0001567163-21-000002.txt : 20210409 0001567163-21-000002.hdr.sgml : 20210409 20210409153908 ACCESSION NUMBER: 0001567163-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210409 DATE AS OF CHANGE: 20210409 EFFECTIVENESS DATE: 20210409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 21817725 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 03-31-2021 03-31-2021 Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-15102 N
Matthew Weinberg Principal 212-682-0133 Matthew Weinberg New York NY 04-08-2021 0 437 470533 false
INFORMATION TABLE 2 edge1q21.xml 3M CO COM 88579Y101 56 290 SH SOLE 290 0 0 A G N C INVESTMENT CORP REIT REIT 00123Q104 1230 73390 SH SOLE 73390 0 0 A T & T INC COM 00206R102 112 3691 SH SOLE 3691 0 0 ABBOTT LABORATORIES COM 002824100 6 46 SH SOLE 46 0 0 ABBVIE INC COM 00287Y109 101 931 SH SOLE 931 0 0 ACCENTURE PLC FCLASS A COM G1151C101 154 557 SH SOLE 557 0 0 ACTIVISION BLIZZARD COM 00507V109 3 33 SH SOLE 33 0 0 ADAPTIVE BIOTECHNOLOGIES COM 00650F109 3623 90000 SH SOLE 90000 0 0 ADIDAS AG FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS ADR 00687A107 79 500 SH SOLE 500 0 0 ADOBE INC COM 00724F101 29 60 SH SOLE 60 0 0 ADVANCED MICRO DEVIC COM 007903107 20 250 SH SOLE 250 0 0 ADVISORSHARES PURE US CANNABIS ETF ETF 00768Y453 27 637 SH SOLE 637 0 0 AFFIRM HLDGS INC COM 00827B106 13 180 SH SOLE 180 0 0 AG MORTGAGE INVESTMENT TREIT REIT 001228105 2 403 SH SOLE 403 0 0 AGILENT TECHNOLOGIES COM 00846U101 81 635 SH SOLE 635 0 0 AGNC INVESTMENT 7pcnt PFDPFD SER C PFD 00123Q500 3070 121055 SH SOLE 121055 0 0 AIRBNB INC CLASS A COM 009066101 8 45 SH SOLE 45 0 0 ALCOA CORP COM 013872106 1 36 SH SOLE 36 0 0 ALDEYRA THERAPEUTICS COM 01438T106 1 10 SH SOLE 10 0 0 ALERIAN MLP ETF ETF 00162Q452 1150 37719 SH SOLE 37719 0 0 ALIBABA GROUP HLDG LTD FSPONSORED ADR 1 ADR REPS 8 ORD SHS ADR 01609W102 40 175 SH SOLE 175 0 0 ALIGN TECHNOLOGY INC COM 016255101 4 8 SH SOLE 8 0 0 ALLSTATE CORP COM 020002101 60 525 SH SOLE 525 0 0 ALPHABET INC. CLASS A COM 02079K305 20795 10083 SH SOLE 10083 0 0 ALPHABET INC. CLASS C COM 02079K107 39 19 SH SOLE 19 0 0 ALTRIA GROUP INC COM 02209S103 153 3000 SH SOLE 3000 0 0 AMAZON.COM INC COM 023135106 3540 1144 SH SOLE 1144 0 0 AMC ENTERTAINMENT CLASS A COM 00165C104 1 11 SH SOLE 11 0 0 AMERICAN EXPRESS CO COM 025816109 52 370 SH SOLE 370 0 0 AMERICAN INTL GROUP COM 026874784 23 500 SH SOLE 500 0 0 AMERICAN LITHIUM MIN COM 027263102 1 500 SH SOLE 500 0 0 AMERICAN OUTDOOR BRANDS COM 02875D109 5 200 SH SOLE 200 0 0 AMERICAN WATER WORKS COM 030420103 3 19 SH SOLE 19 0 0 AMERICOLD REALTY TRUST REIT REIT 03064D108 1 7 SH SOLE 7 0 0 AMERN TOWER CORP REIT REIT 03027X100 46 191 SH SOLE 191 0 0 AMPLIFY LITHIUM AND BATTERY TECH ETF ETF 032108805 77 5000 SH SOLE 5000 0 0 ANHEUSER BUSCH INBEV S FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 03524A108 64 1021 SH SOLE 1021 0 0 ANNALY CAPITA 6.95pcnt PFDPFD SER F PFD 035710870 3450 137990 SH SOLE 137990 0 0 ANNALY CAPITAL MGMT REIT REIT 035710409 720 83687 SH SOLE 83687 0 0 ANTERO MIDSTREAM CORP COM 03676B102 1 2 SH SOLE 2 0 0 APOLLO GLOBAL MGMT CLASS A COM 03768E105 16 336 SH SOLE 336 0 0 APPLE INC COM 037833100 25843 211569 SH SOLE 211569 0 0 APPLIED MATERIALS COM 038222105 9 66 SH SOLE 66 0 0 ARAMARK COM 03852U106 32 850 SH SOLE 850 0 0 ARBOR REALTY TR REIT REIT 038923108 318 20000 SH SOLE 20000 0 0 ARGONAUT GOLD INC F COM 04016A101 18 10000 SH SOLE 10000 0 0 ARISTA NETWORKS INC COM 040413106 5 15 SH SOLE 15 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 