0001085146-19-002822.txt : 20191112
0001085146-19-002822.hdr.sgml : 20191112
20191112092727
ACCESSION NUMBER: 0001085146-19-002822
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd
CENTRAL INDEX KEY: 0001569356
IRS NUMBER: 980691159
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16783
FILM NUMBER: 191206601
BUSINESS ADDRESS:
STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER
STREET 2: 12 QUEEN'S ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 2105 5800
MAIL ADDRESS:
STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER
STREET 2: 12 QUEEN'S ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001569356
XXXXXXXX
09-30-2019
09-30-2019
false
NINE MASTS CAPITAL Ltd
22&23/F, SHANGHAI COMMERCIAL BANK TOWER
12 QUEEN'S ROAD
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-16783
N
Elaine Davis
Chief Operating Officer
8-522-105-5803
/s/ Elaine Davis
Hong Kong
K3
10-12-2019
0
148
524020179
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
525218
69700
SH
Call
SOLE
69700
0
0
3M CO
COM
88579Y101
479575
80000
SH
Put
SOLE
80000
0
0
3M CO
COM
88579Y101
876252
5330
SH
SOLE
5330
0
0
ALPHABET INC
CAP STK CL A
02079K305
213121901
174527
SH
SOLE
174527
0
0
ALPHABET INC
CAP STK CL A
02079K305
1770000
7500
SH
Call
SOLE
7500
0
0
ALPHABET INC
CAP STK CL C
02079K107
337500
10000
SH
Put
SOLE
10000
0
0
AMAZON COM INC
COM
023135106
1480731
853
SH
SOLE
853
0
0
AMAZON COM INC
COM
023135106
131625
5000
SH
Put
SOLE
5000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
124750
50000
SH
Call
SOLE
50000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
56000
50000
SH
Put
SOLE
50000
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
38559
23300
SH
Put
SOLE
23300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
453104
4762
SH
SOLE
4762
0
0
APPLE INC
COM
037833100
23965
107
SH
SOLE
107
0
0
APPLE INC
COM
037833100
6000
40000
SH
Put
SOLE
40000
0
0
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
10260462
2249331
SH
SOLE
2249331
0
0
BAOZUN INC
SPONSORED ADR
06684L103
1705865
39950
SH
SOLE
39950
0
0
BB&T CORP
COM
054937107
2280767
42735
SH
SOLE
42735
0
0
BEST INC
SPONSORED ADS
08653C106
475200
90000
SH
SOLE
90000
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
1995501
133300
SH
SOLE
133300
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
223500
200000
SH
Put
SOLE
200000
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
2020657
41373
SH
SOLE
41373
0
0
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
83420
8600
SH
Call
SOLE
8600
0
0
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
645
8600
SH
Put
SOLE
8600
0
0
CERNER CORP
COM
156782104
1754628
25739
SH
SOLE
25739
0
0
CERNER CORP
COM
156782104
148000
80000
SH
Put
SOLE
80000
0
0
CHANGYOU COM LTD
ADS REP CL A
15911M107
2378354
250353
SH
SOLE
250353
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
1813104
156530
SH
SOLE
156530
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
809104
77131
SH
SOLE
77131
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
480749
572
SH
SOLE
572
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
34000
10000
SH
Put
SOLE
10000
0
0
COMCAST CORP NEW
CL A
20030N101
575000
100000
SH
Call
SOLE
100000
0
0
COMCAST CORP NEW
CL A
20030N101
43000
100000
SH
Put
SOLE
100000
0
0
CONAGRA BRANDS INC
COM
205887102
88560
32800
SH
Call
SOLE
32800
0
0
CONAGRA BRANDS INC
COM
205887102
9840
32800
SH
Put
SOLE
32800
0
0
CONCHO RES INC
COM
20605P101
1384277
20387
SH
SOLE
20387
0
0
CONCHO RES INC
COM
20605P101
63000
20000
SH
Call
SOLE
20000
0
0
CONCHO RES INC
COM
20605P101
363000
70000
SH
Put
SOLE
70000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
52700
60000
SH
Put
SOLE
