0001387131-22-001721.txt : 20220211 0001387131-22-001721.hdr.sgml : 20220211 20220211172351 ACCESSION NUMBER: 0001387131-22-001721 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 GROUP MEMBERS: ALAN WAXMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sprinklr, Inc. CENTRAL INDEX KEY: 0001569345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 454771485 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-92625 FILM NUMBER: 22622865 BUSINESS ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (917) 933-7800 MAIL ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sixth Street Partners Management Company, L.P. CENTRAL INDEX KEY: 0001812095 IRS NUMBER: 454758304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SIXTH STREET PARTNERS, LLC STREET 2: 2100 MCKINNEY AVENUE, SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (469) 621-3001 MAIL ADDRESS: STREET 1: C/O SIXTH STREET PARTNERS, LLC STREET 2: 2100 MCKINNEY AVENUE, SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 SC 13G 1 cxm-sc13g_123121.htm SCHEDULE FILED TO RACQUISITION OF BENEFICIAL OWNERSHIP

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. )*

 

Sprinklr, Inc.

(Name of Issuer)

 

Class A common stock, par value $0.00003 per share

(Title of Class of Securities)

 

  85208T107  

(CUSIP Number)

 

December 31, 2021
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Beneficial ownership information contained herein is given as of the date listed above.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

 

 

 

 

1

Names of Reporting Persons.

 

Sixth Street Partners Management Company, L.P. 

2 Check the Appropriate Box if a Member of a Group (See Instructions)
  (a)
  (b)
   
3

SEC Use Only

 

4

Citizenship or Place of Organization.

 

Delaware

Number

of Shares

Beneficially

Owned by

Each

Reporting

Person With

5 Sole Voting Power

 

0 shares

   

6 Shared Voting Power

 

9,694,004 shares (1)

   

7 Sole Dispositive Power

 

0 shares

   

8 Shared Dispositive Power

 

9,694,004 shares (1)

   

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

9,694,004 shares (1)

 
10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 
11

Percent of Class Represented by Amount in Row (9)

 

8.98% (2)

 
12

Type of Reporting Person (See Instructions)

 

PN

 

 

(1) The Reporting Persons (as defined below) are deemed to beneficially own shares of Sprinklr, Inc. (the “Issuer”) Class B Common Stock, which are convertible into shares of the Issuer’s Class A Common Stock (as defined below) on a 1-to-1 basis at the option of the holder.

 

(2) Based on 98,284,905 shares of Class A common stock, par value $0.00003 per share (“Class A Common Stock”) of the Issuer outstanding as of December 6, 2021, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission (the “Commission”) on December 10, 2021. 

 

 

 

 

1

Names of Reporting Persons.

 

Alan Waxman

 

2 Check the Appropriate Box if a Member of a Group (See Instructions)
  (a)
 

(b)  

3

SEC Use Only

 

4

Citizenship or Place of Organization.

 

United States of America

Number

of Shares

Beneficially

Owned by

Each

Reporting

Person With

5 Sole Voting Power

 

0 shares

   

6 Shared Voting Power

 

9,694,004 shares (3)

   

7 Sole Dispositive Power

 

0 shares

   

8 Shared Dispositive Power

 

9,694,004 shares (3)

   

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

9,694,004 shares (3)

 
10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 
11

Percent of Class Represented by Amount in Row (9)

 

8.98% (4)

 
12

Type of Reporting Person (See Instructions)

 

IN, HC

 

 

(3) The Reporting Persons are deemed to beneficially own shares of the Issuer’s Class B Common Stock, which are convertible into shares of the Issuer's Class A Common Stock on a 1-to-1 basis at the option of the holder.

 

(4) Based on 98,284,905 shares of Class A Common Stock of the Issuer outstanding as of December 6, 2021, as reported in the Issuer’s Form 10-Q filed with the Commission on December 10, 2021.

 

 

 

 

Item 1.  

 

(a) Name of Issuer
  Sprinklr, Inc.
   
(b) Address of Issuer’s Principal Executive Offices
  29 West 35th Street, New York, NY 10001

 

Item 2.  

 

(a) Name of Person Filing
   
 

This Schedule 13G is being filed jointly by Sixth Street Partners Management Company, L.P., a Delaware limited partnership (“Management Company”), and Alan Waxman (each a “Reporting Person” and, together, the “Reporting Persons”), pursuant to an Agreement of Joint Filing incorporated by reference herein in accordance with Rule 13d-1(k)(1) under the Act.

 

Management Company ultimately indirectly controls (1) Sixth Street Opportunities GenPar IV, L.P., a Delaware limited partnership, which is the manager of Palette IV Holdings, LLC, a Delaware limited liability company; and (2) Sixth Street Capital Solutions GenPar, L.P., a Delaware limited partnership, which is the manager of TCS Finance (A), LLC, a Delaware limited liability company, and TCS Finance 1, LLC, a Delaware limited liability company. Each of (i) Palette IV Holdings, LLC, (ii) TCS Finance (A), LLC, and (iii) TCS Finance 1, LLC own Palette Investments, LLC, a Delaware limited liability company, which directly holds 9,209,304 shares of the Issuer’s Class B Common Stock.

