COM 126650100 171 2153 SH DFND 1 2 2153 0 0 CVS HEALTH CORP COM 126650100 119 1500 SH DFND 1500 0 0 CVS HEALTH CORP COM 126650100 45244 568469 SH DFND 1 2 3 568469 0 0 CVS HEALTH CORP COM 126650100 2887 36275 SH SOLE 36275 0 0 DBX ETF TR DBXTR HAR CS 300 233051879 57 2200 SH DFND 2200 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 2527 91130 SH SOLE 91130 0 0 DBX ETF TR XTRAK MSCI EMKT 233051101 84 3800 SH SOLE 3800 0 0 DEERE & CO COM 244199105 583 7110 SH SOLE 7110 0 0 DEERE & CO COM 244199105 55 667 SH DFND 1 2 667 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 34 557 SH DFND 1 2 557 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 3558 58000 SH SOLE 58000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 10965 178757 SH DFND 1 2 3 178757 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 411 11800 SH DFND 4 5 11800 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 415 3600 SH DFND 4 5 3600 0 0 DISNEY WALT CO COM DISNEY 254687106 261 2929 SH DFND 1 2 2929 0 0 DISNEY WALT CO COM DISNEY 254687106 64918 729172 SH DFND 1 2 3 729172 0 0 DISNEY WALT CO COM DISNEY 254687106 3681 41349 SH SOLE 41349 0 0 DISNEY WALT CO COM DISNEY 254687106 783 8800 SH DFND 4 5 8800 0 0 DISNEY WALT CO COM DISNEY 254687106 214 2400 SH DFND 2400 0 0 DOMINION RES INC VA NEW COM 25746U109 782 11320 SH SOLE 11320 0 0 DOMINION RES INC VA NEW COM 25746U109 75 1087 SH DFND 1 2 1087 0 0 DOVER CORP COM 260003108 25 311 SH DFND 1 2 311 0 0 DOVER CORP COM 260003108 761 9475 SH SOLE 9475 0 0 DOW CHEM CO COM 260543103 1088 20745 SH SOLE 20745 0 0 DOW CHEM CO COM 260543103 110 2091 SH DFND 1 2 2091 0 0 DOW CHEM CO COM 260543103 2816 53700 SH DFND 4 5 53700 0 0 DR REDDYS LABS LTD ADR 256135203 226 4300 SH DFND 4 5 4300 0 0 DR REDDYS LABS LTD ADR 256135203 76 1454 SH SOLE 1454 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 789 11000 SH DFND 4 5 11000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 183 2557 SH DFND 1 2 3 2557 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 122 1700 SH DFND 1 2 1700 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1219 16300 SH DFND 4 5 16300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 99 1320 SH DFND 1 2 1320 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 1140 50459 SH SOLE 50459 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 22 984 SH DFND 1 2 984 0 0 EATON CORP PLC SHS G29183103 2659 41965 SH SOLE 41965 0 0 EATON CORP PLC SHS G29183103 56 888 SH DFND 1 2 888 0 0 EATON CORP PLC SHS G29183103 2421 38200 SH DFND 4 5 38200 0 0 EATON VANCE FLTING RATE INC COM 278279104 1676 115000 SH SOLE 115000 0 0 EBAY INC COM 278642103 119 2098 SH DFND 1 2 2098 0 0 EBAY INC COM 278642103 720 12710 SH SOLE 12710 0 0 ECOPETROL S A SPONSORED ADS 279158109 469 14993 SH DFND 1 2 3 14993 0 0 ECOPETROL S A SPONSORED ADS 279158109 133 4249 SH SOLE 4249 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 172 4390 SH SOLE 4390 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 273 6972 SH DFND 1 2 3 6972 0 0 EMERSON ELEC CO COM 291011104 81 1294 SH DFND 1 2 1294 0 0 EMERSON ELEC CO COM 291011104 2503 40000 SH DFND 4 5 40000 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 79 1800 SH DFND 4 5 1800 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 231 5257 SH DFND 1 2 3 5257 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 74 1694 SH SOLE 1694 0 0 ENCANA CORP COM 292505104 910 42919 SH SOLE 42919 0 0 ENDO INTL PLC SHS G30401106 1290 18878 SH SOLE 18878 0 0 ENERSIS S A SPONSORED ADR 29274F104 284 18005 SH DFND 1 2 3 18005 0 0 ENERSIS S A SPONSORED ADR 29274F104 202 12800 SH DFND 4 5 12800 0 0 ENERSIS S A SPONSORED ADR 29274F104 103 6538 SH SOLE 6538 0 0 ENI S P A SPONSORED ADR 26874R108 817 17300 SH DFND 4 5 17300 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1943 48222 SH SOLE 48222 0 0 EOG RES INC COM 26875P101 4815 48624 SH DFND 1 2 3 48624 0 0 EOG RES INC COM 26875P101 100 1014 SH DFND 1 2 1014 0 0 EOG RES INC COM 26875P101 891 9000 SH SOLE 9000 0 0 EQUIFAX INC COM 294429105 1089 14570 SH SOLE 14570 0 0 EQUIFAX INC COM 294429105 17 232 SH DFND 1 2 232 0 0 EXCHANGE TRADED CONCEPTS TR HRZN S&P500 CV C 30151E103 2312 50000 SH DFND 1 2 3 50000 0 0 EXCHANGE TRADED CONCEPTS TR HRZN S&P500 CV C 30151E103 2363 51100 SH DFND 4 5 51100 0 0 EXELON CORP COM 30161N101 645 18930 SH SOLE 18930 0 0 EXELON CORP COM 30161N101 54 1594 SH DFND 1 2 1594 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1063 15044 SH SOLE 15044 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 98 1382 SH DFND 1 2 1382 0 0 EXXON MOBIL CORP COM 30231G102 744 7911 SH DFND 1 2 7911 0 0 EXXON MOBIL CORP COM 30231G102 2611 27765 SH SOLE 27765 0 0 EXXON MOBIL CORP COM 30231G102 242 2578 SH DFND 1 2 3 2578 0 0 EXXON MOBIL CORP COM 30231G102 1599 17000 SH DFND 4 5 17000 0 0 FACEBOOK INC CL A 30303M102 286 3617 SH DFND 1 2 3617 0 0 FACEBOOK INC CL A 30303M102 755 9553 SH SOLE 9553 0 0 FACEBOOK INC CL A 30303M102 1786 22600 SH DFND 4 5 22600 0 0 FEDEX CORP COM 31428X106 80 494 SH DFND 1 2 494 0 0 FEDEX CORP COM 31428X106 815 5045 SH SOLE 5045 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 177 1928 SH SOLE 1928 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 876 9521 SH DFND 1 2 3 9521 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 276 3000 SH DFND 4 5 3000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 744 50300 SH DFND 1 50300 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1341 90640 SH SOLE 90640 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 107 7215 SH DFND 1 2 7215 0 0 FREEPORT-MCMORAN INC CL B 35671D857 63 1943 SH DFND 1 2 1943 0 0 FREEPORT-MCMORAN INC CL B 35671D857 774 23700 