0001062993-17-004671.txt : 20171107 0001062993-17-004671.hdr.sgml : 20171107 20171107122544 ACCESSION NUMBER: 0001062993-17-004671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACG Wealth CENTRAL INDEX KEY: 0001569071 IRS NUMBER: 000000000 STATE OF INCORPORATION: 2Q FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15168 FILM NUMBER: 171182471 BUSINESS ADDRESS: STREET 1: 3333 PIEDMONT RD., STE. 2010 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-893-4100 MAIL ADDRESS: STREET 1: 3333 PIEDMONT RD., STE. 2010 CITY: ATLANTA STATE: GA ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: Atlanta Capital Group DATE OF NAME CHANGE: 20130207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569071 XXXXXXXX 09-30-2017 09-30-2017 ACG Wealth

3333 PIEDMONT RD., STE. 2010 ATLANTA GA 30305

13F HOLDINGS REPORT 028-15168 N Jennifer DeLoach 404-893-4100 Jennifer DeLoach Atlanta GA 11-06-2017 0 292 573657 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 53452 254655 SH SOLE 0 0 254655 ABBOTT LABS COM 002824100 445 8341 SH SOLE 0 0 8341 ABBVIE INC COM 00287Y109 2520 28357 SH SOLE 0 0 28357 ADOBE SYS INC COM 00724F101 4258 28545 SH SOLE 0 0 28545 ADVANCED MICRO DEVICES INC COM 007903107 2272 178225 SH SOLE 0 0 178225 AFLAC INC COM 001055102 1067 13115 SH SOLE 0 0 13115 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4626 26784 SH SOLE 0 0 26784 ALLERGAN PLC SHS G0177J108 502 2451 SH SOLE 0 0 2451 ALPHABET INC CAP STK CL A 02079K305 5440 5587 SH SOLE 0 0 5587 ALPHABET INC CAP STK CL C 02079K107 983 1025 SH SOLE 0 0 1025 ALTRIA GROUP INC COM 02209S103 2213 34900 SH SOLE 0 0 34900 AMAZON COM INC COM 023135106 8457 8797 SH SOLE 0 0 8797 AMERICAN EXPRESS CO COM 025816109 1464 16188 SH SOLE 0 0 16188 AMERICAN INTL GROUP INC COM NEW 026874784 1113 18136 SH SOLE 0 0 18136 AMGEN INC COM 031162100 1898 10180 SH SOLE 0 0 10180 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 13 12000 SH SOLE 0 0 12000 APPLE INC COM 037833100 21105 136937 SH SOLE 0 0 136937 APPLIED MATLS INC COM 038222105 1058 20309 SH SOLE 0 0 20309 AT&T INC COM 00206R102 1860 47473 SH SOLE 0 0 47473 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 13 11000 SH SOLE 0 0 11000 AUTOMATIC DATA PROCESSING IN COM 053015103 1643 15033 SH SOLE 0 0 15033 BAIDU INC SPON ADR REP A 056752108 372 1500 SH SOLE 0 0 1500 BANK AMER CORP COM 060505104 1988 78463 SH SOLE 0 0 78463 BARCLAYS PLC ADR 06738E204 130 12559 SH SOLE 0 0 12559 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3796 20707 SH SOLE 0 0 20707 BIOGEN INC COM 09062X103 2405 7680 SH SOLE 0 0 7680 BIOVERATIV INC COM 09075E100 205 3596 SH SOLE 0 0 3596 BLACKROCK INC COM 09247X101 4662 10428 SH SOLE 0 0 10428 BLACKROCK MUNIASSETS FD INC COM 09254J102 226 15000 SH SOLE 0 0 15000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 621 18607 SH SOLE 0 0 18607 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 11 10000 SH SOLE 0 0 10000 BOEING