0001140361-14-003140.txt : 20140124
0001140361-14-003140.hdr.sgml : 20140124
20140124155055
ACCESSION NUMBER: 0001140361-14-003140
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20090630
FILED AS OF DATE: 20140124
DATE AS OF CHANGE: 20140124
EFFECTIVENESS DATE: 20140124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd.
CENTRAL INDEX KEY: 0001569395
IRS NUMBER: 000000000
STATE OF INCORPORATION: M5
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15178
FILM NUMBER: 14545973
BUSINESS ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
BUSINESS PHONE: 82-2-3774-5986
MAIL ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569395
XXXXXXXX
06-30-2009
06-30-2009
Mirae Asset Global Investments Co., Ltd.
EAST TOWER 26F MIRAE ASSET CENTER1
67 SUHA-DONG, JUNG-GU
SEOUL
M5
100-210
13F HOLDINGS REPORT
028-15178
N
Robert Shea
Chief Operating Officer
212-205-8300
Robert Shea
New York
NY
01-24-2014
3
157
371851
false
1
0001423255
028-15175
Mirae Asset Global Investments (Hong Kong) LTD
2
0001568512
028-15176
Mirae Asset Global Investments (USA) Inc.
3
0001488106
028-15177
Mirae Asset Global Investments (USA), LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AIRMEDIA GROUP INC
SPONSORED ADR
009411109
384
59700
SH
DFND
1
59700
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
354
18285
SH
DFND
1 2 3
18285
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
501
25885
SH
SOLE
25885
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
671
25082
SH
SOLE
25082
0
0
BAIDU INC
SPON ADR REP A
056752108
7779
258351
SH
DFND
1 2 3
258351
0
0
BAIDU INC
SPON ADR REP A
056752108
1368
45450
SH
DFND
1
45450
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
3085
277964
SH
SOLE
277964
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
2091
188449
SH
DFND
1 2 3
188449
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
264
14700
SH
DFND
1 2 3
14700
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
333
18500
SH
SOLE
18500
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
912
29900
SH
SOLE
29900
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
796
26100
SH
DFND
1 2 3
26100
0
0
BRASIL TELECOM PARTICIPACOES
SPON ADR PFD
105530109
636
16552
SH
SOLE
16552
0
0
BRASIL TELECOM SA
SPONS ADR PFD
10553M101
445
11600
SH
DFND
1 2 3
11600
0
0
BRASIL TELECOM SA
SPONS ADR PFD
10553M101
9
1415
SH
SOLE
1415
0
0
BUNGE LIMITED
COM
G16962105
401
6650
SH
SOLE
6650
0
0
CEDAR SHOPPING CTRS INC
COM NEW
150602209
57
12646
SH
SOLE
12646
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
427
53423
SH
SOLE
53423
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
270
33815
SH
DFND
1 2 3
33815
0
0
CENTRAIS ELETRICAS BRASILEIR
SPON ADR PFD B
15234Q108
632
48400
SH
DFND
1 2 3
48400
0
0
CENTRAIS ELETRICAS BRASILEIR
SPON ADR PFD B
15234Q108
858
65700
SH
SOLE
65700
0
0
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
1045
71700
SH
DFND
1 2 3
71700
0
0
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
1385
95000
SH
SOLE
95000
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
533
9607
SH
SOLE
9607
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
45
806
SH
DFND
1 2 3
806
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
72
1441
SH
DFND
1 2 3
1441
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1206
24073
