0000899243-17-013506.txt : 20170517
0000899243-17-013506.hdr.sgml : 20170517
20170517161645
ACCESSION NUMBER: 0000899243-17-013506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ogurtsov Nick
CENTRAL INDEX KEY: 0001580394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 17851547
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-15
0
0001569391
KCG Holdings, Inc.
KCG
0001580394
Ogurtsov Nick
KCG HOLDINGS, INC.,
300 VESEY STREET
NEW YORK
NY
10282
0
1
0
0
COO and Chief Risk Officer
Class A Common Stock, par value $0.01 per share
2017-05-15
4
M
0
51101
A
109650
D
Class A Common Stock, par value $0.01 per share
2017-05-15
4
S
0
51101
D
58549
D
Class A Common Stock, par value $0.01 per share
2017-05-16
4
M
0
120360
A
178909
D
Class A Common Stock, par value $0.01 per share
2017-05-16
4
S
0
120360
D
58549
D
Stock Options (right to buy)
8.24
2017-05-15
4
M
0
51101
0.00
D
2018-08-12
Class A Common Stock
51101
120360
D
Stock Options (right to buy)
8.24
2017-05-16
4
M
0
120360
0.00
D
2018-08-12
Class A Common Stock
120360
0
D
Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
Represents the sale of 51,101 shares in multiple transactions at prices ranging from $19.83 to $19.88 per share, resulting in a weighted average sale price per share of $19.85. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Represents the sale of 120,360 shares in multiple transactions at prices ranging from $19.81 to $19.85 per share, resulting in a weighted average sale price per share of $19.82. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on July 1, 2016.
/s/ Robert McQueen as attorney-in-fact for Nick Ogurtsov
2017-05-17