0001104659-18-075158.txt : 20181228
0001104659-18-075158.hdr.sgml : 20181228
20181228165300
ACCESSION NUMBER: 0001104659-18-075158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181226
FILED AS OF DATE: 20181228
DATE AS OF CHANGE: 20181228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Global Infrastructure Investors III, LLC
CENTRAL INDEX KEY: 0001747194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 181257897
BUSINESS ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: (212) 315-8100
MAIL ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Global Infrastructure GP III, L.P.
CENTRAL INDEX KEY: 0001747185
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 181257898
BUSINESS ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: (212) 315-8100
MAIL ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GIP III Zephyr Acquisition Partners L.P.
CENTRAL INDEX KEY: 0001752556
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 181257899
BUSINESS ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: (212)315-8100
MAIL ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clearway Energy Group LLC
CENTRAL INDEX KEY: 0001750994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 181257900
BUSINESS ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-315-8100
MAIL ADDRESS:
STREET 1: C/O GLOBAL INFRASTRUCTURE PARTNERS
STREET 2: 1345 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Zephyr Renewables LLC
DATE OF NAME CHANGE: 20180822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearway Energy, Inc.
CENTRAL INDEX KEY: 0001567683
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 461777204
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-608-1525
MAIL ADDRESS:
STREET 1: 300 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG Yield, Inc.
DATE OF NAME CHANGE: 20130606
FORMER COMPANY:
FORMER CONFORMED NAME: NRG Yieldco, Inc.
DATE OF NAME CHANGE: 20130123
4
1
a4.xml
4
X0306
4
2018-12-26
0
0001567683
Clearway Energy, Inc.
CWEN
0001747194
Global Infrastructure Investors III, LLC
1345 AVENUE OF THE AMERICAS, 30TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001747185
Global Infrastructure GP III, L.P.
1345 AVENUE OF THE AMERICAS, 30TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001752556
GIP III Zephyr Acquisition Partners L.P.
1345 AVENUE OF THE AMERICAS, 30TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001750994
Clearway Energy Group LLC
1345 AVENUE OF THE AMERICAS, 30TH FLOOR
NEW YORK
NY
10105
0
0
1
0
Class C Common Stock
2018-12-26
4
P
0
68000
16.49
A
68000
I
See footnotes
Class C Common Stock
2018-12-27
4
P
0
64612
16.69
A
132612
I
See footnotes
Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Plan (the "Plan") to certain of its employees.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $16.14 to $16.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $16.43 to $16.89, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
GLOBAL INFRASTRUCTURE INVESTORS III, LLC By: /s/ Jonathan Bram Name: Jonathan Bram Title: Partner
2018-12-28
GLOBAL INFRASTRUCTURE GP III, L.P. By: Global Infrastructure Investors III, LLC, its general partner By: /s/ Jonathan Bram Name: Jonathan Bram Title: Partner
2018-12-28
GIP III ZEPHYR ACQUISITION PARTNERS, L.P. By: Global Infrastructure GP III, L.P., its general partner By: Global Infrastructure Investors III, LLC, its general partner By: /s/ Jonathan Bram Name: Jonathan Bram Title: Partner
2018-12-28
CLEARWAY ENERGY GROUP LLC By: /s/ Craig Cornelius Name: Craig Cornelius Title: Chief Executive Officer
2018-12-28