The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 239 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| BARCLAYS PLC | NOTE 6.625%12/2 | 06738EAB1 | 4,495 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| BARCLAYS PLC | NOTE 8.250%12/2 | 06738EAA3 | 8,845 | 9,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 906 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 209 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 488 | 37,148 | SH | SOLE | 37,148 | 0 | 0 | ||
| HSBC HLDGS PLC | NOTE 6.875%12/2 | 404280BC2 | 10,498 | 10,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 8,726 | 411,000 | SH | SOLE | 411,000 | 0 | 0 | ||
| KONGZHONG CORP | SPONSORED ADR | 50047P104 | 147 | 29,150 | SH | SOLE | 29,150 | 0 | 0 | ||
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 299 | 87,821 | SH | SOLE | 87,821 | 0 | 0 | ||
| NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 300 | 12,432 | SH | SOLE | 12,432 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 9,864 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 27,083 | 27,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 4,577 | 4,600,000 | PRN | SOLE | 0 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 7,058 | 96,621 | SH | SOLE | 96,621 | 0 | 0 | ||
| SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 16,573 | 16,803,000 | PRN | SOLE | 0 | 0 | 0 | ||
| TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 10,102 | 11,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
| TRINA SOLAR LIMITED | NOTE 4.000%10/1 | 89628EAE4 | 16,400 | 19,250,000 | PRN | SOLE | 0 | 0 | 0 | ||
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 464 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 3,631 | 355,623 | SH | SOLE | 355,623 | 0 | 0 | ||
| 58 COM INC | SPON ADR REP A | 31680Q104 | 4,053 | 88,322 | SH | SOLE | 88,322 | 0 | 0 | ||
| YY INC | ADS REPCOM CLA | 98426T106 | 444 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||