CO COM 097023105 12735 50098 SH SOLE 0 0 50098 BP PLC SPONSORED ADR 055622104 436 11348 SH SOLE 0 0 11348 BRISTOL MYERS SQUIBB CO COM 110122108 3380 53026 SH SOLE 0 0 53026 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 436 6984 SH SOLE 0 0 6984 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 201 3520 SH SOLE 0 0 3520 CARDINAL HEALTH INC COM 14149Y108 358 5353 SH SOLE 0 0 5353 CARNIVAL CORP UNIT 99/99/9999 143658300 210 3246 SH SOLE 0 0 3246 CATCHMARK TIMBER TR INC CL A 14912Y202 163 12912 SH SOLE 0 0 12912 CATERPILLAR INC DEL COM 149123101 3949 31668 SH SOLE 0 0 31668 CELGENE CORP COM 151020104 3761 25793 SH SOLE 0 0 25793 CHEVRON CORP NEW COM 166764100 1396 11883 SH SOLE 0 0 11883 CHUBB LIMITED COM H1467J104 637 4467 SH SOLE 0 0 4467 CISCO SYS INC COM 17275R102 3413 101493 SH SOLE 0 0 101493 CITIGROUP INC COM NEW 172967424 1055 14501 SH SOLE 0 0 14501 CITIZENS HLDG CO MISS COM 174715102 1622 65160 SH SOLE 0 0 65160 CLOROX CO DEL COM 189054109 246 1866 SH SOLE 0 0 1866 COCA COLA CO COM 191216100 4792 106470 SH SOLE 0 0 106470 COHEN & STEERS INFRASTRUCTUR COM 19248A109 230 10000 SH SOLE 0 0 10000 COHEN & STEERS LTD DUR PFD I COM 19248C105 359 13393 SH SOLE 0 0 13393 COHEN & STEERS QUALITY RLTY COM 19247L106 211 16800 SH SOLE 0 0 16800 COLGATE PALMOLIVE CO COM 194162103 597 8200 SH SOLE 0 0 8200 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 11 11000 SH SOLE 0 0 11000 CONOCOPHILLIPS COM 20825C104 395 7885 SH SOLE 0 0 7885 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6887 76459 SH SOLE 0 0 76459 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6731 124698 SH SOLE 0 0 124698 COSTCO WHSL CORP NEW COM 22160K105 3309 20139 SH SOLE 0 0 20139 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 109 37800 SH SOLE 0 0 37800 CSX CORP COM 126408103 309 5702 SH SOLE 0 0 5702 CVS HEALTH CORP COM 126650100 635 7803 SH SOLE 0 0 7803 DELL TECHNOLOGIES INC COM CL V 24703L103 1200 15537 SH SOLE 0 0 15537 DELPHI AUTOMOTIVE PLC SHS G27823106 2785 28307 SH SOLE 0 0 28307 DELTA AIR LINES INC DEL COM NEW 247361702 1831 37980 SH SOLE 0 0 37980 DISNEY WALT CO COM DISNEY 254687106 3135 31808 SH SOLE 0 0 31808 DOMINION ENERGY INC COM 25746U109 605 7867 SH SOLE 0 0 7867 DUKE ENERGY CORP NEW COM NEW 26441C204 685 8160 SH SOLE 0 0 8160 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 11 11000 SH SOLE 0 0 11000 EDWARDS LIFESCIENCES CORP COM 28176E108 252 2308 SH SOLE 0 0 2308 EMERSON ELEC CO COM 291011104 331 5260 SH SOLE 0 0 5260 SELECT SECTOR SPDR TR ENERGY 81369Y506 3594 52479 SH SOLE 0 0 52479 ENTERPRISE PRODS PARTNERS L COM 293792107 819 31431 SH SOLE 0 0 31431 EOG RES INC COM 26875P101 1043 10783 SH SOLE 0 0 10783 EXXON MOBIL CORP COM 30231G102 3465 42270 SH SOLE 0 0 42270 FACEBOOK INC CL A 30303M102 10971 64206 SH SOLE 0 0 64206 FEDEX CORP COM 31428X106 281 1248 SH SOLE 0 0 1248 FIDELITY MSCI ENERGY IDX 316092402 308 16236 SH SOLE 0 0 16236 FIDELITY MSCI