0000899243-23-020412.txt : 20231116 0000899243-23-020412.hdr.sgml : 20231116 20231116205510 ACCESSION NUMBER: 0000899243-23-020412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bracebridge Capital, LLC CENTRAL INDEX KEY: 0001426486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 231416205 BUSINESS ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: SUITE 1500 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-497-3500 MAIL ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: SUITE 1500 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olifant Luxco S.a r.l. CENTRAL INDEX KEY: 0001934071 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 231416202 BUSINESS ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 BUSINESS PHONE: 352 26 00 21 351 MAIL ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FYI S.a r.l. CENTRAL INDEX KEY: 0001934080 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 231416203 BUSINESS ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 BUSINESS PHONE: 352 26 00 21 351 MAIL ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FFI III S.a r.l. CENTRAL INDEX KEY: 0001934078 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 231416204 BUSINESS ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 BUSINESS PHONE: 352 26 00 21 351 MAIL ADDRESS: STREET 1: 19, RUE DE BITBOURG CITY: LUXEMBOURG STATE: N4 ZIP: L-1273 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mallinckrodt plc CENTRAL INDEX KEY: 0001567892 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981088325 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: COLLEGE BUSINESS & TECHNOLOGY PARK STREET 2: CRUISERATH, BLANCHARDSTOWN CITY: DUBLIN 15 STATE: L2 ZIP: D15 BUSINESS PHONE: 353 1 6960000 MAIL ADDRESS: STREET 1: COLLEGE BUSINESS & TECHNOLOGY PARK STREET 2: CRUISERATH, BLANCHARDSTOWN CITY: DUBLIN 15 STATE: L2 ZIP: D15 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-14 1 0001567892 Mallinckrodt plc MNKTQ 0001426486 Bracebridge Capital, LLC 888 BOYLSTON STREET, 15TH FLOOR BOSTON MA 02199 0 0 1 0 0001934078 FFI III S.a r.l. C/O BRACEBRIDGE CAPITAL, LLC 888 BOYLSTON STREET, 15TH FLOOR BOSTON MA 02199 0 0 1 0 0001934080 FYI S.a r.l. C/O BRACEBRIDGE CAPITAL, LLC 888 BOYLSTON STREET, 15TH FLOOR BOSTON MA 02199 0 0 1 0 0001934071 Olifant Luxco S.a r.l. C/O BRACEBRIDGE CAPITAL, LLC 888 BOYLSTON STREET, 15TH FLOOR BOSTON MA 02199 0 0 1 0 0 Old Common Stock 2023-11-14 4 J 0 2033257 D 0 I See Footnote New Common Stock 2023-11-14 4 J 0 1093857 A 1093857 I See Footnotes Represents ordinary shares of Mallinckrodt plc cancelled, along with all rights attaching or relating thereto, on November 14, 2023 (the "Effective Date") in connection with Mallinckrodt plc's emergence from Chapter 11 and Irish examinership proceedings on the Effective Date (the "Old Common Stock"). Represents new ordinary shares (the "New Common Stock") of Mallinckrodt plc issued on the Effective Date to holders of the Company's first lien and second lien debt, including the Bracebridge Funds (as defined below) in connection with Mallinckrodt plc's emergence from Chapter 11 and Irish examinership proceedings on the Effective Date. 1,093,857 of the total reported New Common Stock are owned directly as follows: (i) 788,532 shares of New Common Stock are owned directly by FFI III S.a r.l. ("FFI"), (ii) 153,136 shares of New Common Stock are owned directly by FYI S.a r.l. ("FYI"), and (iii) 152,189 shares of New Common Stock are owned directly by Olifant Luxco S.a r.l. (together with FFI and FYI, the "Bracebridge Funds"). Bracebridge Capital, LLC (the "Investment Manager") is the investment manager of each of the Bracebridge Funds, and has the authority to vote and dispose of all the shares of New Common Stock reflected herein. Each of the Bracebridge Funds and the Investment Manager disclaims beneficial ownership of the shares of New Common Stock except to the extent of any pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the shares of New Common Stock reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. On November 8, 2023, the Bracebridge Funds reached an agreement with a third party which will result in the Bracebridge Funds disposing of approximately 355,448 shares of the total reported New Common Stock in following amounts: (i) 255,922 shares of New Common Stock will be disposed of by FFI, (ii) 49,763 shares of New Common Stock will be disposed of by FYI, and (iii) 49,763 shares of New Common Stock will be disposed of by Olifant Luxco S.a r.l. Each of the Bracebridge Funds and the Investment Manager disclaim beneficial ownership of such shares of New Common Stock except to the extent of their pecuniary interest therein. /s/ Bracebridge Capital, LLC, By John N. Spinney, Jr., Authorized Representative 2023-11-16 /s/ FFI III S.a r.l., By John N. Spinney, Jr., Authorized Representative 2023-11-16 /s/ FYI S.a r.l., Ltd., By John N. Spinney, Jr., Authorized Representative 2023-11-16 /s/ Olifant Luxco S.a r.l., By John N. Spinney, Jr., Authorized Representative 2023-11-16