Chief Operating Officer

0001140361-13-023826.txt : 20130604 0001140361-13-023826.hdr.sgml : 20130604 20130603185048 ACCESSION NUMBER: 0001140361-13-023826 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130603 EFFECTIVENESS DATE: 20130604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 13889274 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 06-30-2012 06-30-2012 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer (212) 205-8300 Robert Shea New York NY 06-03-2013 6 549 1713389 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC 4 0001573672 028-15461 Mirae Asset Canada Acquisition, Inc. 5 0001573668 028-15459 Horizons ETFs Management (Canada) Inc. 6 0001573681 028-15460 Horizons Investment Management Inc. 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460254105 346 17320 SH SOLE 17320 0 0 INTUIT COM 461202103 357 6010 SH SOLE 6010 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 66 120 SH SOLE 120 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 609 1100 SH DFND 4 5 6 1100 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 57 8000 SH SOLE 8000 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 273 38502 SH DFND 38502 0 0 ISHARES GOLD TRUST ISHARES 464285105 2980 191500 SH SOLE 191500 0 0 ISHARES GOLD TRUST ISHARES 464285105 11495 738760 SH DFND 4 5 6 738760 0 0 ISHARES INC EM MKT MIN VOL 464286533 927 17052 SH DFND 1 17052 0 0 ISHARES INC MSCI BRAZIL 464286400 276 5332 SH SOLE 5332 0 0 ISHARES INC MSCI CHILE INVES 464286640 1655 26923 SH SOLE 26923 0 0 ISHARES INC MSCI MEX INVEST 464286822 614 9988 SH SOLE 9988 0 0 ISHARES INC MSCI TAIWAN 464286731 1123 91823 SH SOLE 91823 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3995 149900 SH DFND 4 5 6 149900 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 251 9400 SH SOLE 9400 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 41 383 SH DFND 1 383 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 7113 65900 SH DFND 4 5 6 65900 0 0 ISHARES TR DJ US REAL EST 464287739 1835 28700 SH DFND 4 5 6 28700 0 0 ISHARES TR HIGH YLD CORP 464288513 5569 61000 SH SOLE 61000 0 0 ISHARES TR HIGH YLD CORP 464288513 246 2700 SH DFND 4 5 6 2700 0 0 ISHARES TR HIGH YLD CORP 464288513 2465 27000 SH DFND 1 2 3 27000 0 0 ISHARES TR IBOXX INV CPBD 464287242 84 714 SH DFND 1 714 0 0 ISHARES TR IBOXX INV CPBD 464287242 23518 200000 SH DFND 1 2 3 200000 0 0 ISHARES TR MSCI ACJPN IDX 464288182 6108 116100 SH SOLE 116100 0 0 ISHARES TR MSCI EMERG MKT 464287234 933 23848 SH DFND 1 23848 0 0 ISHARES TR MSCI EMERG MKT 464287234 6550 167375 SH SOLE 167375 0 0 ISHARES TR S&P 500 INDEX 464287200 526 3843 SH SOLE 3843 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1673 15200 SH DFND 1 2 3 15200 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 752 54000 SH DFND 4 5 6 54000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1503 118788 SH SOLE 118788 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1294 94026 SH DFND 1 2 3 94026 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 562 12486 SH SOLE 12486 0 0 JOHNSON & JOHNSON COM 478160104 2903 42963 SH SOLE 42963 0 0 JOHNSON & JOHNSON COM 478160104 3986 59000 SH DFND 4 5 6 59000 0 0 JOHNSON & JOHNSON COM 478160104 158 2343 SH DFND 1 2 3 2343 0 0 JOHNSON CTLS INC COM 478366107 549 19800 SH DFND 1 19800 0 0 JONES LANG LASALLE INC COM 48020Q107 1091 15509 SH SOLE 15509 0 0 JPMORGAN CHASE & CO COM 46625H100 83 2336 SH DFND 1 2 3 2336 0 0 JPMORGAN CHASE & CO COM 46625H100 4241 118703 SH SOLE 118703 0 0 JPMORGAN CHASE & CO COM 46625H100 1672 46800 SH DFND 4 5 6 46800 0 0 