 

Mr. Waxman is the CEO and Managing Partner of TSSP Holdco Management, LLC, a Delaware limited liability company ("TSSP Holdco Management"). TSSP Holdco Management is managed by a board of directors, which is currently comprised of Mr. Waxman. TSSP Holdco Management manages Sixth Street Specialty Lending Advisers Holdings, LLC, a Delaware limited liability company ("Adviser Holdings"). The business and affairs of Sixth Street Specialty Lending Advisers, LLC, a Delaware limited liability company (“Adviser”), are managed by Adviser Holdings, the sole member of Adviser. Sixth Street Specialty Lending, Inc., a Delaware corporation ("SLX"), is managed by Adviser. SLX directly holds 484,700 shares of the Issuer’s Class B Common Stock.

 

Because (i) of the relationship between Mr. Waxman and Palette Investments, LLC, he may be deemed to beneficially own the shares of the Issuer's Class B Common Stock owned by Palette Investments, LLC; and (ii) Mr. Waxman is a member of the board of directors of TSSP Holdco Management, he may be deemed to beneficially own the shares of Class B Common Stock owned by SLX. Management Company is managed by its general partner, whose managing member is Alan Waxman. Because of Management Company’s relationship with Palette Investments, LLC, Management Company may be deemed to beneficially own the shares of Class B Common Stock owned by Palette Investments, LLC. Each of Management Company and Mr. Waxman disclaims beneficial ownership of the shares of Class B Common Stock except to the extent of their pecuniary interest therein.

   
(b) Address of Principal Business Office or, if none, Residence
   
 

The principal business address of Sixth Street Partners Management Company, L.P. is c/o Sixth Street Partners, LLC, 2100 McKinney Avenue, Suite 1500, Dallas, Texas 75201.

 

The principal business address of Alan Waxman is c/o Sixth Street Partners, LLC, Suite 3300, 345 California Street, San Francisco, CA 94104.

 

(c) Citizenship
   
 

Sixth Street Partners Management Company, L.P. is a limited partnership organized under the laws of the State of Delaware.

 

Alan Waxman is a United States citizen.

 

(d) Title of Class of Securities
   
 

Class A common stock, par value $0.00003 per share

 

(e) CUSIP Number
   
 

85208T107 

 

 

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   
  Not applicable.

 

Item 4. Ownership
   
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   
(a) Amount Beneficially Owned
   
 

Sixth Street Partners Management Company, L.P. may be deemed the beneficial owner of 9,694,004 shares of Class B Common Stock.

   
  Alan Waxman may be deemed the beneficial owner of 9,694,004 shares of Class B Common Stock.
   
(b) Percent of Class
   
 

The information set forth in Row 11 on the cover page for each of Sixth Street Partners Management Company, L.P. and Alan Waxman is hereby incorporated by reference into this Item 4(b) for each such person.

 

(c) Number of shares as to which such person has:
   
 

The information set forth in Rows 5 through 8 on the cover page for each of Sixth Street Partners Management Company, L.P. and Alan Waxman is hereby incorporated by reference into this Item 4(b) for each such person.

 

Item 5. Ownership of Five Percent or Less of a Class
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
   

Item 6. Ownership of More than Five Percent on Behalf of Another Person
   
Not applicable.
   

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   
  Not applicable.
   

Item 8. Identification and Classification of Members of the Group
   
  Not applicable.
   

Item 9. Notice of Dissolution of Group
   
  Not applicable.
   

Item 10. Certifications
   
  Not applicable.

 

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2022

  Sixth Street Partners Management Company, L.P.
   
  By: /s/ David Stiepleman
    Name: David Stiepleman
    Title: Authorized Signatory of the GP of Sixth Street Partners Management Company, L.P.
  Alan Waxman
   
  By: /s/ Joshua Peck (5)
    Name: Joshua Peck
    Title: Joshua Peck, on behalf of Alan Waxman

 

 

(5) Joshua Peck is signing on behalf of Mr. Waxman pursuant to an authorization and designation letter dated July 12, 2021, which was previously filed with the Commission.

 

 

EX-1 2 ex-1.htm AGREEMENT OF JOINT FILING

 

EXHIBIT 1

 

AGREEMENT OF JOINT FILING

 

This joint filing agreement (this “Agreement”) is made and entered into as of this 11th day of February 2022, by and among Sixth Street Partners Management Company, L.P., a Delaware limited partnership and Alan Waxman.

 

The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, Form 4, Form 5 or Schedule 13D or Schedule 13G, and any and all amendments thereto and any other document relating thereto (collectively, the “Filings”) required to be filed by them pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Each party to this Agreement further agrees and covenants to the other parties that it will fully cooperate with such other parties in the preparation and timely filing (and other delivery) of all such Filings.

 

This agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument.

 

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above.

 

Dated: February 11, 2022 

 

Sixth Street Partners Management Company, L.P.

 

By: /s/ David Stiepleman  

 

Name: David Stiepleman

 

Title: Authorized Signatory of the GP of Sixth Street Partners Management Company, L.P. 

 

Alan Waxman

 

By: /s/ Joshua Peck (1)  

 

Name: Joshua Peck, on behalf of Alan Waxman

 

(1) Joshua Peck is signing on behalf of Mr. Waxman pursuant to an authorization and designation letter dated July 12, 2021, which was previously filed with the Commission.