0001567163-20-000001.txt : 20200129
0001567163-20-000001.hdr.sgml : 20200129
20200128173331
ACCESSION NUMBER: 0001567163-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200129
DATE AS OF CHANGE: 20200128
EFFECTIVENESS DATE: 20200129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Wealth Management LLC
CENTRAL INDEX KEY: 0001567163
IRS NUMBER: 141980838
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15102
FILM NUMBER: 20555725
BUSINESS ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126820133
MAIL ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
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0001567163
XXXXXXXX
12-31-2019
12-31-2019
Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15102
N
Matthew Weinberg
Principal
212-682-0133
Matthew Weinberg
New York
NY
01-28-2020
0
616
500052
false
INFORMATION TABLE
2
edge4q19.xml
APPLE INC
COM
037833100
26092
89276
SH
SOLE
89276
0
0
INVESCO PREFERRED ETF
ETF
46138E511
24663
1645830
SH
SOLE
1645830
0
0
MICROSOFT CORP
COM
594918104
21424
136388
SH
SOLE
136388
0
0
ALPHABET INC-CL A
COM
02079K305
20538
15376
SH
SOLE
15376
0
0
INVESCO BULLETSHARES 2022 CO
ETF
46138J882
20312
944414
SH
SOLE
944414
0
0
DOCUSIGN INC
COM
256163106
16019
216351
SH
SOLE
216351
0
0
JOHNSON & JOHNSON
COM
478160104
14855
102284
SH
SOLE
102284
0
0
INTEL CORP
COM
458140100
14712
246946
SH
SOLE
246946
0
0
JPMORGAN CHASE & CO
COM
46625H100
13887
100004
SH
SOLE
100004
0
0
BP PLC-SPONS ADR
ADR
055622104
13609
363064
SH
SOLE
363064
0
0
MERCK & CO. INC.
COM
58933Y105
13373
147625
SH
SOLE
147625
0
0
WALT DISNEY CO/THE
COM
254687106
12256
85043
SH
SOLE
85043
0
0
PFIZER INC
COM
717081103
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305480
SH
SOLE
305480
0
0
INVESCO BULLETSHARES 2021 CO
ETF
46138J700
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556565
SH
SOLE
556565
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
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SH
SOLE
50575
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0
GENERAL DYNAMICS CORP
COM
369550108
10915
62000
SH
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0
0
PAYPAL HOLDINGS INC
COM
70450Y103
8989
83400
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SOLE
83400
0
0
NUVEEN NY AMT-FR MUNI INC FD
CEF
670656107
8600
634273
SH
SOLE
634273
0
0
PUBLIC STORAGE
REIT
74460D109
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0
GILEAD SCIENCES INC
COM
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126963
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BLACKROCK INC
COM
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15285
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CHEVRON CORP
COM
166764100
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SOLE
63788
0
0
WALMART INC
COM
931142103
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SH
SOLE
64133
0
0
ANNALY CAPITAL MGMT
PFD
035710870
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280545
SH
SOLE
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0
0
RAYTHEON COMPANY
COM
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7186
32706
SH
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32706
0
0
CISCO SYSTEMS INC
COM
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5720
119566
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0
0
AGNC INVESTMENT CORP
PFD
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SH
SOLE
199979
0
0
CVS HEALTH CORP
COM
126650100
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69605
SH
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0
0
ISHARES MORTGAGE REAL ESTATE
ETF
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114929
0
0
SANTA CRUZ COUNTY BANK
COM
801827106
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SH
SOLE
90469
0
0
AMAZON.COM INC
COM
023135106
4669
2533
SH
SOLE
2533
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
4608
37051
SH
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0
BANK OF AMERICA CORP
COM
060505104
4596
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SH
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ISHARES PREFERRED & INCOME S
ETF
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KAYNE ANDERSON MLP/MIDSTREAM
CEF
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UNITED TECHNOLOGIES CORP
COM
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24644
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ISHARES EDGE MSCI MIN VOL EA
ETF
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47956
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EATON CORP PLC
COM
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3443
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SOLE
36380
0