KOHLS CORP COM 500255104 446 9800 SH DFND 4 5 6 9800 0 0 KRAFT FOODS INC CL A 50075N104 229 9075 SH SOLE 9075 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 628 24063 SH SOLE 24063 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 446 17099 SH DFND 1 2 3 17099 0 0 LAS VEGAS SANDS CORP COM 517834107 431 9900 SH DFND 1 9900 0 0 LAS VEGAS SANDS CORP COM 517834107 61596 1416315 SH DFND 1 2 3 1416315 0 0 LAUDER ESTEE COS INC CL A 518439104 35142 649328 SH DFND 1 2 3 649328 0 0 LIBERTY PPTY TR SH BEN INT 531172104 424 11500 SH DFND 4 5 6 11500 0 0 LILLY ELI & CO COM 532457108 472 11000 SH DFND 4 5 6 11000 0 0 LILLY ELI & CO COM 532457108 2072 48295 SH SOLE 48295 0 0 LIMITED BRANDS INC COM 532716107 707 16621 SH SOLE 16621 0 0 LINEAR TECHNOLOGY CORP COM 535678106 564 18000 SH DFND 4 5 6 18000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 17 540 SH SOLE 540 0 0 LINKEDIN CORP COM CL A 53578A108 531 5000 SH DFND 4 5 6 5000 0 0 LORILLARD INC COM 544147101 321 7300 SH DFND 4 5 6 7300 0 0 LOWES COS INC COM 548661107 1303 45820 SH SOLE 45820 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 668 16588 SH DFND 1 2 3 16588 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1091 27100 SH DFND 4 5 6 27100 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2199 54610 SH SOLE 54610 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 4556 91900 SH DFND 4 5 6 91900 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 371 14500 SH DFND 4 5 6 14500 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 138 13497 SH SOLE 13497 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 559 21359 SH SOLE 21359 0 0 MARRIOTT INTL INC NEW CL A 571903202 686 17506 SH SOLE 17506 0 0 MASTERCARD INC CL A 57636Q104 64584 150156 SH DFND 1 2 3 150156 0 0 MATTEL INC COM 577081102 1688 52048 SH SOLE 52048 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 18 720 SH SOLE 720 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 600 23400 SH DFND 4 5 6 23400 0 0 MCDONALDS CORP COM 580135101 207 2343 SH DFND 1 2 3 2343 0 0 MCDONALDS CORP COM 580135101 584 6600 SH DFND 1 6600 0 0 MCDONALDS CORP COM 580135101 2089 23600 SH DFND 4 5 6 23600 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 2043 25375 SH DFND 1 2 3 25375 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 3090 38375 SH SOLE 38375 0 0 MECHEL OAO SPONSORED ADR 583840103 242 37564 SH SOLE 37564 0 0 MEDTRONIC INC COM 585055106 1645 42480 SH SOLE 42480 0 0 MEDTRONIC INC COM 585055106 31 800 SH DFND 4 5 6 800 0 0 MERCK & CO INC NEW COM 58933Y105 98 2342 SH DFND 1 2 3 2342 0 0 MERCK & CO INC NEW COM 58933Y105 3679 88117 SH SOLE 88117 0 0 MERCK & CO INC NEW COM 58933Y105 1574 37700 SH DFND 4 5 6 37700 0 0 METLIFE INC COM 59156R108 911 29525 SH SOLE 29525 0 0 MGM RESORTS INTERNATIONAL COM 552953101 638 57210 SH SOLE 57210 0 0 MICROSOFT CORP COM 594918104 4769 155899 SH SOLE 155899 0 0 MICROSOFT CORP COM 594918104 72 2345 SH DFND 1 2 3 2345 0 0 MICROSOFT CORP COM 594918104 1395 45600 SH DFND 4 5 6 45600 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 50 1649 SH SOLE 1649 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 209 6898 SH DFND 1 2 3 6898 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 7604 442111 SH DFND 1 2 3 442111 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 8433 490306 SH SOLE 490306 0 0 MONSTER BEVERAGE CORP COM 611740101 470 6603 SH SOLE 6603 0 0 MONSTER BEVERAGE CORP COM 611740101 854 12000 SH DFND 4 5 6 12000 0 0 MOSAIC CO NEW COM 61945C103 1960 35800 SH DFND 4 5 6 35800 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 