The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGNC INVT CORP COM 00123Q104 408 38,033 SH   SOLE 0 38,033 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 2,750 799,312 SH   SOLE 0 799,312 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409 5,354 1,056,094 SH   SOLE 0 1,056,094 0 0
BARINGS BDC INC COM 06759L103 4,581 612,374 SH   SOLE 0 612,374 0 0
BARRICK GOLD CORPORATION COM 067901108 370 19,562 SH   SOLE 0 19,562 0 0
BLACKROCK TCP CAPITAL CORP COM 09259E108 307 49,093 SH   SOLE 0 49,093 0 0
BOEING CO COM 097023105 2,237 15,000 SH   SOLE 0 15,000 0 0
BOEING CO COM 097023905 23 100 SH Call SOLE 0 0 0 0
BROOKDALE SR LIVING INC COM 112463104 2,936 940,940 SH   SOLE 0 940,940 0 0
CENTURYLINK INC COM 156700106 24,536 2,593,668 SH   SOLE 0 2,593,668 0 0
CHIMERA INVT CORP COM NEW 16934Q208 22,931 2,509,081 SH   SOLE 0 2,509,081 0 0
CIDARA THERAPEUTICS INC COM 171757107 915 368,910 SH   SOLE 0 368,910 0 0
CISCO SYS INC COM 17275R102 4,717 120,000 SH   SOLE 0 120,000 0 0
COMCAST CORP NEW CL A 20030N101 4,126 120,000 SH   SOLE 0 120,000 0 0
CONOCOPHILLIPS COM 20825C104 222 7,200 SH   SOLE 0 7,200 0 0
CONTURA ENERGY INC COM 21241B100 56 24,032 SH   SOLE 0 24,032 0 0
ELLINGTON FINANCIAL INC COM 28852N109 3,371 590,281 SH   SOLE 0 590,281 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 194 36,573 SH   SOLE 0 36,573 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2,398 521,309 SH   SOLE 0 521,309 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 9,925 694,022 SH   SOLE 0 694,022 0 0
EQUUS TOTAL RETURN INC COM 294766100 232 243,803 SH   SOLE 0 243,803 0 0
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 4,159 116,600 SH   SOLE 0 116,600 0 0
EXELON CORP COM 30161N101 663 18,000 SH   SOLE 0 18,000 0 0
EXXON MOBIL CORP COM 30231G102 882 23,240 SH   SOLE 0 23,240 0 0
FIDUS INVT CORP COM 316500107 4,819 727,924 SH   SOLE 0 727,924 0 0
FIFTH THIRD BANCORP COM 316773100 754 50,750 SH   SOLE 0 50,750 0 0
FS KKR CAPITAL CORP COM 302635107 6,756 2,251,969 SH   SOLE 0 2,251,969 0 0
GENERAL ELECTRIC CO COM 369604103 2,223 279,952 SH   SOLE 0 279,952 0 0
GENERAL MTRS CO COM 37045V100 1,083 52,126 SH   SOLE 0 52,126 0 0
GENERAL MTRS CO COM 37045V100 10 300 SH Call SOLE 0 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 6,091 39,400 SH   SOLE 0 39,400 0 0
GOLUB CAP BDC INC COM 38173M102 590 47,013 SH   SOLE 0 47,013 0 0
GRANITE PT MTG TR INC COM 38741L107 1,356 267,518 SH   SOLE 0 267,518 0 0
GRUBHUB INC COM 400110102 611 15,000 SH   SOLE 0 15,000 0 0
INNOVATOR ETFS TR S&P 500 BUFFER 45782C581 229 10,000 SH   SOLE 0 10,000 0 0
INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 448 20,000 SH   SOLE 0 20,000 0 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 359 30,674 SH   SOLE 0 30,674 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 854 235,300 SH   SOLE 0 235,300 0 0
KINDER MORGAN INC DEL COM 49456B101 802 57,600 SH   SOLE 0 57,600 0 0
KINROSS GOLD CORP COM 496902404 1,844 463,352 SH   SOLE 0 463,352 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,467 40,200 SH   SOLE 0 40,200 0 0
MEDLEY CAP CORP COM 58503F106 140 240,237 SH   SOLE 0 240,237 0 0
MEDLEY MGMT INC CL A COM 58503T106 27 40,134 SH   SOLE 0 40,134 0 0
MFA FINL INC COM 55272X102 1,128 727,604 SH   SOLE 0 727,604 0 0
MICROSOFT CORP COM 594918104 6,687 42,400 SH   SOLE 0 42,400 0 0