60000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
917342
3184
SH
SOLE
3184
0
0
COSTCO WHSL CORP NEW
COM
22160K105
53700
3000
SH
Call
SOLE
3000
0
0
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
22500
100000
SH
Call
SOLE
100000
0
0
DR REDDYS LABS LTD
ADR
256135203
1963018
51050
SH
SOLE
51050
0
0
FEDEX CORP
COM
31428X106
2931925
20141
SH
SOLE
20141
0
0
FEDEX CORP
COM
31428X106
432188
37500
SH
Put
SOLE
37500
0
0
FERRARI N V
COM
N3167Y103
1924122
12487
SH
SOLE
12487
0
0
FERRARI N V
COM
N3167Y103
132360
37100
SH
Put
SOLE
37100
0
0
FISERV INC
COM
337738108
173513
1675
SH
SOLE
1675
0
0
FISERV INC
COM
337738108
17360
6200
SH
Put
SOLE
6200
0
0
GARMIN LTD
SHS
H2906T109
550
5000
SH
Put
SOLE
5000
0
0
GARMIN LTD
SHS
H2906T109
26125
5000
SH
Call
SOLE
5000
0
0
GENESEE & WYO INC
CL A
371559105
15106717
136700
SH
SOLE
136700
0
0
GLOBAL PMTS INC
COM
37940X102
511185
3215
SH
SOLE
3215
0
0
GLOBAL PMTS INC
COM
37940X102
68003
18100
SH
Put
SOLE
18100
0
0
GRUBHUB INC
COM
400110102
1817944
32342
SH
SOLE
32342
0
0
GRUBHUB INC
COM
400110102
580000
50000
SH
Put
SOLE
50000
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
23705758
415526
SH
SOLE
415526
0
0
HESS CORP
COM
42809H107
5663
1500
SH
Call
SOLE
1500
0
0
HP INC
COM
40434L105
104571
5527
SH
SOLE
5527
0
0
HP INC
COM
40434L105
13575
15000
SH
Put
SOLE
15000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
19923101
517143
SH
SOLE
517143
0
0
ICICI BK LTD
ADR
45104G104
19565561
1584656
SH
SOLE
1584656
0
0
INFOSYS LTD
SPONSORED ADR
456788108
18400321
1618322
SH
SOLE
1618322
0
0
INTEL CORP
COM
458140100
110250
50000
SH
Call
SOLE
50000
0
0
INTEL CORP
COM
458140100
3750
50000
SH
Put
SOLE
50000
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
321258
595
SH
SOLE
595
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
11625
15000
SH
Put
SOLE
15000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
270000
50000
SH
Put
SOLE
50000
0
0
IPG PHOTONICS CORP
COM
44980X109
371544
2740
SH
SOLE
2740
0
0
IPG PHOTONICS CORP
COM
44980X109
20790
18900
SH
Put
SOLE
18900
0
0
IQIYI INC
SPONSORED ADS
46267X108
119410
7403
SH
SOLE
7403
0
0
IROBOT CORP
COM
462726100
6243779
101245
SH
SOLE
101245
0
0
IROBOT CORP
COM
462726100
1831750
205500
SH
Put
SOLE
205500
0
0
KELLOGG CO
COM
487836108
30750
7500
SH
Call
SOLE
7500
0
0
KELLOGG CO
COM
487836108
27233
13800
SH
Put
SOLE
13800
0
0
KELLOGG CO
COM
487836108
21815
339
SH
SOLE
339
0
0
KRAFT HEINZ CO
COM
500754106
26818
960
SH
SOLE
960
0
0
KRAFT HEINZ CO
COM
500754106
2500
100000
SH
Call
SOLE
100000
0
0
KRAFT HEINZ CO
COM
500754106
3225
1500
SH
Put
SOLE
1500
0
0
KT CORP
SPONSORED ADR
48268K101
60206146
5246723
SH
SOLE
5246723
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
1038193
4976
SH
SOLE
4976
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
83400
27000
SH
Put
SOLE
27000
0
0
LAUDER ESTEE COS INC
CL A
518439104
146425
88000
SH
Put
SOLE
88000
0
0
LAUDER ESTEE COS INC
CL A
518439104
343750
25000
SH
Call
SOLE
25000
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
310534
52498
SH
SOLE
52498
0
0
LOCKHEED MARTIN CORP
COM
539830109
109500
15000
SH
Put
SOLE
15000
0
0
LOCKHEED MARTIN CORP
COM
539830109
1436981
3684
SH
SOLE
3684
0
0
MASTERCARD INC
CL A
57636Q104
270212
995
SH
SOLE
995
0
0
MASTERCARD INC
CL A
57636Q104
8420
28000
SH
Put
SOLE
28000
0
0
MICROSOFT CORP
COM
594918104
442500
50000
SH
Call
SOLE
50000
0
0
MICROSOFT CORP
COM
594918104
191200
100000
SH
Put
SOLE
100000
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
11964578
2357899
SH
SOLE
2357899
0
0
MOHAWK INDS INC
COM
608190104
1487972
11993
SH
SOLE
11993
0
0
MOHAWK INDS INC
COM
608190104
187500
50000
SH
Put
SOLE