714 14836 SH SOLE 14836 0 0 MSCI INC COM 55354G100 915 26888 SH SOLE 26888 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 1330 25100 SH DFND 4 5 6 25100 0 0 NATIONAL OILWELL VARCO INC COM 637071101 669 10382 SH SOLE 10382 0 0 NETAPP INC COM 64110D104 348 10924 SH SOLE 10924 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 56134 2291199 SH DFND 1 2291199 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 56134 2291199 SH DFND 1 2291199 0 0 NEWMONT MINING CORP COM 651639106 5195 107100 SH DFND 4 5 6 107100 0 0 NEWS CORP CL A 65248E104 662 29700 SH DFND 1 29700 0 0 NEWS CORP CL A 65248E104 1549 69493 SH SOLE 69493 0 0 NEXTERA ENERGY INC COM 65339F101 236 3425 SH SOLE 3425 0 0 NIKE INC CL B 654106103 290 6600 SH DFND 1 6600 0 0 NIKE INC CL B 654106103 40454 460851 SH DFND 1 2 3 460851 0 0 NOBLE ENERGY INC COM 655044105 765 18040 SH SOLE 18040 0 0 NOKIA CORP SPONSORED ADR 654902204 132 64000 SH DFND 4 5 6 64000 0 0 NORDSTROM INC COM 655664100 684 13772 SH SOLE 13772 0 0 NOVO-NORDISK A S ADR 670100205 1134 7800 SH DFND 4 5 6 7800 0 0 NYSE EURONEXT COM 629491101 875 34200 SH SOLE 34200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1235 14400 SH DFND 4 5 6 14400 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2576 30031 SH SOLE 30031 0 0 OI S.A. SPN ADR REP PFD 670851203 256 20754 SH DFND 1 2 3 20754 0 0 OMNICARE INC COM 681904108 479 15323 SH SOLE 15323 0 0 OMNICOM GROUP INC COM 681919106 766 15770 SH SOLE 15770 0 0 ON SEMICONDUCTOR CORP COM 682189105 533 75092 SH SOLE 75092 0 0 ORACLE CORP COM 68389X105 1440 48500 SH DFND 4 5 6 48500 0 0 ORACLE CORP COM 68389X105 1973 66433 SH SOLE 66433 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 226 6487 SH SOLE 6487 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 286 8218 SH DFND 1 2 3 8218 0 0 PEARSON PLC SPONSORED ADR 705015105 782 39400 SH DFND 4 5 6 39400 0 0 PENNEY J C INC COM 708160106 587 25176 SH SOLE 25176 0 0 PEPSICO INC COM 713448108 1830 25900 SH DFND 4 5 6 25900 0 0 PEPSICO INC COM 713448108 2145 30360 SH SOLE 30360 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 363 2810 SH DFND 1 2 3 2810 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 1007 7800 SH DFND 4 5 6 7800 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2717 149794 SH SOLE 149794 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1613 88926 SH DFND 1 2 3 88926 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 781 41600 SH DFND 4 5 6 41600 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3337 177788 SH SOLE 177788 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1568 85228 SH DFND 1 2 3 85228 0 0 PFIZER INC COM 717081103 2208 96000 SH DFND 4 5 6 96000 0 0 PFIZER INC COM 717081103 54 2336 SH DFND 1 2 3 2336 0 0 PFIZER INC COM 717081103 3217 139886 SH SOLE 139886 0 0 PG&E CORP COM 69331C108 321 7090 SH SOLE 7090 0 0 PHILIP MORRIS INTL INC COM 718172109 2725 31223 SH SOLE 31223 0 0 PHILIP MORRIS INTL INC COM 718172109 2539 29100 SH DFND 4 5 6 29100 0 0 PNC FINL SVCS GROUP INC COM 693475105 1758 28765 SH SOLE 28765 0 0 POSCO SPONSORED ADR 693483109 278 3460 SH DFND 1 2 3 3460 0 0 POTASH CORP SASK INC COM 73755L107 5118 117151 SH DFND 1 2 3 117151 0 0 POTASH CORP SASK INC COM 73755L107 909 20800 SH DFND 4 5 6 20800 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 843 45000 SH DFND 1 2 3 45000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 490 21796 SH DFND 1 21796 0 0 PRECISION CASTPARTS CORP COM 740189105 811 4928 SH SOLE 4928 0 0 PRICE T ROWE GROUP INC COM 74144T108 886 14068 SH SOLE 14068 0 0 PRICELINE COM INC COM NEW 