0001085146-24-002321.txt : 20240508 0001085146-24-002321.hdr.sgml : 20240508 20240508102552 ACCESSION NUMBER: 0001085146-24-002321 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 EFFECTIVENESS DATE: 20240508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 ORGANIZATION NAME: IRS NUMBER: 980691159 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 24924673 BUSINESS ADDRESS: STREET 1: LEVEL 20, ONE IFC STREET 2: 1 HARBOUR VIEW STREET CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: LEVEL 20, ONE IFC STREET 2: 1 HARBOUR VIEW STREET CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001569356 XXXXXXXX 03-31-2024 03-31-2024 false NINE MASTS CAPITAL Ltd
LEVEL 20, ONE IFC 1 HARBOUR VIEW STREET CENTRAL K3 HONG KONG
13F HOLDINGS REPORT 028-16783 N
Irene Backenhorn Chief Compliance Officer 8-522-105-5803 /s/ Irene Backenhorn Hong Kong K3 05-08-2024 0 77 383359583 false
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALBEMARLE CORP 7.25% DEP SHS A 012653200 50150000 850000 PRN SOLE 850000 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 BBG001SK6452 301368 27422 SH SOLE 27422 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 22201954 147101 SH SOLE 147101 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 BBG005P7Q907 188800 1180000 SH Put SOLE 1180000 0 0 BAUSCH HEALTH COS INC COM 071734107 BBG001S7WDP0 9278445 874500 SH SOLE 874500 0 0 BEIGENE LTD SPONSORED ADR 07725L102 BBG00B6WF7V2 323995 2051 SH SOLE 2051 0 0 BHP GROUP LTD SPONSORED ADS 088606108 BBG001S5P5K4 2426202 42041 SH SOLE 42041 0 0 BILIBILI INC SPONS ADS REP Z 090040106 BBG00K7T30T9 280000 25000 SH SOLE 25000 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 BBG001S72D73 246612 19872 SH SOLE 19872 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 BBG001SFL2F9 1289742 124854 SH SOLE 124854 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 BBG003BPM0W5 1152867 54742 SH SOLE 54742 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 BBG001SKZFD6 1436072 132235 SH SOLE 132235 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 BBG001SLPP25 1029840 85393 SH SOLE 85393 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 BBG001S5PKX7 809204 69579 SH SOLE 69579 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 BBG001SBLZS1 1498758 136127 SH SOLE 136127 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 BBG001S66J14 571891 47342 SH SOLE 47342 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 BBG001S5TGK6 191418 27113 SH SOLE 27113 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 BBG001T9DW47 2353123 144010 SH SOLE 144010 0 0 BLOCK INC CL A 852234103 BBG001TFLWL5 4306391 50915 SH SOLE 50915 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 BBG001S5SRS5 618900 101459 SH SOLE 101459 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 BBG001S5PL01 675000 3000000 SH Put SOLE 3000000 0 0 CLOUDFLARE INC NOTE 8/1 18915MAC1 31011750 33000 PRN SOLE 33000 0 0 CONX CORP *W EXP 10/30/202 212873111 5457 27300 PRN SOLE 27300 0 0 DRAFTKINGS INC NEW COM CL A 26142V105 BBG0134WCMB3 567625 12500 SH SOLE 12500 0 0 FISCALNOTE HOLDINGS INC *W EXP 07/29/202 337655112 74862 299447 PRN SOLE 299447 0 0 FOX CORP CL B COM 35137L204 BBG00JHNKKR3 4102162 143332 SH SOLE 143332 0 0 GRINDR INC *W EXP 11/18/202 39854F119 940600 407186 PRN SOLE 407186 0 0 GRINDR INC COM 39854F101 BBG00YV3H7V6 1013000 100000 SH SOLE 100000 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 BBG001SJB7J7 11369227 216325 SH SOLE 216325 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 29211000 28000 PRN SOLE 28000 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 BBG001S6XHW4 934816 93857 SH SOLE 93857 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 BBG001S72CS2 1131628 116303 SH SOLE 116303 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 