SH DFND 4 5 23700 0 0 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 394 20190 SH SOLE 20190 0 0 GARMIN LTD SHS H2906T109 12 232 SH DFND 1 2 232 0 0 GARMIN LTD SHS H2906T109 1102 21200 SH DFND 4 5 21200 0 0 GARMIN LTD SHS H2906T109 215 4140 SH SOLE 4140 0 0 GENERAL DYNAMICS CORP COM 369550108 216 1700 SH SOLE 1700 0 0 GENERAL DYNAMICS CORP COM 369550108 75 591 SH DFND 1 2 591 0 0 GENERAL ELECTRIC CO COM 369604103 477 18613 SH DFND 1 2 18613 0 0 GENERAL ELECTRIC CO COM 369604103 64 2483 SH DFND 1 2 3 2483 0 0 GENERAL ELECTRIC CO COM 369604103 1035 40400 SH SOLE 40400 0 0 GENERAL ELECTRIC CO COM 369604103 774 30200 SH DFND 4 5 30200 0 0 GENERAL MTRS CO COM 37045V100 757 23700 SH DFND 4 5 23700 0 0 GENERAL MTRS CO COM 37045V100 80 2511 SH DFND 1 2 2511 0 0 GENUINE PARTS CO COM 372460105 211 2400 SH SOLE 2400 0 0 GENUINE PARTS CO COM 372460105 25 283 SH DFND 1 2 283 0 0 GENUINE PARTS CO COM 372460105 2298 26200 SH DFND 4 5 26200 0 0 GERDAU S A SPON ADR REP PFD 373737105 103 21539 SH SOLE 21539 0 0 GERDAU S A SPON ADR REP PFD 373737105 215 44735 SH DFND 1 2 3 44735 0 0 GILEAD SCIENCES INC COM 375558103 298 2801 SH DFND 1 2 2801 0 0 GILEAD SCIENCES INC COM 375558103 170 1600 SH DFND 1600 0 0 GILEAD SCIENCES INC COM 375558103 45864 430851 SH DFND 1 2 3 430851 0 0 GILEAD SCIENCES INC COM 375558103 798 7500 SH DFND 4 5 7500 0 0 GILEAD SCIENCES INC COM 375558103 5561 52243 SH SOLE 52243 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1894 41200 SH DFND 4 5 41200 0 0 GOLDCORP INC NEW COM 380956409 441 19150 SH SOLE 19150 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 466 2536 SH DFND 1 2 3 2536 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 789 4300 SH DFND 4 5 4300 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 249 1358 SH DFND 1 2 1358 0 0 GOOGLE INC CL A 38259P508 177 300 SH DFND 300 0 0 GOOGLE INC CL A 38259P508 1295 2200 SH DFND 4 5 2200 0 0 GOOGLE INC CL A 38259P508 46203 78521 SH DFND 1 2 3 78521 0 0 GOOGLE INC CL A 38259P508 5252 8925 SH SOLE 8925 0 0 GOOGLE INC CL A 38259P508 310 526 SH DFND 1 2 526 0 0 GOOGLE INC CL C 38259P706 2802 4853 SH SOLE 4853 0 0 GOOGLE INC CL C 38259P706 304 526 SH DFND 1 2 526 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 277 4100 SH DFND 4 5 4100 0 0 GRANA Y MONTERO S A A SPONSORED ADR 38500P208 258 17163 SH SOLE 17163 0 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 328 9300 SH DFND 4 5 9300 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 145 1126 SH DFND 1 2 3 1126 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 154 1200 SH DFND 4 5 1200 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 45 352 SH SOLE 352 0 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 312 23000 SH SOLE 23000 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 187 13838 SH DFND 1 2 3 13838 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 63 4620 SH SOLE 4620 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 188 5552 SH SOLE 5552 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 645 19046 SH DFND 1 2 3 19046 0 0 HAIN CELESTIAL GROUP INC COM 405217100 10572 103288 SH DFND 1 2 3 103288 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1842 18000 SH SOLE 18000 0 0 HALLIBURTON CO COM 406216101 102 1579 SH DFND 1 2 1579 0 0 HALLIBURTON CO COM 406216101 1015 15730 SH SOLE 15730 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 268 5753 SH SOLE 5753 0 0 HERSHEY CO COM 427866108 26 276 SH DFND 1 2 276 0 0 HERSHEY CO COM 427866108 721 7559 SH SOLE 7559 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 268 11925 SH SOLE 11925 0 0 HOME DEPOT INC COM 437076102 229 2500 SH DFND 1 2 2500 0 0 HOME DEPOT INC COM 437076102 232 2533 SH DFND 1 2 3 2533 0 0 HONDA MOTOR LTD AMERN SHS 438128308 418 12200 SH DFND 4 5 12200 0 0 HONDA MOTOR LTD AMERN SHS 438128308 622 18157 SH SOLE 18157 0 0 HONEYWELL INTL INC COM 438516106 1427 15325 SH SOLE 15325 0 0 HONEYWELL INTL INC COM 438516106 136 1457 SH DFND 1 2 1457 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 402 7900 SH DFND 4 5 7900 0 0 ICICI BK LTD ADR 45104G104 205 4178 SH SOLE 4178 0 0 ICICI BK LTD ADR 45104G104 303 6168 SH DFND 1 2 3 6168 0 0 ICICI BK LTD ADR 45104G104 658 13400 SH DFND 4 5 13400 0 0 IHS INC CL A 451734107 496 3959 SH SOLE 3959 0 0 ILLINOIS TOOL WKS INC COM 452308109 3166 37500 SH DFND 4 5 37500 0 0 ILLINOIS TOOL WKS INC COM 452308109 57 679 SH DFND 1 2 679 0 0 ILLUMINA INC COM 452327109 425 2595 SH SOLE 2595 0 0 IMPERIAL OIL LTD COM NEW 453038408 894 18940 SH SOLE 18940 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 287 4800 SH DFND 4 5 4800 0 0 INFOSYS LTD SPONSORED ADR 456788108 404 6678 SH SOLE 6678 0 0 INFOSYS LTD SPONSORED ADR 456788108 329 5441 SH DFND 1 2 3 5441 0 0 INFOSYS LTD SPONSORED ADR 456788108 436 7200 SH DFND 4 5 7200 0 0 INTEL CORP COM 458140100 1570 45100 SH DFND 4 5 45100 0 0 INTEL CORP COM 458140100 2425 69635 SH SOLE 69635 0 0 INTEL CORP COM 458140100 86 2475 SH DFND 1 2 3 2475 0 0 INTEL CORP COM 458140100 320 9184 SH DFND 1 2 9184 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 74 381 SH DFND 1 2 381 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1112 5701 SH SOLE 5701 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 327 1720 SH DFND 1 2 1720 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 492 2594 SH DFND 1 2 3 2594 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 925 4875 SH SOLE 4875 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 778 4100 SH DFND 4 5 4100 0 0 INTEROIL CORP COM 460951106 1812 33400 SH SOLE 33400 0 0 INTL PAPER CO COM 460146103 38 794 SH DFND 1 2 794 0 0 INTL PAPER CO COM 460146103 1109 23220 SH SOLE 23220 