741503403 80 120 SH SOLE 120 0 0 PRICELINE COM INC COM NEW 741503403 658 990 SH DFND 1 990 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 743 28325 SH SOLE 28325 0 0 PROCTER & GAMBLE CO COM 742718109 1305 21300 SH DFND 4 5 6 21300 0 0 PROCTER & GAMBLE CO COM 742718109 1679 27411 SH SOLE 27411 0 0 PROCTER & GAMBLE CO COM 742718109 143 2341 SH DFND 1 2 3 2341 0 0 PROGRESS ENERGY INC COM 743263105 993 16500 SH DFND 4 5 6 16500 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 805 18500 SH SOLE 18500 0 0 PRUDENTIAL FINL INC COM 744320102 826 17047 SH SOLE 17047 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 707 40918 SH DFND 1 40918 0 0 QUALCOMM INC COM 747525103 1715 30800 SH DFND 4 5 6 30800 0 0 QUALCOMM INC COM 747525103 36941 663448 SH DFND 1 2 3 663448 0 0 RANDGOLD RES LTD ADR 752344309 4852 53900 SH DFND 4 5 6 53900 0 0 RAYONIER INC COM 754907103 431 9600 SH SOLE 9600 0 0 REGENCY CTRS CORP COM 758849103 1008 21200 SH DFND 4 5 6 21200 0 0 REYNOLDS AMERICAN INC COM 761713106 1194 26600 SH DFND 4 5 6 26600 0 0 RIO TINTO PLC SPONSORED ADR 767204100 966 20200 SH DFND 4 5 6 20200 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 545 7800 SH DFND 4 5 6 7800 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1086 16100 SH DFND 4 5 6 16100 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1686 25003 SH SOLE 25003 0 0 SALESFORCE COM INC COM 79466L302 484 3500 SH DFND 4 5 6 3500 0 0 SALESFORCE COM INC COM 79466L302 138 4000 SH SOLE 4000 0 0 SANDISK CORP COM 80004C101 923 25306 SH DFND 1 2 3 25306 0 0 SANDISK CORP COM 80004C101 1492 40900 SH DFND 4 5 6 40900 0 0 SANOFI SPONSORED ADR 80105N105 1111 29400 SH DFND 4 5 6 29400 0 0 SAP AG SPON ADR 803054204 968 16300 SH DFND 4 5 6 16300 0 0 SARA LEE CORP COM 803111103 179 6168 SH DFND 1 2 3 6168 0 0 SARA LEE CORP COM 803111103 2329 80340 SH SOLE 80340 0 0 SASOL LTD SPONSORED ADR 803866300 27 635 SH SOLE 635 0 0 SASOL LTD SPONSORED ADR 803866300 304 7173 SH DFND 1 2 3 7173 0 0 SCANA CORP NEW COM 80589M102 1804 37700 SH DFND 4 5 6 37700 0 0 SCHLUMBERGER LTD COM 806857108 1201 18500 SH DFND 4 5 6 18500 0 0 SCHLUMBERGER LTD COM 806857108 1377 21212 SH SOLE 21212 0 0 SEADRILL LIMITED SHS G7945E105 646 18200 SH DFND 4 5 6 18200 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 554 22400 SH DFND 4 5 6 22400 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 27 1080 SH SOLE 1080 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9165 263600 SH DFND 4 5 6 263600 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 873 13160 SH SOLE 13160 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1149 40000 SH SOLE 40000 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 634 23673 SH SOLE 23673 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 220 3093 SH DFND 1 2 3 3093 0 0 SIEMENS A G SPONSORED ADR 826197501 925 11000 SH DFND 4 5 6 11000 0 0 SIEMENS A G SPONSORED ADR 826197501 631 7500 SH SOLE 7500 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 165 31703 SH DFND 1 2 3 31703 0 0 SINA CORP ORD G81477104 27514 531061 SH SOLE 531061 0 0 SINA CORP ORD G81477104 17204 332062 SH DFND 1 2 3 332062 0 0 SINA CORP ORD G81477104 11000 212307 SH DFND 1 212307 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 599 10763 SH SOLE 10763 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 424 7617 SH DFND 1 2 3 7617 0 0 SOLERA HOLDINGS INC COM 83421A104 278 6646 SH SOLE 6646 0 0 SONY CORP ADR NEW 835699307 8 547 SH SOLE 547 0 0 SONY CORP ADR NEW 835699307 769 54000 SH DFND 4 5 6 54000 0 0 SOUFUN HLDGS LTD ADR 836034108 1379 87203 SH SOLE 87203 