0001085146-24-002321.txt : 20240508
0001085146-24-002321.hdr.sgml : 20240508
20240508102552
ACCESSION NUMBER: 0001085146-24-002321
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240508
DATE AS OF CHANGE: 20240508
EFFECTIVENESS DATE: 20240508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd
CENTRAL INDEX KEY: 0001569356
ORGANIZATION NAME:
IRS NUMBER: 980691159
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16783
FILM NUMBER: 24924673
BUSINESS ADDRESS:
STREET 1: LEVEL 20, ONE IFC
STREET 2: 1 HARBOUR VIEW STREET
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 2105 5800
MAIL ADDRESS:
STREET 1: LEVEL 20, ONE IFC
STREET 2: 1 HARBOUR VIEW STREET
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001569356
XXXXXXXX
03-31-2024
03-31-2024
false
NINE MASTS CAPITAL Ltd
LEVEL 20, ONE IFC
1 HARBOUR VIEW STREET
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-16783
N
Irene Backenhorn
Chief Compliance Officer
8-522-105-5803
/s/ Irene Backenhorn
Hong Kong
K3
05-08-2024
0
77
383359583
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ALBEMARLE CORP
7.25% DEP SHS A
012653200
50150000
850000
PRN
SOLE
850000
0
0
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
BBG001SK6452
301368
27422
SH
SOLE
27422
0
0
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
22201954
147101
SH
SOLE
147101
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
BBG005P7Q907
188800
1180000
SH
Put
SOLE
1180000
0
0
BAUSCH HEALTH COS INC
COM
071734107
BBG001S7WDP0
9278445
874500
SH
SOLE
874500
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
BBG00B6WF7V2
323995
2051
SH
SOLE
2051
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
BBG001S5P5K4
2426202
42041
SH
SOLE
42041
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
BBG00K7T30T9
280000
25000
SH
SOLE
25000
0
0
BLACKROCK INVT QUALITY MUN T
COM
09247D105
BBG001S72D73
246612
19872
SH
SOLE
19872
0
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
BBG001SFL2F9
1289742
124854
SH
SOLE
124854
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
BBG003BPM0W5
1152867
54742
SH
SOLE
54742
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
BBG001SKZFD6
1436072
132235
SH
SOLE
132235
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
BBG001SLPP25
1029840
85393
SH
SOLE
85393
0
0
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
BBG001S5PKX7
809204
69579
SH
SOLE
69579
0
0
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
BBG001SBLZS1
1498758
136127
SH
SOLE
136127
0
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
BBG001S66J14
571891
47342
SH
SOLE
47342
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
BBG001S5TGK6
191418
27113
SH
SOLE
27113
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
BBG001T9DW47
2353123
144010
SH
SOLE
144010
0
0
BLOCK INC
CL A
852234103
BBG001TFLWL5
4306391
50915
SH
SOLE
50915
0
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
BBG001S5SRS5
618900
101459
SH
SOLE
101459
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
BBG001S5PL01
675000
3000000
SH
Put
SOLE
3000000
0
0
CLOUDFLARE INC
NOTE 8/1
18915MAC1
31011750
33000
PRN
SOLE
33000
0
0
CONX CORP
*W EXP 10/30/202
212873111
5457
27300
PRN
SOLE
27300
0
0
DRAFTKINGS INC NEW
COM CL A
26142V105
BBG0134WCMB3
567625
12500
SH
SOLE
12500
0
0
FISCALNOTE HOLDINGS INC
*W EXP 07/29/202
337655112
74862
299447
PRN
SOLE
299447
0
0
FOX CORP
CL B COM
35137L204
BBG00JHNKKR3
4102162
143332
SH
SOLE
143332
0
0
GRINDR INC
*W EXP 11/18/202
39854F119
940600
407186
PRN
SOLE
407186
0
0
GRINDR INC
COM
39854F101
BBG00YV3H7V6
1013000
100000
SH
SOLE
100000
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
BBG001SJB7J7
11369227
216325
SH
SOLE
216325
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
29211000
28000
PRN
SOLE
28000
0
0
INVESCO CALIF VALUE MUN INCO
COM
46132H106
BBG001S6XHW4
934816
93857
SH
SOLE
93857
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
BBG001S72CS2