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1074 82908 SH SOLE 82908 0 0 ISHARES BELGIUM CAPD ETF 464286301 198 12120 SH SOLE 12120 0 0 ISHARES EM MK MINVOL ETF 464286533 155 2600 SH SOLE 2600 0 0 ISHARES EM MK MINVOL ETF 464286533 155 2600 SH DFND 1 2600 0 0 ISHARES GLB CNSM STP ETF 464288737 487 5552 SH SOLE 5552 0 0 ISHARES JP MOR EM MK ETF 464288281 1300 11520 SH SOLE 11520 0 0 ISHARES MSCI AUST ETF 464286103 3574 149310 SH SOLE 149310 0 0 ISHARES MSCI BRZ CAP ETF 464286400 263 6060 SH SOLE 6060 0 0 ISHARES MSCI CDA ETF 464286509 6746 219820 SH SOLE 219820 0 0 ISHARES MSCI FRANCE ETF 464286707 2020 76073 SH SOLE 76073 0 0 ISHARES MSCI FRNTR100ETF 464286145 757 20000 SH SOLE 20000 0 0 ISHARES MSCI GERMANY ETF 464286806 1385 50000 SH SOLE 50000 0 0 ISHARES MSCI HONG KG ETF 464286871 1170 57540 SH SOLE 57540 0 0 ISHARES MSCI ITALCPD ETF 464286855 1737 110700 SH SOLE 110700 0 0 ISHARES MSCI MEX CAP ETF 464286822 635 9240 SH SOLE 9240 0 0 ISHARES MSCI SINGAP ETF 464286673 247 18550 SH SOLE 18550 0 0 ISHARES MSCI SPAN CP ETF 464286764 4365 112208 SH SOLE 112208 0 0 ISHARES MSCI STH AFR ETF 464286780 1106 17240 SH SOLE 17240 0 0 ISHARES MSCI STH KOR ETF 464286772 25741 425400 SH SOLE 425400 0 0 ISHARES MSCI SZ CAP ETF 464286749 4979 153160 SH SOLE 153160 0 0 ISHARES MSCI TAIWAN ETF 464286731 4212 275840 SH SOLE 275840 0 0 ISHARES GOLD TRUST ISHARES 464285105 2504 214000 SH SOLE 214000 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3319 66320 SH SOLE 66320 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 363 7340 SH SOLE 7340 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 5295 51100 SH DFND 4 5 51100 0 0 ISHARES TR CHINA ETF 46429B671 371 7820 SH SOLE 7820 0 0 ISHARES TR CORE MSCI EAFE 46432F842 24845 426590 SH SOLE 426590 0 0 ISHARES TR CORE S&P500 ETF 464287200 6243 31488 SH SOLE 31488 0 0 ISHARES TR EUROPE ETF 464287861 230 5100 SH DFND 5100 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 256 2620 SH DFND 1 2 3 2620 0 0 ISHARES TR HDG MSCI GERMN 46434V704 3431 145430 SH SOLE 145430 0 0 ISHARES TR IBOXX INV CP ETF 464287242 37129 314063 SH SOLE 314063 0 0 ISHARES TR IBOXX INV CP ETF 464287242 24 200 SH DFND 1 200 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 204 4900 SH DFND 4900 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 689 16590 SH SOLE 16590 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 254 6100 SH DFND 1 6100 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 1193 43810 SH SOLE 43810 0 0 ISHARES TR MSCI QATAR ETF 46434V779 874 33289 SH SOLE 33289 0 0 ISHARES TR MSCI UAE ETF 46434V761 790 32317 SH SOLE 32317 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 6673 344300 SH SOLE 344300 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 258 2982 SH DFND 1 2 3 2982 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 219 800 SH DFND 800 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 45542 166436 SH DFND 1 2 3 166436 0 0 ISHARES TR RUS 1000 ETF 464287622 663 6030 SH SOLE 6030 0 0 ISHARES TR SELECT DIVID ETF 464287168 73084 989493 SH DFND 1 2 3 989493 0 0 ISHARES TR SELECT DIVID ETF 464287168 170 2300 SH DFND 2300 0 0 ISHARES TR TIPS BD ETF 464287176 1121 10000 SH SOLE 10000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 558 40200 SH DFND 4 5 40200 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 767 55282 SH DFND 1 2 3 55282 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 816 58774 SH SOLE 58774 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1353 8429 SH SOLE 8429 0 0 JOHNSON & JOHNSON COM 478160104 558 5231 SH DFND 1 2 5231 0 0 JOHNSON & JOHNSON COM 478160104 4008 37600 SH DFND 4 5 37600 0 0 JOHNSON & JOHNSON COM 478160104 2724 25555 SH SOLE 25555 0 0 JOHNSON & JOHNSON COM 478160104 273 2560 SH DFND 1 2 3 2560 0 0 JONES LANG LASALLE INC COM 48020Q107 1089 8622 SH SOLE 8622 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1062 20000 SH SOLE 20000 0 0 JPMORGAN CHASE & CO COM 46625H100 150 2497 SH DFND 1 2 3 2497 0 0 JPMORGAN CHASE & CO COM 46625H100 5323 88371 SH SOLE 88371 0 0 JPMORGAN CHASE & CO COM 46625H100 4373 72600 SH DFND 4 5 72600 0 0 JPMORGAN CHASE & CO COM 46625H100 749 12432 SH DFND 1 2 12432 0 0 JUMEI INTL HLDG LTD SPONSORED ADR 48138L107 1856 79055 SH DFND 1 79055 0 0 JUMEI INTL HLDG LTD SPONSORED ADR 48138L107 2 68 SH SOLE 68 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 841 6943 SH SOLE 6943 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 25 207 SH DFND 1 2 207 0 0 KIMBERLY CLARK CORP COM 494368103 172 1600 SH SOLE 1600 0 0 KIMBERLY CLARK CORP COM 494368103 75 693 SH DFND 1 2 693 0 0 KIMBERLY CLARK CORP COM 494368103 1072 10400 SH DFND 4 5 10400 0 0 KIMCO RLTY CORP COM 49446R109 31 1396 SH DFND 1 2 1396 0 0 KIMCO RLTY CORP COM 49446R109 2 100 SH SOLE 100 0 0 KLA-TENCOR CORP COM 482480100 1615 20500 SH DFND 4 5 20500 0 0 KLA-TENCOR CORP COM 482480100 14 180 SH SOLE 180 0 0 KLA-TENCOR CORP COM 482480100 24 305 SH DFND 1 2 305 0 0 KRAFT FOODS GROUP INC COM 50076Q106 62 1098 SH DFND 1 2 1098 0 0 KRAFT FOODS GROUP INC COM 50076Q106 469 8320 SH SOLE 8320 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 143 4137 SH DFND 1 2 3 4137 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 267 7712 SH DFND 1 7712 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 149 4300 SH SOLE 4300 0 0 KROGER CO COM 501044101 1467 28216 SH SOLE 28216 0 0 KROGER CO COM 501044101 47 910 SH DFND 1 2 910 0 0 KT CORP SPONSORED ADR 48268K101 271 16700 SH DFND 4 5 16700 0 0 LAS VEGAS SANDS CORP COM 517834107 875 14070 SH SOLE 14070 0 0 LAS VEGAS SANDS CORP COM 517834107 39336 632311 SH DFND 1 2 3 632311 0 0 LAS VEGAS SANDS CORP COM 517834107 156 2500 SH