The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| SUN BANCORP INC | COM | 86663B102 | 33,926 | 8,460,421 | SH | SOLE | 8,460,421 | 0 | 0 | ||
| SEQUENTIAL BRANDS GROUP INC | COM NEW | 817340201 | 24,272 | 1,757,575 | SH | SOLE | 1,757,575 | 0 | 0 | ||
| PATRIOT NATL BANCORP INC | COM | 70336F104 | 9,467 | 6,666,667 | SH | SOLE | 6,666,667 | 0 | 0 | ||
| DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 6,581 | 205,777 | SH | SOLE | 205,777 | 0 | 0 | ||
| PENDRELL CORPORATION | COM | 70686R104 | 179 | 101,956 | SH | SOLE | 101,956 | 0 | 0 | ||