1131628
116303
SH
SOLE
116303
0
0
INVESCO MUNICIPAL TRUST
COM
46131J103
BBG001S702W1
252219
26002
SH
SOLE
26002
0
0
INVESCO QUALITY MUN INCOME T
COM
46133G107
BBG001S746Q5
275986
28511
SH
SOLE
28511
0
0
INVESCO TR INVT GRADE MUNS
COM
46131M106
BBG001S70Z49
939550
95289
SH
SOLE
95289
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
BBG001S77KX3
883560
73630
SH
SOLE
73630
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
BBG001SK77D5
10906740
265500
SH
SOLE
265500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
5243620
24934
SH
SOLE
24934
0
0
ISRAEL ACQUISITIONS CORP
*W EXP 99/99/999
G49667119
28000
400000
PRN
SOLE
400000
0
0
ISRAEL ACQUISITIONS CORP
CLASS A ORD
G49667101
BBG0166KJBF3
4360000
400000
SH
SOLE
400000
0
0
LI AUTO INC
SPONSORED ADS
50202M102
BBG00W0KZF57
795606
25666
SH
SOLE
25666
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 3.125% 1/1
538034BA6
37938600
31500
PRN
SOLE
31500
0
0
MACYS INC
COM
55616P104
BBG001S6KRW6
407796
20400
SH
SOLE
20400
0
0
MARIADB PLC
*W EXP 12/16/202
G5920M118
25968
288530
PRN
SOLE
288530
0
0
MP MATERIALS CORP
COM CL A
553368101
BBG00TJGL0T5
484770
33900
SH
SOLE
33900
0
0
NETFLIX INC
COM
64110L106
BBG001SF6L46
387477
638
SH
SOLE
638
0
0
NEUBERGER BERMAN MUN FD INC
COM
64124P101
BBG001SHWP71
177467
16950
SH
SOLE
16950
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581206
BBG001SP9P33
1077606
12375
SH
SOLE
12375
0
0
NIO INC
NOTE 0.500% 2/0
62914VAF3
6862500
7500
PRN
SOLE
7500
0
0
NUTANIX INC
NOTE 0.250%10/0
67059NAH1
12300000
10000
PRN
SOLE
10000
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
BBG001SHZCF8
4976932
409624
SH
SOLE
409624
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
BBG001SKQWJ3
3892821
351655
SH
SOLE
351655
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
BBG001SCTG12
1968679
178646
SH
SOLE
178646
0
0
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
BBG001S94NN7
958550
78893
SH
SOLE
78893
0
0
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
BBG00P0WR1F5
2523535
238745
SH
SOLE
238745
0
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
BBG001SD1KZ4
2132032
201897
SH
SOLE
201897
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
BBG001S97B05
3547899
289861
SH
SOLE
289861
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
BBG001SCTFM1
4588126
400360
SH
SOLE
400360
0
0
ON SEMICONDUCTOR CORP
NOTE 0.500% 3/0
682189AU9
25714000
26000
PRN
SOLE
26000
0
0
PARAMOUNT GLOBAL
CLASS B COM
92556H206
BBG001S6L063
404888
34400
SH
SOLE
34400
0
0
PIMCO MUN INCOME FD II
COM
72200W106
BBG001SKRFP2
1950325
229450
SH
SOLE
229450
0
0
POST HLDGS INC
NOTE 2.500% 8/1
737446AT1
13524000
12000
PRN
SOLE
12000
0
0
PRENETICS GLOBAL LTD
*W EXP 05/18/202
G72245114
3770
362456
PRN
SOLE
362456
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
BBG001S7C0P0
661883
65146
SH
SOLE
65146
0
0
R1 RCM INC
COM
77634L105
BBG018CZLZ45
197064
15300
SH
SOLE
15300
0
0
TRIP COM GROUP LTD
ADS
89677Q107
BBG001S6VL20
1210772
27450
SH
SOLE
27450
0
0
TRUMP MEDIA & TECHNOLOGY GRO
*W EXP 03/25/202
25400Q113
8302200
303000
PRN
SOLE
303000
0
0
TYLER TECHNOLOGIES INC
COM
902252105
BBG001S5WZB0
8712705
20500
SH
SOLE
20500
0
0
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
18040000
16000
PRN
SOLE
16000
0
0
UNITED AIRLS HLDGS INC
COM
910047109
BBG001SQ87W0
8655
577000
SH
Put
SOLE
577000
0
0
WESTERN ASSET MANAGED MUNS F
COM
95766M105
BBG001S6J994
1222462
116982
SH
SOLE
116982
0
0
WOLFSPEED INC
NOTE 0.250% 2/1
977852AB8
5885000
10000
PRN
SOLE
10000
0
0
WOODSIDE ENERGY GROUP LTD
SPONSORED ADR
980228308
BBG001S5WCY6
682219
34317
SH
SOLE
34317
0
0
XPENG INC
ADS
98422D105
BBG00WKJG3N6
3778983
460671
SH
SOLE
460671
0
0
YUM CHINA HLDGS INC
COM
98850P109
BBG00B8N0HH0
655686
16650
SH
SOLE
16650
0
0
ZAI LAB LTD
ADR
98887Q104
BBG00HFX3P04
230763
14000
SH
SOLE
14000
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
BBG00DY7QWJ9
2545460
117322
SH
SOLE
117322
0
0