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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001144204-15-064308
Filing Date
2015-11-12
Accepted
2015-11-12 06:04:10
Documents
11
Period of Report
2015-11-06
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K v424285_8k.htm 8-K 55141
2 EXHIBIT 2.1 v424285_ex2-1.htm EX-2.1 468435
3 EXHIBIT 10.1 v424285_ex10-1.htm EX-10.1 160201
4 EXHIBIT 10.2 v424285_ex10-2.htm EX-10.2 122564
5 EXHIBIT 10.3 v424285_ex10-3.htm EX-10.3 50642
6 EXHIBIT 10.4 v424285_ex10-4.htm EX-10.4 64561
7 EXHIBIT 10.5 v424285_ex10-5.htm EX-10.5 89681
8 EXHIBIT 10.6 v424285_ex10-6.htm EX-10.6 85442
9 EXHIBIT 10.7 v424285_ex10-7.htm EX-10.7 16729
10 EXHIBIT 99.1 v424285_ex99-1.htm EX-99.1 9740
11 GRAPHIC image_002.jpg GRAPHIC 4157
  Complete submission text file 0001144204-15-064308.txt   1130424
Mailing Address 405 PARK AVENUE NEW YORK NY 10022
Business Address 405 PARK AVENUE NEW YORK NY 10022 212.415.6500
RCS Capital Corp (Filer) CIK: 0001568832 (see all company filings)

IRS No.: 383894716 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-35924 | Film No.: 151221043
SIC: 6211 Security Brokers, Dealers & Flotation Companies
Assistant Director 7