Principal

0001567163-20-000003.txt : 20200803 0001567163-20-000003.hdr.sgml : 20200803 20200803162743 ACCESSION NUMBER: 0001567163-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 201069545 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 06-30-2020 06-30-2020 Edge Wealth Management LLC

805 3RD AVE 12TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-15102 N Matthew Weinberg Principal 212-682-0133 Matthew Weinberg New York NY 08-03-2020 0 682 527376 false INFORMATION TABLE 2 edge2q20.xml 2U INC COM 90214J101 209 5500 SH SOLE 5500 0 0 3M CO COM 88579Y101 51 325 SH SOLE 325 0 0 8X8 INC COM 282914100 8 500 SH SOLE 500 0 0 A G N C INVESTMENT CORP REIT REIT 00123Q104 1271 98558 SH SOLE 98558 0 0 A T & T INC COM 00206R102 311 10295 SH SOLE 10295 0 0 ABB LTD FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 000375204 34 1500 SH SOLE 1500 0 0 ABBVIE INC COM 00287Y109 151 1533 SH SOLE 1533 0 0 ABERDEEN GLOBAL PREMIER CEF 02083A103 23 5000 SH SOLE 5000 0 0 ACADIA PHARMACEUTL COM 004225108 10 200 SH SOLE 200 0 0 ACCENTURE PLC FCLASS A COM G1151C101 116 540 SH SOLE 540 0 0 ACELRX PHARMACEUTL COM 00444T100 1 1000 SH SOLE 1000 0 0 ACTIVISION BLIZZARD COM 00507V109 10 136 SH SOLE 136 0 0 ADAPTIVE BIOTECHNOLOGIES COM 00650F109 4354 90000 SH SOLE 90000 0 0 ADIDAS AG FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS ADR 00687A107 69 525 SH SOLE 525 0 0 ADOBE INC COM 00724F101 22 50 SH SOLE 50 0 0 ADVANCED MICRO DEVIC COM 007903107 93 1772 SH SOLE 1772 0 0 AG MTG INVT TR REIT REIT 001228105 1 400 SH SOLE 400 0 0 AGILENT TECHNOLOGIES COM 00846U101 66 741 SH SOLE 741 0 0 AGNC INVESTMENT 7pcnt PFDPFD SER C PFD 00123Q500 6024 265475 SH SOLE 265475 0 0 ALAMOS GOLD INC 00505 FCLASS A COM 011527108 9 1000 SH SOLE 1000 0 0 ALASKA AIR GROUP INC COM 011659109 1 0 SH SOLE 0 0 0 ALCOA CORP COM 013872106 1 36 SH SOLE 36 0 0 ALDEYRA THERAPEUTICS COM 01438T106 4 1000 SH SOLE 1000 0 0 ALERIAN MLP ETF ETF 00162Q866 2199 89081 SH SOLE 89081 0 0 ALEXION PHARMA INC COM 015351109 354 3157 SH SOLE 3157 0 0 ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS ADR 01609W102 557 2582 SH SOLE 2582 0 0 ALLIANZGI EQUITY AND CNV CEF 018829101 24 1050 SH SOLE 1050 0 0 ALLOGENE THERAPEUTICS IN COM 019770106 9 200 SH SOLE 200 0 0 ALLY FINL INC COM 02005N100 6 303 SH SOLE 303 0 0 ALPHABET INC. CLASS A COM 02079K305 20711 14605 SH SOLE 14605 0 0 ALPHABET INC. CLASS C COM 02079K107 677 479 SH SOLE 479 0 0 ALTRIA GROUP INC COM 02209S103 16 400 SH SOLE 400 0 0 AMAZON.COM INC COM 023135106 7327 2656 SH SOLE 2656 0 0 AMERICAN EXPRESS CO COM 025816109 183 1920 SH SOLE 1920 0 0 AMERICAN INTL GROUP COM 026874784 16 525 SH SOLE 525 0 0 AMERICAN LITHIUM MIN COM 027263102 1 500 SH SOLE 500 0 0 AMERIPRISE FINL COM 03076C106 15 100 SH SOLE 100 0 0 AMGEN INC. 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SOLE 444 0 0 CIVISTA BANCSHARES INC COM 178867107 54 3500 SH SOLE 3500 0 0 CLEARBRIDGE ENRGY MDSTRA CEF 18469P100 83 35000 SH SOLE 35000 0 0 CLEARBRIDGE MLP AND MIDS CEF 184692200 48 15000 SH SOLE 15000 0 0 CLOUDERA INC COM 18914U100 240 18850 SH SOLE 18850 0 0 CLOUDFLARE INC CLASS A COM 18915M107 50 1398 SH SOLE 1398 0 0 CLOVIS ONCOLOGY INC COM 189464100 8 1250 SH SOLE 1250 0 0 COLONY CAPITAL INC NEW REIT 19626G108 74 31000 SH SOLE 31000 0 0 COMCAST CORP CLASS A COM 20030N101 375 9617 SH SOLE 9617 0 0 COMPASS DIVERSIFIED LP MLP 20451Q104 22 1300 SH SOLE 1300 0 0 CORECIVIC INC REIT 21871N101 2 250 SH SOLE 250 0 0 CORNERSTONE ONDEMAND COM 21925Y103 6 150 SH SOLE 150 0 0 CORPORATE ASSE 7.625pcntPFD DUE 03/01/97SUBJ TO XTRO REDEMPTION PFD 126797208 1 400 SH SOLE 400 0 0 CORTEVA INC COM 22052L104 7 267 SH SOLE 267 0 0 COSTCO WHOLESALE CO COM 22160K105 100 330 SH SOLE 330 0 0 COUSINS PROPERTIES REIT 222795502 21 709 SH SOLE 709 0 0 COVANTA