DFND 2500 0 0 LAS VEGAS SANDS CORP COM 517834107 572 9200 SH DFND 1 9200 0 0 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 86 7590 SH SOLE 7590 0 0 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 315 27732 SH DFND 1 2 3 27732 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 17 11900 SH SOLE 11900 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 365 8577 SH SOLE 8577 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 687 16743 SH SOLE 16743 0 0 LILLY ELI & CO COM 532457108 2113 32585 SH SOLE 32585 0 0 LILLY ELI & CO COM 532457108 119 1830 SH DFND 1 2 1830 0 0 LOCKHEED MARTIN CORP COM 539830109 2559 14000 SH DFND 4 5 14000 0 0 LOCKHEED MARTIN CORP COM 539830109 92 501 SH DFND 1 2 501 0 0 LOCKHEED MARTIN CORP COM 539830109 219 1200 SH SOLE 1200 0 0 LORILLARD INC COM 544147101 40 675 SH DFND 1 2 675 0 0 LORILLARD INC COM 544147101 2618 43700 SH DFND 4 5 43700 0 0 LOWES COS INC COM 548661107 97 1834 SH DFND 1 2 1834 0 0 LOWES COS INC COM 548661107 2282 43129 SH SOLE 43129 0 0 LUXOFT HLDG INC ORD SHS CL A G57279104 2556 68700 SH DFND 1 2 3 68700 0 0 LUXOFT HLDG INC ORD SHS CL A G57279104 250 6715 SH SOLE 6715 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3160 29079 SH SOLE 29079 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 86 791 SH DFND 1 2 791 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 163 1500 SH DFND 1500 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 57704 531050 SH DFND 1 2 3 531050 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 3337 119917 SH DFND 1 119917 0 0 MARATHON OIL CORP COM 565849106 703 18700 SH SOLE 18700 0 0 MARATHON OIL CORP COM 565849106 48 1265 SH DFND 1 2 1265 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57061R593 400 6718 SH SOLE 6718 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 512 22892 SH SOLE 22892 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 657 30000 SH SOLE 30000 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1233 16055 SH SOLE 16055 0 0 MARRIOTT INTL INC NEW CL A 571903202 28 407 SH DFND 1 2 407 0 0 MARRIOTT INTL INC NEW CL A 571903202 1773 25360 SH SOLE 25360 0 0 MARSH & MCLENNAN COS INC COM 571748102 95 1809 SH DFND 1 2 1809 0 0 MARSH & MCLENNAN COS INC COM 571748102 858 16400 SH SOLE 16400 0 0 MASTERCARD INC CL A 57636Q104 2933 39673 SH SOLE 39673 0 0 MASTERCARD INC CL A 57636Q104 57804 781977 SH DFND 1 2 3 781977 0 0 MASTERCARD INC CL A 57636Q104 135 1830 SH DFND 1 2 1830 0 0 MASTERCARD INC CL A 57636Q104 170 2300 SH DFND 2300 0 0 MATTEL INC COM 577081102 521 16992 SH SOLE 16992 0 0 MATTEL INC COM 577081102 19 625 SH DFND 1 2 625 0 0 MCDONALDS CORP COM 580135101 244 2576 SH DFND 1 2 3 2576 0 0 MCDONALDS CORP COM 580135101 3688 38900 SH DFND 4 5 38900 0 0 MCDONALDS CORP COM 580135101 174 1830 SH DFND 1 2 1830 0 0 MCDONALDS CORP COM 580135101 740 7800 SH DFND 1 7800 0 0 MCDONALDS CORP COM 580135101 142 1500 SH SOLE 1500 0 0 MEDIVATION INC COM 58501N101 1023 10343 SH SOLE 10343 0 0 MEDTRONIC INC COM 585055106 1626 26250 SH SOLE 26250 0 0 MEDTRONIC INC COM 585055106 113 1816 SH DFND 1 2 1816 0 0 MELCO CROWN ENTMT LTD ADR 585464100 5 190 SH SOLE 190 0 0 MELCO CROWN ENTMT LTD ADR 585464100 206 7843 SH DFND 1 2 3 7843 0 0 MELCO CROWN ENTMT LTD ADR 585464100 25144 956391 SH DFND 1 956391 0 0 MERCK & CO INC NEW COM 58933Y105 765 12900 SH DFND 4 5 12900 0 0 MERCK & CO INC NEW COM 58933Y105 3994 67375 SH SOLE 67375 0 0 MERCK & CO INC NEW COM 58933Y105 152 2563 SH DFND 1 2 3 2563 0 0 MERCK & CO INC NEW COM 58933Y105 317 5351 SH DFND 1 2 5351 0 0 METLIFE INC COM 59156R108 140 2600 SH DFND 2600 0 0 METLIFE INC COM 59156R108 4229 78715 SH SOLE 78715 0 0 METLIFE INC COM 59156R108 52185 971431 SH DFND 1 2 3 971431 0 0 METLIFE INC COM 59156R108 200 3714 SH DFND 1 2 3714 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 27 382 SH DFND 1 2 382 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 10838 151815 SH DFND 1 2 3 151815 0 0 MICROSOFT CORP COM 594918104 709 15284 SH DFND 1 2 15284 0 0 MICROSOFT CORP COM 594918104 52312 1128397 SH DFND 1 2 3 1128397 0 0 MICROSOFT CORP COM 594918104 185 4000 SH DFND 4000 0 0 MICROSOFT CORP COM 594918104 6898 148785 SH SOLE 148785 0 0 MICROSOFT CORP COM 594918104 2856 61600 SH DFND 4 5 61600 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 124 4100 SH DFND 4 5 4100 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2068 68556 SH SOLE 68556 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 65 11543 SH SOLE 11543 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 701 46890 SH SOLE 46890 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 127 8474 SH DFND 1 2 3 8474 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 857 16000 SH SOLE 16000 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 13458 251128 SH DFND 1 2 3 251128 0 0 MONSANTO CO NEW COM 61166W101 773 6874 SH SOLE 6874 0 0 MONSANTO CO NEW COM 61166W101 109 973 SH DFND 1 2 973 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 650 10279 SH SOLE 10279 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 26 409 SH DFND 1 2 409 0 0 MSC INDL DIRECT INC CL A 553530106 957 11199 SH SOLE 11199 0 0 MYLAN INC COM 628530107 426 9370 SH SOLE 9370 0 0 MYLAN INC COM 628530107 32 704 SH DFND 1 2 704 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 2839 39500 SH DFND 4 5 39500 0 0 NATIONAL OILWELL VARCO INC COM 637071101 376 4940 SH SOLE 4940 0 0 NATIONAL OILWELL VARCO INC COM 637071101 61 802 SH DFND 1 2 802 0 0 NAVIENT CORP COM 63938C108 900 50820 SH SOLE 50820 0 0 NAVIENT CORP COM 63938C108 25 1395 SH DFND 1 2 1395 0 0 NETFLIX INC COM 64110L106 50 110 SH DFND 1 2 110 0 0 NETFLIX INC COM 64110L106 31 69 SH SOLE 69 0 0 NETFLIX