The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INVESCO QQQ TR | ETF | 46090E103 | 48,837 | 153,033 | SH | SOLE | 144,091 | 0 | 8,942 | ||
ISHARES TR IVV | ETF | 464287200 | 36,772 | 92,433 | SH | SOLE | 87,766 | 0 | 4,667 | ||
SPDR S&P 500 ETF TR SPY | ETF | 78462F103 | 20,831 | 52,561 | SH | SOLE | 49,298 | 0 | 3,263 | ||
MICROSOFT CORP | COM | 594918104 | 19,279 | 81,768 | SH | SOLE | 74,748 | 0 | 7,020 | ||
APPLE INC | COM | 037833100 | 15,483 | 126,754 | SH | SOLE | 119,809 | 0 | 6,945 | ||
VISA INC | COM CL A | 92826C839 | 14,979 | 70,745 | SH | SOLE | 66,423 | 0 | 4,322 | ||
AMAZON COM INC | COM | 023135106 | 14,819 | 4,789 | SH | SOLE | 4,396 | 0 | 393 | ||
ISHARES TR IJR | ETF | 464287804 | 14,347 | 132,191 | SH | SOLE | 122,657 | 0 | 9,534 | ||
FIDELITY COVINGTON FTEC | ETF | 316092808 | 13,794 | 130,300 | SH | SOLE | 120,976 | 0 | 9,324 | ||
ISHARES TR IJH | ETF | 464287507 | 12,141 | 46,646 | SH | SOLE | 43,529 | 0 | 3,117 | ||
ISHARES TR IBB | ETF | 464287556 | 11,195 | 74,354 | SH | SOLE | 69,976 | 0 | 4,378 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 10,677 | 70,138 | SH | SOLE | 65,012 | 0 | 5,126 | ||
WALMART INC | COM | 931142103 | 10,613 | 78,136 | SH | SOLE | 74,217 | 0 | 3,919 | ||
MCDONALDS CORP | COM | 580135101 | 10,530 | 46,981 | SH | SOLE | 43,538 | 0 | 3,443 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 10,302 | 27,688 | SH | SOLE | 26,401 | 0 | 1,287 | ||
SALESFORCE COM INC | COM | 79466L302 | 9,685 | 45,711 | SH | SOLE | 42,430 | 0 | 3,281 | ||
JOHNSON & JOHNSON | COM | 478160104 | 8,911 | 54,221 | SH | SOLE | 51,300 | 0 | 2,921 | ||
NVIDIA CORPORATION | COM | 67066G104 | 8,785 | 16,453 | SH | SOLE | 15,339 | 0 | 1,114 | ||
ISHARES TR ITOT | ETF | 464287150 | 6,810 | 74,337 | SH | SOLE | 65,766 | 0 | 8,571 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 6,089 | 17,101 | SH | SOLE | 15,248 | 0 | 1,853 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 6,033 | 16,329 | SH | SOLE | 15,304 | 0 | 1,025 | ||
SPDR DOW JONES INDL AV DIA | ETF | 78467X109 | 5,823 | 17,635 | SH | SOLE | 16,347 | 0 | 1,288 | ||
ISHARES INC IEMG | ETF | 46434G103 | 5,299 | 82,332 | SH | SOLE | 74,717 | 0 | 7,615 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 5,102 | 64,989 | SH | SOLE | 60,604 | 0 | 4,385 | ||
HOME DEPOT INC | COM | 437076102 | 3,592 | 11,768 | SH | SOLE | 10,817 | 0 | 951 | ||
ISHARES TR LQD | ETF | 464287242 | 3,475 | 26,718 | SH | SOLE | 26,586 | 0 | 132 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 3,451 | 9,791 | SH | SOLE | 9,080 | 0 | 711 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 3,274 | 24,171 | SH | SOLE | 23,418 | 0 | 753 | ||
ISHARES TR SHY | ETF | 464287457 | 3,192 | 37,035 | SH | SOLE | 36,418 | 0 | 617 | ||
ISHARES TR IEFA | ETF | 46432F842 | 2,981 | 41,370 | SH | SOLE | 38,374 | 0 | 2,996 | ||
PEPSICO INC | COM | 713448108 | 2,966 | 20,969 | SH | SOLE | 20,267 | 0 | 702 | ||
TARGET CORP | COM | 87612E106 | 2,875 | 14,514 | SH | SOLE | 14,014 | 0 | 500 | ||
AMGEN INC | COM | 031162100 | 2,388 | 9,598 | SH | SOLE | 9,204 | 0 | 394 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 2,363 | 9,730 | SH | SOLE | 9,280 | 0 | 450 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 2,352 | 48,800 | SH | SOLE | 48,800 | 0 | 0 | ||
ISHARES TR IJJ | ETF | 464287705 | 2,103 | 20,629 | SH | SOLE | 19,171 | 0 | 1,458 | ||