131 1475 SH SOLE 1475 0 0 ARK INNOVATION ETF ETF 00214Q104 1 1 SH SOLE 1 0 0 AT&T INC. 5pcnt PFDPFD SER A PFD 00206R508 113 4290 SH SOLE 4290 0 0 AURORA CANNABIS INC F COM 05156X884 1 131 SH SOLE 131 0 0 AUTO DATA PROCESSING COM 053015103 60 320 SH SOLE 320 0 0 AUTODESK INC COM 052769106 3 11 SH SOLE 11 0 0 AVADEL PHARMACEUTICALS FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 05337M104 1175 130000 SH SOLE 130000 0 0 AVEO PHARMACEUTICALS COM 053588307 7 1000 SH SOLE 1000 0 0 B G C PARTNERS CLASS A COM 05541T101 121 25150 SH SOLE 25150 0 0 B2GOLD CORP F COM 11777Q209 26 6000 SH SOLE 6000 0 0 BAIDU INC FSPONSORED ADR 1 ADR REPS 8 ORD SHS ADR 056752108 34 155 SH SOLE 155 0 0 BANCO SANTANDER SA IAM FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 05964H105 76 22197 SH SOLE 22197 0 0 BANK OF AMER 4.125pcnt PFDPFD SER PP PFD 06055H608 149 6000 SH SOLE 6000 0 0 BANK OF AMER 5.875pcnt PFDPFD SER HH PFD 060505195 1854 67930 SH SOLE 67930 0 0 BANK OF AMERICA 5pcnt PFDPFD SER LL PFD 06055H202 457 17250 SH SOLE 17250 0 0 BANK OF AMERICA CORP COM 060505104 2332 60265 SH SOLE 60265 0 0 BANK OF NY MELLON CO COM 064058100 39 826 SH SOLE 826 0 0 BARCLAYS IPTH SRS B S&P SHRT TRM ETN ETN 06746P621 17 1500 SH SOLE 1500 0 0 BARRICK GOLD CORP F COM 067901108 324 16371 SH SOLE 16371 0 0 BAXTER INTERNTNL COM 071813109 10 120 SH SOLE 120 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 10674 41783 SH SOLE 41783 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 509 50000 SH SOLE 50000 0 0 BITWISE 10 CRYPTO INDEX CEF 091749101 29 350 SH SOLE 350 0 0 BLACKROCK ENHANCED EQUIT CEF 09251A104 1 69 SH SOLE 69 0 0 BLACKROCK ENHANCED GLOBA CEF 092501105 14 1234 SH SOLE 1234 0 0 BLACKROCK INC COM 09247X101 11600 15386 SH SOLE 15386 0 0 BLACKROCK MULTI SECTOR I CEF 09258A107 21 1176 SH SOLE 1176 0 0 BLACKROCK MUNIHOLDINGS N CEF 09254X101 52 3500 SH SOLE 3500 0 0 BLACKROCK RES AND CMMDIT CEF 09257A108 22 2500 SH SOLE 2500 0 0 BLACKROCK SHORT MATURITYBOND ETF ETF 46431W507 3 64 SH SOLE 64 0 0 BLACKSTONE MTG TR REIT REIT 09257W100 16 525 SH SOLE 525 0 0 BLINK CHARGING CO COM 09354A100 41 1000 SH SOLE 1000 0 0 BOEING CO COM 097023105 1329 5217 SH SOLE 5217 0 0 BOX INC CLASS A COM 10316T104 1 58 SH SOLE 58 0 0 BP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS ADR 055622104 2212 90842 SH SOLE 90842 0 0 BRAEMAR HOTELS & RESORTS REIT 10482B101 1 6 SH SOLE 6 0 0 BRIDGESTONE CORP L ORDF COM 613210004 63 1500 SH SOLE 1500 0 0 BRISTOL-MYERS SQUIBB COM 110122108 210 3325 SH SOLE 3325 0 0 BROADCOM INC COM 11135F101 7 15 SH SOLE 15 0 0 BROOKDALE SENIOR LIV COM 112463104 6 1000 SH SOLE 1000 0 0 BROOKFIELD ASSET MGM FCLASS A COM 112585104 47 1067 SH SOLE 1067 0 0 CABOT OIL & GAS CORP COM 127097103 66 3500 SH SOLE 3500 0 0 CANOPY GROWTH CORP F COM 138035100 94 2950 SH SOLE 2950 0 0 CARNIVAL CORP F COM 143658300 1 50 SH SOLE 50 0 0 CASPER SLEEP INC COM 147626105 1 180 SH SOLE 180 0 0 CATERPILLAR INC COM 149123101 7235 31204 SH SOLE 31204 0 0 CEDAR FAIR L P LP MLP 150185106 141 2844 SH SOLE 2844 0 0 CENOVUS ENERGY INC F COM 15135U109 75 10000 SH SOLE 10000 0 0 CENTERRA GOLD INC F COM 152006102 90 10200 SH SOLE 10200 0 0 CERNER CORP COM 156782104 8086 112500 SH SOLE 112500 0 0 CHARLES RIVER LABS COM 159864107 174 600 SH SOLE 600 0 0 CHENIERE ENERGY INC COM 16411R208 9 120 SH SOLE 120 0 0 CHEVRON CORP COM 166764100 611 5833 SH SOLE 5833 0 0 CHIMERA INVESTME 8pcnt PFDPFD SER B PFD 16934Q406 122 5000 SH SOLE 5000 0 0 CISCO SYSTEMS INC COM 17275R102 4243 