0001568890-20-000004.txt : 20201023 0001568890-20-000004.hdr.sgml : 20201023 20201022175843 ACCESSION NUMBER: 0001568890-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201022 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc. CENTRAL INDEX KEY: 0001568890 IRS NUMBER: 205009208 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17088 FILM NUMBER: 201255622 BUSINESS ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-559-0180 MAIL ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568890 XXXXXXXX 09-30-2020 09-30-2020 Hochman Cole Investment Advisors, Inc.

770 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-17088 N philip cole 8475590180 philip cole Lake Forest IL 10-22-2020 0 112 203090 false INFORMATION TABLE 2 13f102220.xml ALPS ETF TR EQUAL SEC ETF 00162Q205 214 2778 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 3170 29131 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 3445 39326 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1039 707 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 791 540 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 816 259 SH SOLE 0 0 0 APPLE INC COM 037833100 4717 40730 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1704 8001 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 367 10703 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 589 2248 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 493 3134 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 356 7413 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 375 14773 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 601 6344 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 216 5285 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 14500 159483 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 431 5490 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 260 13556 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1067 19192 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 4657 77587 SH SOLE 0 0 0 GLOBAL X FDS US PFD ETF 37954Y657 7822 315930 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 485 7121 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 262 1592 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 11034 39714 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 288 1223 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3657 33829 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 281 10192 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 249 13850 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 783 9601 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 242 720 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 330 7482 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1433 10640 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 206 1836 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 261 4097 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 219 2709 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 772 13460 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 416 2245 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 751 2414 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 3251 24009 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 533 4515 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 970 4056 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3845 17728 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 3313 17703 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1901 12694 SH SOLE 0 0 0 ISHARES TR CORE S&P US GWT 464287671 369 4609 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 369 1885 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 254 1880 SH SOLE 0 0 0 ISHARES TR US INDUSTRIALS 464287754 231 1384 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 487 2142 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 620 8826 SH SOLE 0 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1155 21033 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 507 13898 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 361 5664 SH SOLE 0 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 732 7057 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 316 5977 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD 46434V878 9922 196211 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1785 35140 SH SOLE 0 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 358 6686 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 245 1165 SH SOLE 0 0 0 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 969 60663 SH SOLE 0 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 470 41638 SH SOLE 0 0 0 PACER FDS TR US CASH COWS 100 69374H881 400 14184 SH SOLE 0 0 0 PERTH MINT PHYSICAL GOLD ETF UNIT 715426102 1016 54035 SH SOLE 0 0 0 PFIZER INC COM 717081103 381 10376 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 200 1701 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 487 38521 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7007 20924 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 397 2239 SH SOLE 0 0 0 SPDR SER TR S&P PHARMAC 78464A722 2483 57104 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 4204 45496 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 277 999 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 206 609 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 350 4335 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 320 5762 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1362 50914 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 649 17013 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 555 17676 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13291 126000 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8331 129966 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 528 3594 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 598 24851 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1265 16427 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 16171 138567 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 4703 79169 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5874 98927 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 975 1400 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 623 116511 SH SOLE 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2509 45964 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 209 1624 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 488 9350 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 233 2877 SH SOLE 0 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 365 7148 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 221 5101 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 764 4674 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 335 1075 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 590 4569 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1287 4184 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 669 6595 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1519 8435 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 417 1942 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 602 5439 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1722 9770 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3293 21048 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3477 15274 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 816 7811 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4558 29636 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 283 1662 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1129 18979 SH SOLE 0 0 0 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1248 22928 SH SOLE 0 0 0 VICTORY PORTFOLIOS II VS NASDQ NXT 50 92647X806 250 9465 SH SOLE 0 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 718 28220 SH SOLE 0 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 473 14053 SH SOLE 0 0 0