The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR IVV | ETF | 464287200 | 30,612 | 103,858 | SH | SOLE | 100,972 | 0 | 2,886 | ||
SPDR S&P 500 ETF TR SPY | ETF | 78462F103 | 29,123 | 99,395 | SH | SOLE | 93,368 | 0 | 6,027 | ||
SPDR S&P MIDCAP 400 ETF TR MDY | ETF | 78467Y107 | 21,453 | 60,500 | SH | SOLE | 57,256 | 0 | 3,244 | ||
ISHARES TR IJR | ETF | 464287804 | 20,104 | 256,816 | SH | SOLE | 239,468 | 0 | 17,348 | ||
INVESCO QQQ TR | ETF | 46090E103 | 17,916 | 95,944 | SH | SOLE | 89,299 | 0 | 6,645 | ||
VISA INC | COM | 92826C839 | 17,008 | 98,003 | SH | SOLE | 92,006 | 0 | 5,997 | ||
MICROSOFT CORP | COM | 594918104 | 11,353 | 84,749 | SH | SOLE | 80,742 | 0 | 4,007 | ||
AMAZON COM INC | COM | 023135106 | 9,581 | 5,059 | SH | SOLE | 4,800 | 0 | 259 | ||
MCDONALDS CORP | COM | 580135101 | 9,506 | 45,775 | SH | SOLE | 43,556 | 0 | 2,219 | ||
ISHARES TR IJH | ETF | 464287507 | 9,375 | 48,261 | SH | SOLE | 46,486 | 0 | 1,775 | ||
FIDELITY TECH FTEC | ETF | 316092808 | 8,988 | 144,314 | SH | SOLE | 139,192 | 0 | 5,122 | ||
ISHARES TR IJJ | ETF | 464287705 | 8,982 | 56,324 | SH | SOLE | 52,650 | 0 | 3,674 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 7,015 | 62,749 | SH | SOLE | 60,190 | 0 | 2,559 | ||
BOEING CO | COM | 097023105 | 6,669 | 18,320 | SH | SOLE | 17,092 | 0 | 1,228 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 6,632 | 27,179 | SH | SOLE | 25,453 | 0 | 1,726 | ||
APPLE INC | COM | 037833100 | 6,336 | 32,014 | SH | SOLE | 30,129 | 0 | 1,885 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 6,322 | 17,392 | SH | SOLE | 16,324 | 0 | 1,068 | ||
SALESFORCE COM INC | COM | 79466L302 | 6,011 | 39,617 | SH | SOLE | 35,999 | 0 | 3,618 | ||
ISHARES TR IJK | ETF | 464287606 | 5,784 | 25,559 | SH | SOLE | 23,039 | 0 | 2,520 | ||
SPDR DOW JONES INDL AVRG ETF DIA | ETF | 78467X109 | 5,329 | 20,047 | SH | SOLE | 17,828 | 0 | 2,219 | ||
ISHARES TR ITOT | ETF | 464287150 | 4,831 | 72,514 | SH | SOLE | 67,870 | 0 | 4,644 | ||
MASTERCARD INC | COM | 57636Q104 | 4,699 | 17,762 | SH | SOLE | 16,458 | 0 | 1,304 | ||
ISHARES INC IEMG | ETF | 46434G103 | 3,600 | 69,989 | SH | SOLE | 65,095 | 0 | 4,894 | ||
ISHARES TR LQD | ETF | 464287242 | 3,225 | 25,929 | SH | SOLE | 25,914 | 0 | 15 | ||
ISHARES TR SHY | ETF | 464287457 | 2,956 | 34,860 | SH | SOLE | 34,441 | 0 | 419 | ||
PEPSICO INC | COM | 713448108 | 2,880 | 21,962 | SH | SOLE | 20,538 | 0 | 1,424 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,603 | 20,912 | SH | SOLE | 19,837 | 0 | 1,075 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 2,320 | 26,454 | SH | SOLE | 25,799 | 0 | 655 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,278 | 29,728 | SH | SOLE | 28,078 | 0 | 1,650 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,177 | 38,100 | SH | SOLE | 36,400 | 0 | 1,700 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,996 | 29,546 | SH | SOLE | 26,632 | 0 | 2,914 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,762 | 12,650 | SH | SOLE | 12,650 | 0 | 0 | ||
ISHARES TR AGG | ETF | 464287226 | 1,686 | 15,144 | SH | SOLE | 14,981 | 0 | 163 | ||
RAYTHEON CO | COM | 755111507 | 1,503 | 8,640 | SH | SOLE | 7,827 | 0 | 813 | ||
ISHARES TR IEFA | ETF | 46432F842 | 1,488 | 24,230 | SH | SOLE | 23,193 | 0 | 1,037 | ||
INVESCO EXCHNG TRADED FD VRP | ETF | 46138G870 | 1,346 | 54,019 | SH | SOLE | 52,872 | 0 | 1,147 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,339 | 12,213 | SH | SOLE | 12,213 | 0 | 0 | ||
VANGUARD INDEX FDS VTI | ETF | 922908769 | 1,312 | 8,743 | SH | SOLE | 7,603 | 0 | 1,140 | ||
WENDYS CO | COM | 95058W100 | 1,285 | 65,625 | SH | SOLE | 62,434 | 0 | 3,191 | ||
PIMCO ETF TR MINT | ETF | 72201R833 | 1,277 | 12,552 | SH | SOLE | 12,552 | 0 | 0 | ||
ALPHABET INC GOOG | CAP STK CL C | 02079K107 | 1,236 | 1,144 | SH | SOLE | 1,050 | 0 | 94 | ||
MERCK & CO INC | COM | 58933Y105 | 1,214 | 14,480 | SH | SOLE | 14,480 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,203 | 35,895 | SH | SOLE | 35,895 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,167 | 20,877 | SH | SOLE | 20,877 | 0 | 0 | ||
