0001104659-17-046079.txt : 20170720 0001104659-17-046079.hdr.sgml : 20170720 20170720182230 ACCESSION NUMBER: 0001104659-17-046079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170720 FILED AS OF DATE: 20170720 DATE AS OF CHANGE: 20170720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexopoulos Heather Tookes CENTRAL INDEX KEY: 0001694967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17975225 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu KCG Holdings LLC CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: KCG Holdings, Inc. DATE OF NAME CHANGE: 20130503 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 4 1 a4.xml 4 X0306 4 2017-07-20 1 0001569391 Virtu KCG Holdings LLC KCG 0001694967 Alexopoulos Heather Tookes 300 VESEY STREET NEW YORK NY 10282 1 0 0 0 Restricted Stock Units 2017-07-20 4 D 0 9893 20 D 0 D Pursuant to the Agreement and Plan of Merger, dated as of April 20, 2017, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Orchestra Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Virtu, and Virtu KCG Holdings LLC, a Delaware limited liability company (formerly known as KCG Holdings, Inc., a Delaware corporation) (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Virtu, each outstanding restricted stock unit ("RSU") granted by the Company was cancelled and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Class A Common Stock subject to such RSU immediately prior to the Effective Time and (ii) the merger consideration of $20.00 in cash per share, without interest. Accordingly, (i) 5,870 RSUs granted to the reporting person on January 19, 2017 under the Company's stock plan, which would have vested into Class A Common Stock on Janaury 19, 2018 or upon the reporting person's earlier retirement, and (ii) 4,023 RSUs granted to the reporting person on May 11, 2017, which would have vested into Class A Common Stock on May 11, 2018 or upon the reporting person's earlier retirement, were cancelled in connection with the Merger in exchange for a cash payment pursuant to the Merger Agreement. /s/ Robert McQueen as Attorney-in-Fact for Heather Tookes Alexopoulous 2017-07-20