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 49521 319100 SH DFND 4 5 6 319100 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4787 30846 SH SOLE 30846 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 634 4086 SH DFND 1 4086 0 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2522 53000 SH SOLE 53000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10276 75500 SH DFND 4 5 6 75500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 846 6214 SH SOLE 6214 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 518 8759 SH DFND 1 8759 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2545 64500 SH DFND 1 2 3 64500 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 641 37900 SH DFND 4 5 6 37900 0 0 STARBUCKS CORP COM 855244109 762 14300 SH DFND 4 5 6 14300 0 0 STARBUCKS CORP COM 855244109 72708 1363615 SH DFND 1 2 3 1363615 0 0 STRYKER CORP COM 863667101 579 10500 SH DFND 4 5 6 10500 0 0 STURM RUGER & CO INC COM 864159108 586 14600 SH DFND 4 5 6 14600 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1464 104855 SH SOLE 104855 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 487 34862 SH DFND 1 2 3 34862 0 0 TAL ED GROUP ADS REPSTG COM 874080104 324 32936 SH DFND 1 32936 0 0 TAL ED GROUP ADS REPSTG COM 874080104 547 55540 SH DFND 1 2 3 55540 0 0 TARGET CORP COM 87612E106 1195 20540 SH SOLE 20540 0 0 TATA MTRS LTD SPONSORED ADR 876568502 106 4837 SH DFND 1 2 3 4837 0 0 TATA MTRS LTD SPONSORED ADR 876568502 872 39722 SH DFND 1 39722 0 0 TATA MTRS LTD SPONSORED ADR 876568502 1370 62404 SH SOLE 62404 0 0 TE CONNECTIVITY LTD REG SHS H84989104 22 700 SH DFND 4 5 6 700 0 0 TE CONNECTIVITY LTD REG SHS H84989104 557 17461 SH SOLE 17461 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 1196 126800 SH DFND 4 5 6 126800 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 862 34850 SH SOLE 34850 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 1218 49235 SH DFND 4 5 6 49235 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 494 19964 SH DFND 1 2 3 19964 0 0 TERNIUM SA SPON ADR 880890108 334 17086 SH SOLE 17086 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 868 4100 SH DFND 4 5 6 4100 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1077 27300 SH DFND 4 5 6 27300 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 822 20830 SH SOLE 20830 0 0 TEXAS INSTRS INC COM 882508104 29 1000 SH DFND 4 5 6 1000 0 0 TEXAS INSTRS INC COM 882508104 934 32550 SH SOLE 32550 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 351 12800 SH DFND 1 2 3 12800 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 606 22056 SH SOLE 22056 0 0 TIME WARNER CABLE INC COM 88732J207 870 10600 SH SOLE 10600 0 0 TIME WARNER INC COM NEW 887317303 1169 30360 SH SOLE 30360 0 0 TJX COS INC NEW COM 872540109 708 16500 SH DFND 1 16500 0 0 TOTAL S A SPONSORED ADR 89151E109 778 17300 SH SOLE 17300 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1086 13500 SH DFND 4 5 6 13500 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 81 1008 SH SOLE 1008 0 0 TRACTOR SUPPLY CO COM 892356106 449 5400 SH DFND 4 5 6 5400 0 0 UBS AG SHS NEW H89231338 941 80400 SH DFND 4 5 6 80400 0 0 ULTRA PETROLEUM CORP COM 903914109 469 20325 SH SOLE 20325 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 733 32335 SH DFND 1 2 3 32335 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 1333 58795 SH SOLE 58795 0 0 UNILEVER N V N Y SHS NEW 904784709 1104 33100 SH SOLE 33100 0 0 UNILEVER N V N Y SHS NEW 904784709 1124 33700 SH DFND 4 5 6 33700 0 0 UNILEVER PLC SPON ADR NEW 904767704 752 22300 SH DFND 4 5 6 22300 0 0 