82063 SH SOLE 82063 0 0 CITIGROUP INC COM 172967424 24 331 SH SOLE 331 0 0 CLOVER HEALTH INVTS CO F COM 18914F103 76 10000 SH SOLE 10000 0 0 COMCAST CORP CLASS A COM 20030N101 41 760 SH SOLE 760 0 0 COMPASS DIVERSIFIED MLP 20451Q104 19 800 SH SOLE 800 0 0 CONAGRA BRANDS INC COM 205887102 38 1013 SH SOLE 1013 0 0 CONOCOPHILLIPS COM 20825C104 26 500 SH SOLE 500 0 0 CORTEVA INC COM 22052L104 12 267 SH SOLE 267 0 0 COSTCO WHOLESALE CO COM 22160K105 350 993 SH SOLE 993 0 0 COUSINS PROPERTIES REIT 222795502 25 709 SH SOLE 709 0 0 CRISPR THERAPEUTICS F COM H17182108 2 20 SH SOLE 20 0 0 CRONOS GROUP INC F COM 22717L101 71 7500 SH SOLE 7500 0 0 CROWN CASTLE INTL CO REIT REIT 22822V101 3 19 SH SOLE 19 0 0 CUMMINS INC COM 231021106 130 500 SH SOLE 500 0 0 CVS HEALTH CORP COM 126650100 2748 36528 SH SOLE 36528 0 0 DANAHER CORP COM 235851102 3 14 SH SOLE 14 0 0 DARE BIOSCIENCE INC COM 23666P101 3 2000 SH SOLE 2000 0 0 DEERE & CO COM 244199105 4 12 SH SOLE 12 0 0 DELL TECHNOLOGIES COM 24703L202 5 59 SH SOLE 59 0 0 DELTA AIR LINES INC DEL COM 247361702 289 5988 SH SOLE 5988 0 0 DHT MARITIME HLD INC F COM Y2065G121 52 8800 SH SOLE 8800 0 0 DOMINION ENERGY 5.25pcntPFD DUE 07/30/76SUBJ TO XTRO REDEMPTION COM 25746U844 1104 43212 SH SOLE 43212 0 0 DOW INC COM 260557103 17 267 SH SOLE 267 0 0 DRAFTKINGS INC COM 26142R104 1 3 SH SOLE 3 0 0 DUKE ENERGY CORP COM 26441C204 29 300 SH SOLE 300 0 0 DUPONT DE NEMOURS INC COM 26614N102 21 267 SH SOLE 267 0 0 EATON CORP PLC F COM G29183103 66 480 SH SOLE 480 0 0 EATON VNCE MGD GLBL BUY CEF 27829C105 114 11000 SH SOLE 11000 0 0 ECOLAB INC COM 278865100 108 506 SH SOLE 506 0 0 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 598 12186 SH SOLE 12186 0 0 ENERGY TRANSFER LP MLP 29273V100 131 17000 SH SOLE 17000 0 0 ENTERPRISE PRODS PART LP MLP 293792107 2685 121923 SH SOLE 121923 0 0 EQUINIX INC REIT 29444U700 3 4 SH SOLE 4 0 0 EQUITY RESIDENTIAL REIT REIT 29476L107 1 4 SH SOLE 4 0 0 ETSY INC COM 29786A106 5 25 SH SOLE 25 0 0 EXXON MOBIL CORP COM 30231G102 115 2057 SH SOLE 2057 0 0 FACEBOOK INC CLASS A COM 30303M102 3475 11798 SH SOLE 11798 0 0 FEDERAL HOME 4.72pcnt PFDPFD SER G PFD 313400848 2 200 SH SOLE 200 0 0 FEDERAL HOME LN MTG CORP COM 313400301 6 3000 SH SOLE 3000 0 0 FEDERAL NATL MTG ASSN GT COM 313586109 39 18875 SH SOLE 18875 0 0 FEDEX CORP COM 31428X106 581 2045 SH SOLE 2045 0 0 FIREEYE INC COM 31816Q101 40 2054 SH SOLE 2054 0 0 FLUOR CORP COM 343412102 96 4170 SH SOLE 4170 0 0 FOLEY TRASIMENE ACQUISITMANDATORY MERGER EFF 03/31/21 COM 344328109 45 3000 SH SOLE 3000 0 0 FORD MOTOR CO COM 345370860 35 2870 SH SOLE 2870 0 0 FORTRESS BIOTECH INCORPO COM 34960Q109 21 6000 SH SOLE 6000 0 0 FS KKR CAPITAL CORP COM 302635206 14 692 SH SOLE 692 0 0 GAMESTOP CORP CLASS A COM 36467W109 1 6 SH SOLE 6 0 0 GENERAC HOLDINGS INC COM 368736104 4 13 SH SOLE 13 0 0 GENERAL DYNAMICS CO COM 369550108 10028 55233 SH SOLE 55233 0 0 GENERAL ELECTRIC CO COM 369604103 4 300 SH SOLE 300 0 0 GENERATION MINING LIMI F COM 37149B109 1 1000 SH SOLE 1000 0 0 GILEAD SCIENCES INC COM 375558103 78 1210 SH SOLE 1210 0 0 GLAXOSMITHKLINE PLC FSPONSORED ADR 1 ADR REPS 2 ORD SHS ADR 37733W105 61 1700 SH SOLE 1700 0 0 GLDMN SACH ACTVBETA EMRGMKT EQY ETF ETF 381430206 2 45 SH SOLE 45 0 0 GLOBAL X AUTONOM ELECTRIC VEHICL ETF ETF 37954Y624 24 900 SH SOLE 900 0 0 GLOBAL X LITHIUM BATTERYTECH ETF ETF 37954Y855 201 3434 SH SOLE 3434 0 0 GLOBAL X MLP ETF ETF 37954Y343 192 5790 SH SOLE 5790 0 0 GLOBAL X ROBOTICS ARTFCLINTLGNC ETF ETF 37954Y715 62 1868 SH