INC COM 64110L106 157 347 SH DFND 1 2 3 347 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1519 65484 SH SOLE 65484 0 0 NEWELL RUBBERMAID INC COM 651229106 1721 50000 SH SOLE 50000 0 0 NEWELL RUBBERMAID INC COM 651229106 17 507 SH DFND 1 2 507 0 0 NEWMONT MINING CORP COM 651639106 22 943 SH DFND 1 2 943 0 0 NEWMONT MINING CORP COM 651639106 2423 105100 SH DFND 4 5 105100 0 0 NEXTERA ENERGY INC COM 65339F101 163 1739 SH SOLE 1739 0 0 NEXTERA ENERGY INC COM 65339F101 76 808 SH DFND 1 2 808 0 0 NIELSEN N V COM N63218106 25 563 SH DFND 1 2 563 0 0 NIELSEN N V COM N63218106 740 16700 SH SOLE 16700 0 0 NIKE INC CL B 654106103 63346 710158 SH DFND 1 2 3 710158 0 0 NIKE INC CL B 654106103 117 1309 SH DFND 1 2 1309 0 0 NIKE INC CL B 654106103 226 2538 SH DFND 2538 0 0 NIKE INC CL B 654106103 865 9700 SH DFND 1 9700 0 0 NIKE INC CL B 654106103 2484 27843 SH SOLE 27843 0 0 NOBLE ENERGY INC COM 655044105 46 669 SH DFND 1 2 669 0 0 NOBLE ENERGY INC COM 655044105 1572 22995 SH SOLE 22995 0 0 NORTHROP GRUMMAN CORP COM 666807102 842 6390 SH SOLE 6390 0 0 NORTHROP GRUMMAN CORP COM 666807102 51 386 SH DFND 1 2 386 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2400 25500 SH DFND 4 5 25500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1271 13500 SH SOLE 13500 0 0 NOVO-NORDISK A S ADR 670100205 1833 38500 SH DFND 4 5 38500 0 0 NOW INC COM 67011P100 356 11710 SH SOLE 11710 0 0 NPS PHARMACEUTICALS INC COM 62936P103 678 26086 SH SOLE 26086 0 0 NRG ENERGY INC COM NEW 629377508 856 28090 SH SOLE 28090 0 0 NRG ENERGY INC COM NEW 629377508 19 611 SH DFND 1 2 611 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 18 120 SH SOLE 120 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 139 1448 SH DFND 1 2 1448 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 183 1900 SH SOLE 1900 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 788 8200 SH DFND 4 5 8200 0 0 OLD REP INTL CORP COM 680223104 1469 102900 SH DFND 4 5 102900 0 0 OMNICARE INC COM 681904108 1081 17368 SH SOLE 17368 0 0 ORACLE CORP COM 68389X105 231 6032 SH DFND 1 2 6032 0 0 ORACLE CORP COM 68389X105 766 20000 SH DFND 4 5 20000 0 0 ORACLE CORP COM 68389X105 1449 37842 SH SOLE 37842 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1957 40683 SH SOLE 40683 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 327 6802 SH DFND 1 2 3 6802 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 173 3600 SH DFND 4 5 3600 0 0 PACKAGING CORP AMER COM 695156109 2068 32400 SH SOLE 32400 0 0 PALO ALTO NETWORKS INC COM 697435105 193 1967 SH DFND 1 2 3 1967 0 0 PALO ALTO NETWORKS INC COM 697435105 1864 19000 SH SOLE 19000 0 0 PEPSICO INC COM 713448108 261 2800 SH DFND 1 2 2800 0 0 PEPSICO INC COM 713448108 2183 23453 SH SOLE 23453 0 0 PEPSICO INC COM 713448108 791 8500 SH DFND 4 5 8500 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 259 2012 SH SOLE 2012 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 565 4400 SH DFND 4 5 4400 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 264 2055 SH DFND 1 2 3 2055 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 958 64356 SH SOLE 64356 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 632 42475 SH DFND 1 2 3 42475 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 382 26900 SH DFND 4 5 26900 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 442 31144 SH SOLE 31144 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 403 28372 SH DFND 1 2 3 28372 0 0 PETSMART INC COM 716768106 13 182 SH DFND 1 2 182 0 0 PETSMART INC COM 716768106 622 8879 SH SOLE 8879 0 0 PFIZER INC COM 717081103 20807 703665 SH DFND 1 2 3 703665 0 0 PFIZER INC COM 717081103 1743 58960 SH SOLE 58960 0 0 PFIZER INC COM 717081103 348 11755 SH DFND 1 2 11755 0 0 PFIZER INC COM 717081103 3096 104700 SH DFND 4 5 104700 0 0 PHARMACYCLICS INC COM 716933106 1015 8645 SH SOLE 8645 0 0 PHILIP MORRIS INTL INC COM 718172109 3102 37200 SH DFND 4 5 37200 0 0 PHILIP MORRIS INTL INC COM 718172109 1012 12135 SH SOLE 12135 0 0 PHILIP MORRIS INTL INC COM 718172109 242 2903 SH DFND 1 2 2903 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 186 2700 SH DFND 4 5 2700 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 14 203 SH SOLE 203 0 0 PHILLIPS 66 COM 718546104 1959 24090 SH SOLE 24090 0 0 PHILLIPS 66 COM 718546104 85 1041 SH DFND 1 2 1041 0 0 PNC FINL SVCS GROUP INC COM 693475105 1804 21075 SH SOLE 21075 0 0 PNC FINL SVCS GROUP INC COM 693475105 155 1806 SH DFND 1 2 1806 0 0 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 5071 151638 SH DFND 1 2 3 151638 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 999 90000 SH SOLE 90000 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2504 87970 SH SOLE 87970 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 258 9500 SH SOLE 9500 0 0 PRECISION CASTPARTS CORP COM 740189105 63 266 SH DFND 1 2 266 0 0 PRECISION CASTPARTS CORP COM 740189105 1300 5488 SH SOLE 5488 0 0 PRICELINE GRP INC COM NEW 741503403 36277 31312 SH DFND 1 2 3 31312 0 0 PRICELINE GRP INC COM NEW 741503403 695 600 SH DFND 1 600 0 0 PRICELINE GRP INC COM NEW 741503403 4280 3694 SH SOLE 3694 0 0 PRICELINE GRP INC COM NEW 741503403 111 96 SH DFND 1 2 96 0 0 PRICELINE GRP INC COM NEW 741503403 116 100 SH DFND 100 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 1088 20745 SH SOLE 20745 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 48 906 SH DFND 1 2 906 0 0 PROCTER & GAMBLE CO COM 742718109 1146 13690 SH SOLE 13690 0 0 PROCTER & GAMBLE CO COM 742718109 421 5022 SH DFND 1 2 5022 0 0 PROCTER & GAMBLE CO COM 742718109 770 9200 SH DFND 4 5 9200 0 0 PROCTER & GAMBLE CO COM 742718109 41676 497686 SH DFND 1 2 3 497686 0 0 PROLOGIS INC COM 