HOLDING CORP COM 22282E102 4 400 SH SOLE 400 0 0 CRACKER BARREL OLD COUNT COM 22410J106 11 100 SH SOLE 100 0 0 CRISPR THERAPEUTICS F COM H17182108 20 270 SH SOLE 270 0 0 CRONOS GROUP INC F COM 22717L101 45 7500 SH SOLE 7500 0 0 CROWDSTRIKE HLDGS INC COM 22788C105 11 109 SH SOLE 109 0 0 CROWN CASTLE INTL CO REIT REIT 22822V101 17 100 SH SOLE 100 0 0 CUBESMART TRS INC. REIT REIT 229663109 5 200 SH SOLE 200 0 0 CUMMINS INC COM 231021106 87 500 SH SOLE 500 0 0 CVS HEALTH CORP COM 126650100 3626 55806 SH SOLE 55806 0 0 CYBERARK SOFTWRE LTD F COM M2682V108 20 200 SH SOLE 200 0 0 CYTOKINETICS INC COM 23282W605 12 500 SH SOLE 500 0 0 D X C TECHNOLOGY CO COM 26817Q886 24 1461 SH SOLE 1461 0 0 DARDEN RESTAURANTS COM 237194105 19 250 SH SOLE 250 0 0 DARE BIOSCIENCE INC COM 23666P101 3 3000 SH SOLE 3000 0 0 DAVIS SELECT WORLDWIDE ETF ETF 23908L306 14 600 SH SOLE 600 0 0 DELTA AIR LINES INC DEL COM 247361702 179 6397 SH SOLE 6397 0 0 DELTA AIR LINES INCUSD40 EXP 01/15/21 Equity Option 247361902 1 1 SH Call SOLE 0 0 1 DENALI THERAPEUTICS I N COM 24823R105 2 100 SH SOLE 100 0 0 DHT MARITIME HLD INC F COM Y2065G121 45 8800 SH SOLE 8800 0 0 DIGITAL TURBINE INC COM 25400W102 6 500 SH SOLE 500 0 0 DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 2X SHARES ETF 25460E166 11 100 SH SOLE 100 0 0 DIREXION DAILY S&P 500 BEAR 3X SHARES ETF 25459W151 2 300 SH SOLE 300 0 0 DOCUSIGN INC COM 256163106 18703 108608 SH SOLE 108608 0 0 DOMINION ENERGY 5.25pcntPFD DUE 07/30/76SUBJ TO XTRO REDEMPTION COM 25746U844 1137 44662 SH SOLE 44662 0 0 DOUBLELINE OPPORTUNISTIC CEF 258623107 136 7200 SH SOLE 7200 0 0 DOW INC COM 260557103 11 267 SH SOLE 267 0 0 DRAFTKINGS INC COM 26142R104 38 1134 SH SOLE 1134 0 0 DRDGOLD LTD FSPONSORED ADR 1 ADR REPS 10 ORD SHS ADR 26152H301 16 1000 SH SOLE 1000 0 0 DROPBOX INC COM 26210C104 4 165 SH SOLE 165 0 0 DUKE ENERGY CO 5.125pcntPFD DUE 01/15/73SUBJ TO XTRO REDEMPTION PFD 26441C303 102 4000 SH SOLE 4000 0 0 DUKE ENERGY CORP COM 26441C204 60 746 SH SOLE 746 0 0 DUNKIN BRANDS GROUP COM 265504100 3 50 SH SOLE 50 0 0 DUPONT DE NEMOURS INC COM 26614N102 14 267 SH SOLE 267 0 0 EATON CORP PLC F COM G29183103 969 11079 SH SOLE 11079 0 0 EATON VANCE ENHANCED EQT CEF 278274105 7 500 SH SOLE 500 0 0 EATON VNCE MGD GLBL BUY CEF 27829C105 95 11000 SH SOLE 11000 0 0 ECHO THERAPEUTICS COM 27876L206 1 100 SH SOLE 100 0 0 ECOLAB INC COM 278865100 99 500 SH SOLE 500 0 0 EDITAS MEDICINE INCORPOR COM 28106W103 1 25 SH SOLE 25 0 0 ELDORADO GOLD CP F COM 284902509 10 1000 SH SOLE 1000 0 0 EMERGENT BIOSOLUTION COM 29089Q105 119 1500 SH SOLE 1500 0 0 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 13 332 SH SOLE 332 0 0 ENERGY TRANS 7.625pcnt PFDPFD SER D PFD 29278N400 8 408 SH SOLE 408 0 0 ENERGY TRANSFER LP MLP 29273V100 358 50312 SH SOLE 50312 0 0 ENTERPRISE PRODS PART LP MLP 293792107 1966 108183 SH SOLE 108183 0 0 EOG RESOURCES INC COM 26875P101 85 1670 SH SOLE 1670 0 0 EQUILLIUM INC COM 29446K106 21 7072 SH SOLE 7072 0 0 EQUINOR A S A FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 29446M102 3 200 SH SOLE 200 0 0 EQUINOX GOLD CORP F COM 29446Y502 102 9077 SH SOLE 9077 0 0 EROS INTERNTNL FCLASS A COM G3788M114 3 1000 SH SOLE 1000 0 0 EURONAV NV F COM B38564108 485 59500 SH SOLE 59500 0 0 EVERSOURCE ENERGY COM 30040W108 8 100 SH SOLE 100 0 0 EVOLUS INC COM 30052C107 45 8500 SH SOLE 8500 0 0 EXELON CORP COM 30161N101 14 381 SH SOLE 381 0 0 EXPEDIA GROUP INC. COM 30212P303 8 100 SH SOLE 100 0 0 EXXON MOBIL CORP COM 30231G102 179 4010 SH SOLE 4010 0 0 F N B CORP PA COM 302520101 11 1413 SH SOLE 1413 0 0 FACEBOOK INC CLASS A COM 30303M102 3399 14968 SH SOLE 14968 0 0 FARFETCH LTD F COM 30744W107 86 5000 SH SOLE 5000 0 0 FASTENAL CO COM 311900104 12 280 SH SOLE 280 0 0 FASTLY INC COM 31188V100 21 241 SH SOLE 