SH
SOLE
24073
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
297
5085
SH
SOLE
5085
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
15
256
SH
DFND
1 2 3
256
0
0
CHINA TELECOM CORP LTD
SPON ADR H SHS
169426103
10
211
SH
DFND
1 2 3
211
0
0
CHINA TELECOM CORP LTD
SPON ADR H SHS
169426103
190
3817
SH
SOLE
3817
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
456
34174
SH
SOLE
34174
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
29
2183
SH
DFND
1 2 3
2183
0
0
CITIGROUP INC
COM
172967101
493
16584
SH
DFND
1 2 3
16584
0
0
CNOOC LTD
SPONSORED ADR
126132109
33
267
SH
DFND
1 2 3
267
0
0
CNOOC LTD
SPONSORED ADR
126132109
509
4136
SH
SOLE
4136
0
0
COMPANHIA BRASILEIRA DE DIST
SPON ADR PFD
20440T201
427
22200
SH
DFND
1 2 3
22200
0
0
COMPANHIA BRASILEIRA DE DIST
SPON ADR PFD
20440T201
532
27670
SH
SOLE
27670
0
0
COMPANHIA DE BEBIDAS DAS AME
SPON ADR PFD
20441W203
2179
33616
SH
DFND
1 2 3
33616
0
0
COMPANHIA DE BEBIDAS DAS AME
SPON ADR PFD
20441W203
3104
47883
SH
SOLE
47883
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
113
22607
SH
SOLE
22607
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
104
20903
SH
DFND
1 2 3
20903
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
876
132189
SH
SOLE
132189
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
651
98332
SH
DFND
1 2 3
98332
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
1012
90567
SH
DFND
1 2 3
90567
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
1403
125564
SH
SOLE
125564
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
1779
74042
SH
SOLE
74042
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
336
14000
SH
DFND
14000
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
1158
48174
SH
DFND
1 2 3
48174
0
0
COUSINS PPTYS INC
COM
222795106
90
11141
SH
SOLE
11141
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
229
14162
SH
DFND
1 2 3
14162
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
324
20049
SH
SOLE
20049
0
0
CREDICORP LTD
COM
G2519Y108
288
4950
SH
DFND
4950
0
0
CTRIP COM INTL LTD
ADR
22943F100
9102
393184
SH
DFND
1
393184
0
0
CTRIP COM INTL LTD
ADR
22943F100
16242
701581
SH
DFND
1 2 3
701581
0
0
DIAMONDS TR
UNIT SER 1
252787106
364
4296
SH
DFND
1 2 3
4296
0
0
ECOPETROL S A
SPONSORED ADS
279158109
1694
69460
SH
SOLE
69460
0
0
ECOPETROL S A
SPONSORED ADS
279158109
1416
58060
SH
DFND
1 2 3
58060
0
0
EMBRAER-EMPRESA BRASILEIRA D
SP ADR COM SHS
29081M102
706
42647
SH
SOLE
42647
0
0
EMBRAER-EMPRESA BRASILEIRA D
SP ADR COM SHS
29081M102
510
30800
SH
DFND
1 2 3
30800
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
1573
31596
SH
DFND
1 2 3
31596
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
1952
39196
SH
SOLE
39196
0
0
ENERSIS S A
SPONSORED ADR
29274F104
1654
89841
SH
SOLE
89841
0
0
ENERSIS S A
SPONSORED ADR
29274F104
1374
74641
SH
DFND
1 2 3
74641
0
0
FELCOR LODGING TR INC
COM
31430F101
58
23469
SH
SOLE
23469
0
0
FIRST SOLAR INC
COM
336433107
43
263
SH
DFND
1 2 3
263
0
0
FIRST SOLAR INC
COM
336433107
743
4581
SH
SOLE
4581
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
965
29940
SH
SOLE
29940
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
598
18540
SH
DFND
1 2 3
18540
0
0
GERDAU S A
SPONSORED ADR
373737105
4419
422034
SH
SOLE
422034
0
0
GERDAU S A
SPONSORED ADR
373737105