LILLY ELI & CO | COM | 532457108 | 2,098 | 11,232 | SH | SOLE | 10,532 | 0 | 700 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,068 | 35,557 | SH | SOLE | 33,715 | 0 | 1,842 | ||
ISHARES TR AGG | ETF | 464287226 | 2,030 | 17,837 | SH | SOLE | 17,649 | 0 | 188 | ||
ALIBABA GROUP HLDG LTD | ADS | 01609W102 | 1,979 | 8,730 | SH | SOLE | 8,456 | 0 | 274 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,815 | 880 | SH | SOLE | 880 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,798 | 23,328 | SH | SOLE | 23,328 | 0 | 0 | ||
FIDELITY COVINGTON FBND | ETF | 316188309 | 1,720 | 32,809 | SH | SOLE | 32,048 | 0 | 761 | ||
FISERV INC | COM | 337738108 | 1,717 | 14,424 | SH | SOLE | 14,424 | 0 | 0 | ||
ISHARES TR FXI | ETF | 464287184 | 1,711 | 36,658 | SH | SOLE | 33,730 | 0 | 2,928 | ||
DISNEY WALT CO | COM | 254687106 | 1,624 | 8,799 | SH | SOLE | 8,677 | 0 | 122 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 1,561 | 7,706 | SH | SOLE | 6,506 | 0 | 1,200 | ||
UNION PAC CORP | COM | 907818108 | 1,461 | 6,629 | SH | SOLE | 6,629 | 0 | 0 | ||
JD.COM INC | ADR | 47215P106 | 1,458 | 17,288 | SH | SOLE | 17,288 | 0 | 0 | ||
ISHARES TR IEF | ETF | 464287440 | 1,450 | 12,839 | SH | SOLE | 12,767 | 0 | 72 | ||
FACEBOOK INC | CL A | 30303M102 | 1,408 | 4,781 | SH | SOLE | 4,781 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,404 | 18,844 | SH | SOLE | 17,175 | 0 | 1,669 | ||
PINDUODUO INC | ADS | 722304102 | 1,339 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 1,338 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 1,318 | 2,215 | SH | SOLE | 2,215 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 1,265 | 6,002 | SH | SOLE | 5,563 | 0 | 439 | ||
ABBOTT LABS | COM | 002824100 | 1,252 | 10,445 | SH | SOLE | 10,445 | 0 | 0 | ||
INVESCO EXCH TRADED FD VRP | ETF | 46138G870 | 1,198 | 46,369 | SH | SOLE | 46,097 | 0 | 272 | ||
VANGUARD INDEX FDS VTI | ETF | 922908769 | 1,144 | 5,534 | SH | SOLE | 5,357 | 0 | 177 | ||
APPLIED MATLS INC | COM | 038222105 | 1,129 | 8,451 | SH | SOLE | 8,451 | 0 | 0 | ||
WENDYS CO | COM | 95058W100 | 1,124 | 55,489 | SH | SOLE | 55,489 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,123 | 29,060 | SH | SOLE | 29,060 | 0 | 0 | ||
PIMCO ETF TR MINT | ETF | 72201R833 | 1,119 | 10,978 | SH | SOLE | 10,978 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 1,115 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
VANGUARD BD INDEX BND | ETF | 921937835 | 1,073 | 12,668 | SH | SOLE | 12,580 | 0 | 88 | ||
ISHARES TR PFF | ETF | 464288687 | 1,053 | 27,413 | SH | SOLE | 26,845 | 0 | 568 | ||
QORVO INC | COM | 74736K101 | 1,042 | 5,704 | SH | SOLE | 5,704 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 993 | 2,142 | SH | SOLE | 2,142 | 0 | 0 | ||
ASTRAZENECA PLC | ADR | 046353108 | 984 | 19,800 | SH | SOLE | 19,800 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 982 | 32,439 | SH | SOLE | 32,439 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 907 | 4,505 | SH | SOLE | 4,505 | 0 | 0 | ||
GENMAB A/S | ADS | 372303206 | 883 | 26,897 | SH | SOLE | 26,897 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 813 | 58,180 | SH | SOLE | 58,180 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 769 | 12,534 | SH | SOLE | 12,534 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 750 | 5,646 | SH | SOLE | 5,646 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 746 | 3,215 | SH | SOLE | 3,215 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 714 | 1,988 | SH | SOLE | 1,988 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 695 | 3,203 | SH | SOLE | 3,203 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 690 | 3,653 | SH | SOLE | 3,653 | 0 | 0 | ||
ISHARES TR TIP | ETF | 464287176 | 686 | 5,470 | SH | SOLE | 5,456 | 0 | 14 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 587 | 3,456 | SH | SOLE | 3,456 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 579 | 867 | SH | SOLE | 867 | 0 | 0 | ||
SPDR INDEX SHS FDS GXC | ETF | 78463X400 | 576 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 570 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 552 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 545 | 5,039 | SH | SOLE | 4,539 | 0 | 500 | ||
HDFC BANK LTD | ADS | 40415F101 | 544 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
AMER STATES WTR CO | COM | 029899101 | 529 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 520 | 9,869 | SH | SOLE | 9,769 | 0 | 100 | ||
PFIZER INC | COM | 717081103 | 515 | 14,225 | SH | SOLE | 14,225 | 0 | 0 | ||
VANGUARD INDEX FDS VXF | ETF | 922908652 | 504 | 2,849 | SH | SOLE | 882 | 0 | 1,967 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 502 | 1,055 | SH | SOLE | 1,055 | 0 | 0 | ||
ISHARES INC EWH | ETF | 464286871 | 501 | 18,850 | SH | SOLE | 18,850 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 496 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
VANGUARD INDEX FDS VUG | ETF | 922908736 | 492 | 1,915 | SH | SOLE | 1,849 | 0 | 66 | ||
ISHARES TR TLT | ETF | 464287432 | 490 | 3,621 | SH | SOLE | 3,565 | 0 | 56 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 480 | 3,722 | SH | SOLE | 3,722 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 469 | 23,000 | SH | SOLE | 17,000 | 0 | 6,000 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 464 | 3,479 | SH | SOLE | 3,468 | 0 | 11 | ||
GALAPAGOS NV | ADR | 36315X101 | 463 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
BLACKROCK INC BLK | COM | 09247X101 | 454 | 602 | SH | SOLE | 602 | 0 | 0 | ||
ISHARES TR IWF | ETF | 464287614 | 439 | 1,808 | SH | SOLE | 1,808 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 426 | 1,764 | SH | SOLE | 1,764 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 419 | 6,634 | SH | SOLE | 6,134 | 0 | 500 | ||
HUMANA INC | COM | 444859102 | 419 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 417 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INGREDION INC | COM | 457187102 | 416 | 4,625 | SH | SOLE | 4,625 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 415 | 26,200 | SH | SOLE | 26,200 | 0 | 0 | ||
ENCOMPASS HEALTH CORP | COM | 29261A100 | 410 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TRUSTCO BK CORP N Y | COM | 898349105 | 404 | 54,758 | SH | SOLE | 54,758 | 0 | 0 | ||
WD-40 CO | COM | 929236107 | 403 | 1,316 | SH | SOLE | 1,186 | 0 | 130 | ||
BOEING CO | COM | 097023105 | 391 | 1,534 | SH | SOLE | 1,534 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 384 | 31,306 | SH | SOLE | 31,306 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 378 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 375 | 2,475 | SH | SOLE | 2,475 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 369 | 3,822 | SH | SOLE | 3,753 | 0 | 69 | ||
ISHARES TR IJK | ETF | 464287606 | 352 | 4,496 | SH | SOLE | 3,072 | 0 | 1,424 | ||
ARROW FINL CORP | COM | 042744102 | 349 | 10,474 | SH | SOLE | 10,196 | 0 | 278 | ||
SPDR SER TR SDY | ETF | 78464A763 | 346 | 2,929 | SH | SOLE | 2,929 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 345 | 4,568 | SH | SOLE | 304 | 0 | 4,264 | ||
