Managing Member

0000905718-21-001071.txt : 20210816 0000905718-21-001071.hdr.sgml : 20210816 20210816160328 ACCESSION NUMBER: 0000905718-21-001071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 IRS NUMBER: 453017573 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15390 FILM NUMBER: 211177800 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569241 XXXXXXXX 06-30-2021 06-30-2021 false Newtyn Management, LLC

60 East 42nd Street 9th Floor New York NY 10165

13F HOLDINGS REPORT 028-15390 N Eugene Dozortsev Managing Member 212-446-2460 /s/ Eugene Dozortsev New York NY 08-16-2021 0 90 361190 INFORMATION TABLE 2 infotable.xml 890 5TH AVE PARTNERS INC COM CL A 28250A105 1479 150000 SH SOLE 150000 0 0 890 5TH AVE PARTNERS INC *W EXP 01/12/202 28250A113 63 50000 SH SOLE 0 0 50000 ACE CONVERGENCE ACQU CORP CL A G0083D120 996 100000 SH SOLE 100000 0 0 ADIENT PLC ORD SHS G0084W101 21018 465000 SH SOLE 465000 0 0 AGILE GROWTH CORP CLASS A ORD G01202103 2727 282012 SH SOLE 282012 0 0 AGILE GROWTH CORP *W EXP 03/09/202 G01202111 89 94003 SH SOLE 0 0 94003 ALKURI GLOBAL ACQUISITION CO *W EXP 02/09/202 66981N111 18 12500 SH SOLE 0 0 12500 ALPHA METALLURGICAL RESOUR I COM 020764106 6408 250000 SH SOLE 250000 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 991 100000 SH SOLE 100000 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 2677 316050 SH SOLE 316050 0 0 ARDAGH GROUP S A CL A L0223L101 3884 158389 SH SOLE 158389 0 0 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 13 10000 SH SOLE 0 0 10000 ATAI LIFE SCIENCES NV SHS N0731H103 3611 255136 SH SOLE 255136 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 19 25000 SH SOLE 0 0 25000 BM TECHNOLOGIES INC CL A COM 05591L107 989 92334 SH SOLE 92334 0 0 BREEZE HOLDINGS ACQUISITN CO COM 106762107 1002 100000 SH SOLE 100000 0 0 BRISTOW GROUP INC COM 11040G103 15712 613503 SH SOLE 613503 0 0 CAPITOL INVESTMENT CORP V COM CL A 14064F100 748 75000 SH SOLE 75000 0 0 CHANGE HEALTHCARE INC COM 15912K100 3456 150002 SH SOLE 150002 0 0 CLASS ACCELERATION CORP *W EXP 03/31/202 18274B114 30 37500 SH SOLE 0 0 37500 CM LIFE SCIENCES INC COM CL A 18978W109 701 50000 SH SOLE 50000 0 0 COLICITY INC COM CL A 194170106 1950 200000 SH SOLE 200000 0 0 COLICITY INC *W EXP 02/24/202 194170114 62 40000 SH SOLE 0 0 40000 COMPX INTL INC CL A 20563P101 2921 140642 SH SOLE 140642 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 15 16666 SH SOLE 0 0 16666 COREPOINT LODGING INC COM 21872L104 15815 1478012 SH SOLE 1478012 0 0 CORPORACION AMER ARPTS S A COM L1995B107 1716 300000 SH SOLE 300000 0 0 CUSTOMERS BANCORP INC COM 23204G100 7798 200000 SH SOLE 200000 0 0 DECARBONIZATION PLUS ACQU II *W EXP 01/19/202 242794113 19 13332 SH SOLE 13332 0 0 EASTERN BANKSHARES INC COM 27627N105 33941 1650000 SH SOLE 1650000 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 18 25000 SH SOLE 0 0 25000 ENVIRONMENTAL IMPACT ACQU CO *W EXP 09/30/202 29408N114 68 62500 SH SOLE 0 0 62500 ENVIRONMENTAL IMPACT ACQU CO COM CL A 29408N106 1226 125000 SH SOLE 125000 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 928 100000 SH SOLE 100000 0 0 FIVE STAR SENIOR LIVING INC COM NEW 33832D205 6797 1180000 SH SOLE 1180000 0 