The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | EQUAL SEC ETF | 00162Q205 | 206 | 2,196 | SH | SOLE | 0 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 2,271 | 18,946 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 3,476 | 32,121 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 244 | 1,076 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,475 | 713 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,139 | 552 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 829 | 268 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,699 | 38,465 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,018 | 7,901 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 813 | 2,762 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 509 | 3,170 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 239 | 4,107 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 426 | 7,413 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 563 | 13,534 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 697 | 6,420 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 299 | 5,285 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 16,154 | 142,166 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 501 | 5,231 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 | 477 | 18,080 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 1,917 | 95,126 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 1,084 | 19,212 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 | 260 | 4,813 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 4,369 | 72,851 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 10,973 | 430,157 | SH | SOLE | 0 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 540 | 6,829 | SH | SOLE | 0 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 346 | 1,592 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13,599 | 42,611 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 46137V332 | 276 | 1,030 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 4,403 | 31,078 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 46137V506 | 2,041 | 59,001 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC MKT ETF | 46137V712 | 214 | 1,849 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 285 | 10,291 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES | 464285105 | 330 | 20,300 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 996 | 8,731 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 583 | 4,642 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 412 | 1,036 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 390 | 7,319 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 226 | 1,602 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 277 | 3,647 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 277 | 2,537 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 226 | 2,210 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 909 | 12,295 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 615 | 2,363 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 734 | 2,149 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 3,719 | 24,701 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 673 | 4,442 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,117 | 14,258 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 4,052 | 16,673 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 3,766 | 16,823 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,689 | 12,171 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 418 | 4,609 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 447 | 1,885 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 383 | 3,760 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 293 | 2,771 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 541 | 2,142 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 888 | 8,178 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 1,150 | 21,033 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 533 | 13,879 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 544 | 7,859 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 933 | 7,664 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 377 | 5,854 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI INTL QUALTY | 46434V456 | 226 | 6,213 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | BLACKROCK ULTRA | 46434V878 | 11,390 | 225,445 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,860 | 36,652 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 279 | 1,181 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 905 | 54,885 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 865 | 64,163 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 696 | 42,812 | SH | SOLE | 0 | 0 | 0 | ||
PACER FDS TR | US CASH COWS 100 | 69374H881 | 590 | 14,503 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 246 | 1,855 | SH | SOLE | 0 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 208 | 11,487 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,037 | 20,278 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 216 | 1,350 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P PHARMAC | 78464A722 | 2,764 | 54,892 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P METALS MNG | 78464A755 | 1,639 | 41,049 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 4,455 | 37,745 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 212 | 1,564 | SH | SOLE | 0 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 340 | 7,053 | SH | SOLE | 0 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 308 | 934 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 238 | 500 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 402 | 4,184 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 345 | 4,634 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,656 | 52,108 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 336 | 10,928 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | 742 | 14,475 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 257 | 3,524 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 414 | 10,994 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 536 | 8,768 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 14,257 | 122,121 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 9,449 | 138,327 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 700 | 4,165 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 849 | 24,947 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,625 | 16,500 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 17,243 | 129,832 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 7,718 | 105,260 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 5,396 | 84,260 | SH | SOLE | 0 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 738 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 228 | 2,087 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 233 | 7,177 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 3,366 | 48,579 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 228 | 1,552 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 625 | 9,960 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 274 | 2,706 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 774 | 15,007 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 311 | 5,972 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 851 | 4,774 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 232 | 2,749 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 238 | 1,040 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 416 | 1,160 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 561 | 3,995 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,831 | 5,025 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 844 | 6,256 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,758 | 8,193 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 468 | 1,705 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 746 | 4,506 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,964 | 8,872 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 3,625 | 19,564 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,596 | 13,991 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,027 | 7,811 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 5,752 | 26,868 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 303 | 1,467 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,255 | 21,585 | SH | SOLE | 0 | 0 | 0 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 1,516 | 22,573 | SH | SOLE | 0 | 0 | 0 | ||
VICTORY PORTFOLIOS II | VS NASDQ NXT 50 | 92647X806 | 299 | 9,482 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | CURRNCY INT EQ | 97717X263 | 351 | 11,797 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 588 | 14,442 | SH | SOLE | 0 | 0 | 0 |