241 0 0 FEDERAL HOME LN MTG CORP COM 313400301 9 4000 SH SOLE 4000 0 0 FEDERAL NATL MTG ASSN GT COM 313586109 47 21500 SH SOLE 21500 0 0 FEDERAL NTNL 8.25pcnt PFDPFD SER S PFD 313586752 81 10217 SH SOLE 10217 0 0 FEDERAL NTNL M 5.5pcnt PFDPFD SER N PFD 313586828 27 2180 SH SOLE 2180 0 0 FEDEX CORP COM 31428X106 426 3040 SH SOLE 3040 0 0 FIREEYE INC COM 31816Q101 53 4354 SH SOLE 4354 0 0 FIRST MERCHANTS CORP COM 320817109 234 8484 SH SOLE 8484 0 0 FIRST SOLAR INC COM 336433107 1 15 SH SOLE 15 0 0 FLOWERS FOODS INC COM 343498101 11 500 SH SOLE 500 0 0 FORD MOTOR CO COM 345370860 4 665 SH SOLE 665 0 0 FORTRESS BIOTECH INCORPO COM 34960Q109 16 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136 25200 SH SOLE 25200 0 0 GENERAL DYNAMICS CO COM 369550108 9278 62074 SH SOLE 62074 0 0 GENERAL ELECTRIC CO COM 369604103 34 5031 SH SOLE 5031 0 0 GENERAL MOTORS CO COM 37045V100 8 320 SH SOLE 320 0 0 GENMAB A/S FSPONSORED ADR 1 ADR REPS 0.1 ORD SHS ADR 372303206 7 200 SH SOLE 200 0 0 GILEAD SCIENCES INC COM 375558103 1002 13020 SH SOLE 13020 0 0 GLADSTONE COML CORP REIT REIT 376536108 6 300 SH SOLE 300 0 0 GLAXOSMITHKLINE PLC FSPONSORED ADR 1 ADR REPS 2 ORD SHS ADR 37733W105 78 1900 SH SOLE 1900 0 0 GLOBAL BLOOD THERAPEUTIC COM 37890U108 13 200 SH SOLE 200 0 0 GLOBAL X MLP ETF ETF 37950E473 156 5740 SH SOLE 5740 0 0 GLOBAL X ROBOTICS ARTFCLINTLGNC ETF ETF 37954Y715 24 1000 SH SOLE 1000 0 0 GMAC CAPITAL 7.4766pcntPFD DUE 02/15/40SUBJ TO XTRO REDEMPTION PFD 361860208 72 3200 SH SOLE 3200 0 0 GOLD FIELDS LTD FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 38059T106 9 1000 SH SOLE 1000 0 0 GOLD STANDARD VENTUR F COM 380738104 289 356691 SH SOLE 356691 0 0 GOLDMAN SACHS GROUP COM 38141G104 74 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45253H101 5 1000 SH SOLE 1000 0 0 INNOVATIVE INDUSTRIAL PRREIT REIT 45781V101 9 100 SH SOLE 100 0 0 INOVIO PHARMA COM 45773H102 13 500 SH SOLE 500 0 0 INTEL CORP COM 458140100 13160 219950 SH SOLE 219950 0 0 INTERCEPT PHARMA INC COM 45845P108 10 200 SH SOLE 200 0 0 INTERNTNL PAPER COM 460146103 15 440 SH SOLE 440 0 0 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF ETF 46138J502 6601 310216 SH SOLE 310216 0 0 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 146 6280 SH SOLE 6280 0 0 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF ETF 46138J700 13907 650765 SH SOLE 650765 0 0 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ETF 46138J809 614 27062 SH SOLE 27062 0 0 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF ETF 46138J882 22411 1027100 SH SOLE 1027100 0 0 INVESCO BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF ETF 46138J874 291 13037 SH SOLE 13037 0 0 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF ETF 46138J866 12171 559335 SH SOLE 559335 0 0 INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF ETF 46138J858 45 1884 SH SOLE 1884 0 0 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF ETF 46138J841 62 2800 SH SOLE 2800 0 0 INVESCO CALIFORNIA VALUEMUNICIPAL INCOME TRUST CEF 46132H106 246 21100 SH SOLE 21100 0 0 INVESCO CHINA TECHNOLOGYETF ETF 46138E800 20 320 SH SOLE 320 0 0 INVESCO HIGH INCM 2024 T CEF 46136K105 177 22847 SH SOLE 22847 0 0 INVESCO HIGH INCOME CF CEF 46131F101 4 337 SH SOLE 337 0 0 INVESCO KBW HIGH DIVIDEND YIELD FINANCIALETF ETF 46138E610 251 18500 SH SOLE 18500 0 0 INVESCO PREFERRED ETF ETF 46138E511 3760 266259 SH SOLE 266259 0 0 INVESCO QQQ TR USD170 EXP 08/21/20 Equity Option 46090E953 8 185 SH Put SOLE 0 0 185 INVESCO QQQ TR USD232 EXP 07/17/20 Equity Option 46090E953 8 50 SH Put SOLE 0 0 50 INVESCO QQQ TRUST ETF 46090E103 258 1044 SH SOLE 1044 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 17 165 SH SOLE 165 0 0 INVESCO SENIOR INCM TR CEF 46131H107 16 4681 SH SOLE 4681 0 0 INVESCO TRUST