GUGGENHEIM TAXABLE MUNICP BO | COM | 401664107 | 342 | 14,607 | SH | SOLE | 14,607 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 336 | 6,558 | SH | SOLE | 5,558 | 0 | 1,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 319 | 5,707 | SH | SOLE | 4,230 | 0 | 1,477 | ||
EATON CORP PLC | SHS | G29183103 | 316 | 2,288 | SH | SOLE | 2,288 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 314 | 4,751 | SH | SOLE | 4,751 | 0 | 0 | ||
VANGUARD INDEX FDS VOO | ETF | 922908363 | 311 | 853 | SH | SOLE | 578 | 0 | 275 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 310 | 25,240 | SH | SOLE | 25,240 | 0 | 0 | ||
ISHARES TR IWD | ETF | 464287598 | 305 | 2,014 | SH | SOLE | 2,014 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 305 | 3,951 | SH | SOLE | 3,951 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 301 | 4,702 | SH | SOLE | 4,680 | 0 | 22 | ||
VMWARE INC | CL A COM | 928563402 | 301 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TELUS CORPORATION | COM | 87971M103 | 289 | 14,520 | SH | SOLE | 14,520 | 0 | 0 | ||
SPDR SER TR CWB | ETF | 78464A359 | 286 | 3,431 | SH | SOLE | 3,431 | 0 | 0 | ||
ISHARES TR OEF | ETF | 464287101 | 276 | 1,536 | SH | SOLE | 1,519 | 0 | 17 | ||
DOW INC | COM | 260557103 | 270 | 4,230 | SH | SOLE | 3,030 | 0 | 1,200 | ||
ZILLOW GROUP INC | CL A | 98954M101 | 268 | 2,040 | SH | SOLE | 2,040 | 0 | 0 | ||
EATON VANCE TAX MNGED ETB | COM | 27828X100 | 265 | 16,843 | SH | SOLE | 15,934 | 0 | 909 | ||
LOEWS CORP | COM | 540424108 | 263 | 5,119 | SH | SOLE | 5,119 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 257 | 19,545 | SH | SOLE | 19,545 | 0 | 0 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 251 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
ALPS ETF TR SDOG | ETF | 00162Q858 | 241 | 4,673 | SH | SOLE | 4,673 | 0 | 0 | ||
MICROSTRATEGY INC | CL A NEW | 594972408 | 241 | 355 | SH | SOLE | 355 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 234 | 3,329 | SH | SOLE | 3,329 | 0 | 0 | ||
ISHARES TR ISTB | ETF | 46432F859 | 230 | 4,480 | SH | SOLE | 4,439 | 0 | 41 | ||
CISCO SYS INC | COM | 17275R102 | 229 | 4,431 | SH | SOLE | 4,431 | 0 | 0 | ||
KEYCORP | COM | 493267108 | 228 | 11,405 | SH | SOLE | 11,405 | 0 | 0 | ||
CASEYS GEN STORES INC | COM | 147528103 | 227 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 220 | 977 | SH | SOLE | 977 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 213 | 1,603 | SH | SOLE | 1,603 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 210 | 1,145 | SH | SOLE | 1,145 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 209 | 3,102 | SH | SOLE | 3,102 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 206 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ISHARES TR IWB | ETF | 464287622 | 205 | 915 | SH | SOLE | 915 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 201 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 194 | 6,739 | SH | SOLE | 6,739 | 0 | 0 | ||
AMERCO | COM | 023586100 | 181 | 295 | SH | SOLE | 295 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 133 | 650 | SH | SOLE | 650 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 105 | 155 | SH | SOLE | 155 | 0 | 0 | ||
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 74 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
CONFORMIS INC | COM | 20717E101 | 25 | 25,000 | SH | SOLE | 25,000 | 0 | 0 |