X0306
4
2021-06-22
0
0001569345
Sprinklr, Inc.
CXM
0001866802
Thomas Ragy
C/O SPRINKLR, INC.
29 WEST 35TH STREET, 7TH FLOOR
NEW YORK
NY
10001
1
1
0
0
Chief Executive Officer
Common Stock
2021-06-22
4
A
0
720000
0.00
A
28770704
D
Common Stock
8129863
I
See footnote
Common Stock
13106677
I
See footnote
Common Stock
3165320
I
See footnote
Common Stock
500000
I
See footnote
Employee Stock Option (right to buy)
4.25
2021-06-22
4
A
0
2318632
0.00
A
2029-05-18
Common Stock
2318632
2318632
D
Employee Stock Option (right to buy)
4.25
2021-06-22
4
A
0
2318632
0.00
A
2029-05-18
Common Stock
2318632
2318632
D
Employee Stock Option (right to buy)
4.25
2021-06-22
4
A
0
2318632
0.00
A
2029-05-18
Common Stock
2318632
2318632
D
60,000 shares represent a restricted stock unit ("RSU") award. One fifth (1/5th) of the RSUs shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining RSUs shall vest every three (3) months thereafter. 660,000 shares represent a performance stock unit ("PSU") award. The PSUs vest upon both the achievement of certain stock prices and the passage of time. 120,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $30, $40 and $50, as measured on a 45 day weighted average trading price; 60,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $60, $70, $80, $90 and $100, as measured on a 45 day weighted average trading price and one fifth (1/5th) of the PSUs (that meet the stock price achievement) shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining PSUs shall vest every three (3) months thereafter. The vesting of the RSUs and PSUs are subject to the Reporting Person's continuous service.
Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's
initial public offering of Class A Common Stock.
The securities are held by Thomas 2014 Family Trust (the "2014 Trust"). The Reporting Person is a trustee of the 2014 Trust.
The securities are held by Thomas Family 2017 Irrevocable Trust (the "2017 Trust"). The Reporting Person is a trustee of the 2017 Trust.
The securities are held by RT 2019 Grantor Retained Annuity Trust (the "2019 Trust"). The Reporting Person is a trustee of the 2019 Trust.
The securities are held by Neelu Paul, Trustee of the RT 2021 Grantor Retained Annuity Trust, dated June 8, 2021 (the "2021 Trust"). The
Reporting Person is a trustee of the 2021 Trust.
Fully vested and exercisable.
The shares subject to this option shall vest upon the Issuer's Class A
Common Stock closing at an average price of $18 over thirty consecutive trading days.
The shares subject to this option shall vest upon the Issuer's Class A
Common Stock closing at an average price of $27 over thirty consecutive trading days.
/s/ Jason Minio, Attorney-in-Fact
2021-06-24