3828
365620
SH
DFND
1 2 3
365620
0
0
GRUPO TELEVISA SA DE CV
SP ADR REP ORD
40049J206
976
57414
SH
SOLE
57414
0
0
GRUPO TELEVISA SA DE CV
SP ADR REP ORD
40049J206
653
38414
SH
DFND
1 2 3
38414
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
673
32627
SH
SOLE
32627
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
7
363
SH
DFND
1 2 3
363
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
587
28436
SH
DFND
1
28436
0
0
ICICI BK LTD
ADR
45104G104
48
1614
SH
DFND
1 2 3
1614
0
0
ICICI BK LTD
ADR
45104G104
514
17421
SH
SOLE
17421
0
0
INFOSYS TECHNOLOGIES LTD
SPONSORED ADR
456788108
2186
59430
SH
DFND
1
59430
0
0
INFOSYS TECHNOLOGIES LTD
SPONSORED ADR
456788108
71
1942
SH
DFND
1 2 3
61372
0
0
INFOSYS TECHNOLOGIES LTD
SPONSORED ADR
456788108
3908
106262
SH
SOLE
106262
0
0
ISHARES INC
MSCI BRAZIL
464286400
4464
84283
SH
DFND
1 2 3
84283
0
0
ISHARES INC
MSCI STH AFRCA
464286780
579
12259
SH
DFND
1 2 3
12259
0
0
ISHARES TR
S&G GL MATERIA
464288695
2379
51120
SH
SOLE
51120
0
0
ISHARES TR
S&P GBL ENER
464287341
4063
132350
SH
SOLE
132350
0
0
ISHARES TR
S&P GBL FIN
464287333
1600
43200
SH
SOLE
43200
0
0
ISHARES TR
S&P GBL INF
464287291
5335
119300
SH
SOLE
119300
0
0
ITAU UNIBANCO BANCO MULTIPL
SPONS ADR
465562106
3519
269012
SH
DFND
1 2 3
269012
0
0
ITAU UNIBANCO BANCO MULTIPL
SPONS ADR
465562106
4997
381950
SH
SOLE
381950
0
0
JOHNSON & JOHNSON
COM
478160104
132
2328
SH
DFND
1 2 3
2328
0
0
JOHNSON & JOHNSON
COM
478160104
175
3078
SH
SOLE
3078
0
0
LAN AIRLINES S A
SPONSORED ADR
501723100
594
49900
SH
DFND
1 2 3
49900
0
0
LEXINGTON REALTY TRUST
COM
529043101
82
25000
SH
SOLE
25000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
4364
115400
SH
SOLE
115400
0
0
MECHEL OAO
SPONSORED ADR
583840103
37
4404
SH
DFND
1 2 3
4404
0
0
MECHEL OAO
SPONSORED ADR
583840103
395
47248
SH
SOLE
47248
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
11948
427941
SH
DFND
1 2 3
427941
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
6850
463740
SH
DFND
1 2 3
463740
0
0
NET SERVICOS DE COMUNICACAO
SPONSD ADR NEW
64109T201
934
95385
SH
SOLE
95385
0
0
NET SERVICOS DE COMUNICACAO
SPONSD ADR NEW
64109T201
720
73500
SH
DFND
1 2 3
73500
0
0
NETEASE COM INC
SPONSORED ADR
64110W102
30374
863400
SH
DFND
1
863400
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
8174
485373
SH
DFND
1
485373
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
4449
264191
SH
DFND
1 2 3
264191
0
0
OIL SVC HOLDRS TR
DEPOSTRY RCPT
678002106
2364
24200
SH
SOLE
24200
0
0
OPEN JT STK CO-VIMPEL COMMUN
SPONSORED ADR
68370R109
6821
579521
SH
SOLE
579521
0
0
OPEN JT STK CO-VIMPEL COMMUN
SPONSORED ADR
68370R109
5932
503964
SH
DFND
1 2 3
503964
0
0
PERDIGAO S A
SPONSORED ADR
71361V303
257
26900
SH
DFND
1 2 3
26900
0
0
PERDIGAO S A
SPONSORED ADR
71361V303
319
33392
SH
SOLE
33392
0
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
572
20000
SH
DFND
1
20000
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
626
5667
SH
SOLE
5667
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
68
619
SH
DFND
1 2 3
619
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
10300
308760
SH
SOLE
308760
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
6801
203860
SH
DFND
1 2 3
203860
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
8869
216434
SH
SOLE
216434
