Chief Compliance Officer

0001568787-20-000005.txt : 20201102 0001568787-20-000005.hdr.sgml : 20201102 20201102131533 ACCESSION NUMBER: 0001568787-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 EFFECTIVENESS DATE: 20201102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 201279799 BUSINESS ADDRESS: STREET 1: 600 UNIVERSITY PARK PLACE STREET 2: SUITE 501 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-871-3334 MAIL ADDRESS: STREET 1: 600 UNIVERSITY PARK PLACE STREET 2: SUITE 501 CITY: BIRMINGHAM STATE: AL ZIP: 35209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 09-30-2020 09-30-2020 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Andrea W. Johnson Chief Compliance Officer 205-871-3334 Andrea W. Johnson, CCO Birmingham AL 11-02-2020 0 143 751385 false INFORMATION TABLE 2 waam13fhr_09302020.xml GENERAL ELECTRIC CO COM 369604103 334 44967 SH SOLE 0 0 0 44967 ISHARES TR NATIONAL MUN ETF 464288414 1594 13843 SH SOLE 0 0 0 13843 SPDR S&P 500 ETF TR TR UNIT 78462F103 2887 8842 SH SOLE 0 0 0 8842 RENASANT CORP COM 75970E107 421 14767 SH SOLE 0 0 0 14767 HUNTINGTON BANCSHARES INC COM 446150104 119 11424 SH SOLE 0 0 0 11424 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1477 62900 SH SOLE 0 0 0 62900 APPLE INC COM 037833100 8900 81755 SH SOLE 0 0 0 81755 PHILIP MORRIS INTL INC COM 718172109 377 5313 SH SOLE 0 0 0 5313 TEXAS INSTRS INC COM 882508104 431 2982 SH SOLE 0 0 0 2982 NORFOLK SOUTHN CORP COM 655844108 330 1578 SH SOLE 0 0 0 1578 ISHARES TR EAFE SML CP ETF 464288273 6832 119965 SH SOLE 0 0 0 119965 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2006 34436 SH SOLE 0 0 0 34436 VANGUARD INDEX FDS GROWTH ETF 922908736 92249 417850 SH SOLE 0 0 0 417850 INTEL CORP COM 458140100 552 12472 SH SOLE 0 0 0 12472 WALMART INC COM 931142103 844 6079 SH SOLE 0 0 0 6079 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4683 84175 SH SOLE 0 0 0 84175 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 2634 76886 SH SOLE 0 0 0 76886 JPMORGAN CHASE & CO COM 46625H100 689 7027 SH SOLE 0 0 0 7027 FEDEX CORP COM 31428X106 281 1083 SH SOLE 0 0 0 1083 ISHARES TR RUSSELL 3000 ETF 464287689 4349 22660 SH SOLE 0 0 0 22660 EXXON MOBIL CORP COM 30231G102 376 11539 SH SOLE 0 0 0 11539 VANGUARD STAR FDS VG TL INTL STK F 921909768 216 4234 SH SOLE 0 0 0 4234 ISHARES INC CORE MSCI EMKT 46434G103 7230 135219 SH SOLE 0 0 0 135219 ISHARES TR S&P 100 ETF 464287101 676 4484 SH SOLE 0 0 0 4484 VANGUARD INDEX FDS VALUE ETF 922908744 15900 154952 SH SOLE 0 0 0 154952 KIMBERLY CLARK CORP COM 494368103 616 4648 SH SOLE 0 0 0 4648 MFS CHARTER INCOME TR SH BEN INT 552727109 90 11020 SH SOLE 0 0 0 11020 ISHARES TR NASDAQ BIOTECH 464287556 287 2198 SH SOLE 0 0 0 2198 VANGUARD INDEX FDS MID CAP ETF 922908629 3807 21613 SH SOLE 0 0 0 21613 INVESCO MORTGAGE CAPITAL INC COM 46131B100 30 10977 SH SOLE 0 0 0 10977 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 249 10435 SH SOLE 0 0 0 10435 ISHARES TR CORE S&P TTL STK 464287150 748 10096 SH SOLE 0 0 0 10096 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 348 3976 SH SOLE 0 0 0 3976 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 444 5885 SH SOLE 0 0 0 5885 AUTOMATIC DATA PROCESSING IN COM 053015103 287 1820 SH SOLE 0 0 0 1820 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 9349 75593 SH SOLE 0 0 0 75593 ILLINOIS TOOL WKS INC COM 452308109 397 2028 SH SOLE 0 0 0 2028 ISHARES TR IBOXX HI YD ETF 464288513 310 3695 SH SOLE 0 0 0 3695 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 31143 260655 SH SOLE 0 0 0 260655 ISHARES TR AGGRES ALLOC ETF 464289859 2953 52059 SH SOLE 0 0 0 52059 COCA COLA CO COM 191216100 1415 29452 SH SOLE 0 0 0 29452 SPDR SER TR SPDR BLOOMBERG 78468R663 310 3387 SH SOLE 0 0 0 3387 TESLA INC COM 88160R101 362 933 SH SOLE 0 0 0 933 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1208 11796 SH SOLE 0 0 0 11796 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 65986 647679 SH SOLE 0 0 0 647679 ADTRAN INC COM 00738A106 675 63189 SH SOLE 0 0 0 63189 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 97429 864343 SH SOLE 0 0 0 864343 SIRIUS XM HOLDINGS INC COM 82968B103 58 10085 SH SOLE 0 0 0 10085 VERIZON COMMUNICATIONS INC COM 92343V104 308 5403 SH SOLE 0 0 0 5403 NVIDIA CORPORATION COM 67066G104 680 1357 SH SOLE 0 0 0 1357 STARBUCKS CORP COM 855244109 402 4620 SH SOLE 0 0 0 4620 MICROSOFT CORP COM 594918104 2507 12384 SH SOLE 0 0 0 12384 ISHARES TR CORE MSCI EAFE 46432F842 1480 25446 SH SOLE 0 0 0 25446 ISHARES TR RUS 1000 ETF 464287622 506 2766 SH SOLE 0 0 0 2766 ISHARES TR RUS MID CAP ETF 464287499 587 10156 SH SOLE 0 0 0 10156 REGIONS FINANCIAL CORP NEW COM 7591EP100 926 69644 SH SOLE 0 0 0 69644 SPDR SER TR PORTFOLIO AGRGTE 78464A649 24236 792789 SH SOLE 0 0 0 792789 MCDONALDS CORP COM 580135101 495 2323 SH SOLE 0 0 0 2323 ALPHABET INC CAP STK CL A 02079K305 546 338 SH SOLE 0 0 0 338 PROASSURANCE CORP COM 74267C106 422 27317 SH SOLE 0 0 0 27317 EMERSON ELEC CO COM 291011104 267 4114 SH SOLE 0 0 0 4114 CATERPILLAR INC DEL COM 149123101 284 1806 SH SOLE 0 0 0 1806 ISHARES TR MSCI EAFE ETF 464287465 2093 34095 SH SOLE 0 0 0 34095 SERVISFIRST BANCSHARES INC COM 81768T108 3695 100139 SH SOLE 0 0 0 100139 ISHARES TR ISHS 1-5YR INVS 464288646 985 17939 SH SOLE 0 0 0 17939 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1320 10271 SH SOLE 0 0 0 10271 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8127 185496 SH SOLE 0 0 0 185496 UNITED PARCEL SERVICE INC CL B 911312106 211 1345 SH SOLE 0 0 0 1345 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 212 3636 SH SOLE 0 0 0 3636 JOHNSON & JOHNSON COM 478160104 948 6913 SH SOLE 0 0 0 6913 S&P GLOBAL INC COM 78409V104 201 624 SH SOLE 0 0 0 624 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4878 42753 SH SOLE 0 0 0 42753 PFIZER INC COM 717081103 451 12708 SH SOLE 0 0 0 12708 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 571 5315 SH SOLE 0 0 0 5315 RELIANT BANCORP INC COM 75956B101 1393 82662 SH SOLE 0 0 0 82662 DISNEY WALT CO COM DISNEY 254687106 447 3687 SH SOLE 0 0 0 3687 BIOCRYST PHARMACEUTICALS INC COM 09058V103 89 23429 SH SOLE 0 0 0 23429 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 964 12202 SH SOLE 0 0 0 12202 PROSHARES TR PSHS ULTRA TECH 74347R693 244 4500 SH SOLE 0 0 0 4500 BK OF AMERICA CORP COM 060505104 296 12477 SH SOLE 0 0 0 12477 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 55232 1400059 SH SOLE 0 0 0 1400059 PEPSICO INC COM 713448108 247 1852 SH SOLE 0 0 0 1852 NEXTERA ENERGY INC COM 65339F101 298 4066 SH SOLE 0 0 0 4066 AMAZON COM INC COM 023135106 1697 559 SH SOLE 0 0 0 559 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 46986 310489 SH SOLE 0 0 0 310489 AT&T INC COM 00206R102 682 25229 SH SOLE 0 0 0 25229 MERCK & CO. INC COM 58933Y105 380 5057 SH SOLE 0 0 0 5057 BOEING CO COM 097023105 1202 8323 SH SOLE 0 0 0 8323 GLOBAL PMTS INC COM 37940X102 1386 8789 SH SOLE 0 0 0 8789 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 257 3098 SH SOLE 0 0 0 3098 PROCTER AND GAMBLE CO COM 742718109 1243 9067 SH SOLE 0 0 0 9067 ISHARES TR RUS 2000 VAL ETF 