74340W103 63 1671 SH DFND 1 2 1671 0 0 PROLOGIS INC COM 74340W103 943 25000 SH SOLE 25000 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 2228 80300 SH SOLE 80300 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 250 3300 SH SOLE 3300 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 251 12600 SH SOLE 12600 0 0 PRUDENTIAL FINL INC COM 744320102 135 1534 SH DFND 1 2 1534 0 0 PRUDENTIAL FINL INC COM 744320102 1856 21100 SH SOLE 21100 0 0 PRUDENTIAL PLC ADR 74435K204 2412 54200 SH DFND 4 5 54200 0 0 PUBLIC STORAGE COM 74460D109 79 478 SH DFND 1 2 478 0 0 PUBLIC STORAGE COM 74460D109 199 1200 SH SOLE 1200 0 0 QUALCOMM INC COM 747525103 232 3109 SH DFND 1 2 3109 0 0 QUALCOMM INC COM 747525103 952 12730 SH SOLE 12730 0 0 QUALCOMM INC COM 747525103 770 10300 SH DFND 4 5 10300 0 0 RANDGOLD RES LTD ADR 752344309 2393 35400 SH DFND 4 5 35400 0 0 RAYTHEON CO COM NEW 755111507 59 576 SH DFND 1 2 576 0 0 RAYTHEON CO COM NEW 755111507 1274 12540 SH SOLE 12540 0 0 REGENERON PHARMACEUTICALS COM 75886F107 49 136 SH DFND 1 2 136 0 0 REGENERON PHARMACEUTICALS COM 75886F107 822 2280 SH SOLE 2280 0 0 REXNORD CORP NEW COM 76169B102 493 17327 SH SOLE 17327 0 0 REYNOLDS AMERICAN INC COM 761713106 3752 63600 SH DFND 4 5 63600 0 0 REYNOLDS AMERICAN INC COM 761713106 34 570 SH DFND 1 2 570 0 0 RIO TINTO PLC SPONSORED ADR 767204100 413 8400 SH DFND 4 5 8400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1989 26128 SH SOLE 26128 0 0 ROYAL GOLD INC COM 780287108 2507 38600 SH DFND 4 5 38600 0 0 SALESFORCE COM INC COM 79466L302 62 1076 SH DFND 1 2 1076 0 0 SALESFORCE COM INC COM 79466L302 2646 46000 SH SOLE 46000 0 0 SALIX PHARMACEUTICALS INC COM 795435106 237 1520 SH SOLE 1520 0 0 SANOFI SPONSORED ADR 80105N105 418 7400 SH DFND 4 5 7400 0 0 SAP AG SPON ADR 803054204 411 5700 SH DFND 4 5 5700 0 0 SASOL LTD SPONSORED ADR 803866300 148 2720 SH DFND 1 2 3 2720 0 0 SASOL LTD SPONSORED ADR 803866300 36 660 SH SOLE 660 0 0 SASOL LTD SPONSORED ADR 803866300 251 4600 SH DFND 4 5 4600 0 0 SCHLUMBERGER LTD COM 806857108 615 6045 SH SOLE 6045 0 0 SCHLUMBERGER LTD COM 806857108 244 2404 SH DFND 1 2 2404 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5569 117114 SH SOLE 117114 0 0 SEADRILL LIMITED SHS G7945E105 1330 49700 SH DFND 4 5 49700 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 35 607 SH DFND 1 2 607 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 223 3890 SH SOLE 3890 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2319 40500 SH DFND 4 5 40500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10150 225000 SH DFND 4 5 225000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10226 160000 SH DFND 4 5 160000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 256 4000 SH DFND 4000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 70817 1108074 SH DFND 1 2 3 1108074 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3456 54070 SH SOLE 54070 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1248 13770 SH SOLE 13770 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1389 59960 SH SOLE 59960 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1360 27420 SH SOLE 27420 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1374 34430 SH SOLE 34430 0 0 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 1326 29778 SH SOLE 29778 0 0 SFX ENTMT INC COM 784178303 1381 275100 SH SOLE 275100 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 340 49800 SH DFND 4 5 49800 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 4 650 SH SOLE 650 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1118 6798 SH SOLE 6798 0 0 SIMON PPTY GROUP INC NEW COM 828806109 169 1026 SH DFND 1 2 1026 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 1548 45000 SH DFND 4 5 45000 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 352 11600 SH DFND 4 5 11600 0 0 SL GREEN RLTY CORP COM 78440X101 304 3000 SH SOLE 3000 0 0 SLM CORP COM 78442P106 435 50820 SH SOLE 50820 0 0 SNAP ON INC COM 833034101 1211 10000 SH SOLE 10000 0 0 SNAP ON INC COM 833034101 13 108 SH DFND 1 2 108 0 0 SOLARCITY CORP COM 83416T100 1550 26000 SH SOLE 26000 0 0 SOLERA HOLDINGS INC COM 83421A104 665 11803 SH SOLE 11803 0 0 SONY CORP ADR NEW 835699307 440 24400 SH DFND 4 5 24400 0 0 SONY CORP ADR NEW 835699307 16 875 SH SOLE 875 0 0 SOUFUN HLDGS LTD ADR 836034108 41 4100 SH DFND 4 5 4100 0 0 SOUFUN HLDGS LTD ADR 836034108 11 1140 SH DFND 1 1140 0 0 SOUFUN HLDGS LTD ADR 836034108 385 38718 SH SOLE 38718 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3085 26550 SH SOLE 26550 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 24648 212100 SH DFND 4 5 212100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13533 68688 SH SOLE 68688 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16363 83050 SH DFND 4 5 83050 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 19700 641900 SH SOLE 641900 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 506 10200 SH DFND 10200 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 4496 90550 SH SOLE 90550 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2180 54250 SH DFND 4 5 54250 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 129 3210 SH SOLE 3210 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2497 16007 SH DFND 1 2 3 16007 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 592 20000 SH SOLE 20000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 1851 168700 SH DFND 4 5 168700 0 0 STARBUCKS CORP COM 855244109 1638 21712 SH SOLE 21712 0 0 STARBUCKS CORP COM 855244109 51616 684015 SH DFND 1 2 3 684015 0 0 STARBUCKS CORP COM 855244109 800 10600 SH DFND 4 5 10600 0 0 STARBUCKS CORP COM 855244109 196 2600 SH