0001085146-17-001181.txt : 20170511 0001085146-17-001181.hdr.sgml : 20170511 20170511120237 ACCESSION NUMBER: 0001085146-17-001181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 IRS NUMBER: 980691159 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 17833158 BUSINESS ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569356 XXXXXXXX 03-31-2017 03-31-2017 NINE MASTS CAPITAL Ltd

22&23/F, SHANGHAI COMMERCIAL BANK TOWER 12 QUEEN'S ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-16783 N Elaine Davis 8 522 105-5803 /s/ Elaine Davis Hong Kong K3 05-10-2017 0 76 591120 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M404107491658866SHSOLE 165886600ADVENT CLAYMORE CV SECS & INCOM00764C1096400SHSOLE 40000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102741020SHPutSOLE 102000ALLIANCEBERNSTEIN GBL HGH INCOM01879R10623518700SHSOLE 1870000AU OPTRONICS CORPSPONSORED ADR00225510755911431674SHSOLE 143167400AUTOHOME INCSP ADR RP CL A05278C107511600SHSOLE 160000BLACKROCK CORPOR HI YLD FD ICOM09255P10735732700SHSOLE 3270000BLACKROCK ENERGY & RES TRCOM09250U101453300SHSOLE 330000BLACKROCK INTL GRWTH & INC TCOM BENE INTER09252410757098500SHSOLE 9850000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10530313400SHSOLE 1340000CHINA UNICOM (HONG KONG) LTDSPONSORED ADR16945R1049025674439SHSOLE 67443900CLEARBRIDGE ENERGY MLP FD INCOM18469210123614100SHSOLE 1410000COACH INCCOM1897541041533700SHSOLE 370000COHEN & STEERS INFRASTRUCTURCOM19248A10924111200SHSOLE 1120000COHEN & STEERS QUALITY RLTYCOM19247L10652542700SHSOLE 4270000COLUMBIA SPORTSWEAR COCOM1985161061532600SHSOLE 260000CTRIP COM INTL LTDNOTE 1.000% 7/022943FAF73893835000000PRNSOLE 3500000000CTRIP COM INTL LTDNOTE 1.250%10/122943FAD22628820000000PRNSOLE 2000000000CTRIP COM INTL LTDNOTE 1.990% 7/022943FAH32322520000000PRNSOLE 2000000000DR REDDYS LABS LTDADR256135203199849119SHSOLE 4911900EATON VANCE LTD DUR INCOME FCOM27828H10525018100SHSOLE 1810000EATON VANCE TAX ADVT DIV INCCOM27828G10785940600SHSOLE 4060000FORTRESS INVESTMENT GROUP LLCL A34958B10679881004730SHSOLE 100473000GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W103646000SHSOLE 600000HEADWATERS INCCOM42210P1022993127489SHSOLE 12748900HERBALIFE LTDCOM USD SHSG4412G101260644830SHSOLE 4483000HONDA MOTOR LTDAMERN SHS4381283083185105784SHSOLE 10578400HSBC HLDGS PLCSPON ADR NEW4042804062425943SHSOLE 594300ICICI BK LTDADR45104G104110001281250SHSOLE 128125000INFOSYS LTDSPONSORED ADR456788108390852483236SHSOLE 248323600INVESCO SR INCOME TRCOM46131H10711625000SHSOLE 2500000ISHARES TRCORE US AGGBD ET464287226502346300SHSOLE 4630000ISHARES TRIBOXX INV CP ETF464287242420935700SHSOLE 3570000ISHARES TRJP MOR EM MK ETF464288281504844400SHSOLE 4440000KAYNE ANDERSON ENRGY TTL RTCOM48660P10415512260SHSOLE 1226000LAUDER ESTEE COS INCCL A5184391041531800SHSOLE 180000LIBERTY INTERACTIVE LLCDEB 1.750% 9/3530610AD611291000000PRNSOLE 100000000MEAD JOHNSON NUTRITION COCOM58283910611883133400SHSOLE 13340000MELCO CROWN ENTMT LTDADR58546410010442563237SHSOLE 56323700MGM RESORTS INTERNATIONALCOM5529531018146297300SHSOLE 29730000MICHAEL KORS HLDGS LTDSHSG607541011493900SHSOLE 390000MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221044406700869SHSOLE 70086900MOMO INCADR60879B1078518250000SHSOLE 25000000MORGAN STANLEY EM MKTS DM DECOM61747710441654900SHSOLE 5490000NIKE INCCL B6541061032013600SHSOLE 360000NOMURA HLDGS INCSPONSORED ADR65535H208132772135656SHSOLE 213565600NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10219322200SHSOLE 2220000NUVEEN ENERGY MLP TOTL RTRNFCOM67074U103755500SHSOLE 550000NUVEEN NASDAQ 100 DYNAMIC OVCOM SHS6706991071708200SHSOLE 820000NUVEEN PFD INCOME OPPRTNY FDCOM67073B1061067108800SHSOLE 10880000NUVEEN PREFERRED SECURITIESCOM67072C1059510000SHSOLE 1000000PETROCHINA CO LTDSPONSORED ADR71646E1005157040SHSOLE 704000POSCOSPONSORED ADR693483109532281792SHSOLE 8179200PROCTER AND GAMBLE COCOM7427181091531700SHSOLE 170000PRUDENTIAL SHT DURATION HG YCOM74442F10748131300SHSOLE 3130000PVH CORPCOM6936561001551500SHSOLE 150000RYANAIR HLDGS PLCSPONSORED ADR NE783513203525363300SHSOLE 6330000SEADRILL LIMITEDSHSG7945E1051125414625958SHPutSOLE 1462595800SINA CORPNOTE 1.000%12/082922RAD59865897500000PRNSOLE 9750000000SKECHERS U S A INCCL A8305661051375000SHSOLE 500000SONY CORPADR NEW83569930711637343900SHSOLE 34390000SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417296580300SHSOLE 8030000SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M209400255506273SHSOLE 550627300TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910015770480192SHSOLE 48019200TATA MTRS LTDSPONSORED ADR87656850217084473885SHSOLE 47388500TEMPLETON GLOBAL INCOME FDCOM88019810620130300SHSOLE 3030000TERRAFORM PWR INCCL A COM88104R1004453360000SHSOLE 36000000TWENTY FIRST CENTY FOX INCCL B90130A200445641402254SHSOLE 140225400V F CORPCOM9182041081482700SHSOLE 270000VALE S AADR91912E1057614801483SHSOLE 80148300VANGUARD BD INDEX FD INCINTERMED TERM921937819502560100SHSOLE 6010000VANGUARD BD INDEX FD INCSHORT TRM BOND921937827501462900SHSOLE 6290000VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835501961900SHSOLE 6190000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409501662900SHSOLE 6290000YAHOO INCNOTE 12/0984332AF33123830000000PRNSOLE 3000000000YY INCNOTE 2.250% 4/098426TAB21151311520000PRNSOLE 1152000000