0001415889-24-011748.txt : 20240430
0001415889-24-011748.hdr.sgml : 20240430
20240430161519
ACCESSION NUMBER: 0001415889-24-011748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240429
FILED AS OF DATE: 20240430
DATE AS OF CHANGE: 20240430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Ragy
CENTRAL INDEX KEY: 0001866802
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 24897418
MAIL ADDRESS:
STREET 1: C/O SPRINKLR, INC.
STREET 2: 29 WEST 35TH STREET, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprinklr, Inc.
CENTRAL INDEX KEY: 0001569345
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 454771485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (917) 933-7800
MAIL ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
form4-04302024_040401.xml
X0508
4
2024-04-29
0001569345
Sprinklr, Inc.
CXM
0001866802
Thomas Ragy
C/O SPRINKLR, INC.
29 WEST 35TH STREET, 7TH FLOOR
NEW YORK
NY
10001
true
true
false
false
CHIEF EXECUTIVE OFFICER
0
Class A Common Stock
2024-04-29
4
C
0
1128
A
1076407
D
Class A Common Stock
2024-04-29
4
S
0
1128
12.02
D
1075279
D
Class B Common Stock
2024-04-29
4
C
0
1128
0
D
Class A Common Stock
1128
29358834
D
Class B Common Stock
Class A Common Stock
8129863
8129863
I
See footnote
Class B Common Stock
Class A Common Stock
13106677
13106677
I
See footnote
Class B Common Stock
Class A Common Stock
1996523
1996523
I
See footnote
Class B Common Stock
Class A Common Stock
110445
110445
I
By spouse
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.v
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
The securities are held by Thomas 2014 Family Trust (the "2014 Trust"). The Reporting Person is a trustee of the 2014 Trust.
The securities are held by Thomas Family 2017 Irrevocable Trust (the "2017 Trust"). The Reporting Person is a trustee of the 2017 Trust.
The securities are held by the 2019 Family Trust. The Reporting Person is a trustee of the 2019 Family Trust.
/s/ Jason Minio, Attorney-in-Fact
2024-04-30