0000899243-17-013506.txt : 20170517 0000899243-17-013506.hdr.sgml : 20170517 20170517161645 ACCESSION NUMBER: 0000899243-17-013506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogurtsov Nick CENTRAL INDEX KEY: 0001580394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17851547 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-15 0 0001569391 KCG Holdings, Inc. KCG 0001580394 Ogurtsov Nick KCG HOLDINGS, INC., 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 COO and Chief Risk Officer Class A Common Stock, par value $0.01 per share 2017-05-15 4 M 0 51101 A 109650 D Class A Common Stock, par value $0.01 per share 2017-05-15 4 S 0 51101 D 58549 D Class A Common Stock, par value $0.01 per share 2017-05-16 4 M 0 120360 A 178909 D Class A Common Stock, par value $0.01 per share 2017-05-16 4 S 0 120360 D 58549 D Stock Options (right to buy) 8.24 2017-05-15 4 M 0 51101 0.00 D 2018-08-12 Class A Common Stock 51101 120360 D Stock Options (right to buy) 8.24 2017-05-16 4 M 0 120360 0.00 D 2018-08-12 Class A Common Stock 120360 0 D Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Represents the sale of 51,101 shares in multiple transactions at prices ranging from $19.83 to $19.88 per share, resulting in a weighted average sale price per share of $19.85. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. Represents the sale of 120,360 shares in multiple transactions at prices ranging from $19.81 to $19.85 per share, resulting in a weighted average sale price per share of $19.82. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on July 1, 2016. /s/ Robert McQueen as attorney-in-fact for Nick Ogurtsov 2017-05-17