VANGUARD BD INDEX FD BND | ETF | 921937835 | 1,149 | 13,831 | SH | SOLE | 13,762 | 0 | 69 | ||
ISHARES TR IEF | ETF | 464287440 | 1,148 | 10,433 | SH | SOLE | 10,408 | 0 | 25 | ||
UNION PACIFIC CORP | COM | 907818108 | 1,135 | 6,711 | SH | SOLE | 6,711 | 0 | 0 | ||
VANGUARD INDEX FDS VOE | ETF | 922908512 | 1,059 | 9,504 | SH | SOLE | 9,128 | 0 | 376 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,035 | 9,045 | SH | SOLE | 8,745 | 0 | 300 | ||
NETFLIX INC | COM | 64110L106 | 966 | 2,631 | SH | SOLE | 2,631 | 0 | 0 | ||
ALPHABET INC GOOGL | CAP STK CL A | 02079K305 | 921 | 851 | SH | SOLE | 723 | 0 | 128 | ||
ABBOTT LABS | COM | 002824100 | 867 | 10,305 | SH | SOLE | 10,305 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 782 | 17,615 | SH | SOLE | 16,315 | 0 | 1,300 | ||
ISHARES TR PFF | ETF | 464288687 | 711 | 19,315 | SH | SOLE | 19,208 | 0 | 107 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 696 | 4,110 | SH | SOLE | 4,110 | 0 | 0 | ||
ISHARES TR IBB | ETF | 464287556 | 695 | 6,368 | SH | SOLE | 6,368 | 0 | 0 | ||
ISHARES TR TIP | ETF | 464287176 | 688 | 5,951 | SH | SOLE | 5,889 | 0 | 62 | ||
GENERAL MLS INC | COM | 370334104 | 659 | 12,534 | SH | SOLE | 12,534 | 0 | 0 | ||
FIDELITY FBND | ETF | 316188309 | 654 | 12,807 | SH | SOLE | 12,807 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 643 | 4,756 | SH | SOLE | 4,756 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 636 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 619 | 14,296 | SH | SOLE | 14,296 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 564 | 3,228 | SH | SOLE | 3,228 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 561 | 4,116 | SH | SOLE | 3,616 | 0 | 500 | ||
ALTRIA GROUP INC | COM | 02209S103 | 544 | 11,480 | SH | SOLE | 11,480 | 0 | 0 | ||
AMERICAN STS WTR CO | COM | 029899101 | 527 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 507 | 2,982 | SH | SOLE | 2,982 | 0 | 0 | ||
ISHARES INC EWH | ETF | 464286871 | 501 | 19,350 | SH | SOLE | 19,350 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 496 | 2,964 | SH | SOLE | 2,964 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 483 | 10,655 | SH | SOLE | 10,655 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 471 | 3,418 | SH | SOLE | 3,418 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 456 | 8,965 | SH | SOLE | 8,865 | 0 | 100 | ||
WALMART INC | COM | 931142103 | 447 | 4,047 | SH | SOLE | 4,047 | 0 | 0 | ||
MORGAN STANLEY | COM | 617446448 | 443 | 10,102 | SH | SOLE | 9,999 | 0 | 103 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 426 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
SPDR INDEX SHS FDS GXC | ETF | 78463X400 | 421 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR | 780259206 | 419 | 6,439 | SH | SOLE | 6,439 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 419 | 7,669 | SH | SOLE | 7,669 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 414 | 2,968 | SH | SOLE | 2,968 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | COM | 911312106 | 407 | 3,937 | SH | SOLE | 3,937 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 400 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
FACEBOOK INC | COM | 30303M102 | 397 | 2,057 | SH | SOLE | 2,057 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 392 | 3,392 | SH | SOLE | 3,392 | 0 | 0 | ||
ARROW FINL CORP | COM | 042744102 | 391 | 11,270 | SH | SOLE | 11,270 | 0 | 0 | ||
INGREDION INC | COM | 457187102 | 390 | 4,725 | SH | SOLE | 4,725 | 0 | 0 | ||
SPDR SERIES TRUST SDY | ETF | 78464A763 | 384 | 3,803 | SH | SOLE | 3,803 | 0 | 0 | ||
ISHARES TR IWF | ETF | 464287614 | 384 | 2,440 | SH | SOLE | 2,440 | 0 | 0 | ||
UNITIL CORP | COM | 913259107 | 375 | 6,253 | SH | SOLE | 6,253 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 363 | 6,637 | SH | SOLE | 6,637 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 337 | 27,490 | SH | SOLE | 27,490 | 0 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 336 | 38,800 | SH | SOLE | 38,800 | 0 | 0 | ||