FOR INVT GRADE NEW YORK MUNIS CEF 46131T101 41 3400 SH SOLE 3400 0 0 INVESCO VALUE MUNI INCM TRUST SBI CEF 46132P108 23 1565 SH SOLE 1565 0 0 INVESCO VARIABLE RATE PREFERRED ETF ETF 46138G870 942 40200 SH SOLE 40200 0 0 INVESCO WATER RESOURCES ETF ETF 46137V142 73 2000 SH SOLE 2000 0 0 INVESTORS BANCORP COM 46146L101 11 1350 SH SOLE 1350 0 0 INVITAE CORP COM 46185L103 8 250 SH SOLE 250 0 0 IOVANCE BIOTHERAPEUTICS COM 462260100 251 9144 SH SOLE 9144 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 61 503 SH SOLE 503 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 2 35 SH SOLE 35 0 0 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 341 7161 SH SOLE 7161 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1450 4683 SH SOLE 4683 0 0 ISHARES CORE S&P SMALL-CAP ETF ETF 464287804 8 115 SH SOLE 115 0 0 ISHARES CORE US VALUE ETF ETF 464287663 21 400 SH SOLE 400 0 0 ISHARES DOW JONES US ETF ETF 464287846 245 1600 SH SOLE 1600 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 1650 27216 SH SOLE 27216 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 585 11559 SH SOLE 11559 0 0 ISHARES GOLD ETF ETF 464285105 1792 105450 SH SOLE 105450 0 0 ISHARES IBOXX INVT GRADEBOND ETF ETF 464287242 678 5040 SH SOLE 5040 0 0 ISHARES MBS ETF ETF 464288588 1741 15727 SH SOLE 15727 0 0 ISHARES MORTGAGE REAL ESTATE CAPPED ETF ETF 46435G342 22 896 SH SOLE 896 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1 30 SH SOLE 30 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 14 250 SH SOLE 250 0 0 ISHARES MSCI SINGAPORE CAPPED ETF ETF 464286673 20 1050 SH SOLE 1050 0 0 ISHARES MSCI SOUTH KOREAETF ETF 464286772 2 35 SH SOLE 35 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 464286699 26 1000 SH SOLE 1000 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF ETF 464287556 1499 10966 SH SOLE 10966 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 6 55 SH SOLE 55 0 0 ISHARES PREFERRED INCOMESEC ETF ETF 464288687 40070 1156767 SH SOLE 1156767 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 198 1029 SH SOLE 1029 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 472 3293 SH SOLE 3293 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 11 100 SH SOLE 100 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 20 250 SH SOLE 250 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 528 10563 SH SOLE 10563 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 147 8625 SH SOLE 8625 0 0 ISHARES US HEALTHCARE ETF ETF 464287762 80 370 SH SOLE 370 0 0 ISHARES US PHARMACEUTICALS ETF ETF 464288836 171 1109 SH SOLE 1109 0 0 ISHARES US TREASURY BONDETF ETF 46429B267 1108 39595 SH SOLE 39595 0 0 ISHARS EDG MSCI USA QLTYFCTR ETF ETF 46432F339 508 5293 SH SOLE 5293 0 0 ISHR EDG MSCI MIN VOL EMG MKT ETF ETF 464286533 204 3929 SH SOLE 3929 0 0 ITO EN LTD ORDF COM 314300000 152 2700 SH SOLE 2700 0 0 J B G SMITH PROPERTIES REIT REIT 46590V100 7 233 SH SOLE 233 0 0 JOHNSON & JOHNSON COM 478160104 13094 93108 SH SOLE 93108 0 0 JP MORGAN CHASE ALERIAN ETN ETF 46625H365 9 675 SH SOLE 675 0 0 JPMORGAN CHAS 4.75pcnt PFDPFD SER GG PFD 48128B622 276 11000 SH SOLE 11000 0 0 JPMORGAN CHASE & 6pcnt PFDPFD SER EE PFD 48128B648 466 17000 SH SOLE 17000 0 0 JPMORGAN CHASE & CO COM 46625H100 10905 115941 SH SOLE 115941 0 0 JPMORGAN CHASE 6.1pcnt PFDPFD SER AA PFD 48127X542 280 11000 SH SOLE 11000 0 0 JPMORGAN ULTRA SHORT INCOME ETF ETF 46641Q837 1087 21436 SH SOLE 21436 0 0 KARYOPHARM THERAPTIC COM 48576U106 166 8790 SH SOLE 8790 0 0 KAYNE ANDERSON MLP MIDST CEF 486606106 390 73800 SH SOLE 73800 0 0 KENNEDY WILSON HLDGS COM 489398107 3 200 SH SOLE 200 0 0 KEYSIGHT TECH INC COM 49338L103 5 50 SH SOLE 50 0 0 KIMCO REALTY CORP REIT REIT 49446R109 20 1575 SH SOLE 1575 0 0 KINDER MORGAN INC COM 49456B101 8 500 SH SOLE 500 0 0 KKR & CO INC COM 48251W104 96 3100 SH SOLE 3100 0 0 KROGER CO COM 501044101 14 420 SH SOLE 420 0 0 L S B INDUSTRIES INC COM 502160104 58 50000 SH SOLE 50000 0 0 LADDER CAP CORP REIT REIT 505743104 1 78 SH SOLE 78 0 0 LAM RESEARCH CORP COM 512807108 707 2185 SH SOLE 2185 0 0 LANDMARK INFRASTRUCTU LP MLP 51508J108 10 1000 SH SOLE 1000 0 0 LAS VEGAS SANDS CORP COM 517834107 67 1463 SH SOLE 1463 0 0 LAZARD LTD LP COM G54050102 6 200 SH SOLE 200 0 0 LEIDOS HOLDINGS INC COM 525327102 19 200 SH SOLE 200 0 0 LENNAR CORP CLASS A COM 526057104 16 265 SH SOLE 265 0 0 LEXINFINTECH HOLDINGS FUNSPONSORED ADR 1 ADR REPS ORD SHS ADR 528877103 5 500 SH SOLE 500 0 0 LIBERTY GOLD CORP F COM 53056H104 157 99949 SH SOLE 99949 0 0 LIBERTY MEDIA CORP SERIES A LIBERTY MEDIA Tracking Stk 531229870 15 500 SH SOLE 500 0 0 LIBERTY MEDIA CORP SERIES C LIBERTY MEDIA Tracking Stk 531229854 14 450 SH SOLE 450 0 0 LILLY ELI & CO COM 532457108 87 530 SH SOLE 530 0 0 LINEAGE CELL THERAPEUTIC COM 53566P109 3 4000 SH SOLE 4000 0 0 LIQUIDIA TECHNOLOGIES IN COM 53635D202 8 1000 SH SOLE 1000 0 0 LLOYDS BANKING GROUP FSPONSORED ADR 1 ADR REPS 4 ORD SHS ADR 539439109 300 200000 SH SOLE 200000 0 0 LMP AUTOMOTIVE HOLDINGS COM 53952P101 118 12015 SH SOLE 12015 0 0 LOCKHEED MARTIN CORP COM 539830109 53 145 SH SOLE 145 0 0 LONGFOR PROPERTIES CO FSPONSORED ADR 1 ADR REPS 10 ORD SHS ADR 54303R101 19 400 SH SOLE 400 0 0 LOWES COMPANIES INC COM 548661107 18 130 SH SOLE 130 0 0 LULULEMON ATHLETICA COM 550021109 106 340 SH SOLE 340 0 0 LUMENTUM HOLDINGS INC COM 55024U109 4 47 SH SOLE 47 0 0 LYFT INC CLASS A COM 55087P104 20 600 SH SOLE 600 0 0 MACQUARIE INFRASTRUC COM 55608B105 20 650 SH SOLE 650 0 0 MACYS INC COM 55616P104 16 2385 SH SOLE 2385 0 0 MADDEN STEVEN LTD COM 556269108 73 2950 SH SOLE 2950 0 0 MADISON SQUARE GARDEN COCLASS A COM 55825T103 29 200 SH SOLE 200 0 0 MADISON SQUARE GARDEN ENCLASS A COM 55826T102 15 200 SH SOLE 200 0 0 MAGELLAN MIDSTREAM PA LP MLP 559080106 43 1000 SH SOLE 1000 0 0 MAIN STREET CAPITAL COM 56035L104 16 500 SH SOLE 500 0 0 MALLINCKRODT PUB F COM G5785G107 32 12000 SH SOLE 12000 0 0 MANTECH INTL CORP CLASS A COM 564563104 10 150 SH SOLE 150 0 0 MARATHON OIL CORP COM 565849106 6 1003 SH SOLE 1003 0 0 MARATHON PETE CORP COM 56585A102 38 1008 SH SOLE 1008 0 0 MARIMED INC COM 56782V107 6 37000 SH SOLE 37000 0 0 MARKER THERAPEUTICS INC COM 57055L107 28 13500 SH SOLE 13500 0 0 MARKETAXESS HOLDINGSUSD270 EXP 11/20/20 Equity Option 46090E953 7 40 SH Put SOLE 0 0 40 MARRIOTT INTL INC CLASS A COM 571903202 78 915 SH SOLE 915 0 0 MC DONALDS CORP COM 580135101 4790 25964 SH SOLE 25964 0 0 MEDTRONIC PLC F COM G5960L103 3790 41330 SH SOLE 41330 0 0 MERCK & CO. INC. COM 58933Y105 11646 150606 SH SOLE 150606 0 0 METLIFE INC COM 59156R108 13 345 SH SOLE 345 0 0 MFA FINL INC. 6.5pcnt PFDPFD SER C PFD 55272X508 30 1700 SH SOLE 1700 0 0 MGM RESORTS INTL COM 552953101 16 975 SH SOLE 975 0 0 MICRON TECHNOLOGY COM 595112103 6 115 SH SOLE 115 0 0 MICROSOFT CORP COM 594918104 26015 127832 SH SOLE 127832 0 0 MOELIS & CO CLASS A COM 60786M105 6 200 SH SOLE 200 0 0 MONDELEZ INTL CLASS A COM 609207105 15 300 SH SOLE 300 0 0 MORGAN STANL 6.875pcnt PFDPFD SER F PFD 61763E207 255 9600 SH SOLE 9600 0 0 MORGAN STANLEY COM 617446448 145 3000 SH SOLE 3000 0 0 MORGAN STANLEY 4pcnt PFDPFD SER A PFD 61747S504 152 7300 SH SOLE 7300 0 0 MOTORS LIQUIDATION CO GU Unit 62010U101 1 40 SH SOLE 40 0 0 MYLAN NV F COM N59465109 16 1000 SH SOLE 1000 0 0 NANOVIRICIDES INC COM 630087203 1 200 SH SOLE 200 0 0 NCR CORP COM 62886E108 1 8 SH SOLE 8 0 0 NEOMEDIA TECH INC COM 640505103 1 41 SH SOLE 41 0 0 NESTLE S A FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 641069406 22 200 SH SOLE 200 0 0 NETFLIX INC COM 64110L106 130 286 SH SOLE 286 0 0 NEUBERGR BRM MLP AND ENR CEF 