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AT&T INC
COM
G5960L103
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84011
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ENTERPRISE PRODUCTS PARTNERS
MLP
J25027103
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SOLE
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0
0
ALERIAN MLP ETF
ETF
G1151C101
2856
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0
EXXON MOBIL CORP
COM
G0177J108
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MAGELLAN MIDSTREAM PARTNERS
MLP
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2668
43285
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SOLE
43285
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0
NUVEEN AMT-FR QU MUNI INC FD
CEF
G5785G107
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SOLE
177170
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0
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ETF
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0
ISHARES EDGE MSCI MIN VOL US
ETF
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SOLE
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NEW RESIDENTIAL INVESTMENT
REIT
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SH
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BANK OF AMERICA CORP
PFD
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ISHARES NASDAQ BIOTECHNOLOGY
ETF
G0450A105
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SH
SOLE
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SALESFORCE.COM INC
COM
G54050102
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0
GLOBAL X MLP ETF
ETF
G6674U108
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SPDR S&P 500 ETF TRUST
ETF
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AGNC INVESTMENT CORP
REIT
M85548101
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SOLE
94325
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FEDEX CORP
COM
Y2685T131
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SH
SOLE
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CHIMERA INVESTMENT CORP
PFD
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SH
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PENNYMAC MTGE INVESTMENT
PFD
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SOLE
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ENERGY TRANSFER OPERATNG
PFD
Y8564W103
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58611
SH
SOLE
58611
0
0
WELLS FARGO & CO
COM
G0750W104
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SH
SOLE
26752
0
0
MEDTRONIC PLC
COM
G5960L103
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SOLE
12240
0
0
UNITED PARCEL SERVICE-CL B
COM
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SH
SOLE
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0
CLOUDERA INC
COM
18914U100
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SH
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0
0
SPDR S&P BIOTECH ETF
ETF
78464A870
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SH
SOLE
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0
0
JPMORGAN ULTRA-SHORT INCOME
ETF
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SH
SOLE
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BOEING CO/THE
COM
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SOLE
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0
LADDER CAPITAL CORP-REIT
REIT
505743104
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68149
SH
SOLE
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FACEBOOK INC-CLASS A
COM
30303M102
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INVESCO MORTGAGE CAPITAL
PFD
46131B506
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SCHWAB U.S. LARGE-CAP GROWTH
ETF
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SH
SOLE
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ENERGY TRANSFER LP
MLP
29273V100
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SH
SOLE
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NEW YORK MORTGAGE TRUST
PFD
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INVESCO BULLETSHARES 2021 HI
ETF
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SH
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FS KKR CAPITAL CORP
COM
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SH
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UPWORK INC
COM
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SH
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BROOKFIELD REAL ASSETS INCOM
CEF
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CEF
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INVESCO MORTGAGE CAPITAL
PFD
