Chief Operating Officer

0001085146-18-002815.txt : 20181206 0001085146-18-002815.hdr.sgml : 20181206 20181206093916 ACCESSION NUMBER: 0001085146-18-002815 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 EFFECTIVENESS DATE: 20181206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 IRS NUMBER: 980691159 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 181219265 BUSINESS ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569356 XXXXXXXX 09-30-2018 09-30-2018 true 1 RESTATEMENT false NINE MASTS CAPITAL Ltd

22&23/F, SHANGHAI COMMERCIAL BANK TOWER 12 QUEEN'S ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-16783 N Elaine Davis Chief Operating Officer 8-522-105-5803 /s/ Elaine Davis Hong Kong K3 12-05-2018 0 294 366806 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 12 110 SH Put SOLE 110 0 0 3M CO COM 88579Y101 169 804 SH SOLE 804 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 1034 250400 SH SOLE 250400 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 177 29200 SH SOLE 29200 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 1087 123800 SH SOLE 123800 0 0 ADAM NAT RES FD INC COM 00548F105 371 18600 SH SOLE 18600 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 164 972 SH SOLE 972 0 0 ADVANCED MICRO DEVICES INC COM 007903107 8 1900 SH Put SOLE 1900 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3158 1500 SH Call SOLE 1500 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 56 3600 SH SOLE 3600 0 0 ALBEMARLE CORP CALL 012653901 104 192 SH Call SOLE 192 0 0 ALBEMARLE CORP PUT 012653951 62 600 SH Put SOLE 600 0 0 ALPHABET 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