64129H104 212 72258 SH SOLE 72258 0 0 NEW MOUNTAIN FIN CO COM 647551100 3 300 SH SOLE 300 0 0 NEW RELIC INC COM 64829B100 3 50 SH SOLE 50 0 0 NEW RESIDENT 7.125pcnt PFDPFD SER B PFD 64828T409 40 2000 SH SOLE 2000 0 0 NEW RESIDENTIA 7.5pcnt PFDPFD SER A PFD 64828T300 182 8500 SH SOLE 8500 0 0 NEW RESIDENTIAL INVE REIT REIT 64828T201 156 21018 SH SOLE 21018 0 0 NEW YORK CMNTY BANCO COM 649445103 26 2516 SH SOLE 2516 0 0 NEWMARK GROUP INC COM 65158N102 33 6727 SH SOLE 6727 0 0 NEWMONT CORP COM 651639106 74 1206 SH SOLE 1206 0 0 NIKE INC CLASS B COM 654106103 94 959 SH SOLE 959 0 0 NINTENDO LTD FSPONSORED ADR 1 ADR RE 0.125 ORD SHS ADR 654445303 7 127 SH SOLE 127 0 0 NOKIA CORP FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 654902204 9 2000 SH SOLE 2000 0 0 NORDSTROM INC COM 655664100 23 1500 SH SOLE 1500 0 0 NORTHROP GRUMMAN CO COM 666807102 99 323 SH SOLE 323 0 0 NORTONLIFELOCK INC COM 871503108 5 250 SH SOLE 250 0 0 NOVAGOLD RES INC F COM 66987E206 1 100 SH SOLE 100 0 0 NOVAVAX INC COM 670002401 2513 30150 SH SOLE 30150 0 0 NOVOCURE LTD F COM G6674U108 5 80 SH SOLE 80 0 0 NOVO-NORDISK A S FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 670100205 13 200 SH SOLE 200 0 0 NRG ENERGY INC COM 629377508 2 64 SH SOLE 64 0 0 NTNL WESTERN LIFE GRO005CLASS A COM 638517102 10 50 SH SOLE 50 0 0 NUANCE COMMUN INC COM 67020Y101 19 750 SH SOLE 750 0 0 NUVEEN AMT FREE MNCPL CR CEF 67071L106 9 577 SH SOLE 577 0 0 NUVEEN AMT FREE QUALITY CEF 670657105 87 6250 SH SOLE 6250 0 0 NUVEEN CREDIT STRATEGIES CEF 67073D102 203 34816 SH SOLE 34816 0 0 NUVEEN INTERMEDIATE DURA CEF 670671106 198 14973 SH SOLE 14973 0 0 NUVEEN NEW JERSEY QLTY M CEF 67069Y102 49 3700 SH SOLE 3700 0 0 NUVEEN NEW YORK QLTY MNC CEF 67066X107 13 1000 SH SOLE 1000 0 0 NUVEEN NY AMT FREE QLT M CEF 670656107 56 4330 SH SOLE 4330 0 0 NUVEEN PNSYLVANIA QLTY M CEF 670972108 41 3000 SH SOLE 3000 0 0 NUVEEN PREFERRED INCOME CEF 67073B106 347 42115 SH SOLE 42115 0 0 NVIDIA CORP COM 67066G104 95 251 SH SOLE 251 0 0 OCCIDENTAL PETROL CO COM 674599105 9 473 SH SOLE 473 0 0 OCWEN FINL CORP COM 675746309 1 1000 SH SOLE 1000 0 0 ODYSSEY MARINE EXPL COM 676118201 160 34300 SH SOLE 34300 0 0 OKTA INC USD90 EXP 11/20/20 Equity Option 679295955 4 125 SH Put SOLE 0 0 125 OKTA INC CLASS A COM 679295105 50 250 SH SOLE 250 0 0 OLD DOMINION FREIGHT COM 679580100 25 150 SH SOLE 150 0 0 ONE STOP SYSTEMS INC COM 68247W109 2 1000 SH SOLE 1000 0 0 ORACLE CORP COM 68389X105 57 1040 SH SOLE 1040 0 0 OTTER TAIL CORP COM 689648103 12 319 SH SOLE 319 0 0 P J T PARTNERS INCORPORACLASS A COM 69343T107 62 1200 SH SOLE 1200 0 0 PALO ALTO NETWORKS COM 697435105 11 50 SH SOLE 50 0 0 PAN AMERN SILVER CORP F COM 697900108 122 4000 SH SOLE 4000 0 0 PARK HOTELS & RESORTS INREIT REIT 700517105 8 820 SH SOLE 820 0 0 PATRICK ENTERPRISES INC COM 703343103 2 39 SH SOLE 39 0 0 PAYPAL HOLDINGS INCORPOR COM 70450Y103 14001 80362 SH SOLE 80362 0 0 PELOTON INTERACTIVE INC COM 70614W100 48 837 SH SOLE 837 0 0 PENN NTNL GAMING COM 707569109 12 400 SH SOLE 400 0 0 PENNANTPARK CAP LTD COM 70806A106 11 1350 SH SOLE 1350 0 0 PENNYMAC MOR 8.125pcnt PFDPFD SER A PFD 70931T301 948 43973 SH SOLE 43973 0 0 PENNYMAC MORTGAGE IN REIT REIT 70931T103 360 20516 SH SOLE 20516 0 0 PEPSICO INC COM 713448108 787 5949 SH SOLE 5949 0 0 PERFICIENT INC COM 71375U101 7 200 SH SOLE 200 0 0 PERSONALIS INC COM 71535D106 6 500 SH SOLE 500 0 0 PFIZER INC COM 717081103 9647 295025 SH SOLE 295025 0 0 PGIM GLOBAL HIGH YIELD CEF 69346J106 58 4580 SH SOLE 4580 0 0 PHILIP MORRIS INTL COM 718172109 2 30 SH SOLE 30 0 0 PHILLIPS 66 COM 718546104 13 184 SH SOLE 184 0 0 PHYSICIANS REALTY TR REIT REIT 71943U104 5 300 SH SOLE 300 0 0 PIMCO DYNAMIC INCOME CF CEF 72201Y101 101 4085 SH SOLE 4085 0 0 PIMCO DYNMC CRDT AND MRT CEF 72202D106 