FINLS IDX 316092501 264 6940 SH SOLE 0 0 6940 FIDELITY NATL INFORMATION SV COM 31620M106 1078 11545 SH SOLE 0 0 11545 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9232 356991 SH SOLE 0 0 356991 FINISAR CORP NOTE 0.500%12/1 31787AAM3 12 12000 SH SOLE 0 0 12000 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 292 15057 SH SOLE 0 0 15057 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 750 77390 SH SOLE 0 0 77390 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 521 13558 SH SOLE 0 0 13558 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 419 4096 SH SOLE 0 0 4096 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 16340 297628 SH SOLE 0 0 297628 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 234 10706 SH SOLE 0 0 10706 FIRST TR EXCH TRD ALPHA FD I UNIT KING ALPH 33737J224 6115 160322 SH SOLE 0 0 160322 FORD MTR CO DEL COM PAR $0.01 345370860 192 16020 SH SOLE 0 0 16020 FREEPORT-MCMORAN INC CL B 35671D857 2386 169927 SH SOLE 0 0 169927 FS INVT CORP COM 302635107 278 32951 SH SOLE 0 0 32951 FST TR NEW OPPORT MLP & ENE COM 33739M100 273 21686 SH SOLE 0 0 21686 GENERAL DYNAMICS CORP COM 369550108 628 3056 SH SOLE 0 0 3056 GENERAL ELECTRIC CO COM 369604103 2557 105751 SH SOLE 0 0 105751 GENERAL MLS INC COM 370334104 250 4836 SH SOLE 0 0 4836 GILEAD SCIENCES INC COM 375558103 240 2962 SH SOLE 0 0 2962 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 217 5344 SH SOLE 0 0 5344 GOLDMAN SACHS GROUP INC COM 38141G104 301 1267 SH SOLE 0 0 1267 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 246 2571 SH SOLE 0 0 2571 HALLIBURTON CO COM 406216101 1092 23716 SH SOLE 0 0 23716 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7947 97231 SH SOLE 0 0 97231 HELIX ENERGY SOLUTIONS GRP I NOTE 3.250% 3/1 42330PAG2 11 11000 SH SOLE 0 0 11000 HFF INC CL A 40418F108 220 5560 SH SOLE 0 0 5560 HILTON WORLDWIDE HLDGS INC COM 43300A203 1184 17045 SH SOLE 0 0 17045 HOME DEPOT INC COM 437076102 10345 63250 SH SOLE 0 0 63250 HONEYWELL INTL INC COM 438516106 2374 16750 SH SOLE 0 0 16750 HUGOTON RTY TR TEX UNIT BEN INT 444717102 27 14600 SH SOLE 0 0 14600 IDEXX LABS INC COM 45168D104 2429 15621 SH SOLE 0 0 15621 ILLUMINA INC COM 452327109 1560 7829 SH SOLE 0 0 7829 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4760 67037 SH SOLE 0 0 67037 INGERSOLL-RAND PLC SHS G47791101 1201 13466 SH SOLE 0 0 13466 INTEL CORP SDCV 2.950%12/1 458140AD2 16 11000 SH SOLE 0 0 11000 INTEL CORP COM 458140100 3120 81927 SH SOLE 0 0 81927 INTERNATIONAL BUSINESS MACHS COM 459200101 462 3186 SH SOLE 0 0 3186 INVESCO DYNAMIC CR OPP FD COM 46132R104 197 16500 SH SOLE 0 0 16500 ISHARES TR 3 7 YR TREAS BD 464288661 399 3229 SH SOLE 0 0 3229 ISHARES TR CALIF MUN BD ETF 464288356 521 4392 SH SOLE 0 0 4392 ISHARES TR CORE HIGH DV ETF 46429B663 1819 21168 SH SOLE 0 0 21168 ISHARES TR CORE MSCI EAFE 46432F842 259 4036 SH SOLE 0 0 4036 ISHARES INC CORE MSCI EMKT 46434G103 425 7874 