DFND 2600 0 0 STARBUCKS CORP COM 855244109 106 1400 SH DFND 1 2 1400 0 0 STRATASYS LTD SHS M85548101 1788 14800 SH SOLE 14800 0 0 STRATASYS LTD SHS M85548101 115 954 SH DFND 1 2 3 954 0 0 SUNPOWER CORP COM 867652406 2473 73000 SH SOLE 73000 0 0 SUNPOWER CORP COM 867652406 93 2752 SH DFND 1 2 3 2752 0 0 SYMANTEC CORP COM 871503108 859 36540 SH SOLE 36540 0 0 SYMANTEC CORP COM 871503108 30 1292 SH DFND 1 2 1292 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2321 115037 SH SOLE 115037 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 343 17000 SH DFND 4 5 17000 0 0 TATA MTRS LTD SPONSORED ADR 876568502 131 2987 SH SOLE 2987 0 0 TATA MTRS LTD SPONSORED ADR 876568502 172 3932 SH DFND 1 2 3 3932 0 0 TE CONNECTIVITY LTD REG SHS H84989104 42 762 SH DFND 1 2 762 0 0 TE CONNECTIVITY LTD REG SHS H84989104 910 16459 SH SOLE 16459 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 73 3700 SH DFND 4 5 3700 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 149 7546 SH SOLE 7546 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 231 11722 SH DFND 1 2 3 11722 0 0 TESLA MTRS INC COM 88160R101 133 550 SH DFND 550 0 0 TESLA MTRS INC COM 88160R101 36 150 SH SOLE 150 0 0 TESLA MTRS INC COM 88160R101 25644 105672 SH DFND 1 2 3 105672 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 1093 48000 SH SOLE 48000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1058 19679 SH SOLE 19679 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 441 8200 SH DFND 4 5 8200 0 0 TEXAS INSTRS INC COM 882508104 2361 49500 SH DFND 4 5 49500 0 0 TEXAS INSTRS INC COM 882508104 94 1979 SH DFND 1 2 1979 0 0 TEXAS INSTRS INC COM 882508104 10163 213102 SH DFND 1 2 3 213102 0 0 TEXAS INSTRS INC COM 882508104 1253 26280 SH SOLE 26280 0 0 TEXTRON INC COM 883203101 620 17220 SH SOLE 17220 0 0 TEXTRON INC COM 883203101 19 521 SH DFND 1 2 521 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 134 1100 SH DFND 1100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 90 742 SH DFND 1 2 742 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2556 21000 SH SOLE 21000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 40112 329594 SH DFND 1 2 3 329594 0 0 TIFFANY & CO NEW COM 886547108 798 8290 SH SOLE 8290 0 0 TIFFANY & CO NEW COM 886547108 20 206 SH DFND 1 2 206 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 115 4383 SH SOLE 4383 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 150 5722 SH DFND 1 2 3 5722 0 0 TIME WARNER CABLE INC COM 88732J207 74 519 SH DFND 1 2 519 0 0 TIME WARNER CABLE INC COM 88732J207 538 3751 SH SOLE 3751 0 0 TIME WARNER INC COM NEW 887317303 120 1592 SH DFND 1 2 1592 0 0 TIME WARNER INC COM NEW 887317303 114 1520 SH SOLE 1520 0 0 T-MOBILE US INC COM 872590104 966 33466 SH SOLE 33466 0 0 TOTAL S A SPONSORED ADR 89151E109 367 5700 SH SOLE 5700 0 0 TOTAL S A SPONSORED ADR 89151E109 2945 45700 SH DFND 4 5 45700 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 142 1209 SH SOLE 1209 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 411 3500 SH DFND 4 5 3500 0 0 TRAVELERS COMPANIES INC COM 89417E109 106 1131 SH DFND 1 2 1131 0 0 TRAVELERS COMPANIES INC COM 89417E109 237 2523 SH DFND 1 2 3 2523 0 0 TRIPADVISOR INC COM 896945201 91 1000 SH DFND 1000 0 0 TRIPADVISOR INC COM 896945201 20 215 SH DFND 1 2 215 0 0 TRIPADVISOR INC COM 896945201 471 5150 SH SOLE 5150 0 0 TRIPADVISOR INC COM 896945201 25705 281177 SH DFND 1 2 3 281177 0 0 TUPPERWARE BRANDS CORP COM 899896104 1391 20150 SH SOLE 20150 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 2529 73766 SH SOLE 73766 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 120 3508 SH DFND 1 2 3508 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 819 6934 SH SOLE 6934 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 209 9900 SH DFND 4 5 9900 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 289 13706 SH SOLE 13706 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 586 27739 SH DFND 1 2 3 27739 0 0 UNILEVER N V N Y SHS NEW 904784709 867 21860 SH SOLE 21860 0 0 UNION PAC CORP COM 907818108 791 7300 SH DFND 4 5 7300 0 0 UNION PAC CORP COM 907818108 4228 39000 SH SOLE 39000 0 0 UNION PAC CORP COM 907818108 18091 166863 SH DFND 1 2 3 166863 0 0 UNION PAC CORP COM 907818108 181 1668 SH DFND 1 2 1668 0 0 UNITED CONTL HLDGS INC COM 910047109 4219 90165 SH SOLE 90165 0 0 UNITED PARCEL SERVICE INC CL B 911312106 128 1307 SH DFND 1 2 1307 0 0 UNITED PARCEL SERVICE INC CL B 911312106 45475 462665 SH DFND 1 2 3 462665 0 0 UNITED PARCEL SERVICE INC CL B 911312106 118 1200 SH DFND 1200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3328 33858 SH SOLE 33858 0 0 UNITED RENTALS INC COM 911363109 211 1900 SH SOLE 1900 0 0 UNITED RENTALS INC COM 911363109 20 177 SH DFND 1 2 177 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1111 50250 SH SOLE 50250 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3958 179000 SH DFND 4 5 179000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 819 23790 SH SOLE 23790 0 0 UNITED STATES STL CORP NEW COM 912909108 1802 46000 SH SOLE 46000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 167 1577 SH DFND 1 2 1577 0 0 UNITED TECHNOLOGIES CORP COM 913017109 781 7400 SH DFND 4 5 7400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1086 10280 SH SOLE 10280 0 0 UNITED TECHNOLOGIES CORP COM 913017109 269 2543 SH DFND 1 2 3 2543 0 0 UNITEDHEALTH GROUP INC COM 91324P102 220 2553 SH DFND 1 2 3 2553 0 0 UNITEDHEALTH GROUP INC COM 91324P102 768 8900 SH DFND 4 5 8900 0 0 UNITEDHEALTH GROUP INC COM 91324P102 156 1806 SH DFND 1 2 1806 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1201 13930 SH SOLE 13930 0 0 US BANCORP DEL COM NEW 902973304 