UNITED CONTL HLDGS INC COM 910047109 1833 75352 SH SOLE 75352 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1433 18200 SH DFND 4 5 6 18200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1620 20568 SH SOLE 20568 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 844 26520 SH SOLE 26520 0 0 UNITED TECHNOLOGIES CORP COM 913017109 177 2340 SH DFND 1 2 3 2340 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1269 16800 SH DFND 4 5 6 16800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1486 25400 SH DFND 4 5 6 25400 0 0 US BANCORP DEL COM NEW 902973304 2232 69400 SH DFND 4 5 6 69400 0 0 VALE S A ADR 91912E105 1205 60702 SH DFND 1 2 3 60702 0 0 VALE S A ADR 91912E105 2311 116422 SH SOLE 116422 0 0 VALE S A ADR 91912E105 16 800 SH DFND 1 800 0 0 VALE S A ADR 91912E105 965 48600 SH DFND 4 5 6 48600 0 0 VALE S A ADR REPSTG PFD 91912E204 2921 151505 SH DFND 1 2 3 151505 0 0 VALE S A ADR REPSTG PFD 91912E204 3423 175427 SH SOLE 175427 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 628 14024 SH SOLE 14024 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 380 4504 SH DFND 1 4504 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1075 26915 SH DFND 1 26915 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 5068 126915 SH SOLE 126915 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1134 20000 SH SOLE 20000 0 0 VERISK ANALYTICS INC CL A 92345Y106 922 18725 SH SOLE 18725 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1502 33800 SH DFND 4 5 6 33800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 104 2339 SH DFND 1 2 3 2339 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 193 4339 SH SOLE 4339 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 641 11465 SH SOLE 11465 0 0 VIACOM INC NEW CL B 92553P201 33 700 SH DFND 4 5 6 700 0 0 VIACOM INC NEW CL B 92553P201 366 7780 SH SOLE 7780 0 0 VIRGIN MEDIA INC COM 92769L101 628 25767 SH SOLE 25767 0 0 VISTAPRINT N V SHS N93540107 460 14242 SH SOLE 14242 0 0 VMWARE INC CL A COM 928563402 537 5900 SH DFND 4 5 6 5900 0 0 VMWARE INC CL A COM 928563402 287 3157 SH SOLE 3157 0 0 WABCO HLDGS INC COM 92927K102 630 11908 SH SOLE 11908 0 0 WAL-MART STORES INC COM 931142103 1541 22100 SH DFND 4 5 6 22100 0 0 WAL-MART STORES INC COM 931142103 163 2338 SH DFND 1 2 3 2338 0 0 WASTE MGMT INC DEL COM 94106L109 608 18200 SH DFND 4 5 6 18200 0 0 WASTE MGMT INC DEL COM 94106L109 1010 30250 SH SOLE 30250 0 0 WELLPOINT INC COM 94973V107 574 9000 SH DFND 4 5 6 9000 0 0 WELLS FARGO & CO NEW COM 949746101 2110 63100 SH DFND 4 5 6 63100 0 0 WELLS FARGO & CO NEW COM 949746101 4060 121420 SH SOLE 121420 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 1153 10600 SH DFND 4 5 6 10600 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 52 474 SH SOLE 474 0 0 WHITING PETE CORP NEW COM 966387102 972 23629 SH SOLE 23629 0 0 WHOLE FOODS MKT INC COM 966837106 267 5612 SH SOLE 5612 0 0 WHOLE FOODS MKT INC COM 966837106 934 9800 SH DFND 4 5 6 9800 0 0 WINDSTREAM CORP COM 97381W104 1256 130000 SH DFND 4 5 6 130000 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 104 12695 SH SOLE 12695 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 30 597 SH DFND 1 597 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 12655 250000 SH DFND 1 2 3 250000 0 0 XCEL ENERGY INC COM 98389B100 1320 46455 SH SOLE 46455 0 0 YANDEX N V SHS CLASS A N97284108 4094 214907 SH DFND 1 2 3 214907 0 0 YUM BRANDS INC COM 988498101 638 9900 SH DFND 1 9900 0 0 YUM BRANDS INC COM 988498101 50404 782432 SH DFND 1 2 3 782432 0 0 ZYNGA INC CL A 98986T108 264 48621 SH SOLE 48621 0 0