SH SOLE 0 0 7874 ISHARES TR CORE S&P500 ETF 464287200 30789 121730 SH SOLE 0 0 121730 ISHARES TR CORE S&P TTL STK 464287150 9609 166728 SH SOLE 0 0 166728 ISHARES TR USA QUALITY FCTR 46432F339 1106 14334 SH SOLE 0 0 14334 ISHARES TR GLB INFRASTR ETF 464288372 214 4723 SH SOLE 0 0 4723 ISHARES TR IBOXX INV CP ETF 464287242 931 7683 SH SOLE 0 0 7683 ISHARES TR INTL SEL DIV ETF 464288448 216 6386 SH SOLE 0 0 6386 ISHARES TR MRGSTR MD CP ETF 464288208 219 1250 SH SOLE 0 0 1250 ISHARES TR MRNING SM CP ETF 464288703 1530 10434 SH SOLE 0 0 10434 ISHARES TR MSCI EAFE ETF 464287465 948 13850 SH SOLE 0 0 13850 ISHARES TR EAFE GRWTH ETF 464288885 387 5000 SH SOLE 0 0 5000 ISHARES INC MSCI EM ASIA ETF 464286426 1544 22180 SH SOLE 0 0 22180 ISHARES TR MSCI EMG MKT ETF 464287234 1150 25665 SH SOLE 0 0 25665 ISHARES INC MSCI GERMANY ETF 464286806 1817 56017 SH SOLE 0 0 56017 ISHARES TR NASDAQ BIOTECH 464287556 600 1798 SH SOLE 0 0 1798 ISHARES TR RUS 1000 GRW ETF 464287614 4049 32375 SH SOLE 0 0 32375 ISHARES TR RUS 1000 VAL ETF 464287598 4728 39895 SH SOLE 0 0 39895 ISHARES TR RUSSELL 2000 ETF 464287655 279 1880 SH SOLE 0 0 1880 ISHARES TR RUS 2000 VAL ETF 464287630 398 3210 SH SOLE 0 0 3210 ISHARES TR RUS MD CP GR ETF 464287481 878 7756 SH SOLE 0 0 7756 ISHARES TR RUS MDCP VAL ETF 464287473 316 3722 SH SOLE 0 0 3722 ISHARES TR S&P 500 GRWT ETF 464287309 1473 10274 SH SOLE 0 0 10274 ISHARES TR S&P 500 VAL ETF 464287408 1218 11283 SH SOLE 0 0 11283 ISHARES TR CORE S&P MCP ETF 464287507 1499 8382 SH SOLE 0 0 8382 ISHARES TR CORE S&P SCP ETF 464287804 1267 17075 SH SOLE 0 0 17075 ISHARES TR SELECT DIVID ETF 464287168 2302 24581 SH SOLE 0 0 24581 ISHARES TR TIPS BD ETF 464287176 217 1908 SH SOLE 0 0 1908 ISHARES TR U.S. BAS MTL ETF 464287838 1024 10689 SH SOLE 0 0 10689 ISHARES TR U.S. CNSM GD ETF 464287812 309 2558 SH SOLE 0 0 2558 ISHARES TR U.S. CNSM SV ETF 464287580 256 1559 SH SOLE 0 0 1559 ISHARES TR U.S. FINLS ETF 464287788 1581 14104 SH SOLE 0 0 14104 ISHARES TR US HLTHCARE ETF 464287762 1173 6827 SH SOLE 0 0 6827 ISHARES TR S&P US PFD STK 464288687 1240 31942 SH SOLE 0 0 31942 ISHARES TR U.S. TECH ETF 464287721 2981 19887 SH SOLE 0 0 19887 ISHARES TR US TREAS BD ETF 46429B267 282 11169 SH SOLE 0 0 11169 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 12 10000 SH SOLE 0 0 10000 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 7748 216679 SH SOLE 0 0 216679 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 7713 238953 SH SOLE 0 0 238953 JOHNSON & JOHNSON COM 478160104 6510 50076 SH SOLE 0 0 50076 JPMORGAN CHASE & CO COM 46625H100 6848 71702 SH SOLE 0 0 71702 KEYCORP NEW COM 493267108 220 11672 SH SOLE 0 0 11672 KIMBERLY CLARK CORP COM 494368103 298 2528 SH SOLE 0 0 2528 KINDER MORGAN INC DEL COM 49456B101 468 24414 SH SOLE 0 0 24414 LADENBURG THALMAN FIN SVCS I COM 50575Q102 625 217000 SH SOLE 0 0 217000 LAUDER ESTEE COS INC CL A 518439104 2513 23300 SH SOLE 0 0 