0 FORTRESS CAPITAL ACQUISITION *W EXP 99/99/999 G36427121 16 14934 SH SOLE 0 0 14934 FORUM ENERGY TECHNOLOGIES IN COM 34984V209 3334 142000 SH SOLE 142000 0 0 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 12714 12750000 PRN SOLE 471750 0 0 GALILEO ACQUISITION CORP SHS 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MACQUARIE INFRASTRUCTURE COR COM 55608B105 18178 475000 SH SOLE 475000 0 0 MBIA INC COM 55262C100 13578 1234405 SH SOLE 1234405 0 0 MERIDA MERGER CORP I COM 58953M106 5871 590000 SH SOLE 590000 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 351 295000 SH SOLE 0 0 295000 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 9866 1548883 SH SOLE 1548883 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 3922 285000 SH SOLE 285000 0 0 NI HLDGS INC COM 65342T106 8402 441971 SH SOLE 441971 0 0 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516U101 100 10000 SH SOLE 10000 0 0 NORTHERN GENESIS ACQUISITION *W EXP 01/15/202 66516U119 6 3332 SH SOLE 0 0 3332 OCA ACQUISITION CORP COM CL A 670865104 743 75000 SH SOLE 75000 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 26 37500 SH SOLE 0 0 37500 PEABODY ENGR CORP COM 704551100 1586 200000 SH SOLE 200000 0 0 PERIDOT ACQUISITION CORP II SHS CL A G7008B105 975 100000 SH SOLE 100000 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 23 20000 SH SOLE 0 0 20000 PFSWEB INC COM NEW 717098206 1107 150000 SH SOLE 150000 0 0 PG&E CORP COM 69331C108 10984 1080000 SH SOLE 1080000 0 0 QUEENS GAMBIT GROWTH CAPITAL *W EXP 01/19/202 G7315C119 17 16666 SH SOLE 0 0 16666 RAFAEL HLDGS INC COM CL B 75062E106 18656 365440 SH SOLE 365440 0 0 RETRACTABLE TECHNOLOGIES INC COM 76129W105 1526 132000 SH SOLE 132000 0 0 ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 33 25000 SH SOLE 0 0 25000 ROCKET INTERNET GRWT OPRT CO SHS CL A G7613T103 983 100000 SH SOLE 100000 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 740 75000 SH SOLE 75000 0 0 ROTH CH ACQUISITION III CO *W EXP 02/26/202 77867Q110 31 18749 SH SOLE 0 0 18749 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 15 16666 SH SOLE 0 0 16666 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 21 25000 SH SOLE 0 0 25000 SILVER SPIKE ACQUISITN CORP UNIT 02/26/2026 G8201H121 163 16140 SH SOLE 0 0 16140 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 14 12500 SH SOLE 0 0 12500 SPARTAN ACQUISITION CORP III COM CL A 84677R106 734 75000 SH SOLE 75000 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 22 18749 SH SOLE 0 0 18749 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 21255 249937 SH SOLE 249937 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 12521 265325 SH SOLE 265325 0 0 STAMPS COM INC COM NEW 852857200 31045 155000 SH SOLE 155000 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 1493 150000 SH SOLE 150000 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 731 75000 SH SOLE 75000 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 37 50000 SH SOLE 0 0 50000 TIGA ACQUISITION CORP *W EXP 11/06/202 G88672111 18 16050 SH SOLE 0 0 16050 VIRTUS INVT PARTNERS INC COM 92828Q109 5555 20000 SH SOLE 20000 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 999 100000 SH SOLE 100000 0 0