92 4990 SH SOLE 4990 0 0 PIMCO STRATEGIC INCOME C CEF 72200X104 741 116275 SH SOLE 116275 0 0 PINTEREST INC CLASS A COM 72352L106 45 2022 SH SOLE 2022 0 0 PLUG POWER INC COM 72919P202 16 2000 SH SOLE 2000 0 0 PPG INDUSTRIES INC COM 693506107 3830 36107 SH SOLE 36107 0 0 PROCTER & GAMBLE COM 742718109 5565 46538 SH SOLE 46538 0 0 PROGRESS SOFTWARE CO COM 743312100 8 200 SH SOLE 200 0 0 PROGRESSIVE CO OHIO COM 743315103 16 200 SH SOLE 200 0 0 PROLOGIS INC. REIT REIT 74340W103 21 230 SH SOLE 230 0 0 PROSHARES SHORT S&P500 ETF 74347B425 1152 51500 SH SOLE 51500 0 0 PROSHARES ULTRASHORT S& P500 ETF 74347B383 19 1000 SH SOLE 1000 0 0 PROSPECT CAPITAL CO COM 74348T102 5 1000 SH SOLE 1000 0 0 PUBLIC STORAGE REIT REIT 74460D109 6951 36222 SH SOLE 36222 0 0 QUALSTAR CORP COM 74758R208 1 75 SH SOLE 75 0 0 R B B BANCORP COM 74930B105 35 2542 SH SOLE 2542 0 0 RAYTHEON TECHNOLOGIES CO COM 755111507 2201 35724 SH SOLE 35724 0 0 REALPAGE INC COM 75606N109 5 82 SH SOLE 82 0 0 REALTY INCM CORP REIT REIT 756109104 30 500 SH SOLE 500 0 0 REDFIN CORP 00500 COM 75737F108 173 4125 SH SOLE 4125 0 0 RENN CF CEF 759720105 13 10000 SH SOLE 10000 0 0 RESONANT INC COM 76118L102 2 1000 SH SOLE 1000 0 0 RESTAURANT BRANDS F COM 76131D103 11 200 SH SOLE 200 0 0 RESTORBIO INC COM 76133L103 114 53137 SH SOLE 53137 0 0 REVANCE THERAPEUTICS COM 761330109 116 4750 SH SOLE 4750 0 0 REVOLVE GROUP INC COM 76156B107 45 3000 SH SOLE 3000 0 0 RIOT BLOCKCHAIN I N C COM 767292105 1 100 SH SOLE 100 0 0 RIVERNORTH DOUBLLINE STR CEF 76882G107 700 50356 SH SOLE 50356 0 0 RIVERNORTH OPPORTUNITIES CEF 76881Y109 37 2500 SH SOLE 2500 0 0 ROCKWELL AUTOMATION COM 773903109 96 450 SH SOLE 450 0 0 ROKU I N C CLASS A COM 77543R102 1 10 SH SOLE 10 0 0 ROYAL DUTCH SHELL FSPONSORED ADR 1 ADR REPS 2 ORD SHS COM 780259107 6 200 SH SOLE 200 0 0 SABRA HLTH CARE REIT REIT 78573L106 6 400 SH SOLE 400 0 0 SACHEM CAP CORP REIT 78590A109 3 1000 SH SOLE 1000 0 0 SAFE BULKERS INC F COM Y7388L103 6 5000 SH SOLE 5000 0 0 SALESFORCE COM COM 79466L302 7095 37877 SH SOLE 37877 0 0 SALON MEDIA GP INC COM 79550B202 1 65714 SH SOLE 65714 0 0 SANDSTORM GOLD LTD F COM 80013R206 29 3000 SH SOLE 3000 0 0 SANDY SPRING BANCORP COM 800363103 50 2000 SH SOLE 2000 0 0 SANGAMO THERAPEUTICS COM 800677106 1061 118401 SH SOLE 118401 0 0 SANTA CRUZ CNTY B CA COM 801827106 4293 114469 SH SOLE 114469 0 0 SCHLUMBERGER LTD F COM 806857108 21 1150 SH SOLE 1150 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 1 20 SH SOLE 20 0 0 SCHWAB FUNDA EMG MKTS LARGE COM ETF ETF 808524730 2 85 SH SOLE 85 0 0 SCHWAB FUNDAMENTAL INL LARGE COM ETF ETF 808524755 1 12 SH SOLE 12 0 0 SCHWAB FUNDAMENTAL US BROAD MKT ETF ETF 808524789 14 375 SH SOLE 375 0 0 SCHWAB FUNDAMENTAL US SMALL COM ETF ETF 808524763 7 218 SH SOLE 218 0 0 SCHWAB US BROAD MARKET ETF ETF 808524102 55 754 SH SOLE 754 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 232 4489 SH SOLE 4489 0 0 SCHWAB US LARGE CAP ETF ETF 808524201 15 200 SH SOLE 200 0 0 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 21 424 SH SOLE 424 0 0 SCORPIO TANKERS INC F COM Y7542C106 79 6150 SH SOLE 6150 0 0 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 12 124 SH SOLE 124 0 0 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 169 7315 SH SOLE 7315 0 0 SHAKE SHACK CLASS A COM 819047101 5 100 SH SOLE 100 0 0 SIMON PPTY GROUP REIT REIT 828806109 1 20 SH SOLE 20 0 0 SIRIUS XM HLDGS INC COM 82968B103 11 1900 SH SOLE 1900 0 0 SKYLINE CORP COM 830830105 6 250 SH SOLE 250 0 0 SKYWORKS SOLUTIONS COM 83088M102 10 78 SH SOLE 78 0 0 SL GREEN REALT 6.5pcnt PFDPFD SER I PFD 78440X507 25 1000 SH SOLE 1000 0 0 SL GREEN REALTY CORP REIT PFD 78440X101 20 403 SH SOLE 403 0 0 SLACK TECHNOLOGIES USD34 EXP 07/17/20 Equity Option 83088V902 1 10 SH Call SOLE 0 0 10 SLACK