23300 LILLY ELI & CO COM 532457108 573 6694 SH SOLE 0 0 6694 LOCKHEED MARTIN CORP COM 539830109 800 2579 SH SOLE 0 0 2579 LOWES COS INC COM 548661107 1337 16722 SH SOLE 0 0 16722 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 548 7717 SH SOLE 0 0 7717 MASCO CORP COM 574599106 4281 109741 SH SOLE 0 0 109741 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2745 48321 SH SOLE 0 0 48321 MCDONALDS CORP COM 580135101 3889 24819 SH SOLE 0 0 24819 MEDICAL PPTYS TRUST INC COM 58463J304 250 19059 SH SOLE 0 0 19059 MEDTRONIC PLC SHS G5960L103 226 2907 SH SOLE 0 0 2907 MERCK & CO INC COM 58933Y105 2801 43739 SH SOLE 0 0 43739 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 112 38280 SH SOLE 0 0 38280 MICROSOFT CORP COM 594918104 11328 152076 SH SOLE 0 0 152076 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 227 3649 SH SOLE 0 0 3649 MOHAWK INDS INC COM 608190104 339 1370 SH SOLE 0 0 1370 MONDELEZ INTL INC CL A 609207105 317 7807 SH SOLE 0 0 7807 MONSANTO CO NEW COM 61166W101 1113 9285 SH SOLE 0 0 9285 MORGAN STANLEY COM NEW 617446448 1547 32116 SH SOLE 0 0 32116 NAM TAI PPTY INC SHS G63907102 248 22825 SH SOLE 0 0 22825 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 13 11000 SH SOLE 0 0 11000 NETFLIX INC COM 64110L106 4802 26478 SH SOLE 0 0 26478 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 10 10000 SH SOLE 0 0 10000 NIKE INC CL B 654106103 1852 35722 SH SOLE 0 0 35722 NORFOLK SOUTHERN CORP COM 655844108 708 5355 SH SOLE 0 0 5355 NOVAGOLD RES INC COM NEW 66987E206 82 19800 SH SOLE 0 0 19800 NUVEEN TEXAS QLTY MUN INCME COM 670983105 493 33621 SH SOLE 0 0 33621 NVIDIA CORP COM 67066G104 6258 35004 SH SOLE 0 0 35004 OCCIDENTAL PETE CORP DEL COM 674599105 276 4292 SH SOLE 0 0 4292 ORACLE CORP COM 68389X105 215 4437 SH SOLE 0 0 4437 PARAGON COML CORP COM NEW 69911U403 206 3650 SH SOLE 0 0 3650 PAYCHEX INC COM 704326107 248 4136 SH SOLE 0 0 4136 PAYPAL HLDGS INC COM 70450Y103 1792 27989 SH SOLE 0 0 27989 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 12 12000 SH SOLE 0 0 12000 PEPSICO INC COM 713448108 1230 11042 SH SOLE 0 0 11042 PFIZER INC COM 717081103 848 23751 SH SOLE 0 0 23751 PHILIP MORRIS INTL INC COM 718172109 1618 14573 SH SOLE 0 0 14573 PHILLIPS 66 COM 718546104 231 2523 SH SOLE 0 0 2523 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 494 4850 SH SOLE 0 0 4850 PNC FINL SVCS GROUP INC COM 693475105 4586 34028 SH SOLE 0 0 34028 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 10 11000 SH SOLE 0 0 11000 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 294 15483 SH SOLE 0 0 15483 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 259 5334 SH SOLE 0 0 5334 POWERSHARES ETF TRUST DYNAMIC TECH SET 73935X344 573 11330 SH SOLE 0 0 11330 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 734 18844 SH SOLE 0 0 18844 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 687 18386 SH SOLE 0 0 18386 