BBG001S702W1 252219 26002 SH SOLE 26002 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 BBG001S746Q5 275986 28511 SH SOLE 28511 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 BBG001S70Z49 939550 95289 SH SOLE 95289 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 BBG001S77KX3 883560 73630 SH SOLE 73630 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 10906740 265500 SH SOLE 265500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 5243620 24934 SH SOLE 24934 0 0 ISRAEL ACQUISITIONS CORP *W EXP 99/99/999 G49667119 28000 400000 PRN SOLE 400000 0 0 ISRAEL ACQUISITIONS CORP CLASS A ORD G49667101 BBG0166KJBF3 4360000 400000 SH SOLE 400000 0 0 LI AUTO INC SPONSORED ADS 50202M102 BBG00W0KZF57 795606 25666 SH SOLE 25666 0 0 LIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 538034BA6 37938600 31500 PRN SOLE 31500 0 0 MACYS INC COM 55616P104 BBG001S6KRW6 407796 20400 SH SOLE 20400 0 0 MARIADB PLC *W EXP 12/16/202 G5920M118 25968 288530 PRN SOLE 288530 0 0 MP MATERIALS CORP COM CL A 553368101 BBG00TJGL0T5 484770 33900 SH SOLE 33900 0 0 NETFLIX INC COM 64110L106 BBG001SF6L46 387477 638 SH SOLE 638 0 0 NEUBERGER BERMAN MUN FD INC COM 64124P101 BBG001SHWP71 177467 16950 SH SOLE 16950 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581206 BBG001SP9P33 1077606 12375 SH SOLE 12375 0 0 NIO INC NOTE 0.500% 2/0 62914VAF3 6862500 7500 PRN SOLE 7500 0 0 NUTANIX INC NOTE 0.250%10/0 67059NAH1 12300000 10000 PRN SOLE 10000 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 BBG001SHZCF8 4976932 409624 SH SOLE 409624 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 3892821 351655 SH SOLE 351655 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 BBG001SCTG12 1968679 178646 SH SOLE 178646 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 BBG001S94NN7 958550 78893 SH SOLE 78893 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 BBG00P0WR1F5 2523535 238745 SH SOLE 238745 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 BBG001SD1KZ4 2132032 201897 SH SOLE 201897 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 BBG001S97B05 3547899 289861 SH SOLE 289861 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 4588126 400360 SH SOLE 400360 0 0 ON SEMICONDUCTOR CORP NOTE 0.500% 3/0 682189AU9 25714000 26000 PRN SOLE 26000 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 404888 34400 SH SOLE 34400 0 0 PIMCO MUN INCOME FD II COM 72200W106 BBG001SKRFP2 1950325 229450 SH SOLE 229450 0 0 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 13524000 12000 PRN SOLE 12000 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 3770 362456 PRN SOLE 362456 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 BBG001S7C0P0 661883 65146 SH SOLE 65146 0 0 R1 RCM INC COM 77634L105 BBG018CZLZ45 197064 15300 SH SOLE 15300 0 0 TRIP COM GROUP LTD ADS 89677Q107 BBG001S6VL20 1210772 27450 SH SOLE 27450 0 0 TRUMP MEDIA & TECHNOLOGY GRO *W EXP 03/25/202 25400Q113 8302200 303000 PRN SOLE 303000 0 0 TYLER TECHNOLOGIES INC COM 902252105 BBG001S5WZB0 8712705 20500 SH SOLE 20500 0 0 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 18040000 16000 PRN SOLE 16000 0 0 UNITED AIRLS HLDGS INC COM 910047109 BBG001SQ87W0 8655 577000 SH Put SOLE 577000 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 BBG001S6J994 1222462 116982 SH SOLE 116982 0 0 WOLFSPEED INC NOTE 0.250% 2/1 977852AB8 5885000 10000 PRN SOLE 10000 0 0 WOODSIDE ENERGY GROUP LTD SPONSORED ADR 980228308 BBG001S5WCY6 682219 34317 SH SOLE 34317 0 0 XPENG INC ADS 98422D105 BBG00WKJG3N6 3778983 460671 SH SOLE 460671 0 0 YUM CHINA HLDGS INC COM 98850P109 BBG00B8N0HH0 655686 16650 SH SOLE 16650 0 0 ZAI LAB LTD ADR 98887Q104 BBG00HFX3P04 230763 14000 SH SOLE 14000 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 BBG00DY7QWJ9 2545460 117322 SH SOLE 117322 0 0