2112 50500 SH DFND 4 5 50500 0 0 US BANCORP DEL COM NEW 902973304 249 5958 SH DFND 1 2 5958 0 0 US BANCORP DEL COM NEW 902973304 1063 25413 SH SOLE 25413 0 0 V F CORP COM 918204108 43 646 SH DFND 1 2 646 0 0 V F CORP COM 918204108 1849 28000 SH SOLE 28000 0 0 VALE S A ADR 91912E105 359 32647 SH SOLE 32647 0 0 VALE S A ADR 91912E105 486 44174 SH DFND 1 2 3 44174 0 0 VALE S A ADR 91912E105 89 8100 SH DFND 4 5 8100 0 0 VALE S A ADR REPSTG PFD 91912E204 412 42413 SH SOLE 42413 0 0 VALE S A ADR REPSTG PFD 91912E204 953 98187 SH DFND 1 2 3 98187 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1253 9552 SH SOLE 9552 0 0 VALERO ENERGY CORP NEW COM 91913Y100 45 974 SH DFND 1 2 974 0 0 VALERO ENERGY CORP NEW COM 91913Y100 761 16450 SH SOLE 16450 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 61209 338940 SH SOLE 338940 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4230 41780 SH SOLE 41780 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5396 129370 SH SOLE 129370 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 184 4400 SH DFND 1 4400 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 17746 206900 SH SOLE 206900 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 10447 116700 SH SOLE 116700 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2309 30000 SH SOLE 30000 0 0 VERISK ANALYTICS INC CL A 92345Y106 956 15703 SH SOLE 15703 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3539 70800 SH SOLE 70800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 132 2637 SH DFND 1 2 3 2637 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1035 20700 SH DFND 4 5 20700 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 384 7689 SH DFND 1 2 7689 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 554 4930 SH SOLE 4930 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 50 442 SH DFND 1 2 442 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 31 4233 SH SOLE 4233 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 111 15400 SH DFND 4 5 15400 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 2906 153773 SH DFND 1 153773 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 422 22342 SH DFND 1 2 3 22342 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 48 253 SH SOLE 253 0 0 VISA INC COM CL A 92826C839 2308 10817 SH SOLE 10817 0 0 VISA INC COM CL A 92826C839 65918 308936 SH DFND 1 2 3 308936 0 0 VISA INC COM CL A 92826C839 171 800 SH DFND 800 0 0 VISA INC COM CL A 92826C839 195 913 SH DFND 1 2 913 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 20 608 SH SOLE 608 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 424 12900 SH DFND 4 5 12900 0 0 VORNADO RLTY TR SH BEN INT 929042109 58 576 SH DFND 1 2 576 0 0 WAL-MART STORES INC COM 931142103 788 10300 SH DFND 4 5 10300 0 0 WAL-MART STORES INC COM 931142103 224 2929 SH DFND 1 2 2929 0 0 WAL-MART STORES INC COM 931142103 1019 13330 SH SOLE 13330 0 0 WAL-MART STORES INC COM 931142103 194 2541 SH DFND 1 2 3 2541 0 0 WELLS FARGO & CO NEW COM 949746101 3947 76100 SH DFND 4 5 76100 0 0 WELLS FARGO & CO NEW COM 949746101 68260 1315983 SH DFND 1 2 3 1315983 0 0 WELLS FARGO & CO NEW COM 949746101 161 3100 SH DFND 3100 0 0 WELLS FARGO & CO NEW COM 949746101 8820 170050 SH SOLE 170050 0 0 WELLS FARGO & CO NEW COM 949746101 815 15712 SH DFND 1 2 15712 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 1684 1400 SH SOLE 1400 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 82 2909 SH SOLE 2909 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 2932 104300 SH DFND 4 5 104300 0 0 WHOLE FOODS MKT INC COM 966837106 26 670 SH DFND 1 2 670 0 0 WHOLE FOODS MKT INC COM 966837106 984 25832 SH SOLE 25832 0 0 WILLIAMS COS INC DEL COM 969457100 69 1252 SH DFND 1 2 1252 0 0 WILLIAMS COS INC DEL COM 969457100 3625 65500 SH DFND 4 5 65500 0 0 WILLIAMS SONOMA INC COM 969904101 516 7749 SH SOLE 7749 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 124 10166 SH SOLE 10166 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 119 2500 SH DFND 1 2500 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 119 2500 SH SOLE 2500 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 6548 125145 SH SOLE 125145 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 105 2000 SH DFND 2000 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 30 861 SH SOLE 861 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 17716 505891 SH DFND 1 505891 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 332 9471 SH DFND 1 2 3 9471 0 0 WYNN RESORTS LTD COM 983134107 172 920 SH SOLE 920 0 0 WYNN RESORTS LTD COM 983134107 2133 11400 SH DFND 4 5 11400 0 0 WYNN RESORTS LTD COM 983134107 28 151 SH DFND 1 2 151 0 0 XEROX CORP COM 984121103 27 2046 SH DFND 1 2 2046 0 0 XEROX CORP COM 984121103 790 59740 SH SOLE 59740 0 0 YANDEX N V SHS CLASS A N97284108 3323 119541 SH DFND 1 2 3 119541 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 411 22962 SH SOLE 22962 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 232 6277 SH DFND 1 2 3 6277 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 105 2836 SH SOLE 2836 0 0 YUM BRANDS INC COM 988498101 936 13000 SH SOLE 13000 0 0 YUM BRANDS INC COM 988498101 727 10100 SH DFND 1 10100 0 0 YUM BRANDS INC COM 988498101 26574 369191 SH DFND 1 2 3 369191 0 0 YUM BRANDS INC COM 988498101 59 822 SH DFND 1 2 822 0 0 YY INC ADS REPCOM CLA 98426T106 42 558 SH SOLE 558 0 0 YY INC ADS REPCOM CLA 98426T106 14718 196522 SH DFND 1 196522 0 0 ZIMMER HLDGS INC COM 98956P102 1048 10423 SH SOLE 10423 0 0 ZIMMER HLDGS INC COM 98956P102 31 311 SH DFND 1 2 311 0 0 ZOETIS INC CL A 98978V103 34 929 SH DFND 1 2 929 0 0 ZOETIS INC CL A 98978V103 975 26399 SH SOLE 26399 0 0