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 224 1789 SH SOLE 0 0 1789 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 795 5468 SH SOLE 0 0 5468 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 735 17919 SH SOLE 0 0 17919 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 758 16556 SH SOLE 0 0 16556 POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 453 14922 SH SOLE 0 0 14922 POWERSHARES ACTIVE MNG ETF T VAR RAT INV GR 73935B862 407 16154 SH SOLE 0 0 16154 PRICELINE GRP INC COM NEW 741503403 2735 1494 SH SOLE 0 0 1494 PROCTER AND GAMBLE CO COM 742718109 3512 38601 SH SOLE 0 0 38601 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 10 10000 SH SOLE 0 0 10000 PRUDENTIAL FINL INC COM 744320102 579 5447 SH SOLE 0 0 5447 QUALCOMM INC COM 747525103 450 8690 SH SOLE 0 0 8690 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 12 12000 SH SOLE 0 0 12000 RIO TINTO PLC SPONSORED ADR 767204100 456 9657 SH SOLE 0 0 9657 RIVERNORTH DOUBLELINE STRATE COM 76882G107 2672 139888 SH SOLE 0 0 139888 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1548 13061 SH SOLE 0 0 13061 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 357 5895 SH SOLE 0 0 5895 ROYCE VALUE TR INC COM 780910105 347 22000 SH SOLE 0 0 22000 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 11 11000 SH SOLE 0 0 11000 SALESFORCE COM INC COM 79466L302 292 3123 SH SOLE 0 0 3123 SANOFI SPONSORED ADR 80105N105 1197 24032 SH SOLE 0 0 24032 SCHLUMBERGER LTD COM 806857108 2556 36644 SH SOLE 0 0 36644 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2056 61432 SH SOLE 0 0 61432 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 497 9583 SH SOLE 0 0 9583 SENIOR HSG PPTYS TR SH BEN INT 81721M109 206 10529 SH SOLE 0 0 10529 SHIP FINANCE INTERNATIONAL L SHS G81075106 171 11777 SH SOLE 0 0 11777 SKYWORKS SOLUTIONS INC COM 83088M102 773 7587 SH SOLE 0 0 7587 SMITH A O COM 831865209 4520 76053 SH SOLE 0 0 76053 SOUTHERN CO COM 842587107 618 12573 SH SOLE 0 0 12573 SOUTHWEST AIRLS CO COM 844741108 2273 40612 SH SOLE 0 0 40612 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 374 7588 SH SOLE 0 0 7588 SPDR GOLD TRUST GOLD SHS 78463V107 1152 9478 SH SOLE 0 0 9478 SPDR SER TR NUVEEN BLMBRG SR 78468R739 207 4260 SH SOLE 0 0 4260 SPDR S&P 500 ETF TR TR UNIT 78462F103 2279 9071 SH SOLE 0 0 9071 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 242 1950 SH SOLE 0 0 1950 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1443 15800 SH SOLE 0 0 15800 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 842 2580 SH SOLE 0 0 2580 STARBUCKS CORP COM 855244109 2514 46804 SH SOLE 0 0 46804 STARWOOD PPTY TR INC COM 85571B105 300 13825 SH SOLE 0 0 13825 STATE STR CORP COM 857477103 525 5500 SH SOLE 0 0 5500 SYSCO CORP COM 871829107 447 8285 SH SOLE 0 0 8285 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6390 108116 SH SOLE 0 0 108116 TESLA INC COM 88160R101 539 1580 SH SOLE 0 0 1580 THERMO FISHER SCIENTIFIC