50000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
99590
1732
SH
SOLE
1732
0
0
MOLSON COORS BREWING CO
CL B
60871R209
9450
13500
SH
Put
SOLE
13500
0
0
NETAPP INC
COM
64110D104
215000
40000
SH
Call
SOLE
40000
0
0
NETAPP INC
COM
64110D104
66800
40000
SH
Put
SOLE
40000
0
0
NIKE INC
CL B
654106103
563520
6000
SH
SOLE
6000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1094012
2919
SH
SOLE
2919
0
0
NORTHROP GRUMMAN CORP
COM
666807102
102500
10000
SH
Put
SOLE
10000
0
0
NVIDIA CORP
COM
67066G104
2038534
11711
SH
SOLE
11711
0
0
NVIDIA CORP
COM
67066G104
440691
65800
SH
Put
SOLE
65800
0
0
PEPSICO INC
COM
713448108
21800
40000
SH
Put
SOLE
40000
0
0
PEPSICO INC
COM
713448108
834391
6086
SH
SOLE
6086
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
98563
7501
SH
SOLE
7501
0
0
PINDUODUO INC
SPONSORED ADS
722304102
2490000
200000
SH
Call
SOLE
200000
0
0
PINDUODUO INC
SPONSORED ADS
722304102
816625
655000
SH
Put
SOLE
655000
0
0
PROCTER & GAMBLE CO
COM
742718109
548235
27900
SH
Call
SOLE
27900
0
0
QUALCOMM INC
COM
747525103
114800
40000
SH
Call
SOLE
40000
0
0
QUALCOMM INC
COM
747525103
18400
40000
SH
Put
SOLE
40000
0
0
ROBERT HALF INTL INC
COM
770323103
15180
4600
SH
Call
SOLE
4600
0
0
ROBERT HALF INTL INC
COM
770323103
12305
4600
SH
Put
SOLE
4600
0
0
ROYAL GOLD INC
COM
780287108
35854
291
SH
SOLE
291
0
0
ROYAL GOLD INC
COM
780287108
5310
600
SH
Put
SOLE
600
0
0
SHOPIFY INC
CL A
82509L107
2926176
9389
SH
SOLE
9389
0
0
SHOPIFY INC
CL A
82509L107
836250
40000
SH
Put
SOLE
40000
0
0
SKECHERS U S A INC
CL A
830566105
952425
25500
SH
SOLE
25500
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
191406
1679
SH
SOLE
1679
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
37200
3000
SH
Put
SOLE
3000
0
0
SQUARE INC
CL A
852234103
2697303
43540
SH
SOLE
43540
0
0
SQUARE INC
CL A
852234103
607500
150000
SH
Put
SOLE
150000
0
0
STAMPS COM INC
COM NEW
852857200
8200
4000
SH
Put
SOLE
4000
0
0
STAMPS COM INC
COM NEW
852857200
37821
508
SH
SOLE
508
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
18508588
2706787
SH
SOLE
2706787
0
0
SUNTRUST BKS INC
COM
867914103
138125
25000
SH
Call
SOLE
25000
0
0
SUNTRUST BKS INC
COM
867914103
53875
25000
SH
Put
SOLE
25000
0
0
SYNOPSYS INC
COM
871607107
956495
6969
SH
SOLE
6969
0
0
SYNOPSYS INC
COM
871607107
79500
30000
SH
Put
SOLE
30000
0
0
TARGET CORP
COM
87612E106
140075
13000
SH
Call
SOLE
13000
0
0
TARGET CORP
COM
87612E106
50700
13000
SH
Put
SOLE
13000
0
0
TIFFANY & CO NEW
COM
886547108
110595
20200
SH
Call
SOLE
20200
0
0
ULTA BEAUTY INC
COM
90384S303
403797
1611
SH
SOLE
1611
0
0
ULTA BEAUTY INC
COM
90384S303
43700
9500
SH
Put
SOLE
9500
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
5911020
2738655
SH
SOLE
2738655
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1300287
10852
SH
SOLE
10852
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
117400
40000
SH
Put
SOLE
40000
0
0
VERSUM MATLS INC
COM
92532W103
8106759
153160
SH
SOLE
153160
0
0
VISA INC
COM CL A
92826C839
109000
20000
SH
Call
SOLE
20000
0
0
VISA INC
COM CL A
92826C839
131000
20000
SH
Put
SOLE
20000
0
0
WASTE MGMT INC DEL
COM
94106L109
131250
50000
SH
Put
SOLE
50000
0
0
WASTE MGMT INC DEL
COM
94106L109
1898995
16513
SH
SOLE
16513
0
0
WEIBO CORP
NOTE 1.250%11/1
948596AC5
12200500
13000
PRN
SOLE
13000
0
0
WEIBO CORP
SPONSORED ADR
948596101
8055
180
SH
SOLE
180
0
0
WESTERN DIGITAL CORP
COM
958102105
190848
3200
SH
SOLE
3200
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
800449
219301
SH
SOLE
219301
0
0
WW INTL INC
COM
98262P101
117734
3113
SH
SOLE
3113
0
0
WW INTL INC
COM
98262P101
24988
24100
SH
Put
SOLE
24100
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
10041180
296200
SH
SOLE
296200
0
0