0000899243-21-026660.txt : 20210629
0000899243-21-026660.hdr.sgml : 20210629
20210629211307
ACCESSION NUMBER: 0000899243-21-026660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210625
FILED AS OF DATE: 20210629
DATE AS OF CHANGE: 20210629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H&F Corporate Investors IX, Ltd.
CENTRAL INDEX KEY: 0001767564
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 211060118
BUSINESS ADDRESS:
STREET 1: 415 MISSION STREET, SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 788-5111
MAIL ADDRESS:
STREET 1: 415 MISSION STREET, SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hellman & Friedman Capital Partners IX, L.P.
CENTRAL INDEX KEY: 0001751512
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 211060121
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA, 12TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-788-5111
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA, 12TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hellman & Friedman Investors IX, L.P.
CENTRAL INDEX KEY: 0001867802
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 211060117
BUSINESS ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-788-5111
MAIL ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H&F Splash Holdings IX GP, LLC
CENTRAL INDEX KEY: 0001867522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 211060120
BUSINESS ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-788-5111
MAIL ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H&F Splash Holdings IX, L.P.
CENTRAL INDEX KEY: 0001867523
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 211060119
BUSINESS ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-788-5111
MAIL ADDRESS:
STREET 1: 415 MISSION STREET
STREET 2: SUITE 5700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprinklr, Inc.
CENTRAL INDEX KEY: 0001569345
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 454771485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (917) 933-7800
MAIL ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-25
0
0001569345
Sprinklr, Inc.
CXM
0001767564
H&F Corporate Investors IX, Ltd.
415 MISSION STREET, SUITE 5700
SAN FRANCISCO
CA
94105
0
0
1
0
0001867802
Hellman & Friedman Investors IX, L.P.
415 MISSION STREET, SUITE 5700
SAN FRANCISCO
CA
94105
0
0
1
0
0001751512
Hellman & Friedman Capital Partners IX, L.P.
415 MISSION STREET, SUITE 5700
SAN FRANCISCO
CA
94105
0
0
1
0
0001867522
H&F Splash Holdings IX GP, LLC
415 MISSION STREET, SUITE 5700
SAN FRANCISCO
CA
94105
0
0
1
0
0001867523
H&F Splash Holdings IX, L.P.
415 MISSION STREET, SUITE 5700
SAN FRANCISCO
CA
94105
0
0
1
0
Common Stock
2021-06-25
4
C
0
5455519
A
16363617
I
See footnote
Common Stock
2021-06-25
4
C
0
10347669
A
26711286
I
See footnote
Common Stock
2021-06-25
4
C
0
4903524
A
31614810
I
See footnote
Common Stock
2021-06-25
4
C
0
1393143
A
33007953
I
See footnote
Common Stock
2021-06-25
4
C
0
18525
A
33026478
I
See footnote
Common Stock
2021-06-25
4
C
0
682186
A
33708664
I
See footnote
Common Stock
2021-06-25
4
C
0
111752
A
33820416
I
See footnote
Common Stock
2021-06-25
4
C
0
1867825
A
35688241
I
See footnote
Common Stock
2021-06-25
4
C
0
10810810
A
46499051
I
See footnote
Common Stock
2021-06-25
4
C
0
9090909
A
55589960
I
See footnote
Common Stock
2021-06-25
4
J
0
55589960
D
0
I
See footnote
Class A Common Stock
2021-06-25
4
P
0
1413501
16.00
A
1413501
I
See footnote
Series A Convertible Preferred Stock
2021-06-25
4
C
0
5455519
0.00
D
Common Stock
5455519
0
I
See footnote
Series B Convertible Preferred Stock
2021-06-25
4
C
0
10347669
0.00
D
Common Stock
10347669
0
I
See footnote
Series C Convertible Preferred Stock
2021-06-25
4
C
0
4903524
0.00
D
Common Stock
4903524
0
I
See footnote
Series D Convertible Preferred Stock
2021-06-25
4
C
0
1393143
0.00
D
Common Stock
1393143
0
I
See footnote
Series D-2 Convertible Preferred Stock
2021-06-25
4
C
0
18525
0.00
D
Common Stock
18525
0
I
See footnote
Series E-1 Convertible Preferred Stock
2021-06-25
4
C
0
682186
0.00
D
Common Stock
682186
0
I
See footnote
Series E-2 Convertible Preferred Stock
2021-06-25
4
C
0
111752
0.00
D
Common Stock
111752
0
I
See footnote
Series F Convertible Preferred Stock
2021-06-25
4
C
0
1867825
0.00
D
Common Stock
1867825
0
I
See footnote
Series G-1 Convertible Preferred Stock
2021-06-25
4
C
0
10810810
0.00
D
Common Stock
10810810
0
I
See footnote
Series G-2 Convertible Preferred Stock
2021-06-25
4
C
0
9090909
0.00
D
Common Stock
9090909
0
I
See footnote
Class B Common Stock
2021-06-25
4
J
0
55589960
A
Class A Common Stock
55589960
55589960
I
See footnote
Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.
Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.
The Reporting Persons state that this filing shall not be an admission that the Reporting Persons are the beneficial owners of any of the securities reported herein, and each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.
H&F CORPORATE INVESTORS IX, LTD. By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President
2021-06-29
HELLMAN & FRIEDMAN INVESTORS IX, L.P. By: H&F Corporate Investors IX, Ltd., as general partner By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President
2021-06-29
HELLMAN & FRIEDMAN CAPITAL PARTNERS IX, L.P. By: Hellman & Friedman Investors IX, L.P., as general partner By: H&F Corporate Investors IX, Ltd., as general partner By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President
2021-06-29
H&F SPLASH HOLDINGS IX GP LLC By: Hellman & Friedman Capital Partners IX, L.P., as controlling member By: Hellman & Friedman Investors IX, L.P., as GP By: H&F Corporate Investors IX, Ltd., as GP By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President
2021-06-29
H&F SPLASH HOLDINGS IX, L.P. By: H&F Splash Holdings IX GP, LLC, GP By: Hellman & Friedman Capital Partners IX, L.P., contr. mem. By: Hellman & Friedman Investors IX, L.P., GP By: H&F Corporate Investors IX, Ltd., GP By: /s/ Tarim Wasim Title: VP
2021-06-29