SOLE 1868 0 0 GOLDMAN SACHS GROUP COM 38141G104 141 431 SH SOLE 431 0 0 GRAYSCALE BITCOIN TR BTC CEF 389637109 1882 37605 SH SOLE 37605 0 0 GRAYSCALE ETHEREUM COM U CEF 389638107 309 17300 SH SOLE 17300 0 0 GREEN THUMB INDS INC F COM 39342L108 1 5 SH SOLE 5 0 0 GROWGENERATION CORP COM 39986L109 5 101 SH SOLE 101 0 0 HECLA MINING CO COM 422704106 1 1 SH SOLE 1 0 0 HELIOS MATHESON COM 42327L309 1 25000 SH SOLE 25000 0 0 HELMERICH & PAYNE COM 423452101 54 2000 SH SOLE 2000 0 0 HERBALIFE NUTRITION LT F COM G4412G101 853 19218 SH SOLE 19218 0 0 HERSHEY CO COM 427866108 16 100 SH SOLE 100 0 0 HERTZ RENTAL CAR HOLDING COM 42806J106 4 2500 SH SOLE 2500 0 0 HIGH TIDE INC F COM 42981E104 1 76 SH SOLE 76 0 0 HOME DEPOT INC COM 437076102 86 283 SH SOLE 283 0 0 HONEYWELL INTL INC COM 438516106 12234 56361 SH SOLE 56361 0 0 HUNTINGTON BANCSHS COM 446150104 3 175 SH SOLE 175 0 0 HYDROFARM HLDGS GROUP IN COM 44888K209 22 370 SH SOLE 370 0 0 IBM CORP COM 459200101 27 200 SH SOLE 200 0 0 IES HLDGS INC COM 44951W106 4 70 SH SOLE 70 0 0 ILLINOIS TOOL WORKS COM 452308109 4 17 SH SOLE 17 0 0 INTEL CORP COM 458140100 2901 45335 SH SOLE 45335 0 0 INTERCONTINENTAL EXC COM 45866F104 32 289 SH SOLE 289 0 0 INTERNTNL PAPER COM 460146103 24 440 SH SOLE 440 0 0 INTUIT INC COM 461202103 6 15 SH SOLE 15 0 0 INTUITIVE SURGICAL COM 46120E602 2 3 SH SOLE 3 0 0 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF ETF 46138J700 1951 92344 SH SOLE 92344 0 0 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ETF 46138J809 139 6020 SH SOLE 6020 0 0 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF ETF 46138J882 4008 185235 SH SOLE 185235 0 0 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF ETF 46138J866 6856 314929 SH SOLE 314929 0 0 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF ETF 46138J841 3472 156617 SH SOLE 156617 0 0 INVESCO HIGH INCM 2024 T CEF 46136K105 171 17655 SH SOLE 17655 0 0 INVESCO MTG CAP REIT REIT 46131B100 1 184 SH SOLE 184 0 0 INVESCO NASDAQ NEXT GEN 100 ETF ETF 46138G631 1 1 SH SOLE 1 0 0 INVESCO PREFERRED ETF ETF 46138E511 1730 115335 SH SOLE 115335 0 0 INVESCO WATER RESOURCES ETF ETF 46137V142 99 2000 SH SOLE 2000 0 0 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 4 60 SH SOLE 60 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 19 47 SH SOLE 47 0 0 ISHARES CORE S&P US VALUE ETF ETF 464287663 28 400 SH SOLE 400 0 0 ISHARES DOW JONES US ETF ETF 464287846 320 3200 SH SOLE 3200 0 0 ISHARES GLOBAL CLEAN ENERGY ETF ETF 464288224 3 125 SH SOLE 125 0 0 ISHARES MSCI ALL COUNT ASA EX JP ETF ETF 464288182 1 10 SH SOLE 10 0 0 ISHARES MSCI EUROPE FINANCIALS ETF ETF 464289180 22 1117 SH SOLE 1117 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 25 366 SH SOLE 366 0 0 ISHARES MSCI SINGAPORE ETF ETF 46434G780 25 1050 SH SOLE 1050 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 46435G334 31 1000 SH SOLE 1000 0 0 ISHARES MSCI USA MIN VOLFCTR ETF ETF 46429B697 18 254 SH SOLE 254 0 0 ISHARES MSCI USA QLTY FACT ETF ETF 46432F339 6 52 SH SOLE 52 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF ETF 464287556 103 681 SH SOLE 681 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 6 55 SH SOLE 55 0 0 ISHARES PHLX SEMICONDUCTOR ETF ETF 464287523 21 50 SH SOLE 50 0 0 ISHARES PREFERRED INCOMESEC ETF ETF 464288687 49862 1298494 SH SOLE 1298494 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 45 200 SH SOLE 200 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 36 150 SH SOLE 150 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 21390 96815 SH SOLE 96815 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 14 100 SH SOLE 100 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 1135 9947 SH SOLE 9947 0 0 ISHARES US HEALTHCARE ETF ETF 464287762 93 370 SH SOLE 370 0 0 ISHARES US TREASURY BONDETF ETF 46429B267 7 274 SH SOLE 274 0 0 ISHS MSCI EMERG MRKT MINVOL FCT ETF ETF 464286533 4 56 SH SOLE 56 0 0 ITO EN LTD ORDF COM 314300000 171 2700 SH SOLE 2700 0 0 J B G SMITH PROPERTIES REIT REIT 46590V100 7 233 SH SOLE 233 0 0 JAWS ACQUISITION CORP FCLASS A COM G50744104 1 95 SH SOLE 95 0 0 JOHNSON & JOHNSON COM 478160104 13542 82395 SH SOLE 82395 0 0 JPMORGAN CHAS 4.55pcnt PFDPFD PFD 48128B580 256 10000 SH SOLE 10000 0 0 JPMORGAN CHASE & 6pcnt PFDPFD SER EE PFD 48128B648 412 15000 SH SOLE 15000 0 0 JPMORGAN CHASE & CO COM 46625H100 13293 87323 SH SOLE 87323 0 0 KINDER MORGAN INC COM 49456B101 36 2135 SH SOLE 2135 0 0 KKR & CO INC COM 48251W104 93 1900 SH SOLE 1900 0 0 L S B INDUSTRIES INC COM 502160104 257 50000 SH SOLE 50000 0 0 LEXARIA BIOSCIENCE COM 52886N406 19 3333 SH SOLE 3333 0 0 LIBERTY MEDIA CORP SERIES A LIBERTY MEDIA COM 531229870 19 500 SH SOLE 500 0 0 LILLY ELI & CO COM 532457108 12 62 SH SOLE 62 0 0 LIVE NATION ENTRTMNT COM 538034109 339 4000 SH SOLE 4000 0 0 LLOYDS BANKING GROUP FSPONSORED ADR 1 ADR REPS 4 ORD SHS ADR 539439109 534 230000 SH SOLE 230000 0 0 LMP AUTOMOTIVE HOLDINGS COM 53952P101 116 7000 SH SOLE 7000 0 0 LOCKHEED MARTIN CORP COM 539830109 79 214 SH SOLE 214 0 0 LONZA GROUP AG FSPONSORED ADR 1 ADR REPS 0.1 ORD SHS ADR 54338V101 3 60 SH SOLE 60 0 0 LOWES COS INC COM 548661107 4 22 SH SOLE 22 0 0 MACYS INC COM 55616P104 33 2050 SH SOLE 2050 0 0 MADDEN STEVEN LTD COM 556269108 75 2000 SH SOLE 2000 0 0 MAGELLAN MIDSTREAM PA LP MLP 559080106 43 1000 SH SOLE 1000 0 0 MARATHON DIGITAL HLDGS I COM 565788106 127 2650 SH SOLE 2650 0 0 MARIMED INC COM 56782V107 50 64585 SH SOLE 64585 0 0 MARRIOTT INTL INC CLASS A COM 571903202 24 165 SH SOLE 165 0 0 MARVELL TECH GROUP F COM G5876H105 40 812 SH SOLE 812 0 0 MASTERCARD INC CLASS A COM 57636Q104 9 25 SH SOLE 25 0 0 MCDONALDS CORP COM 580135101 5583 24910 SH SOLE 24910 0 0 MEDTRONIC PLC F COM G5960L103 5096 43139 SH SOLE 43139 0 0 MERCK & CO. INC. COM 58933Y105 10402 134929 SH SOLE 134929 0 0 METACRINE INC COM 59101E103 2 300 SH SOLE 300 0 0 METLIFE INC COM 59156R108 6 95 SH SOLE 95 0 0 MICROCHIP TECHNOLOGY COM 595017104 49 316 SH SOLE 316 0 0 MICRON TECHNOLOGY COM 595112103 4 41 SH SOLE 41 0 0 MICROSOFT CORP COM 594918104 20708 87831 SH SOLE 87831 0 0 MONDELEZ INTL CLASS A COM 609207105 18 300 SH SOLE 300 0 0 MORGAN STANLEY COM 617446448 124 1600 SH SOLE 1600 0 0 N I O INC FSPONSORED ADR 1 ADR REPS ORD SHS ADR 62914V106 1 10 SH SOLE 10 0 0 NEOMEDIA TECH INC COM 640505400 1 41 SH SOLE 41 0 0 NETFLIX INC COM 64110L106 7 13 SH SOLE 13 0 0 NEW RESIDENTIAL INVE REIT REIT 64828T201 11 1019 SH SOLE 1019 0 0 NEW YORK CMNTY BANCO COM 649445103 473 37516 SH SOLE 37516 0 0 NEW YORK MTG TR REIT REIT 649604501 2 367 SH SOLE 367 0 0 NEWMARK GROUP INC COM 65158N102 67 6727 SH SOLE 6727 0 0 NEWMONT CORP COM 651639106 96 1587 SH SOLE 1587 0 0 NEXTERA ENERGY INC COM 65339F101 6 76 SH SOLE 76 0 0 NIKE INC CLASS B COM 654106103 94 711 SH SOLE 711 0 0 NIKOLA CORP COM 654110105 2 150 SH SOLE 150 0 0 NOKIA CORP FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 654902204 8 2000 SH SOLE 2000 0 0 NORFOLK SOUTHERN CO COM 655844108 3 12 SH SOLE 12 0 0 NORTHROP GRUMMAN CO COM 666807102 59 182 SH SOLE 182 0 0 NORWEGIAN CRUISE LIN F COM G66721104 138 5000 SH SOLE 5000 0 0 NOVAGOLD RES INC F COM 66987E206 1 100 SH SOLE 100 0 0 NOVAVAX INC COM 670002401 544 3000 SH SOLE 3000 0 0 NOVOCURE LTD F COM G6674U108 11 80 SH SOLE 80 0 0 NOVO-NORDISK A S FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 670100205 10 150 SH SOLE 150 0 0 NUVEEN AMT FREE QUALITY CEF 670657105 67 4500 SH SOLE 4500 0 0 NUVEEN PREFERRED INCOME CEF 67073B106 348 36688 SH SOLE 36688 0 0 NVIDIA CORP COM 67066G104 28 52 SH SOLE 52 0 0 OCUGEN INC COM 67577C105 1 30 SH SOLE 30 0 0 ONE STOP SYSTEMS INC COM 68247W109 3 550 SH SOLE 550 0 0 ORACLE CORP COM 68389X105 61 874 SH SOLE 874 0 0 ORCHARD THERAPEUTICS L FUNSPONSORED ADR 1 ADR REPS ORD SHS ADR 68570P101 2 220 SH SOLE 220 0 0 OTTER TAIL CORP COM 689648103 15 319 SH SOLE 319 0 0 PAINREFORM LTD F COM M77798102 88 20000 SH SOLE 20000 0 0 PALANTIR TECHNOLOGIES INCLASS A COM 69608A108 174 7486 SH SOLE 7486 0 0 PALO ALTO NETWORKS COM 697435105 16 50 SH SOLE 50 0 0 PAN AMERN SILVER CORP F COM 697900108 120 4000 SH SOLE 4000 0 0 PARK HOTELS & RESORTS INREIT REIT 700517105 18 820 SH SOLE 820 0 0 PATRICK ENTERPRISES INC COM 703343103 3 40 SH SOLE 40 0 0 PAYPAL HOLDINGS INCORPOR COM 70450Y103 16662 68613 SH SOLE 68613 0 0 PELOTON INTERACTIVE INC COM 70614W100 7 60 SH SOLE 60 0 0 PENN NTNL GAMING COM 707569109 2 20 SH SOLE 20 0 0 PENNANTPARK INVESTMENT O COM 708062104 113 20000 SH SOLE 20000 0 0 PENNYMAC MOR 8.125pcnt PFDPFD SER A PFD 70931T301 23 900 SH SOLE 900 0 0 PENNYMAC MORTGAGE IN REIT REIT 70931T103 392 20000 SH SOLE 20000 0 0 PEPSICO INC COM 713448108 1148 8118 SH SOLE 8118 0 0 PFIZER INC COM 717081103 10168 280640 SH SOLE 280640 0 0 PHILLIPS 66 COM 718546104 122 1500 SH SOLE 1500 0 0 PIMCO DYNAMIC INCOME CF CEF 72201Y101 31 1085 SH SOLE 1085 0 0 PIMCO DYNMC CRDT AND MRT CEF 72202D106 138 6217 SH SOLE 6217 0 0 PIMCO STRATEGIC INCOME C CEF 72200X104 1290 175975 SH SOLE 175975 0 0 PLAINS ALL AMERICAN P LP MLP 726503105 68 7500 SH SOLE 7500 0 0 PPG INDUSTRIES INC COM 693506107 7753 51596 SH SOLE 51596 0 0 PROCTER & GAMBLE COM 742718109 8374 61830 SH SOLE 61830 0 0 PROLOGIS INC. REIT REIT 74340W103 31 290 SH SOLE 290 0 0 PROQR THERAPEUTICS F COM N71542109 1 199 SH SOLE 199 0 0 PROSHARES SHORT S&P500 ETF 74347B425 402 24000 SH SOLE 24000 0 0 PUB SVC ENTERPISE GP COM 744573106 6750 112114 SH SOLE 112114 0 0 PUBLIC STORAGE REIT REIT 74460D109 9784 39650 SH SOLE 39650 0 0 QUALCOMM INC COM 747525103 5 35 SH SOLE 35 0 0 RAYTHEON TECHNOLOGIES CO COM 75513E101 3840 49690 SH SOLE 49690 0 0 REDFIN CORP 00500 COM 75737F108 72 1075 SH SOLE 1075 0 0 REVANCE THERAPEUTICS COM 761330109 117 4175 SH SOLE 4175 0 0 RIVERNORTH DOUBLLINE STR CEF 76882G107 299 19780 SH SOLE 19780 0 0 ROBLOX CORP CLASS A COM 771049103 1 1 SH SOLE 1 0 0 ROCKET COMPANIES CLASS ACLASS A COM 77311W101 1 14 SH SOLE 14 0 0 ROCKWELL AUTOMATION COM 773903109 119 450 SH SOLE 450 0 0 ROKU I N C CLASS A COM 77543R102 13 40 SH SOLE 40 0 0 ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 775781206 1 165 SH SOLE 165 0 0 ROMEO POWER INC CLASS A COM 776153108 62 7500 SH SOLE 7500 0 0 ROPER TECHNOLOGIES COM 776696106 23 57 SH SOLE 57 0 0 ROSS STORES INC COM 778296103 12 100 SH SOLE 100 0 0 ROUNDHILL BITKRFT ESPRT DGTL ENT ETF ETF 53656F706 1 23 SH SOLE 23 0 0 ROUNDHILL SPRT BETNG ANDIGAMING ETF ETF 53656F789 1 37 SH SOLE 37 0 0 ROYAL DUTCH SHELL FSPONSORED ADR 1 ADR REPS 2 ORD SHS COM 780259107 55 1500 SH SOLE 1500 0 0 SALESFORCE COM COM 79466L302 8343 39380 SH SOLE 39380 0 0 SANDSTORM GOLD LTD F COM 80013R206 20 3000 SH SOLE 3000 0 0 SCHLUMBERGER LTD F COM 806857108 7 250 SH SOLE 250 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 5 65 SH SOLE 65 0 0 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 42 360 SH SOLE 360 0 0 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 200 5876 SH SOLE 5876 0 0 SHOPIFY INC FCLASS A COM 82509L107 4 4 SH SOLE 4 0 0 SIMON PPTY GROUP REIT REIT 828806109 3 28 SH SOLE 28 0 0 SIO GENE THERAPIES INC COM 829399104 1 320 SH SOLE 320 0 0 SKYLINE CORP COM 830830105 10 220 SH SOLE 220 0 0 SL GREEN REALT 6.5pcnt PFDPFD SER I PFD 78440X507 26 1000 SH SOLE 1000 0 0 SL GREEN REALTY CORP REIT 78440X804 28 401 SH SOLE 401 0 0 SMILEDIRECTCLUB INC CLASS A COM 83192H106 38 3715 SH SOLE 3715 0 0 SMITH & WESSON BRANDS IN COM 831754106 14 800 SH SOLE 800 0 0 SNOWFLAKE INC CLASS A COM 833445109 1 1 SH SOLE 1 0 0 SOCIAL CAPITAL HEDOSOP FCLASS A COM G8252P105 94 5470 SH SOLE 5470 0 0 SONOS INC COM 83570H108 3 75 SH SOLE 75 0 0 SONY CORP FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 835699307 217 2050 SH SOLE 2050 0 0 SOS LIMITED FUNSPONSORED ADR 1 ADR REPS 10 ORD SHS ADR 83587W106 5 1000 SH SOLE 1000 0 0 SOUTHERN CO COM 842587107 18 290 SH SOLE 290 0 0 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 26 80 SH SOLE 80 0 0 SPDR GOLD SHARES ETF ETF 78463V107 489 3056 SH SOLE 3056 0 0 SPDR S&P 500 ETF ETF 78462F103 2209 5573 SH SOLE 5573 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 7 54 SH SOLE 54 0 0 SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF ETF 78468R549 1 5 SH SOLE 5 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 94 1410 SH SOLE 1410 0 0 SPOTIFY TECHNOLOGY F COM L8681T102 20 75 SH SOLE 75 0 0 SQUARE INC CLASS A COM 852234103 82 361 SH SOLE 361 0 0 STARBUCKS CORP COM 855244109 9 86 SH SOLE 86 0 0 STERLING BANCORP COM 85917A100 120 5213 SH SOLE 5213 0 0 STRATA PWR CORP F COM 86270C204 1 1340 SH SOLE 1340 0 0 STRYKER CORP COM 863667101 2 7 SH SOLE 7 0 0 SUBURBAN PROPANE PART LP MLP 864482104 3 216 SH SOLE 216 0 0 SULJA BROS BLDG SUPP COM 865106108 1 50000 SH SOLE 50000 0 0 SUPREME CANNABIS CO 00 F COM 86860J106 1 2500 SH SOLE 2500 0 0 TAKEDA PHARMA CO FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS ADR 874060205 6 327 SH SOLE 327 0 0 TARGET CORP COM 87612E106 65 328 SH SOLE 328 0 0 TECHNOLOGY SELECT SECTORSPDR ETF ETF 81369Y803 117 878 SH SOLE 878 0 0 TELADOC INC COM 87918A105 91 500 SH SOLE 500 0 0 TERRA TECH CORP COM 88102J209 1 667 SH SOLE 667 0 0 TERRASCEND CORP F COM 88105E108 54 5350 SH SOLE 5350 0 0 TESLA INC COM 88160R101 1423 2131 SH SOLE 2131 0 0 TEXAS INSTRUMENTS COM 882508104 7 39 SH SOLE 39 0 0 TEXAS PACIFIC LAND CORP COM 88262P102 40 25 SH SOLE 25 0 0 TG THERAPEUTICS INC COM 88322Q108 482 10000 SH SOLE 10000 0 0 THE COCA-COLA CO COM 191216100 7556 143352 SH SOLE 143352 0 0 THE MOSAIC CO COM 61945C103 24 750 SH SOLE 750 0 0 THE ODP CORP COM 88337F105 65 1500 SH SOLE 1500 0 0 THE SOUTHERN CO 4.95pcntPFD DUE 01/30/80SUBJ TO XTRO REDEMPTION PFD 842587800 139 5285 SH SOLE 5285 0 0 THERAPEUTICSMD INC COM 88338N107 1 860 SH SOLE 860 0 0 THERAPEUTICSMD INC USD1.5 EXP 06/18/21 EQUITY OPTION 88338N907 1 1 SH Call SOLE 0 0 1 THERAPEUTICSMD INC USD2 EXP 01/21/22 EQUITY OPTION 88338N907 1 1 SH Call SOLE 0 0 1 THERMO FISHER SCNTFC COM 883556102 18 40 SH SOLE 40 0 0 THOR INDUSTRIES INC COM 885160101 3 21 SH SOLE 21 0 0 TILRAY INC COM 88688T100 23 1000 SH SOLE 1000 0 0 T-MOBILE US INC COM 872590104 19 150 SH SOLE 150 0 0 TORTOISE ENERGY INFRA CO CEF 89147L886 122 5000 SH SOLE 5000 0 0 TRAVELERS COMPANIES COM 89417E109 1 4 SH SOLE 4 0 0 TRUIST FINL CORP COM 89832Q109 33 560 SH SOLE 560 0 0 TURQUOISE HILL RESOU F COM 900435207 24 1500 SH SOLE 1500 0 0 TWITTER INC COM 90184L102 106 1660 SH SOLE 1660 0 0 TWO HARBORS INVESTMENT CREIT REIT 90187B408 73 10000 SH SOLE 10000 0 0 TYME TECHNOLOGIES INC COM 90238J103 1 25 SH SOLE 25 0 0 UBER TECHNOLOGIES INC COM 90353T100 1 14 SH SOLE 14 0 0 UFP INDS INC COM 90278Q108 3 40 SH SOLE 40 0 0 UNDER ARMOUR INC CLASS A COM 904311107 1 23 SH SOLE 23 0 0 UNION PACIFIC CORP COM 907818108 585 2653 SH SOLE 2653 0 0 UNITED AIRLINES HLDGS COM 910047109 10 180 SH SOLE 180 0 0 UNITED PARCEL SRVC CLASS B COM 911312106 87 510 SH SOLE 510 0 0 UNITEDHEALTH GRP INC COM 91324P102 25 67 SH SOLE 67 0 0 UPWORK INC COM 91688F104 224 5000 SH SOLE 5000 0 0 URBAN EDGE PPTYS REIT 91704F104 4 233 SH SOLE 233 0 0 US STEEL COM 912909108 10 370 SH SOLE 370 0 0 USHG ACQUISITION COR UTS EXP UNIT 91748p209 251 25000 SH SOLE 25000 0 0 VALERO ENERGY CORP COM 91913Y100 4 50 SH SOLE 50 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 10 140 SH SOLE 140 0 0 VANECK VECTORS URANIUM NUCLEAR ENERGY ETF ETF 92189F601 106 2031 SH SOLE 2031 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 304 9345 SH SOLE 9345 0 0 VANECK VECTORS SOCIAL SENTIMENT ETF ETF 92189H839 1 7 SH SOLE 7 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 118 802 SH SOLE 802 0 0 VANGUARD FINANCIALS ETF ETF 92204A405 39 465 SH SOLE 465 0 0 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042775 24 400 SH SOLE 400 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 144 2770 SH SOLE 2770 0 0 VANGUARD GROWTH ETF ETF 922908736 8 30 SH SOLE 30 0 0 VANGUARD HEALTH CARE ETF ETF 92204A504 33 146 SH SOLE 146 0 0 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 64 630 SH SOLE 630 0 0 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 48 135 SH SOLE 135 0 0 VANGUARD LARGE CAP ETF ETF 922908637 104 560 SH SOLE 560 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 459 5000 SH SOLE 5000 0 0 VANGUARD RUSSELL 2000 GROWTH ETF ETF 92206C623 2 8 SH SOLE 8 0 0 VANGUARD S&P 500 ETF ETF 922908363 26 72 SH SOLE 72 0 0 VANGUARD VALUE ETF ETF 922908744 8 62 SH SOLE 62 0 0 VERIZON COMMUNICATN COM 92343V104 12379 212874 SH SOLE 212874 0 0 VESPER HEALTHCARE 27 UTS EXP 09/30/27 UNIT 92538T203 347 30000 SH SOLE 30000 0 0 VF CORP COM 918204108 40 500 SH SOLE 500 0 0 VISA INC CLASS A COM 92826C839 58 272 SH SOLE 272 0 0 VORNADO REALTY TRUST REIT REIT 929042109 36 796 SH SOLE 796 0 0 VULCAN MATERIALS COM COM 929160109 1 3 SH SOLE 3 0 0 VYNE THERAPEUTICS INC COM 92941V209 1 1 SH SOLE 1 0 0 WALMART INC COM 931142103 10481 77162 SH SOLE 77162 0 0 WALT DISNEY CO COM 254687106 13829 74947 SH SOLE 74947 0 0 WASTE MANAGEMENT INC COM 94106L109 11083 85904 SH SOLE 85904 0 0 WELLS FARGO & 4.75pcnt PFDPFD SER Z PFD 94988U151 460 18000 SH SOLE 18000 0 0 WELLS FARGO & C 7.5pcnt PFDCONV SER L PFD 949746804 34 24 SH SOLE 24 0 0 WELLS FARGO & CO COM 949746101 266 6802 SH SOLE 6802 0 0 WELLS FARGO INCOME OPPOR CEF 94987B105 34 4000 SH SOLE 4000 0 0 WHIRLPOOL CORP COM 963320106 32 146 SH SOLE 146 0 0 WISDOMTREE EUROPE HEDGEDEQTY ETF ETF 97717X701 70 956 SH SOLE 956 0 0 WISDOMTREE INDIA EARNINGS ETF ETF 97717W422 32 1000 SH SOLE 1000 0 0 WORKDAY INC CLASS A COM 98138H101 6 25 SH SOLE 25 0 0 XYLEM INC. COM 98419M100 4 41 SH SOLE 41 0 0 YAMANA GOLD INC F COM 98462Y100 22 5000 SH SOLE 5000 0 0 ZOOM VIDEO COMMUNICATION COM 98980L101 22 70 SH SOLE 70 0 0