0000899243-21-026660.txt : 20210629 0000899243-21-026660.hdr.sgml : 20210629 20210629211307 ACCESSION NUMBER: 0000899243-21-026660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: H&F Corporate Investors IX, Ltd. CENTRAL INDEX KEY: 0001767564 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060118 BUSINESS ADDRESS: STREET 1: 415 MISSION STREET, SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 788-5111 MAIL ADDRESS: STREET 1: 415 MISSION STREET, SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hellman & Friedman Capital Partners IX, L.P. CENTRAL INDEX KEY: 0001751512 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060121 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA, 12TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-788-5111 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA, 12TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hellman & Friedman Investors IX, L.P. CENTRAL INDEX KEY: 0001867802 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060117 BUSINESS ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-788-5111 MAIL ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: H&F Splash Holdings IX GP, LLC CENTRAL INDEX KEY: 0001867522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060120 BUSINESS ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-788-5111 MAIL ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: H&F Splash Holdings IX, L.P. CENTRAL INDEX KEY: 0001867523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060119 BUSINESS ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-788-5111 MAIL ADDRESS: STREET 1: 415 MISSION STREET STREET 2: SUITE 5700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprinklr, Inc. CENTRAL INDEX KEY: 0001569345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 454771485 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (917) 933-7800 MAIL ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-25 0 0001569345 Sprinklr, Inc. CXM 0001767564 H&F Corporate Investors IX, Ltd. 415 MISSION STREET, SUITE 5700 SAN FRANCISCO CA 94105 0 0 1 0 0001867802 Hellman & Friedman Investors IX, L.P. 415 MISSION STREET, SUITE 5700 SAN FRANCISCO CA 94105 0 0 1 0 0001751512 Hellman & Friedman Capital Partners IX, L.P. 415 MISSION STREET, SUITE 5700 SAN FRANCISCO CA 94105 0 0 1 0 0001867522 H&F Splash Holdings IX GP, LLC 415 MISSION STREET, SUITE 5700 SAN FRANCISCO CA 94105 0 0 1 0 0001867523 H&F Splash Holdings IX, L.P. 415 MISSION STREET, SUITE 5700 SAN FRANCISCO CA 94105 0 0 1 0 Common Stock 2021-06-25 4 C 0 5455519 A 16363617 I See footnote Common Stock 2021-06-25 4 C 0 10347669 A 26711286 I See footnote Common Stock 2021-06-25 4 C 0 4903524 A 31614810 I See footnote Common Stock 2021-06-25 4 C 0 1393143 A 33007953 I See footnote Common Stock 2021-06-25 4 C 0 18525 A 33026478 I See footnote Common Stock 2021-06-25 4 C 0 682186 A 33708664 I See footnote Common Stock 2021-06-25 4 C 0 111752 A 33820416 I See footnote Common Stock 2021-06-25 4 C 0 1867825 A 35688241 I See footnote Common Stock 2021-06-25 4 C 0 10810810 A 46499051 I See footnote Common Stock 2021-06-25 4 C 0 9090909 A 55589960 I See footnote Common Stock 2021-06-25 4 J 0 55589960 D 0 I See footnote Class A Common Stock 2021-06-25 4 P 0 1413501 16.00 A 1413501 I See footnote Series A Convertible Preferred Stock 2021-06-25 4 C 0 5455519 0.00 D Common Stock 5455519 0 I See footnote Series B Convertible Preferred Stock 2021-06-25 4 C 0 10347669 0.00 D Common Stock 10347669 0 I See footnote Series C Convertible Preferred Stock 2021-06-25 4 C 0 4903524 0.00 D Common Stock 4903524 0 I See footnote Series D Convertible Preferred Stock 2021-06-25 4 C 0 1393143 0.00 D Common Stock 1393143 0 I See footnote Series D-2 Convertible Preferred Stock 2021-06-25 4 C 0 18525 0.00 D Common Stock 18525 0 I See footnote Series E-1 Convertible Preferred Stock 2021-06-25 4 C 0 682186 0.00 D Common Stock 682186 0 I See footnote Series E-2 Convertible Preferred Stock 2021-06-25 4 C 0 111752 0.00 D Common Stock 111752 0 I See footnote Series F Convertible Preferred Stock 2021-06-25 4 C 0 1867825 0.00 D Common Stock 1867825 0 I See footnote Series G-1 Convertible Preferred Stock 2021-06-25 4 C 0 10810810 0.00 D Common Stock 10810810 0 I See footnote Series G-2 Convertible Preferred Stock 2021-06-25 4 C 0 9090909 0.00 D Common Stock 9090909 0 I See footnote Class B Common Stock 2021-06-25 4 J 0 55589960 A Class A Common Stock 55589960 55589960 I See footnote Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria. Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. The Reporting Persons state that this filing shall not be an admission that the Reporting Persons are the beneficial owners of any of the securities reported herein, and each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. H&F CORPORATE INVESTORS IX, LTD. By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President 2021-06-29 HELLMAN & FRIEDMAN INVESTORS IX, L.P. By: H&F Corporate Investors IX, Ltd., as general partner By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President 2021-06-29 HELLMAN & FRIEDMAN CAPITAL PARTNERS IX, L.P. By: Hellman & Friedman Investors IX, L.P., as general partner By: H&F Corporate Investors IX, Ltd., as general partner By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President 2021-06-29 H&F SPLASH HOLDINGS IX GP LLC By: Hellman & Friedman Capital Partners IX, L.P., as controlling member By: Hellman & Friedman Investors IX, L.P., as GP By: H&F Corporate Investors IX, Ltd., as GP By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President 2021-06-29 H&F SPLASH HOLDINGS IX, L.P. By: H&F Splash Holdings IX GP, LLC, GP By: Hellman & Friedman Capital Partners IX, L.P., contr. mem. By: Hellman & Friedman Investors IX, L.P., GP By: H&F Corporate Investors IX, Ltd., GP By: /s/ Tarim Wasim Title: VP 2021-06-29