TECHNOLOGIES INC CLASS A COM 83088V102 47 1500 SH SOLE 1500 0 0 SMILEDIRECTCLUB INC CLASS A COM 83192H106 25 3215 SH SOLE 3215 0 0 SNAP INC CLASS A COM 83304A106 66 2809 SH SOLE 2809 0 0 SOFTBANK CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS ADR 83404D109 15 600 SH SOLE 600 0 0 SONY CORP FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 835699307 185 2675 SH SOLE 2675 0 0 SOUTHERN CO COM 842587107 17 325 SH SOLE 325 0 0 SOUTHWEST AIRLINES COM 844741108 9 250 SH SOLE 250 0 0 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 21 80 SH SOLE 80 0 0 SPDR GOLD SHARES ETF IV ETF 78463V107 582 3476 SH SOLE 3476 0 0 SPDR S&P 500 USD265 EXP 08/21/20 Equity Option 78462F953 41 150 SH Put SOLE 0 0 150 SPDR S&P 500 USD295 EXP 08/21/20 Equity Option 78462F953 19 25 SH Put SOLE 0 0 25 SPDR S&P 500 USD318 EXP 07/17/20 Equity Option 78462F953 12 10 SH Put SOLE 0 0 10 SPDR S&P 500 USD318 EXP 07/17/20 Equity Option 78462F953 11 255 SH Put SOLE 0 0 255 SPDR S&P 500 ETF ETF 78462F103 1371 4445 SH SOLE 4445 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 1129 10087 SH SOLE 10087 0 0 SPDR S&P METALS & MININGETF ETF 78464A755 106 5000 SH SOLE 5000 0 0 SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF ETF 78468R549 1 5 SH SOLE 5 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 122 3170 SH SOLE 3170 0 0 SPDR SSGA GLOBAL ALLOCATION ETF ETF 78467V400 5 135 SH SOLE 135 0 0 SPLUNK INC COM 848637104 397 2000 SH SOLE 2000 0 0 SPOTIFY TECHNOLOGY F COM L8681T102 27 104 SH SOLE 104 0 0 SPROTT PHYS SILVER TR FSPROTT PHYSICAL SILVER CEF 85207K107 7 1000 SH SOLE 1000 0 0 SPROTT PHYSICAL GOLD & S CEF 85208R101 17 1000 SH SOLE 1000 0 0 SPROUT SOCIAL INC CLASS A COM 85209W109 5 200 SH SOLE 200 0 0 SQUARE INC CLASS A COM 852234103 55 520 SH SOLE 520 0 0 STARBUCKS CORP COM 855244109 64 864 SH SOLE 864 0 0 STERLING BANCORP COM 85917A100 61 5213 SH SOLE 5213 0 0 STITCH FIX INC CLASS A COM 860897107 50 2000 SH SOLE 2000 0 0 STRATA PWR CORP F COM 86270C204 1 1340 SH SOLE 1340 0 0 STRATASYS LTD F COM M85548101 5 300 SH SOLE 300 0 0 STRYKER CORP COM 863667101 13 74 SH SOLE 74 0 0 SUBURBAN PROPANE PART LP MLP 864482104 3 216 SH SOLE 216 0 0 SULJA BROS BLDG SUPP COM 865106108 1 50000 SH SOLE 50000 0 0 SUPREME CANNABIS CO 00 F COM 86860J106 1 2500 SH SOLE 2500 0 0 TAKEDA PHARMA CO FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS ADR 874060205 24 1333 SH SOLE 1333 0 0 TARGA RESOURCES CORP COM 87612G101 1 62 SH SOLE 62 0 0 TARGET CORP COM 87612E106 120 1002 SH SOLE 1002 0 0 TECHNOLOGY SELECT SECTORSPDR ETF ETF 81369Y803 71 676 SH SOLE 676 0 0 TECHTARGET INC COM 87874R100 15 500 SH SOLE 500 0 0 TEEKAY CORP F COM Y8564W103 1 62 SH SOLE 62 0 0 TEEKAY TANKERS LTD. F COM Y8565N300 58 4530 SH SOLE 4530 0 0 TEKLA HEALTHCARE OPPORTU CEF 879105104 5 267 SH SOLE 267 0 0 TENCENT HOLDINGS FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 88032Q109 186 2906 SH SOLE 2906 0 0 TERADATA CORP COM 88076W103 1 8 SH SOLE 8 0 0 TERRA TECH CORP COM 88102J209 1 667 SH SOLE 667 0 0 TERRASCEND CORP F COM 88105E108 19 8850 SH SOLE 8850 0 0 TESLA INC COM 88160R101 636 589 SH SOLE 589 0 0 TEVA PHARMACEUTICAL IN FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 881624209 14 1150 SH SOLE 1150 0 0 TG THERAPEUTICS INC COM 88322Q108 641 32920 SH SOLE 32920 0 0 THE COCA-COLA CO COM 191216100 4810 107656 SH SOLE 107656 0 0 THE MOSAIC CO COM 61945C103 16 1250 SH SOLE 1250 0 0 THE SOUTHERN CO 4.95pcntPFD DUE 01/30/80SUBJ TO XTRO REDEMPTION PFD 842587800 158 6300 SH SOLE 6300 0 0 THE SOUTHERN CO 6.25pcntPFD DUE 10/15/75SUBJ TO XTRO REDEMPTION PFD 842587206 715 28000 SH SOLE 28000 0 0 THERMO FISHER SCNTFC COM 883556102 13 37 SH SOLE 37 0 0 THOR INDUSTRIES INC COM 885160101 2 20 SH SOLE 20 0 0 TJX 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