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SOLE
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NUVEEN NJ QUAL MUNI INC FD
CEF
67069Y102
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SH
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0
INVESCO BULLETSHARES 2023 CO
ETF
46138J866
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SOLE
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0
0
VERIZON COMMUNICATIONS INC
COM
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SH
SOLE
14354
0
0
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ETF
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851
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SH
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PROSHARES SHORT 20 TREASURY
ETF
74347X849
823
42000
SH
SOLE
42000
0
0
SCHWAB US DVD EQUITY ETF
ETF
808524797
791
13698
SH
SOLE
13698
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
743
2306
SH
SOLE
2306
0
0
ELLINGTON FINANCIAL INC
COM
28852N109
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SH
SOLE
39500
0
0
DUKE ENERGY CORP
PFD
26441C402
682
25125
SH
SOLE
25125
0
0
CLEARBRIDGE MLP & MIDSTREAM
CEF
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671
60179
SH
SOLE
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0
0
MCDONALD'S CORP
COM
580135101
663
3357
SH
SOLE
3357
0
0
PIMCO DYNAMIC CREDIT AND MOR
CEF
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SH
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ISHARES CORE MSCI EMERGING
ETF
46434G103
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SH
SOLE
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0
0
DOMO INC - CLASS B
COM
257554105
640
29201
SH
SOLE
29201
0
0
LOCKHEED MARTIN CORP
COM
539830109
639
1645
SH
SOLE
1645
0
0
PACCAR INC
COM
693718108
630
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SH
SOLE
7980
0
0
WISDOMTREE JAPAN HEDGED EQ
ETF
97717W851
630
11735
SH
SOLE
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0
0
ALPHABET INC-CL C
COM
02079K107
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465
SH
SOLE
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0
0
SANGAMO THERAPEUTICS INC
COM
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SH
SOLE
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BLACKROCK MUNICIPAL 2030 TAR
CEF
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0
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CEF
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SOLE
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COM
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SH
SOLE
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0
0
TRUIST FINANCIAL CORP
COM
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SOLE
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ETF
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SOLE
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LAM RESEARCH CORP
COM
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SOLE
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ANNALY CAPITAL MANAGEMENT IN
REIT
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SH
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PEPSICO INC
COM
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SIRIUS XM HOLDINGS INC
COM
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UNION PACIFIC CORP
COM
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ETF
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SPDR GOLD SHARES
ETF
78463V107
467
3264
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SOLE
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NUVEEN PREFERRED & INCOME OP
CEF
67073B106
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COMCAST CORP-CLASS A
COM
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ETF
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ETF
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PFD
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ETF
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ADR
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COM
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CEF
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COM
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ETF
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COM
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ETF
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SH
SOLE
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0
0
INVESCO HI INC 2024 TRGT TRM
CEF
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SH
SOLE
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0
CITIGROUP INC
PFD
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332