EATON VANCE TAX MNGED ETB | COM | 27828X100 | 335 | 21,423 | SH | SOLE | 21,423 | 0 | 0 | ||
VANGUARD INDEX FDS VXF | ETF | 922908652 | 334 | 2,814 | SH | SOLE | 2,814 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 318 | 1,128 | SH | SOLE | 1,128 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 317 | 2,438 | SH | SOLE | 2,438 | 0 | 0 | ||
VANGUARD INDEX FDS VUG | ETF | 922908736 | 316 | 1,932 | SH | SOLE | 1,787 | 0 | 145 | ||
INTEL CORP | COM | 458140100 | 315 | 6,585 | SH | SOLE | 6,563 | 0 | 22 | ||
ISHARES TR TLT | ETF | 464287432 | 314 | 2,366 | SH | SOLE | 2,353 | 0 | 13 | ||
ORACLE CORP | COM | 68389X105 | 308 | 5,399 | SH | SOLE | 5,399 | 0 | 0 | ||
MGE ENERGY INC | COM | 55277P104 | 307 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 303 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ISHARES TR | ETF | 464287598 | 294 | 2,312 | SH | SOLE | 2,312 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 294 | 2,650 | SH | SOLE | 1,950 | 0 | 700 | ||
COMCAST CORP NEW | CL A | 20030N101 | 291 | 6,884 | SH | SOLE | 6,884 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 285 | 1,077 | SH | SOLE | 987 | 0 | 90 | ||
KEYCORP NEW | COM | 493267108 | 285 | 16,058 | SH | SOLE | 16,058 | 0 | 0 | ||
TELUS CORP | COM | 87971M103 | 284 | 7,694 | SH | SOLE | 7,694 | 0 | 0 | ||
GUGGENHEIM TAXABLE MUN MNGD | COM | 401664107 | 282 | 11,747 | SH | SOLE | 11,747 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 279 | 3,393 | SH | SOLE | 3,393 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 279 | 3,354 | SH | SOLE | 3,354 | 0 | 0 | ||
ISHARES TR FXI | ETF | 464287184 | 271 | 6,345 | SH | SOLE | 6,345 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 265 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISHARES TR ISTB | ETF | 46432F859 | 264 | 5,241 | SH | SOLE | 5,200 | 0 | 41 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 263 | 1,815 | SH | SOLE | 1,815 | 0 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 261 | 8,363 | SH | SOLE | 8,363 | 0 | 0 | ||
VANGUARD INDEX FDS VO | ETF | 922908629 | 257 | 1,537 | SH | SOLE | 1,443 | 0 | 94 | ||
ALPS ETF TR SDOG | ETF | 00162Q858 | 247 | 5,683 | SH | SOLE | 5,683 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 244 | 4,613 | SH | SOLE | 4,613 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 237 | 7,650 | SH | SOLE | 7,650 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 234 | 1,142 | SH | SOLE | 1,142 | 0 | 0 | ||
VANGUARD INDEX FDS VOO | ETF | 922908363 | 230 | 853 | SH | SOLE | 578 | 0 | 275 | ||
SANOFI | SPONSORED ADR | 80105N105 | 229 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM | 26441C204 | 221 | 2,502 | SH | SOLE | 2,502 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX VWO | ETF | 922042858 | 219 | 5,171 | SH | SOLE | 3,404 | 0 | 1,767 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 217 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 217 | 20,578 | SH | SOLE | 20,578 | 0 | 0 | ||
DIAGEO P L C | SPON ADR | 25243Q205 | 215 | 1,248 | SH | SOLE | 1,248 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 215 | 1,364 | SH | SOLE | 1,364 | 0 | 0 | ||
ISHARES TR OEF | ETF | 464287101 | 207 | 1,599 | SH | SOLE | 1,593 | 0 | 6 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 206 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 202 | 969 | SH | SOLE | 969 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT NRK | COM | 670656107 | 182 | 13,934 | SH | SOLE | 13,934 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 173 | 12,549 | SH | SOLE | 8,366 | 0 | 4,183 | ||
TRUSTCO BK CORP N Y | COM | 898349105 | 172 | 21,675 | SH | SOLE | 21,675 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 48 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CONFORMIS INC | COM | 20717E101 | 44 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |