Compliance Administrator

0000909012-14-000319.txt : 20140811 0000909012-14-000319.hdr.sgml : 20140811 20140808095749 ACCESSION NUMBER: 0000909012-14-000319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140808 DATE AS OF CHANGE: 20140808 EFFECTIVENESS DATE: 20140808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 141025886 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567784 XXXXXXXX 06-30-2014 06-30-2014 Carroll Financial Associates, Inc.

4201 CONGRESS STREET, SUITE 210 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-15116 N Dennis C. Adams Compliance Administrator 704 553 8006 /s/ DENNIS C. ADAMS Charlotte NC 08-07-2014 0 976 357486 false INFORMATION TABLE 2 aci_13f.xml ABB LTD SPONSORED ADR 000375204 2 87 SH SOLE 0 0 0 ACCO BRANDS CORP COM 00081T108 0 16 SH SOLE 0 0 0 AFLAC INC COM 001055102 437 7021 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 61 3230 SH SOLE 0 0 0 AMC NETWORKS INC CL A 00164V103 2 27 SH SOLE 0 0 0 AOL INC COM 00184X105 0 4 SH SOLE 0 0 0 AT&T INC COM 00206R102 1128 31904 SH SOLE 0 0 0 AARONS INC COM PAR $0.50 002535300 96 2700 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 59 1432 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 59 1042 SH SOLE 0 0 0 ABERCROMBIE & FITCH CO CL A 002896207 52 1204 SH SOLE 0 0 0 ACUITY BRANDS INC COM 00508Y102 14 100 SH SOLE 0 0 0 ADEPT TECHNOLOGY INC COM NEW 006854202 14 1300 SH SOLE 0 0 0 ADOBE SYS INC COM 00724F101 45 622 SH SOLE 0 0 0 AEGON N V NY REGISTRY SH 007924103 24 2766 SH SOLE 0 0 0 AETNA INC NEW COM 00817Y108 21 258 SH SOLE 0 0 0 AFFILIATED MANAGERS GROUP COM 008252108 13 65 SH SOLE 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 9 152 SH SOLE 0 0 0 AIR LEASE CORP CL A 00912X302 10 250 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM 009158106 3 27 SH SOLE 0 0 0 AIRGAS INC COM 009363102 8 76 SH SOLE 0 0 0 ALCOA INC COM 013817101 3 170 SH SOLE 0 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 5 1398 SH SOLE 0 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 0 5 SH SOLE 0 0 0 ALLEGHANY CORP DEL COM 017175100 4 8 SH SOLE 0 0 0 ALLERGAN INC COM 018490102 48 283 SH SOLE 0 0 0 ALLIANCEBERNSTEIN INCOME FUNCOM 01881E101 1 108 SH SOLE 0 0 0 ALLSTATE CORP COM 020002101 108 1834 SH SOLE 0 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 11 1000 SH SOLE 0 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 2 250 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 613 14606 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 37 113 SH SOLE 0 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 146 7022 SH SOLE 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 4 103 SH SOLE 0 0 0 AMERICAN CAP LTD COM 02503Y103 5 333 SH SOLE 0 0 0 AMERICAN ELEC PWR INC COM 025537101 131 2345 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 325 3431 SH SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 6 222 SH SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 63 1149 SH SOLE 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 291 3235 SH SOLE 0 0 0 AMERISOURCEBERGEN CORP COM 03073E105 66 906 SH SOLE 0 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 107 2350 SH SOLE 0 0 0 AMGEN INC COM 031162100 475 4017 SH SOLE 0 0 0 AMPHENOL CORP NEW CL A 032095101 22 230 SH SOLE 0 0 0 AMTRUST FINL SVCS INC COM 032359309 30 726 SH SOLE 0 0 0 ANADARKO PETE CORP COM 032511107 255 2325 SH SOLE 0 0 0 ANALOG DEVICES INC COM 032654105 4 67 SH SOLE 0 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 4 220 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 78 6825 SH SOLE 0 0 0 ANSYS INC COM 03662Q105 11 140 SH SOLE 0 0 0 APACHE CORP COM 037411105 117 1158 SH SOLE 0 0 0 APPLE INC COM 037833100 9902 106555 SH SOLE 0 0 0 APPLIED MATLS INC COM 038222105 2910 129027 SH SOLE 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 145 3278 SH SOLE 0 0 0 ARES CAP CORP COM 04010L103 1047 58600 SH SOLE 0 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 3 73 SH SOLE 0 0 0 ASCENA RETAIL GROUP INC COM 04351G101 0 6 SH SOLE 0 0 0 ASCENT CAP GROUP INC COM SER A 043632108 1 10 SH SOLE 0 0 0 ASHLAND INC NEW COM 044209104 11 97 SH SOLE 0 0 0 ASSURANT INC COM 04621X108 1 22 SH SOLE 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 45 606 SH SOLE 0 0 0 ATHENAHEALTH INC COM 04685W103 3 27 SH SOLE 0 0 0 ATMOS ENERGY CORP COM 049560105 9 174 SH SOLE 0 0 0 AUGUSTA RES CORP COM NEW 050912203 0 100 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2538 32018 SH SOLE 0 0 0 AVIAT NETWORKS INC COM 05366Y102 0 22 SH SOLE 0 0 0 AVIS BUDGET GROUP COM 053774105 4 70 SH SOLE 0 0 0 AVIVA PLC ADR 05382A104 5 300 SH SOLE 0 0 0 AVON PRODS INC COM 054303102 25 1717 SH SOLE 0 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 1 342 SH SOLE 0 0 0 BB&T CORP COM 054937107 2801 71025 SH SOLE 0 0 0 BCE INC COM NEW 05534B760 4 92 SH SOLE 0 0 0 BGC PARTNERS INC CL A 05541T101 43 5753 SH SOLE 0 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 9 131 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 51 960 SH SOLE 0 0 0 BNC BANCORP COM 05566T101 414 24234 SH SOLE 0 0 0 BAIDU INC SPON ADR REP A 056752108 37 200 SH SOLE 0 0 0 BAKER HUGHES INC COM 057224107 1209 16234 SH SOLE 0 0 0 BALLARD PWR SYS INC NEW COM 058586108 2 600 SH SOLE 0 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 7 556 SH SOLE 0 0 0 BANCO SANTANDER SA ADR 05964H105 14 1386 SH SOLE 0 0 0 BANCROFT FUND LTD COM 059695106 44 2169 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION COM 060505104 1565 101854 SH SOLE 0 0 0 BANK MONTREAL QUE COM 063671101 32 435 SH SOLE 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 2274 60662 SH SOLE 0 0 0 BANK N S HALIFAX COM 064149107 23 350 SH SOLE 0 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 12 314 SH SOLE 0 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 2 60 SH SOLE 0 0 0 BARCLAYS PLC ADR 06738E204 5 327 SH SOLE 0 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 150 5800 SH SOLE 0 0 0 BARRICK GOLD CORP COM 067901108 7 356 SH SOLE 0 0 0 BAXTER INTL INC COM 071813109 847 11717 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 505 4272 SH SOLE 0 0 0 BED BATH & BEYOND INC COM 075896100 22 375 SH SOLE 0 0 0 BELDEN INC COM 077454106 2 28 SH SOLE 0 0 0 BEMIS INC COM 081437105 110 2700 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8812 69628 SH SOLE 0 0 0 BEST BUY INC COM 086516101 1 43 SH SOLE 0 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 29 426 SH SOLE 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3 45 SH SOLE 0 0 0 BIOGEN IDEC INC COM 09062X103 73 231 SH SOLE 0 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 0 13 SH SOLE 0 0 0 BLACK DIAMOND INC COM 09202G101 0 25 SH SOLE 0 0 0 BLACKBAUD INC COM 09227Q100 4 100 SH SOLE 0 0 0 BLACKBERRY LTD COM 09228F103 0 15 SH SOLE 0 0 0 BLACKHAWK NETWORK HLDGS INC CL B 09238E203 0 1 SH SOLE 0 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 0 16 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 22 70 SH SOLE 0 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 26 1816 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 167 5000 SH SOLE 0 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 2 161 SH SOLE 0 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 55 1850 SH SOLE 0 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 23 600 SH SOLE 0 0 0 BLOCK H & R INC COM 093671105 11 318 SH SOLE 0 0 0 BLUCORA INC COM 095229100 0 10 SH SOLE 0 0 0 BOEING CO COM 097023105 423 3321 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 517 10650 SH SOLE 0 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 5 46 SH SOLE 0 0 0 BROADCOM CORP CL A 111320107 17 447 SH SOLE 0 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 4 100 SH SOLE 0 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1 125 SH SOLE 0 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 66 800 SH SOLE 0 0 0 BUFFALO WILD WINGS INC COM 119848109 2 10 SH SOLE 0 0 0 CBS CORP NEW CL B 124857202 64 1033 SH SOLE 0 0 0 CBRE GROUP INC CL A 12504L109 5 150 SH SOLE 0 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5 73 SH SOLE 0 0 0 CIT GROUP INC COM NEW 125581801 18 390 SH SOLE 0 0 0 CLECO CORP NEW COM 12561W105 106 1800 SH SOLE 0 0 0 CME GROUP INC COM 12572Q105 9 122 SH SOLE 0 0 0 CNOOC LTD SPONSORED ADR 126132109 4 20 SH SOLE 0 0 0 CSX CORP COM 126408103 1476 47916 SH SOLE 0 0 0 CVS CAREMARK CORPORATION COM 126650100 418 5541 SH SOLE 0 0 0 CA INC COM 12673P105 5 180 SH SOLE 0 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2 110 SH SOLE 0 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 0 10 SH SOLE 0 0 0 CACI INTL INC CL A 127190304 0 4 SH SOLE 0 0 0 CAL MAINE FOODS INC COM NEW 128030202 3 40 SH SOLE 0 0 0 CAMECO CORP COM 13321L108 2 112 SH SOLE 0 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 6 85 SH SOLE 0 0 0 CAMPBELL SOUP CO COM 134429109 11 243 SH SOLE 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 24 260 SH SOLE 0 0 0 CANADIAN NATL RY CO COM 136375102 26 400 SH SOLE 0 0 0 CANADIAN NAT RES LTD COM 136385101 12 252 SH SOLE 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 57 692 SH SOLE 0 0 0 CAPITALA FIN CORP COM 14054R106 827 43770 SH SOLE 0 0 0 CARDINAL HEALTH INC COM 14149Y108 4 57 SH SOLE 0 0 0 CAREFUSION CORP COM 14170T101 43 959 SH SOLE 0 0 0 CARNIVAL CORP PAIRED CTF 143658300 11 300 SH SOLE 0 0 0 CARNIVAL PLC ADR 14365C103 3 90 SH SOLE 0 0 0 CAROLINA TR BK LINCOLNTON NC COM 144200102 37 7500 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 140 1291 SH SOLE 0 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 8 562 SH SOLE 0 0 0 CATO CORP NEW CL A 149205106 85 2763 SH SOLE 0 0 0 CELANESE CORP DEL COM SER A 150870103 2 30 SH SOLE 0 0 0 CELGENE CORP COM 151020104 23 264 SH SOLE 0 0 0 CELSION CORPORATION COM PAR $0.01 15117N404 2 563 SH SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 6 247 SH SOLE 0 0 0 CENTURYLINK INC COM 156700106 378 10441 SH SOLE 0 0 0 CERNER CORP COM 156782104 5 96 SH SOLE 0 0 0 CHAMBERS STR PPTYS COM 157842105 2689 334471 SH SOLE 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 6 200 SH SOLE 0 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 2 2000 PRN SOLE 0 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 3 3000 PRN SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 1895 14516 SH SOLE 0 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 4 57 SH SOLE 0 0 0 CHICOS FAS INC COM 168615102 1 70 SH SOLE 0 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 10 196 SH SOLE 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 14 23 SH SOLE 0 0 0 CHUBB CORP COM 171232101 93 1010 SH SOLE 0 0 0 CHYRONHEGO CORP COM 171607104 0 50 SH SOLE 0 0 0 CINCINNATI FINL CORP COM 172062101 16 341 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 1928 77600 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 166 3517 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 2412 87870 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 50 1800 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 31 1150 SH SOLE 0 0 0 CLEAN HARBORS INC COM 184496107 10 150 SH SOLE 0 0 0 CLOROX CO DEL COM 189054109 322 3526 SH SOLE 0 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 4 270 SH SOLE 0 0 0 COACH INC COM 189754104 19 560 SH SOLE 0 0 0 COCA COLA BOTTLING CO CONS COM 191098102 48 651 SH SOLE 0 0 0 COCA COLA CO COM 191216100 3725 87932 SH SOLE 0 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 13 274 SH SOLE 0 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 31 644 SH SOLE 0 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 18 1000 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 35 511 SH SOLE 0 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 357 13730 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 136 2535 SH SOLE 0 0 0 COMCAST CORP NEW CL A SPL 20030N200 9 160 SH SOLE 0 0 0 COMMUNITYONE BANCORP COM 20416Q108 1 114 SH SOLE 0 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 0 12 SH SOLE 0 0 0 COMPASS MINERALS INTL INC COM 20451N101 10 100 SH SOLE 0 0 0 CONAGRA FOODS INC COM 205887102 21 710 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 1274 14858 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 162 2813 SH SOLE 0 0 0 CONSTELLATION BRANDS INC CL A 21036P108 9 100 SH SOLE 0 0 0 CORELOGIC INC COM 21871D103 24 800 SH SOLE 0 0 0 CORNING INC COM 219350105 69 3131 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 132 1143 SH SOLE 0 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 4 962 SH SOLE 0 0 0 CREE INC COM 225447101 1 21 SH SOLE 0 0 0 CROWN CASTLE INTL CORP COM 228227104 43 580 SH SOLE 0 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 12 125 SH SOLE 0 0 0 CYTEC INDS INC COM 232820100 1 12 SH SOLE 0 0 0 DNP SELECT INCOME FD COM 23325P104 40 3849 SH SOLE 0 0 0 DANAHER CORP DEL COM 235851102 28 350 SH SOLE 0 0 0 DARDEN RESTAURANTS INC COM 237194105 5 100 SH SOLE 0 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 4 52 SH SOLE 0 0 0 DEERE & CO COM 244199105 96 1059 SH SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 8 218 SH SOLE 0 0 0 DEVON ENERGY CORP NEW COM 25179M103 29 360 SH SOLE 0 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 130 1018 SH SOLE 0 0 0 DIEBOLD INC COM 253651103 60 1500 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 705 8219 SH SOLE 0 0 0 DISCOVER FINL SVCS COM 254709108 29 464 SH SOLE 0 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 13 173 SH SOLE 0 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 13 173 SH SOLE 0 0 0 DIRECTV COM 25490A309 62 734 SH SOLE 0 0 0 DOLLAR TREE INC COM 256746108 216 3970 SH SOLE 0 0 0 DOMINION RES INC VA NEW COM 25746U109 340 4755 SH SOLE 0 0 0 DOVER CORP COM 260003108 24 268 SH SOLE 0 0 0 DOW CHEM CO COM 260543103 7707 149761 SH SOLE 0 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 70 1200 SH SOLE 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 618 9438 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3605 48598 SH SOLE 0 0 0 EGA EMERGING GLOBAL SHS TR BLUE CHIP ETF 268461365 163 7900 SH SOLE 0 0 0 EGA EMERGING GLOBAL SHS TR EGSHS E MKTS DIV 268461456 23 1100 SH SOLE 0 0 0 EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 268461639 1765 80550 SH SOLE 0 0 0 E M C CORP MASS COM 268648102 119 4521 SH SOLE 0 0 0 ENI S P A SPONSORED ADR 26874R108 2 40 SH SOLE 0 0 0 EOG RES INC COM 26875P101 10 84 SH SOLE 0 0 0 ETFS SILVER TR SILVER SHS 26922X107 250 12000 SH SOLE 0 0 0 ETFS GOLD TR SHS 26922Y105 267 2050 SH SOLE 0 0 0 EARTHLINK HLDGS CORP COM 27033X101 0 100 SH SOLE 0 0 0 EAST WEST BANCORP INC COM 27579R104 0 4 SH SOLE 0 0 0 EASTMAN CHEM CO COM 277432100 64 730 SH SOLE 0 0 0 EATON VANCE CORP COM NON VTG 278265103 567 15000 SH SOLE 0 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 0 9 SH SOLE 0 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 3 217 SH SOLE 0 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 175 11860 SH SOLE 0 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 12 950 SH SOLE 0 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 531 46000 SH SOLE 0 0 0 EBAY INC COM 278642103 77 1534 SH SOLE 0 0 0 EDGEWATER TECHNOLOGY INC COM 280358102 1 100 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 35 409 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 14 377 SH SOLE 0 0 0 EMERSON ELEC CO COM 291011104 292 4397 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 2 33 SH SOLE 0 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 20 340 SH SOLE 0 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 200 3400 SH SOLE 0 0 0 ENTERGY CORP NEW COM 29364G103 9 114 SH SOLE 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 734 9376 SH SOLE 0 0 0 EQUINIX INC COM NEW 29444U502 8 40 SH SOLE 0 0 0 ERICSSON ADR B SEK 10 294821608 0 25 SH SOLE 0 0 0 ESSEX PPTY TR INC COM 297178105 7 38 SH SOLE 0 0 0 DELHAIZE GROUP SPONSORED ADR 29759W101 21 1252 SH SOLE 0 0 0 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 153 6250 SH SOLE 0 0 0 EXELON CORP COM 30161N101 29 800 SH SOLE 0 0 0 EXELIS INC COM 30162A108 3 200 SH SOLE 0 0 0 EXPEDIA INC DEL COM NEW 30212P303 20 257 SH SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 149 2148 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 17417 172994 SH SOLE 0 0 0 FEI CO COM 30241L109 1 14 SH SOLE 0 0 0 F M C CORP COM NEW 302491303 75 1057 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 41 644 SH SOLE 0 0 0 FASTENAL CO COM 311900104 34 693 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 50 327 SH SOLE 0 0 0 FELCOR LODGING TR INC COM 31430F101 0 21 SH SOLE 0 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 15 270 SH SOLE 0 0 0 FIDUS INVT CORP COM 316500107 138 6710 SH SOLE 0 0 0 FIFTH THIRD BANCORP COM 316773100 292 13666 SH SOLE 0 0 0 FIFTH STREET FINANCE CORP COM 31678A103 3269 332600 SH SOLE 0 0 0 FINISAR CORP COM NEW 31787A507 0 2 SH SOLE 0 0 0 FINISH LINE INC CL A 317923100 1 25 SH SOLE 0 0 0 FIRST AMERN FINL CORP COM 31847R102 25 900 SH SOLE 0 0 0 FIRST COMWLTH FINL CORP PA COM 319829107 8 875 SH SOLE 0 0 0 FIRST HORIZON NATL CORP COM 320517105 67 5646 SH SOLE 0 0 0 FIRSTMERIT CORP COM 337915102 0 24 SH SOLE 0 0 0 FIRSTENERGY CORP COM 337932107 3 100 SH SOLE 0 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 16 800 SH SOLE 0 0 0 FLUOR CORP NEW COM 343412102 15 195 SH SOLE 0 0 0 FLOWSERVE CORP COM 34354P105 11 150 SH SOLE 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 179 10359 SH SOLE 0 0 0 FOREST LABS INC COM 345838106 31 310 SH SOLE 0 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 5 128 SH SOLE 0 0 0 FRANKLIN RES INC COM 354613101 66 1134 SH SOLE 0 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1451 39743 SH SOLE 0 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 30 5177 SH SOLE 0 0 0 FUELCELL ENERGY INC COM 35952H106 0 100 SH SOLE 0 0 0 FUSION-IO INC COM 36112J107 0 30 SH SOLE 0 0 0 GNC HLDGS INC COM CL A 36191G107 2 70 SH SOLE 0 0 0 GALLAGHER ARTHUR J & CO COM 363576109 4 82 SH SOLE 0 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 2 200 SH SOLE 0 0 0 GAMESTOP CORP NEW CL A 36467W109 2 52 SH SOLE 0 0 0 GANNETT INC COM 364730101 20 650 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM 369550108 5 46 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 7636 290563 SH SOLE 0 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 12 517 SH SOLE 0 0 0 GENERAL MLS INC COM 370334104 74 1408 SH SOLE 0 0 0 GENERAL MTRS CO COM 37045V100 12 336 SH SOLE 0 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 3 120 SH SOLE 0 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 2 120 SH SOLE 0 0 0 GENESCO INC COM 371532102 6 75 SH SOLE 0 0 0 GENESEE & WYO INC CL A 371559105 3 30 SH SOLE 0 0 0 GENUINE PARTS CO COM 372460105 178 2027 SH SOLE 0 0 0 GENWORTH FINL INC COM CL A 37247D106 13 745 SH SOLE 0 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 4 75 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 259 3126 SH SOLE 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 153 2863 SH SOLE 0 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 0 109 SH SOLE 0 0 0 GOLDCORP INC NEW COM 380956409 68 2434 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 84 500 SH SOLE 0 0 0 GOLUB CAP BDC INC COM 38173M102 211 11900 SH SOLE 0 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 0 655 SH SOLE 0 0 0 GOOGLE INC CL A 38259P508 155 265 SH SOLE 0 0 0 GOOGLE INC CL C 38259P706 146 253 SH SOLE 0 0 0 GRAFTECH INTL LTD COM 384313102 8 750 SH SOLE 0 0 0 GRAINGER W W INC COM 384802104 16 63 SH SOLE 0 0 0 GRAMERCY PPTY TR INC COM 38489R100 0 73 SH SOLE 0 0 0 GREAT PLAINS ENERGY INC COM 391164100 1 34 SH SOLE 0 0 0 GRUMA SAB DE CV SPON ADR CL B 400131306 144 3000 SH SOLE 0 0 0 HCP INC COM 40414L109 25 616 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 5 90 SH SOLE 0 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 37 1450 SH SOLE 0 0 0 HSN INC COM 404303109 1 14 SH SOLE 0 0 0 HALLIBURTON CO COM 406216101 128 1797 SH SOLE 0 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 10 1000 SH SOLE 0 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 11 455 SH SOLE 0 0 0 HANESBRANDS INC COM 410345102 38 385 SH SOLE 0 0 0 HARLEY DAVIDSON INC COM 412822108 36 519 SH SOLE 0 0 0 HARMAN INTL INDS INC COM 413086109 3 26 SH SOLE 0 0 0 HARSCO CORP COM 415864107 16 598 SH SOLE 0 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 173 4823 SH SOLE 0 0 0 HASBRO INC COM 418056107 13 250 SH SOLE 0 0 0 HATTERAS FINL CORP COM 41902R103 6053 305550 SH SOLE 0 0 0 HEALTHCARE RLTY TR COM 421946104 14 550 SH SOLE 0 0 0 HEALTH CARE REIT INC COM 42217K106 31 492 SH SOLE 0 0 0 HEALTH NET INC COM 42222G108 7 165 SH SOLE 0 0 0 HECLA MNG CO COM 422704106 2 509 SH SOLE 0 0 0 HERSHEY CO COM 427866108 116 1190 SH SOLE 0 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 4 146 SH SOLE 0 0 0 HESS CORP COM 42809H107 32 323 SH SOLE 0 0 0 HEWLETT PACKARD CO COM 428236103 101 2984 SH SOLE 0 0 0 HIGHWOODS PPTYS INC COM 431284108 4 100 SH SOLE 0 0 0 HILLENBRAND INC COM 431571108 12 376 SH SOLE 0 0 0 HILLSHIRE BRANDS CO COM 432589109 38 616 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 718 8873 SH SOLE 0 0 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 7 200 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 190 2045 SH SOLE 0 0 0 HORMEL FOODS CORP COM 440452100 1585 32114 SH SOLE 0 0 0 HORIZON PHARMA INC COM 44047T109 11 700 SH SOLE 0 0 0 HOSPIRA INC COM 441060100 1 20 SH SOLE 0 0 0 HOST HOTELS & RESORTS INC COM 44107P104 2 101 SH SOLE 0 0 0 HOWARD HUGHES CORP COM 44267D107 8 49 SH SOLE 0 0 0 HUMANA INC COM 444859102 26 200 SH SOLE 0 0 0 HUNTINGTON BANCSHARES INC COM 446150104 33 3434 SH SOLE 0 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2 17 SH SOLE 0 0 0 HYDROGENICS CORP NEW COM NEW 448883207 0 4 SH SOLE 0 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 9 135 SH SOLE 0 0 0 ICG GROUP INC COM 44928D108 0 1 SH SOLE 0 0 0 IGI LABS INC COM 449575109 60 11250 SH SOLE 0 0 0 ITT CORP NEW COM NEW 450911201 46 950 SH SOLE 0 0 0 ICICI BK LTD ADR 45104G104 4 72 SH SOLE 0 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 1 8 SH SOLE 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 54 620 SH SOLE 0 0 0 IMMUNOGEN INC COM 45253H101 6 500 SH SOLE 0 0 0 IMPERIAL OIL LTD COM NEW 453038408 5 90 SH SOLE 0 0 0 INDEXIQ ETF TR US RL EST SMCP 45409B628 161 6100 SH SOLE 0 0 0 INFORMATICA CORP COM 45666Q102 4 100 SH SOLE 0 0 0 ING GROEP N V SPONSORED ADR 456837103 45 3176 SH SOLE 0 0 0 INGLES MKTS INC CL A 457030104 3 100 SH SOLE 0 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 1 14 SH SOLE 0 0 0 INTEL CORP COM 458140100 467 15107 SH SOLE 0 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 6 5000 PRN SOLE 0 0 0 INTELIQUENT INC COM 45825N107 0 30 SH SOLE 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 30 157 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1401 7731 SH SOLE 0 0 0 INTL PAPER CO COM 460146103 8 150 SH SOLE 0 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 9 260 SH SOLE 0 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 3 115 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 21 50 SH SOLE 0 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 23 1829 SH SOLE 0 0 0 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 133 11700 SH SOLE 0 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 15 1000 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 3 200 SH SOLE 0 0 0 ISHARES MSCI AUST ETF 464286103 37 1403 SH SOLE 0 0 0 ISHARES EM MK MINVOL ETF 464286533 1354 22540 SH SOLE 0 0 0 ISHARES MSCI CH CAP ETF 464286640 15 335 SH SOLE 0 0 0 ISHARES MSCI PAC JP ETF 464286665 15 300 SH SOLE 0 0 0 ISHARES SELECT DIVID ETF 464287168 537 6977 SH SOLE 0 0 0 ISHARES CORE S&P500 ETF 464287200 2389 12129 SH SOLE 0 0 0 ISHARES MSCI EMG MKT ETF 464287234 32 749 SH SOLE 0 0 0 ISHARES IBOXX INV CP ETF 464287242 8 65 SH SOLE 0 0 0 ISHARES GLOBAL TECH ETF 464287291 18 200 SH SOLE 0 0 0 ISHARES S&P 500 GRWT ETF 464287309 54 516 SH SOLE 0 0 0 ISHARES GLOB HLTHCRE ETF 464287325 19 203 SH SOLE 0 0 0 ISHARES GLOBAL ENERG ETF 464287341 29 600 SH SOLE 0 0 0 ISHARES LATN AMER 40 ETF 464287390 2 65 SH SOLE 0 0 0 ISHARES S&P 500 VAL ETF 464287408 121 1338 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF 464287465 13 190 SH SOLE 0 0 0 ISHARES RUS MDCP VAL ETF 464287473 20 280 SH SOLE 0 0 0 ISHARES RUS MD CP GR ETF 464287481 117 1305 SH SOLE 0 0 0 ISHARES RUS MID-CAP ETF 464287499 23 144 SH SOLE 0 0 0 ISHARES CORE S&P MCP ETF 464287507 763 5332 SH SOLE 0 0 0 ISHARES NASDQ BIOTEC ETF 464287556 246 956 SH SOLE 0 0 0 ISHARES COHEN&STEER REIT 464287564 3 40 SH SOLE 0 0 0 ISHARES GLOBAL 100 ETF 464287572 3892 49428 SH SOLE 0 0 0 ISHARES RUS 1000 VAL ETF 464287598 107 1052 SH SOLE 0 0 0 ISHARES S&P MC 400GR ETF 464287606 29 183 SH SOLE 0 0 0 ISHARES RUS 1000 GRW ETF 464287614 369 4057 SH SOLE 0 0 0 ISHARES RUS 2000 VAL ETF 464287630 85 825 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF 464287655 28 238 SH SOLE 0 0 0 ISHARES U.S. TECH ETF 464287721 232 2394 SH SOLE 0 0 0 ISHARES U.S. REAL ES ETF 464287739 14 190 SH SOLE 0 0 0 ISHARES U.S. ENERGY ETF 464287796 7 122 SH SOLE 0 0 0 ISHARES CORE S&P SCP ETF 464287804 67 600 SH SOLE 0 0 0 ISHARES U.S. BAS MTL ETF 464287838 14 165 SH SOLE 0 0 0 ISHARES EUROPE ETF 464287861 501 10325 SH SOLE 0 0 0 ISHARES MSCI AC ASIA ETF 464288182 8 135 SH SOLE 0 0 0 ISHARES MSCI ACWI ETF 464288257 199 3305 SH SOLE 0 0 0 ISHARES JP MOR EM MK ETF 464288281 0 4 SH SOLE 0 0 0 ISHARES NAT AMT FREE BD 464288414 101 929 SH SOLE 0 0 0 ISHARES NORT AME RE ETF 464288455 13 238 SH SOLE 0 0 0 ISHARES INTL DEV RE ETF 464288489 161 5000 SH SOLE 0 0 0 ISHARES IBOXX HI YD ETF 464288513 6 65 SH SOLE 0 0 0 ISHARES MBS ETF 464288588 14 129 SH SOLE 0 0 0 ISHARES 1-3 YR CR BD ETF 464288646 10 95 SH SOLE 0 0 0 ISHARES U.S. PFD STK ETF 464288687 72 1800 SH SOLE 0 0 0 ISHARES GLOB UTILITS ETF 464288711 56 1111 SH SOLE 0 0 0 ISHARES GLB CNSM STP ETF 464288737 20 220 SH SOLE 0 0 0 ISHARES US HOME CONS ETF 464288752 19 775 SH SOLE 0 0 0 ISHARES US REGNL BKS ETF 464288778 176 5070 SH SOLE 0 0 0 ISHARES US OIL EQ&SV ETF 464288844 6 74 SH SOLE 0 0 0 ISHARES US OIL&GS EX ETF 464288851 6 61 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 24 1197 SH SOLE 0 0 0 ISHARES TR HIGH DIVIDND ETF 46429B663 6 80 SH SOLE 0 0 0 ISHARES TR USA MIN VOL ETF 46429B697 34553 928352 SH SOLE 0 0 0 ISHARES TR MSCI USAMOMFCT 46432F396 10835 171270 SH SOLE 0 0 0 ITC HLDGS CORP COM 465685105 131 3600 SH SOLE 0 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 2 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 5749 99773 SH SOLE 0 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 10099 192806 SH SOLE 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 0 2 SH SOLE 0 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 3 92 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 10539 100732 SH SOLE 0 0 0 JOHNSON CTLS INC COM 478366107 335 6707 SH SOLE 0 0 0 JUNIPER NETWORKS INC COM 48203R104 6 260 SH SOLE 0 0 0 KLA-TENCOR CORP COM 482480100 15 200 SH SOLE 0 0 0 KKR & CO L P DEL COM UNITS 48248M102 97 4000 SH SOLE 0 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2 22 SH SOLE 0 0 0 KEYCORP NEW COM 493267108 53 3710 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 85 764 SH SOLE 0 0 0 KIMCO RLTY CORP COM 49446R109 1 24 SH SOLE 0 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 440 5356 SH SOLE 0 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 334 4232 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 799 22045 SH SOLE 0 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 2 640 SH SOLE 0 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1 327 SH SOLE 0 0 0 KNIGHT TRANSN INC COM 499064103 5 200 SH SOLE 0 0 0 KNOWLES CORP COM 49926D109 4 133 SH SOLE 0 0 0 KOHLS CORP COM 500255104 5 90 SH SOLE 0 0 0 KRAFT FOODS GROUP INC COM 50076Q106 105 1744 SH SOLE 0 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 8 514 SH SOLE 0 0 0 KROGER CO COM 501044101 19 385 SH SOLE 0 0 0 L BRANDS INC COM 501797104 6 100 SH SOLE 0 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 133 1300 SH SOLE 0 0 0 LAUDER ESTEE COS INC CL A 518439104 29 390 SH SOLE 0 0 0 LEGGETT & PLATT INC COM 524660107 14 400 SH SOLE 0 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1 87 SH SOLE 0 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 6 10000 PRN SOLE 0 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 27 933 SH SOLE 0 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 7 90 SH SOLE 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 68 496 SH SOLE 0 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 0 1 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 104 1669 SH SOLE 0 0 0 LINCOLN EDL SVCS CORP COM 533535100 1 200 SH SOLE 0 0 0 LINCOLN NATL CORP IND COM 534187109 1113 21632 SH SOLE 0 0 0 LINKEDIN CORP COM CL A 53578A108 6 35 SH SOLE 0 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 28 859 SH SOLE 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 2 95 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 6 1109 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 7 45 SH SOLE 0 0 0 LOEWS CORP COM 540424108 96 2189 SH SOLE 0 0 0 LORILLARD INC COM 544147101 43 700 SH SOLE 0 0 0 LOWES COS INC COM 548661107 2894 60308 SH SOLE 0 0 0 MDU RES GROUP INC COM 552690109 24 675 SH SOLE 0 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 1 88 SH SOLE 0 0 0 MRC GLOBAL INC COM 55345K103 14 500 SH SOLE 0 0 0 MACYS INC COM 55616P104 16 275 SH SOLE 0 0 0 MADISON CVRED CALL & EQ STR COM 557437100 14 1600 SH SOLE 0 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1 10 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 54 641 SH SOLE 0 0 0 MANPOWERGROUP INC COM 56418H100 4 50 SH SOLE 0 0 0 MARATHON OIL CORP COM 565849106 4 97 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 24 312 SH SOLE 0 0 0 MARKEL CORP COM 570535104 39 60 SH SOLE 0 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 6 215 SH SOLE 0 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 43 750 SH SOLE 0 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 2 90 SH SOLE 0 0 0 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 53 3000 SH SOLE 0 0 0 MARKET VECTORS ETF TR COAL ETF 57060U837 22 1187 SH SOLE 0 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 63 2729 SH SOLE 0 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 4 97 SH SOLE 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 21 400 SH SOLE 0 0 0 MARTIN MARIETTA MATLS INC COM 573284106 158 1200 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 14 195 SH SOLE 0 0 0 MATTEL INC COM 577081102 5 126 SH SOLE 0 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 6 180 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1421 14102 SH SOLE 0 0 0 MCGRAW HILL FINL INC COM 580645109 38 456 SH SOLE 0 0 0 MCKESSON CORP COM 58155Q103 58 310 SH SOLE 0 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 29 311 SH SOLE 0 0 0 MEADWESTVACO CORP COM 583334107 1 29 SH SOLE 0 0 0 MEDIA GEN INC CL A 584404107 6 282 SH SOLE 0 0 0 MEDTRONIC INC COM 585055106 101 1582 SH SOLE 0 0 0 MERCK & CO INC NEW COM 58933Y105 370 6388 SH SOLE 0 0 0 METLIFE INC COM 59156R108 36 640 SH SOLE 0 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 51 200 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 10468 251038 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 11 234 SH SOLE 0 0 0 MILLER INDS INC TENN COM NEW 600551204 0 20 SH SOLE 0 0 0 MOLSON COORS BREWING CO CL B 60871R209 60 805 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 189 5027 SH SOLE 0 0 0 MONSANTO CO NEW COM 61166W101 760 6092 SH SOLE 0 0 0 MONSTER BEVERAGE CORP COM 611740101 4 60 SH SOLE 0 0 0 MOODYS CORP COM 615369105 10 109 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 20 609 SH SOLE 0 0 0 MOSAIC CO NEW COM 61945C103 6 128 SH SOLE 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 19 282 SH SOLE 0 0 0 MURPHY OIL CORP COM 626717102 0 2 SH SOLE 0 0 0 MYLAN INC COM 628530107 30 579 SH SOLE 0 0 0 NCR CORP NEW COM 62886E108 1 26 SH SOLE 0 0 0 NRG ENERGY INC COM NEW 629377508 2 49 SH SOLE 0 0 0 NTT DOCOMO INC SPONS ADR 62942M201 1 70 SH SOLE 0 0 0 NVR INC COM 62944T105 58 50 SH SOLE 0 0 0 NATIONAL BANKSHARES INC VA COM 634865109 108 3500 SH SOLE 0 0 0 NATIONAL OILWELL VARCO INC COM 637071101 17 205 SH SOLE 0 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 4 390 SH SOLE 0 0 0 NATIONAL PRESTO INDS INC COM 637215104 4 56 SH SOLE 0 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 4 230 SH SOLE 0 0 0 NAVIGANT CONSULTING INC COM 63935N107 66 3800 SH SOLE 0 0 0 NAVIENT CORP COM 63938C108 18 1000 SH SOLE 0 0 0 NETAPP INC COM 64110D104 5 125 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 11 25 SH SOLE 0 0 0 NEWELL RUBBERMAID INC COM 651229106 155 5000 SH SOLE 0 0 0 NEWMONT MINING CORP COM 651639106 56 2200 SH SOLE 0 0 0 NEWS CORP NEW CL A 65249B109 1 64 SH SOLE 0 0 0 NEWS CORP NEW CL B 65249B208 14 775 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 128 1248 SH SOLE 0 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 14 992 SH SOLE 0 0 0 NIKE INC CL B 654106103 281 3625 SH SOLE 0 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 3 110 SH SOLE 0 0 0 NISOURCE INC COM 65473P105 120 3045 SH SOLE 0 0 0 NOBLE ENERGY INC COM 655044105 22 278 SH SOLE 0 0 0 NORDSTROM INC COM 655664100 31 455 SH SOLE 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 160 1550 SH SOLE 0 0 0 NORTHEAST UTILS COM 664397106 8 161 SH SOLE 0 0 0 NORTHERN TR CORP COM 665859104 0 7 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 2 13 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 258 2854 SH SOLE 0 0 0 NOVO-NORDISK A S ADR 670100205 6 125 SH SOLE 0 0 0 NOW INC COM 67011P100 2 50 SH SOLE 0 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1 48 SH SOLE 0 0 0 NUCOR CORP COM 670346105 1670 33901 SH SOLE 0 0 0 NUVEEN N C PREM INCOME MUN F COM 67060P100 53 4013 SH SOLE 0 0 0 NUVEEN QUALITY MUN FD INC COM 67062N103 7 500 SH SOLE 0 0 0 NUVEEN PREM INCOME MUN FD COM 67062T100 11 818 SH SOLE 0 0 0 NUVEEN CAL AMT-FREE MUN INC COM 670651108 1 51 SH SOLE 0 0 0 NUVEEN NY AMT FREE MUN INCOM COM 670656107 9 703 SH SOLE 0 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1 41 SH SOLE 0 0 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 116 8000 SH SOLE 0 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 0 38 SH SOLE 0 0 0 OGE ENERGY CORP COM 670837103 139 3566 SH SOLE 0 0 0 NUVEEN QUALITY INCOME MUN FD COM 670977107 20 1466 SH SOLE 0 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 98 653 SH SOLE 0 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 120 2400 SH SOLE 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1087 10588 SH SOLE 0 0 0 OCEANEERING INTL INC COM 675232102 3 34 SH SOLE 0 0 0 OCWEN FINL CORP COM NEW 675746309 2 57 SH SOLE 0 0 0 OFFICE DEPOT INC COM 676220106 3 610 SH SOLE 0 0 0 OLD DOMINION FGHT LINES INC COM 679580100 1 22 SH SOLE 0 0 0 OMNICOM GROUP INC COM 681919106 4 60 SH SOLE 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 14 393 SH SOLE 0 0 0 ONE GAS INC COM 68235P108 1 31 SH SOLE 0 0 0 ONEOK INC NEW COM 682680103 8 124 SH SOLE 0 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 258 4400 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 489 12066 SH SOLE 0 0 0 PDC ENERGY INC COM 69327R101 2 30 SH SOLE 0 0 0 PDL BIOPHARMA INC COM 69329Y104 7 700 SH SOLE 0 0 0 PHH CORP COM NEW 693320202 1 32 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 172 1929 SH SOLE 0 0 0 POSCO SPONSORED ADR 693483109 8 114 SH SOLE 0 0 0 PPG INDS INC COM 693506107 215 1023 SH SOLE 0 0 0 PACCAR INC COM 693718108 2 37 SH SOLE 0 0 0 PANERA BREAD CO CL A 69840W108 1 8 SH SOLE 0 0 0 PARK STERLING CORP COM 70086Y105 4939 749470 SH SOLE 0 0 0 PARKER HANNIFIN CORP COM 701094104 41 325 SH SOLE 0 0 0 PATTERSON COMPANIES INC COM 703395103 6 145 SH SOLE 0 0 0 PAYCHEX INC COM 704326107 83 2009 SH SOLE 0 0 0 PEABODY ENERGY CORP COM 704549104 5 305 SH SOLE 0 0 0 PEARSON PLC SPONSORED ADR 705015105 4 190 SH SOLE 0 0 0 PENN WEST PETE LTD NEW COM 707887105 21 2150 SH SOLE 0 0 0 PENNEY J C INC COM 708160106 0 25 SH SOLE 0 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 0 10 SH SOLE 0 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 0 14 SH SOLE 0 0 0 PEPCO HOLDINGS INC COM 713291102 5 183 SH SOLE 0 0 0 PEPSICO INC COM 713448108 1906 21336 SH SOLE 0 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5 330 SH SOLE 0 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 0 32 SH SOLE 0 0 0 PETSMART INC COM 716768106 12 200 SH SOLE 0 0 0 PFIZER INC COM 717081103 3321 111885 SH SOLE 0 0 0 PHARMERICA CORP COM 71714F104 1 27 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 933 11071 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 495 6149 SH SOLE 0 0 0 PHOTOMEDEX INC COM PAR $0.01 719358301 0 2 SH SOLE 0 0 0 PIEDMONT NAT GAS INC COM 720186105 1306 34906 SH SOLE 0 0 0 PIMCO CORPORATE INCOME STRAT COM 72200U100 36 2100 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 0 7 SH SOLE 0 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 0 7 SH SOLE 0 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 1 118 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 48 450 SH SOLE 0 0 0 PIMCO ETF TR SHTRM MUN BOND 72201R874 10 200 SH SOLE 0 0 0 PINNACLE WEST CAP CORP COM 723484101 1 22 SH SOLE 0 0 0 PINNACLE FOODS INC DEL COM 72348P104 20 600 SH SOLE 0 0 0 PIONEER FLOATING RATE TR COM 72369J102 1 43 SH SOLE 0 0 0 PIONEER NAT RES CO COM 723787107 73 316 SH SOLE 0 0 0 PIPER JAFFRAY COS COM 724078100 0 5 SH SOLE 0 0 0 PITNEY BOWES INC COM 724479100 5 166 SH SOLE 0 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 148 2462 SH SOLE 0 0 0 PLUG POWER INC COM NEW 72919P202 0 10 SH SOLE 0 0 0 PLUM CREEK TIMBER CO INC COM 729251108 11 253 SH SOLE 0 0 0 POLARIS INDS INC COM 731068102 7 51 SH SOLE 0 0 0 POTBELLY CORP COM 73754Y100 2 150 SH SOLE 0 0 0 POTASH CORP SASK INC COM 73755L107 76 1989 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 243 2592 SH SOLE 0 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 1924 42900 SH SOLE 0 0 0 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 72 1980 SH SOLE 0 0 0 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 29 590 SH SOLE 0 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 282 2800 SH SOLE 0 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 31 1150 SH SOLE 0 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 19349 218781 SH SOLE 0 0 0 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 54 2425 SH SOLE 0 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 39 2000 SH SOLE 0 0 0 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 1750 83300 SH SOLE 0 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 52 1900 SH SOLE 0 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 15 700 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 150 7000 SH SOLE 0 0 0 POWERSHARES ETF TRUST II GLBL ST HI YLD 73936Q710 325 13000 SH SOLE 0 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 15 584 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 524 35835 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1 32 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 288 13500 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 7536 165453 SH SOLE 0 0 0 POWERSHARES ETF TR II EM MRK LOW VOL 73937B662 42 1500 SH SOLE 0 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 599 16836 SH SOLE 0 0 0 PRAXAIR INC COM 74005P104 311 2340 SH SOLE 0 0 0 PRECISION CASTPARTS CORP COM 740189105 27 106 SH SOLE 0 0 0 PREFORMED LINE PRODS CO COM 740444104 70 1300 SH SOLE 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 9 109 SH SOLE 0 0 0 PRICELINE GRP INC COM NEW 741503403 29 24 SH SOLE 0 0 0 PRICESMART INC COM 741511109 14 160 SH SOLE 0 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 11 222 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 2264 28811 SH SOLE 0 0 0 PROLOGIS INC COM 74340W103 3 67 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 18 1717 SH SOLE 0 0 0 PROTECTIVE LIFE CORP COM 743674103 49 704 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 41 463 SH SOLE 0 0 0 PULTE GROUP INC COM 745867101 22 1080 SH SOLE 0 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 7 1010 SH SOLE 0 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 1 139 SH SOLE 0 0 0 QEP RES INC COM 74733V100 138 4000 SH SOLE 0 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 9 100 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 2197 27742 SH SOLE 0 0 0 QUESTAR CORP COM 748356102 112 4500 SH SOLE 0 0 0 RPM INTL INC COM 749685103 1 27 SH SOLE 0 0 0 RF MICRODEVICES INC COM 749941100 2 200 SH SOLE 0 0 0 RADIOSHACK CORP COM 750438103 1 600 SH SOLE 0 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1 88 SH SOLE 0 0 0 RANGE RES CORP COM 75281A109 1708 19646 SH SOLE 0 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 228 4500 SH SOLE 0 0 0 RAYONIER INC COM 754907103 2 46 SH SOLE 0 0 0 RAYTHEON CO COM NEW 755111507 82 885 SH SOLE 0 0 0 REALTY INCOME CORP COM 756109104 73 1646 SH SOLE 0 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 25 839 SH SOLE 0 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 4 80 SH SOLE 0 0 0 REGAL ENTMT GROUP CL A 758766109 8 365 SH SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 32 112 SH SOLE 0 0 0 REGIONS FINL CORP NEW COM 7591EP100 124 11640 SH SOLE 0 0 0 RENT A CTR INC NEW COM 76009N100 9 300 SH SOLE 0 0 0 REPUBLIC SVCS INC COM 760759100 19 500 SH SOLE 0 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 21 1350 SH SOLE 0 0 0 REVENUESHARES ETF TR SMALL CAP FD 761396308 22 390 SH SOLE 0 0 0 REYNOLDS AMERICAN INC COM 761713106 72 1195 SH SOLE 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 813 14986 SH SOLE 0 0 0 RITE AID CORP COM 767754104 25 3439 SH SOLE 0 0 0 ROBERTS REALTY INVS COM 769900101 4 5141 SH SOLE 0 0 0 ROBERT HALF INTL INC COM 770323103 0 5 SH SOLE 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 69 554 SH SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 43 554 SH SOLE 0 0 0 ROCKWOOD HLDGS INC COM 774415103 38 500 SH SOLE 0 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 47 1172 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 81 1219 SH SOLE 0 0 0 ROUSE PPTYS INC COM 779287101 0 19 SH SOLE 0 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1066 14917 SH SOLE 0 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 188 2286 SH SOLE 0 0 0 ROYAL GOLD INC COM 780287108 16 210 SH SOLE 0 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 1 62 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 7 440 SH SOLE 0 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 4 65 SH SOLE 0 0 0 RYDER SYS INC COM 783549108 44 500 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 391 5100 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 20 261 SH SOLE 0 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 2 70 SH SOLE 0 0 0 SLM CORP COM 78442P106 8 1000 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8952 45736 SH SOLE 0 0 0 SPX CORP COM 784635104 22 200 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 60 471 SH SOLE 0 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3173 73320 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1 19 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 6 200 SH SOLE 0 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 29 300 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 17 418 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 10 400 SH SOLE 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 20 500 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 9 110 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 410 5354 SH SOLE 0 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 6 175 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 27 160 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8 30 SH SOLE 0 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 21 1000 SH SOLE 0 0 0 SAFEWAY INC COM NEW 786514208 0 10 SH SOLE 0 0 0 SANDISK CORP COM 80004C101 313 3000 SH SOLE 0 0 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 25 2000 SH SOLE 0 0 0 SANDRIDGE ENERGY INC COM 80007P307 14 2000 SH SOLE 0 0 0 SANOFI SPONSORED ADR 80105N105 43 811 SH SOLE 0 0 0 SANOFI RIGHT 12/31/2020 80105N113 0 42 SH SOLE 0 0 0 SAP AG SPON ADR 803054204 7 90 SH SOLE 0 0 0 SCANA CORP NEW COM 80589M102 548 10176 SH SOLE 0 0 0 SCHEIN HENRY INC COM 806407102 36 300 SH SOLE 0 0 0 SCHLUMBERGER LTD COM 806857108 675 5721 SH SOLE 0 0 0 SCHWAB CHARLES CORP NEW COM 808513105 124 4600 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 0 6 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 0 4 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 0 5 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 0 5 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 0 4 SH SOLE 0 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 10 125 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 29 583 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 62 1019 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7 111 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 106 1063 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 34 1500 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 26 489 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 792 20653 SH SOLE 0 0 0 SEMPRA ENERGY COM 816851109 1 11 SH SOLE 0 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 22 400 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 100 481 SH SOLE 0 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 0 27 SH SOLE 0 0 0 SIGMA ALDRICH CORP COM 826552101 47 460 SH SOLE 0 0 0 SILVER WHEATON CORP COM 828336107 5 183 SH SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 17 100 SH SOLE 0 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 0 10 SH SOLE 0 0 0 SIRIUS XM HLDGS INC COM 82968B103 1 240 SH SOLE 0 0 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 1 200 SH SOLE 0 0 0 SMITH A O COM 831865209 2 44 SH SOLE 0 0 0 SMUCKER J M CO COM NEW 832696405 9 82 SH SOLE 0 0 0 SNYDERS-LANCE INC COM 833551104 50 1891 SH SOLE 0 0 0 SONOCO PRODS CO COM 835495102 928 21134 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 1065 23479 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 7 275 SH SOLE 0 0 0 SOUTHWESTERN ENERGY CO COM 845467109 296 6500 SH SOLE 0 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 20 1200 SH SOLE 0 0 0 SPECTRA ENERGY CORP COM 847560109 8101 190696 SH SOLE 0 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 64 1200 SH SOLE 0 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 5 265 SH SOLE 0 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 5 150 SH SOLE 0 0 0 SPLUNK INC COM 848637104 2 45 SH SOLE 0 0 0 SPRINT CORP COM SER 1 85207U105 14 1633 SH SOLE 0 0 0 STANDARD MTR PRODS INC COM 853666105 2 40 SH SOLE 0 0 0 STAPLES INC COM 855030102 7 675 SH SOLE 0 0 0 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 1 134 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 155 2004 SH SOLE 0 0 0 STARZ COM SER A 85571Q102 12 410 SH SOLE 0 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 12 154 SH SOLE 0 0 0 STATE STR CORP COM 857477103 303 4500 SH SOLE 0 0 0 STERICYCLE INC COM 858912108 2 17 SH SOLE 0 0 0 STERLING CONSTRUCTION CO INC COM 859241101 0 4 SH SOLE 0 0 0 STILLWATER MNG CO COM 86074Q102 2 100 SH SOLE 0 0 0 STRATUS PPTYS INC COM NEW 863167201 1 60 SH SOLE 0 0 0 STRYKER CORP COM 863667101 13 150 SH SOLE 0 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 5 116 SH SOLE 0 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 3 340 SH SOLE 0 0 0 SUNCOR ENERGY INC NEW COM 867224107 103 2425 SH SOLE 0 0 0 SUNCOKE ENERGY INC COM 86722A103 3 147 SH SOLE 0 0 0 SUNTRUST BKS INC COM 867914103 301 7505 SH SOLE 0 0 0 SUPERIOR INDS INTL INC COM 868168105 450 21800 SH SOLE 0 0 0 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 2 200 SH SOLE 0 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 2 200 SH SOLE 0 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 26 3000 SH SOLE 0 0 0 SYKES ENTERPRISES INC COM 871237103 13 600 SH SOLE 0 0 0 SYNGENTA AG SPONSORED ADR 87160A100 5 67 SH SOLE 0 0 0 SYNOVUS FINL CORP COM NEW 87161C501 4 145 SH SOLE 0 0 0 SYSCO CORP COM 871829107 1946 51969 SH SOLE 0 0 0 TECO ENERGY INC COM 872375100 20 1065 SH SOLE 0 0 0 TCP CAP CORP COM 87238Q103 12 650 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 73 1370 SH SOLE 0 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 269 3000 SH SOLE 0 0 0 TABLEAU SOFTWARE INC CL A 87336U105 97 1354 SH SOLE 0 0 0 TAL INTL GROUP INC COM 874083108 5 115 SH SOLE 0 0 0 TALISMAN ENERGY INC COM 87425E103 387 36510 SH SOLE 0 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 25 350 SH SOLE 0 0 0 TARGET CORP COM 87612E106 130 2235 SH SOLE 0 0 0 TERADATA CORP DEL COM 88076W103 28 700 SH SOLE 0 0 0 TESLA MTRS INC COM 88160R101 26 110 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 181 3450 SH SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 57 1200 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 79 670 SH SOLE 0 0 0 THOMSON REUTERS CORP COM 884903105 2 57 SH SOLE 0 0 0 3M CO COM 88579Y101 1980 13825 SH SOLE 0 0 0 TIBCO SOFTWARE INC COM 88632Q103 1 40 SH SOLE 0 0 0 TIFFANY & CO NEW COM 886547108 4 40 SH SOLE 0 0 0 TIME INC NEW COM 887228104 1 36 SH SOLE 0 0 0 TIME WARNER INC COM NEW 887317303 21 302 SH SOLE 0 0 0 TIME WARNER CABLE INC COM 88732J207 190 1293 SH SOLE 0 0 0 TIMKEN CO COM 887389104 2 31 SH SOLE 0 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 31 600 SH SOLE 0 0 0 TOTAL S A SPONSORED ADR 89151E109 49 675 SH SOLE 0 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7 61 SH SOLE 0 0 0 TRANSCANADA CORP COM 89353D107 15 311 SH SOLE 0 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 0 20 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 34 357 SH SOLE 0 0 0 TREE COM INC COM 894675107 1 27 SH SOLE 0 0 0 TRINITY INDS INC COM 896522109 17 400 SH SOLE 0 0 0 TRIPADVISOR INC COM 896945201 42 387 SH SOLE 0 0 0 TUPPERWARE BRANDS CORP COM 899896104 2 26 SH SOLE 0 0 0 TUTOR PERINI CORP COM 901109108 0 5 SH SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 9 260 SH SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 79 2300 SH SOLE 0 0 0 TWITTER INC COM 90184L102 4 100 SH SOLE 0 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2874 64475 SH SOLE 0 0 0 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 313 4450 SH SOLE 0 0 0 UBS AG LONDON BRH 2X LEV LNG LKD 90267B765 728 25400 SH SOLE 0 0 0 UBS AG LONDON BRH ETRACS MTH2XRE 90269A302 419 17900 SH SOLE 0 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 24 800 SH SOLE 0 0 0 UBS AG LONDON BRH WLS FRG MLP EX 90273A108 1584 63400 SH SOLE 0 0 0 US BANCORP DEL COM NEW 902973304 86 1974 SH SOLE 0 0 0 ULTRA PETROLEUM CORP COM 903914109 56 1900 SH SOLE 0 0 0 ULTRATECH INC COM 904034105 0 13 SH SOLE 0 0 0 UNDER ARMOUR INC CL A 904311107 12 200 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 116 2568 SH SOLE 0 0 0 UNILEVER N V N Y SHS NEW 904784709 14 329 SH SOLE 0 0 0 UNION BANKSHARES CORP NEW COM 90539J109 872 34011 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 332 3326 SH SOLE 0 0 0 UNISYS CORP COM NEW 909214306 0 7 SH SOLE 0 0 0 UNITED CONTL HLDGS INC COM 910047109 15 355 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1180 11490 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1208 10461 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 27 334 SH SOLE 0 0 0 UNUM GROUP COM 91529Y106 63 1825 SH SOLE 0 0 0 V F CORP COM 918204108 28 444 SH SOLE 0 0 0 VALE S A ADR 91912E105 0 26 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 22 443 SH SOLE 0 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 5934 76125 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 0 4 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 23 550 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 57 865 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2 20 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1334 25507 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 249 5780 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 12 193 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 18 296 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 252 2308 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 81 699 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 11 75 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9 194 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 15 136 SH SOLE 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 20 195 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 94 971 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 16 200 SH SOLE 0 0 0 VARIAN MED SYS INC COM 92220P105 10 120 SH SOLE 0 0 0 VENTAS INC COM 92276F100 5 78 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 35 361 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6 55 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 40 334 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 414 4599 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 438 4989 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 807 8157 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 725 8950 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 467 4588 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 598 12217 SH SOLE 0 0 0 VERISK ANALYTICS INC CL A 92345Y106 1 153 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 11 118 SH SOLE 0 0 0 VIACOM INC NEW CL B 92553P201 92 1059 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 495 2351 SH SOLE 0 0 0 VMWARE INC CL A COM 928563402 6 67 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 6 182 SH SOLE 0 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 29 3000 SH SOLE 0 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 18 3159 SH SOLE 0 0 0 VULCAN MATLS CO COM 929160109 83 1300 SH SOLE 0 0 0 WABCO HLDGS INC COM 92927K102 4 33 SH SOLE 0 0 0 W P CAREY INC COM 92936U109 28 432 SH SOLE 0 0 0 WPP PLC NEW ADR 92937A102 161 1480 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 715 9527 SH SOLE 0 0 0 WALGREEN CO COM 931422109 58 785 SH SOLE 0 0 0 WASHINGTON PRIME GROUP INC COM 939647103 1 50 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 13 300 SH SOLE 0 0 0 WATERS CORP COM 941848103 52 495 SH SOLE 0 0 0 WEBMD HEALTH CORP COM 94770V102 0 3 SH SOLE 0 0 0 WELLPOINT INC COM 94973V107 34 319 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 2139 40689 SH SOLE 0 0 0 WELLS FARGO ADV GLB DIV OPP COM 94987C103 17 2050 SH SOLE 0 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 0 20 SH SOLE 0 0 0 WESTERN UN CO COM 959802109 49 2800 SH SOLE 0 0 0 WEYERHAEUSER CO COM 962166104 7 207 SH SOLE 0 0 0 WHOLE FOODS MKT INC COM 966837106 20 514 SH SOLE 0 0 0 WILLIAMS COS INC DEL COM 969457100 515 8850 SH SOLE 0 0 0 WINDSTREAM HLDGS INC COM 97382A101 27 2661 SH SOLE 0 0 0 WISCONSIN ENERGY CORP COM 976657106 13 285 SH SOLE 0 0 0 WISDOMTREE INVTS INC COM 97717P104 617 49900 SH SOLE 0 0 0 WISDOMTREE TR EQTY INC FD 97717W208 27 450 SH SOLE 0 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 98 1887 SH SOLE 0 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 48 650 SH SOLE 0 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 53 650 SH SOLE 0 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 20 236 SH SOLE 0 0 0 WISDOMTREE TR EARNING 500 FD 97717W588 136 2000 SH SOLE 0 0 0 WISDOMTREE TR INTL DIV EX FINL 97717W786 62 1220 SH SOLE 0 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 9 170 SH SOLE 0 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4 91 SH SOLE 0 0 0 WORKDAY INC CL A 98138H101 3 33 SH SOLE 0 0 0 WPX ENERGY INC COM 98212B103 5 200 SH SOLE 0 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 11 140 SH SOLE 0 0 0 WYNN RESORTS LTD COM 983134107 4 20 SH SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 67 2065 SH SOLE 0 0 0 XEROX CORP COM 984121103 2 200 SH SOLE 0 0 0 XYLEM INC COM 98419M100 63 1600 SH SOLE 0 0 0 YADKIN FINL CORP COM 984305102 7 374 SH SOLE 0 0 0 YAHOO INC COM 984332106 26 750 SH SOLE 0 0 0 YAMANA GOLD INC COM 98462Y100 1 122 SH SOLE 0 0 0 YUM BRANDS INC COM 988498101 201 2480 SH SOLE 0 0 0 ZIMMER HLDGS INC COM 98956P102 237 2278 SH SOLE 0 0 0 ZWEIG FD COM NEW 989834205 59 3750 SH SOLE 0 0 0 ACTAVIS PLC SHS G0083B108 13 60 SH SOLE 0 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 8 140 SH SOLE 0 0 0 AMDOCS LTD SHS G02602103 23 490 SH SOLE 0 0 0 AON PLC SHS CL A G0408V102 61 680 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7 90 SH SOLE 0 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 57 1356 SH SOLE 0 0 0 COVIDIEN PLC SHS G2554F113 681 7556 SH SOLE 0 0 0 EATON CORP PLC SHS G29183103 108 1393 SH SOLE 0 0 0 ENSTAR GROUP LIMITED SHS G3075P101 7 45 SH SOLE 0 0 0 ENSCO PLC SHS CLASS A G3157S106 60 1085 SH SOLE 0 0 0 EVEREST RE GROUP LTD COM G3223R108 20 126 SH SOLE 0 0 0 INGERSOLL-RAND PLC SHS G47791101 26 423 SH SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 24 160 SH SOLE 0 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 2 100 SH SOLE 0 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 11 256 SH SOLE 0 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 23 544 SH SOLE 0 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 67 841 SH SOLE 0 0 0 NABORS INDUSTRIES LTD SHS G6359F103 9 300 SH SOLE 0 0 0 NOBLE CORP PLC SHS USD G65431101 12 350 SH SOLE 0 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 19 2021 SH SOLE 0 0 0 PARTNERRE LTD COM G6852T105 16 144 SH SOLE 0 0 0 PROTHENA CORP PLC SHS G72800108 0 1 SH SOLE 0 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 1 35 SH SOLE 0 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 28 495 SH SOLE 0 0 0 PENTAIR PLC SHS G7S00T104 3 35 SH SOLE 0 0 0 UTI WORLDWIDE INC ORD G87210103 3 300 SH SOLE 0 0 0 PERRIGO CO PLC SHS G97822103 4 25 SH SOLE 0 0 0 ACE LTD SHS H0023R105 13 125 SH SOLE 0 0 0 GARMIN LTD SHS H2906T109 6 100 SH SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 2 38 SH SOLE 0 0 0 UBS AG SHS NEW H89231338 5 292 SH SOLE 0 0 0 CERAGON NETWORKS LTD ORD M22013102 0 25 SH SOLE 0 0 0 STRATASYS LTD SHS M85548101 3 24 SH SOLE 0 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 36 371 SH SOLE 0 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 9 200 SH SOLE 0 0 0