464287630 4033 39155 SH SOLE 0 0 0 39155 NIKE INC CL B 654106103 406 3377 SH SOLE 0 0 0 3377 ROYAL BK CDA COM 780087102 371 5307 SH SOLE 0 0 0 5307 ISHARES TR CORE TOTAL USD 46434V613 401 7415 SH SOLE 0 0 0 7415 ENSTAR GROUP LIMITED SHS G3075P101 705 4100 SH SOLE 0 0 0 4100 ISHARES TR 1 3 YR TREAS BD 464287457 219 2530 SH SOLE 0 0 0 2530 ABBVIE INC COM 00287Y109 206 2420 SH SOLE 0 0 0 2420 BLACKROCK ENHANCED EQUITY DI COM 09251A104 139 19812 SH SOLE 0 0 0 19812 SPDR SER TR BLOOMBERG SRT TR 78468R408 796 30762 SH SOLE 0 0 0 30762 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1230 6094 SH SOLE 0 0 0 6094 VISA INC COM CL A 92826C839 508 2797 SH SOLE 0 0 0 2797 VULCAN MATLS CO COM 929160109 3067 21176 SH SOLE 0 0 0 21176 ISHARES TR GRWT ALLOCAT ETF 464289867 2915 61377 SH SOLE 0 0 0 61377 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4092 18875 SH SOLE 0 0 0 18875 ISHARES TR CONSER ALLOC ETF 464289883 686 18627 SH SOLE 0 0 0 18627 ISHARES TR RUS 1000 VAL ETF 464287598 10069 86256 SH SOLE 0 0 0 86256 SOUTH ST CORP COM 840441109 893 14548 SH SOLE 0 0 0 14548 GLOBE LIFE INC COM 37959E102 214 2636 SH SOLE 0 0 0 2636 VANGUARD INDEX FDS SMALL CP ETF 922908751 2120 13493 SH SOLE 0 0 0 13493 ISHARES TR RUS MDCP VAL ETF 464287473 5576 68328 SH SOLE 0 0 0 68328 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 456 8755 SH SOLE 0 0 0 8755 FACEBOOK INC CL A 30303M102 350 1329 SH SOLE 0 0 0 1329 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7146 42794 SH SOLE 0 0 0 42794 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 57 15000 PRN SOLE 0 0 0 15000 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 192 17643 SH SOLE 0 0 0 17643 HOME DEPOT INC COM 437076102 1266 4748 SH SOLE 0 0 0 4748 ISHARES TR CORE US AGGBD ET 464287226 8956 76413 SH SOLE 0 0 0 76413 SOUTHERN CO COM 842587107 998 17363 SH SOLE 0 0 0 17363 UNITEDHEALTH GROUP INC COM 91324P102 1177 3856 SH SOLE 0 0 0 3856 INTERNATIONAL BUSINESS MACHS COM 459200101 450 4030 SH SOLE 0 0 0 4030 3M CO COM 88579Y101 237 1483 SH SOLE 0 0 0 1483 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7965 26565 SH SOLE 0 0 0 26565 ISHARES TR MSCI EMG MKT ETF 464287234 1420 31764 SH SOLE 0 0 0 31764 ISHARES TR RUSSELL 2000 ETF 464287655 5228 34152 SH SOLE 0 0 0 34152 SPDR GOLD TR GOLD SHS 78463V107 254 1443 SH SOLE 0 0 0 1443 ISHARES TR MSCI ACWI ETF 464288257 327 4182 SH SOLE 0 0 0 4182 VANGUARD WORLD FDS INF TECH ETF 92204A702 204 685 SH SOLE 0 0 0 685 ISHARES TR RUS 1000 GRW ETF 464287614 7863 37516 SH SOLE 0 0 0 37516 ISHARES TR S&P MC 400VL ETF 464287705 881 12628 SH SOLE 0 0 0 12628 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 32131 1836077 SH SOLE 0 0 0 1836077 ALPHABET INC CAP STK CL C 02079K107 525 324 SH SOLE 0 0 0 324 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4528 44405 SH SOLE 0 0 0 44405 CLOROX CO DEL COM 189054109 222 1073 SH SOLE 0 0 0 1073 ISHARES TR EAFE VALUE ETF 464288877 1014 26117 SH SOLE 0 0 0 26117 ISHARES TR RUS MD CP GR ETF 464287481 766 4427 SH SOLE 0 0 0 4427 ISHARES TR CORE S&P500 ETF 464287200 8691 26527 SH SOLE 0 0 0 26527 ARK ETF TR GENOMIC REV ETF 00214Q302 532 8100 SH SOLE 0 0 0 8100 ISHARES TR MODERT ALLOC ETF 464289875 1387 34310 SH SOLE 0 0 0 34310 THERMO FISHER SCIENTIFIC INC COM 883556102 653 1380 SH SOLE 0 0 0 1380 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 59862 334874 SH SOLE 0 0 0 334874 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 252 2514 SH SOLE 0 0 0 2514 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11480 120260 SH SOLE 0 0 0 120260