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SH
SOLE
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NUVEEN INT DUR MUNI TERM FD
CEF
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SH
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PFD
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SH
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ETF
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PFD
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0
SPLUNK INC
COM
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COM
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COM
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COM
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PFD
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CEF
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SOLE
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PFD
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SOLE
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0
0
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COM
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SOLE
1193
0
0
ISHARES DOW JONES U.S. ETF
ETF
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SH
SOLE
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0
0
IOVANCE BIOTHERAPEUTICS INC
COM
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SOLE
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CEF
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SOLE
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ETF
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SOLE
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PFD
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CEF
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ETF
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ETF
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SOLE
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ETF
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COM
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ETF
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PFD
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ADR
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COM
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PFD
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ETF
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ADR
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ETF
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ETF
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CEF
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COM
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CEF
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ETF
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0
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CITIGROUP INC
COM
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LYFT INC-A
COM
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ETF
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156
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0
0
GMAC CAPITAL TRUST I
PFD
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156
6000
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SOLE
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0
TESLA INC
COM
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ETF
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2525
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ETF
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CEF
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COM
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CEF
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COM
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ADR
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COM
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ADR
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SOLE
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0
0
DELTA AIR LINES INC
COM
247361702
134
2286
SH
SOLE
2286
0
0
CANOPY GROWTH CORP
COM
138035100
133
6220
SH
SOLE
6220
0
0
KOHLS CORP
COM
500255104
132
2595
SH
SOLE
2595
0
0
JPMORGAN DIV RET US EQ ETF
ETF
46641Q407
132
1656
SH
SOLE
1656
0
0
DELAWARE ENHANCED GLOBAL DIV
CEF
246060107
128
12335
SH
SOLE
12335
0
0
STEVEN MADDEN LTD
COM
556269108
128
2950
SH
SOLE
2950
0
0
NORTHROP GRUMMAN CORP
COM
666807102
119
343
SH
SOLE
343
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
119
1125
SH
SOLE
1125
0
0
PROSHARES ULTRASHORT QQQ
ETF
74347B243
118
5000
SH
SOLE
5000
0
0
SEABRIDGE GOLD INC
COM
811916105
117
8480
SH
SOLE
8480
0
0
SMILEDIRECTCLUB INC
COM
83192H106
116
13215
SH
SOLE
13215