INC COM 883556102 3178 16797 SH SOLE 0 0 16797 TOLL BROTHERS INC COM 889478103 4101 98902 SH SOLE 0 0 98902 TOPBUILD CORP COM 89055F103 802 12307 SH SOLE 0 0 12307 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 20 12000 SH SOLE 0 0 12000 TWITTER INC COM 90184L102 177 10495 SH SOLE 0 0 10495 UNION PAC CORP COM 907818108 994 8572 SH SOLE 0 0 8572 UNITED PARCEL SERVICE INC CL B 911312106 5878 48945 SH SOLE 0 0 48945 UNITED STATES OIL FUND LP UNITS 91232N108 180 17250 SH SOLE 0 0 17250 UNITED STATES STL CORP NEW COM 912909108 2092 81525 SH SOLE 0 0 81525 UNITED TECHNOLOGIES CORP COM 913017109 1079 9299 SH SOLE 0 0 9299 UNITEDHEALTH GROUP INC COM 91324P102 4596 23467 SH SOLE 0 0 23467 US BANCORP DEL COM NEW 902973304 341 6361 SH SOLE 0 0 6361 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 412 7774 SH SOLE 0 0 7774 VAALCO ENERGY INC COM NEW 91851C201 29 35100 SH SOLE 0 0 35100 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2658 115755 SH SOLE 0 0 115755 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 255 2694 SH SOLE 0 0 2694 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 207 3928 SH SOLE 0 0 3928 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 526 12084 SH SOLE 0 0 12084 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 307 5257 SH SOLE 0 0 5257 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 549 3606 SH SOLE 0 0 3606 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2642 32583 SH SOLE 0 0 32583 VANGUARD WORLD FDS INF TECH ETF 92204A702 430 2827 SH SOLE 0 0 2827 VANGUARD INDEX FDS REIT ETF 922908553 599 7208 SH SOLE 0 0 7208 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 533 2308 SH SOLE 0 0 2308 VANGUARD INDEX FDS SMALL CP ETF 922908751 250 1770 SH SOLE 0 0 1770 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 619 11343 SH SOLE 0 0 11343 VANGUARD INDEX FDS TOTAL STK MKT 922908769 220 1696 SH SOLE 0 0 1696 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 235 3320 SH SOLE 0 0 3320 VERIZON COMMUNICATIONS INC COM 92343V104 2039 41199 SH SOLE 0 0 41199 VERU INC COM 92536C103 132 50000 SH SOLE 0 0 50000 VISA INC COM CL A 92826C839 6896 65522 SH SOLE 0 0 65522 WAL-MART STORES INC COM 931142103 1102 14104 SH SOLE 0 0 14104 WEINGARTEN RLTY INVS SH BEN INT 948741103 243 7642 SH SOLE 0 0 7642 WELLS FARGO CO NEW COM 949746101 1511 27398 SH SOLE 0 0 27398 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 105 11950 SH SOLE 0 0 11950 WESTERN ASSET HIGH INCM FD I COM 95766J102 101 14066 SH SOLE 0 0 14066 WILLIAMS COS INC DEL COM 969457100 687 22904 SH SOLE 0 0 22904 WISDOMTREE TR ITL HIGH DIV FD 97717W802 220 5030 SH SOLE 0 0 5030 XCEL ENERGY INC COM 98389B100 328 6940 SH SOLE 0 0 6940 YUM BRANDS INC COM 988498101 258 3499 SH SOLE 0 0 3499 ZILLOW GROUP INC CL A 98954M101 303 7540 SH SOLE 0 0 7540 ZILLOW GROUP INC CL C CAP STK 98954M200 714 17759 SH SOLE 0 0 17759 ZYNGA INC CL A 98986T108 39 10200 SH SOLE 0 0 10200