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
6234
152134
SH
DFND
1 2 3
152134
0
0
POWERSHARES GLOBAL ETF TRUST
GBL CLEAN ENER
73936T615
207
14000
SH
SOLE
14000
0
0
PROSHARES TR
PSHS UL XIN CH25
74347R321
63992
1052506
SH
SOLE
1052506
0
0
ROSTELECOM OPEN JT STK LNG D
SPONSORED ADR
778529107
307
9691
SH
SOLE
9691
0
0
RYDEX ETF TRUST
S&P 500 EQ TRD
78355W106
236
7651
SH
DFND
1 2 3
7651
0
0
SHANDA INTERACTIVE ENTMT LTD
SPONSORED ADR
81941Q203
2612
49900
SH
DFND
1
49900
0
0
SHANDA INTERACTIVE ENTMT LTD
SPONSORED ADR
81941Q203
2684
51286
SH
SOLE
51286
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
217
6000
SH
DFND
6000
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
974
26900
SH
DFND
1 2 3
26900
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
1328
36700
SH
SOLE
36700
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
349
3833
SH
SOLE
3833
0
0
SPDR TR
UNIT SER 1
78462F103
282
3068
SH
DFND
1 2 3
3068
0
0
STERLITE INDS INDIA LTD
ADS
859737207
21
1728
SH
DFND
1 2 3
1728
0
0
STERLITE INDS INDIA LTD
ADS
859737207
189
15182
SH
SOLE
15182
0
0
SUNTECH PWR HLDGS CO LTD
ADR
86800C104
1148
64300
SH
DFND
1
64300
0
0
SUNTECH PWR HLDGS CO LTD
ADR
86800C104
19
1053
SH
DFND
1 2 3
1053
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
90
9652
SH
SOLE
9652
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
72
7663
SH
DFND
1 2 3
7663
0
0
TELE NORTE LESTE PART S A
SPON ADR PFD
879246106
1420
95504
SH
SOLE
95504
0
0
TELE NORTE LESTE PART S A
SPON ADR PFD
879246106
1080
72604
SH
DFND
1 2 3
72604
0
0
TELECOMUNICACOES DE SAO PAUL
SPON ADR PFD
08792A102
1459
65602
SH
SOLE
65602
0
0
TELECOMUNICACOES DE SAO PAUL
SPON ADR PFD
08792A102
49
2183
SH
SOLE
2183
0
0
TELECOMUNICACOES DE SAO PAUL
SPON ADR PFD
08792A102
8
343
SH
DFND
1 2 3
343
0
0
TELEFONOS DE MEXICO S A B
SPON ADR ORD L
879403780
346
21364
SH
DFND
1 2 3
21364
0
0
TELEFONOS DE MEXICO S A B
SPON ADR ORD L
879403780
531
32764
SH
SOLE
32764
0
0
TERNIUM SA
SPON ADR
880890108
224
13000
SH
DFND
13000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
7377
149506
SH
DFND
1 2 3
149506
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP PFD
90400P101
306
38709
SH
SOLE
38709
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP PFD
90400P101
222
28100
SH
DFND
1 2 3
28100
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
5879
155000
SH
SOLE
155000
0
0
VALE S A
ADR
91912E105
11066
627666
SH
DFND
627666
0
0
VALE S A
ADR
91912E105
4226
239695
SH
DFND
1 2 3
239695
0
0
VALE S A
ADR REPSTG PFD
91912E204
3616
235600
SH
DFND
1 2 3
235600
0
0
VALE S A
ADR REPSTG PFD
91912E204
5974
389200
SH
SOLE
389200
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
4562
147100
SH
SOLE
147100
0
0
VISA INC
COM CL A
92826C839
4
72
SH
DFND
1 2 3
72
0
0
VISA INC
COM CL A
92826C839
821
13187
SH
DFND
1
13187
0
0
VISIONCHINA MEDIA INC
SPONS ADR
92833U103
281
2300
SH
SOLE
2300
0
0
VIVO PARTICIPACOES S A
SPON ADR PFD NEW
92855S200
945
49900
SH
DFND
1 2 3
49900
0
0
WIMM BILL DANN FOODS OJSC
SPONSORED ADR
97263M109
638
46462
SH
SOLE
46462
0
0
WIMM BILL DANN FOODS OJSC
SPONSORED ADR
97263M109
569
41398
SH
DFND
1 2 3
41398
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
13
2029
SH
DFND
1 2 3
2029
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
121
19202
SH
SOLE
19202
0
0