MONDELEZ INTL INC CL A 609207105 1,002 20,000 SH   SOLE 0 20,000 0 0
MOVADO GROUP INC COM 624580106 178 15,100 SH   SOLE 0 15,100 0 0
MVC CAPITAL INC COM 553829102 5,339 1,221,628 SH   SOLE 0 1,221,628 0 0
NEWMONT CORP COM 651639106 8,728 192,763 SH   SOLE 0 192,763 0 0
NEWTEK BUSINESS SVCS CORP COM NEW 652526203 328 24,805 SH   SOLE 0 24,805 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 2,194 255,456 SH   SOLE 0 255,456 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 514 37,385 SH   SOLE 0 37,385 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 4,449 1,373,010 SH   SOLE 0 1,373,010 0 0
OAKTREE STRATEGIC INCOME COR COM 67402D104 1,573 283,849 SH   SOLE 0 283,849 0 0
PDL BIOPHARMA INC COM 69329Y104 1,762 624,783 SH   SOLE 0 624,783 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 1,330 1,850 SH Call SOLE 0 0 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 1,337 274,314 SH   SOLE 0 274,314 0 0
PENNANTPARK INVT CORP COM 708062104 2,938 1,125,062 SH   SOLE 0 1,125,062 0 0
PENNYMAC MTG INVT TR COM 70931T103 377 35,500 SH   SOLE 0 35,500 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 363 68,800 SH   SOLE 0 68,800 0 0
PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 324 57,788 SH   SOLE 0 57,788 0 0
READY CAP CORP COM 75574U101 2,963 410,322 SH   SOLE 0 410,322 0 0
SANDRIDGE ENERGY INC COM NEW 80007P869 114 127,100 SH   SOLE 0 127,100 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12,578 142,000 SH   SOLE 0 142,000 0 0
SIERRA METALS INC COM 82639W106 2,127 2,710,484 SH   SOLE 0 2,710,484 0 0
SOLAR CAP LTD COM 83413U100 5,630 479,713 SH   SOLE 0 479,713 0 0
SOLAR SR CAP LTD COM 83416M105 4,633 476,059 SH   SOLE 0 476,059 0 0
STARWOOD PPTY TR INC COM 85571B105 2,886 280,853 SH   SOLE 0 280,853 0 0
STRYKER CORP COM 863667101 18,920 113,620 SH   SOLE 0 113,620 0 0
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 205 335,692 SH   SOLE 0 335,692 0 0
SYNCHRONY FINL COM 87165B103 1,776 110,362 SH   SOLE 0 110,362 0 0
TANGER FACTORY OUTLET CTRS I COM 875465106 740 148,000 SH   SOLE 0 148,000 0 0
TARGA RES CORP COM 87612G101 326 47,178 SH   SOLE 0 47,178 0 0
TC PIPELINES LP UT COM LTD PRT 87233Q108 3,023 110,000 SH   SOLE 0 110,000 0 0
TCG BDC INC COM 872280102 1,874 358,563 SH   SOLE 0 358,563 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 648 45,000 SH   SOLE 0 45,000 0 0
TESLA INC COM 88160R101 5,240 10,000 SH   SOLE 0 10,000 0 0
TESLA INC COM 88160R101 363 100 SH Put SOLE 0 100 0 0
TESLA INC COM 88160R101 504 65 SH Call SOLE 0 0 0 0
THL CREDIT INC COM 872438106 2,617 987,383 SH   SOLE 0 987,383 0 0
TPG SPECIALTY LENDING INC COM 87265K102 1,604 115,220 SH   SOLE 0 115,220 0 0
TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 556 2,688,959 SH   SOLE 0 2,688,959 0 0
TRANSOCEAN LTD REG SHS H8817H100 141 121,138 SH   SOLE 0 121,138 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 207 36,059 SH   SOLE 0 36,059 0 0
TWO HBRS INVT CORP COM NEW 90187B408 5,776 1,516,085 SH   SOLE 0 1,516,085 0 0
UBER TECHNOLOGIES INC COM 90353T100 460 1,000 SH Call SOLE 0 0 0 0
VALE S A SPONSORED ADR 91912E105 731 88,132 SH   SOLE 0 88,132 0 0
VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 535 20,995 SH   SOLE 0 20,995 0 0
ZIMMER BIOMET HOLDINGS INC COM 98956P102 2,234 22,100 SH   SOLE 0 22,100 0 0
ZOETIS INC CL A 98978V103 2,492 21,174 SH   SOLE 0 21,174 0 0