The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,132 | 104,000 | SH | SOLE | 104,000 | 0 | 0 | ||
BARCLAYS PLC | NOTE 6.625%12/3 | 06738EAB1 | 4,686 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BARCLAYS PLC | NOTE 8.250%12/3 | 06738EAA3 | 4,175 | 4,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,618 | 134,039 | SH | SOLE | 134,039 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 5,480 | 137,000 | SH | SOLE | 137,000 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 1,503 | 35,698 | SH | SOLE | 35,698 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 1,612 | 146,000 | SH | SOLE | 146,000 | 0 | 0 | ||
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 210 | 15,448 | SH | SOLE | 15,448 | 0 | 0 | ||
HSBC HLDGS PLC | NOTE 6.875%12/3 | 404280BC2 | 5,273 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 115 | 38,747 | SH | SOLE | 38,747 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 2,941 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 646 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
TAL ED GROUP | ADS REPSTG COM | 874080104 | 421 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 22,123 | 23,100,000 | PRN | SOLE | 0 | 0 | 0 | ||
TRINA SOLAR LIMITED | NOTE 4.000%10/1 | 89628EAE4 | 22,157 | 23,850,000 | PRN | SOLE | 0 | 0 | 0 | ||
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 2,898 | 311,597 | SH | SOLE | 311,597 | 0 | 0 | ||
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 8,023 | 1,144,542 | SH | SOLE | 1,144,542 | 0 | 0 |