0
0
BLACKROCK CREDIT ALLOCATION
CEF
092508100
114
8150
SH
SOLE
8150
0
0
EATON VANCE TAX MAN GLBL BR
CEF
27829C105
114
11000
SH
SOLE
11000
0
0
ACCENTURE PLC-CL A
COM
G1151C101
113
540
SH
SOLE
540
0
0
JPMORGAN CHASE & CO
PFD
48128B648
113
4000
SH
SOLE
4000
0
0
COLONY CAPITAL INC
REIT
19626G108
111
23500
SH
SOLE
23500
0
0
ORACLE CORP
COM
68389X105
111
2102
SH
SOLE
2102
0
0
NEW YORK MORTGAGE TRUST
PFD
649604873
111
4400
SH
SOLE
4400
0
0
STERLING BANCORP/DE
COM
85917A100
110
5213
SH
SOLE
5213
0
0
JPMORGAN CHASE & CO
PFD
48127R461
109
4250
SH
SOLE
4250
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
108
515
SH
SOLE
515
0
0
GENERAL ELECTRIC CO
COM
369604103
106
9621
SH
SOLE
9621
0
0
VANGUARD HIGH DVD YIELD ETF
ETF
921946406
105
1120
SH
SOLE
1120
0
0
INVESCO TRUST FOR INVESTMENT
CEF
46131T101
103
7600
SH
SOLE
7600
0
0
FEDERAL REALTY INVS TRUST
REIT
313747206
103
800
SH
SOLE
800
0
0
BARRICK GOLD CORP
COM
067901108
102
5492
SH
SOLE
5492
0
0
SPROTT GOLD MINERS ETF
ETF
85210B102
101
4000
SH
SOLE
4000
0
0
VANECK URANIUM NUCLR ENERGY
ETF
92189F601
98
2031
SH
SOLE
2031
0
0
ECOLAB INC
COM
278865100
96
500
SH
SOLE
500
0
0
PRECISION BIOSCIENCES INC
COM
74019P108
94
6747
SH
SOLE
6747
0
0
CHARLES RIVER LABORATORIES
COM
159864107
92
600
SH
SOLE
600
0
0
PLAINS ALL AMER PIPELINE LP
MLP
726503105
92
5000
SH
SOLE
5000
0
0
NEWMARK GROUP INC-CLASS A
COM
65158N102
91
6727
SH
SOLE
6727
0
0
ROCKWELL AUTOMATION INC
COM
773903109
91
450
SH
SOLE
450
0
0
YELP INC
COM
985817105
91
2600
SH
SOLE
2600
0
0
KKR & CO INC -A
COM
48251W104
90
3100
SH
SOLE
3100
0
0
VANGUARD LARGE-CAP ETF
ETF
922908637
90
610
SH
SOLE
610
0
0
REDFIN CORP
COM
75737F108
90
4200
SH
SOLE
4200
0
0
WISDOMTREE INDIA EARNINGS
ETF
97717W422
90
3600
SH
SOLE
3600
0
0
CUMMINS INC
COM
231021106
89
500
SH
SOLE
500
0
0
GLAXOSMITHKLINE PLC-SPON ADR
ADR
37733W105
89
1900
SH
SOLE
1900
0
0
YEXT INC
COM
98585N106
88
6175
SH
SOLE
6175
0
0
INVESCO BULLETSHARES 2020 CO
ETF
46138J502
87
4100
SH
SOLE
4100
0
0
BGC PARTNERS INC-CL A
COM
05541T101
86
14505
SH
SOLE
14505
0
0
ADIDAS AG-SPONSORED ADR
ADR
00687A107
85
525
SH
SOLE
525
0
0
MAG SILVER CORP
COM
55903Q104
83
7000
SH
SOLE
7000
0
0
CENTERRA GOLD INC
COM
152006102
81
10200
SH
SOLE
10200
0
0
ELI LILLY & CO
COM
532457108
81
619
SH
SOLE
619
0
0
ISHARES U.S. HEALTHCARE ETF
ETF
464287762
80
370
SH
SOLE
370
0
0
FIREEYE INC
COM
31816Q101
79
4764
SH
SOLE
4764
0
0
EASTMAN CHEMICAL CO
COM
277432100
79
1000
SH
SOLE
1000
0
0
INVESCO QQQ TRUST SERIES 1
ETF
46090E103
79
372
SH
SOLE
372
0
0
BLACKROCK MUNIYIELD NY QUALI
CEF
09255E102
79
6000
SH
SOLE
6000
0
0
INVESCO WATER RESOURCES ETF
ETF
46137V142
77
2000
SH
SOLE
2000
0
0
REVANCE THERAPEUTICS INC
COM
761330109
77
4750
SH
SOLE
4750
0
0
NIKE INC -CL B
COM
654106103
73
726
SH
SOLE
726
0
0
VISA INC-CLASS A SHARES
COM
92826C839
73
391
SH
SOLE
391
0
0
NOVAGOLD RESOURCES INC
COM
66987E206
73
8100
SH
SOLE
8100
0
0
ALLERGAN PLC
COM
G0177J108
71
375
SH
SOLE
375
0
0
ABBVIE INC
COM
00287Y109
71
809
SH
SOLE
809
0
0
TWITTER INC
COM
90184L102
70
2195
SH
SOLE
2195
0
0
INVESCO VALUE MUNICIPAL INCO
CEF
46132P108
70
4565
SH
SOLE
4565
0
0
ARK GENOMIC REVOLUTION ETF
ETF
00214Q302
70
2075
SH
SOLE
2075
0
0
YUM! BRANDS INC
COM
988498101
69
682
SH
SOLE
682
0
0
EATON VANCE LTD DURATION FND
CEF
27828H105
68
5175
SH
SOLE
5175
0
0
FANNIE MAE
COM
313586109
67
21500
SH
SOLE
21500
0
0
MORGAN STANLEY
COM
617446448
66
1300
SH
SOLE
1300
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
63
360
SH
SOLE
360
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
63
741
SH
SOLE
741
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
63
275
SH
SOLE
275
0
0
DUKE ENERGY CORP
COM
26441C204
62
680
SH
SOLE
680
0
0
TECHNOLOGY SELECT SECT SPDR
ETF
81369Y803
62
675
SH
SOLE
675
0
0
FANNIE MAE
PFD
313586752
61
5217
SH
SOLE
5217
0
0
NORDSTROM INC
COM
655664100
61
1500
SH
SOLE
1500
0
0
MARATHON PETROLEUM CORP
COM
56585A102
60
1008
SH
SOLE
1008
0
0
XILINX INC
COM
983919101
60
615
SH
SOLE
615
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
59
350
SH
SOLE
350
0
0
MADISON SQUARE GARDEN CO- A
COM
55825T103
59
200
SH
SOLE
200
0
0
WISDOMTREE EUROPE HEDGED EQU
ETF
97717X701
57
814
SH
SOLE
814
0
0
NUVEEN NY QUAL MUNI INC FD
CEF
67066X107
57
4000
SH
SOLE
4000
0
0
BRIDGESTONE CORP
COM
J04578126
56
1500
SH
SOLE
1500
0
0
WELLS FARGO & COMPANY
PFD
949746556
55
2000
SH
SOLE
2000
0
0
PJT PARTNERS INC - A
COM
69343T107
54
1200
SH
SOLE
1200
0
0
RBB BANCORP
COM
74930B105
54
2542
SH
SOLE
2542
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
53
400
SH
SOLE
400
0
0
FARFETCH LTD-CLASS A
COM
30744W107
53
5000
SH
SOLE
5000
0
0
SCHWAB US LARGE-CAP VALUE
ETF
808524409
53
877
SH
SOLE
877
0
0
INVESCO VARIABLE RATE PREFER
ETF
46138G870
52
2000
SH
SOLE
2000
0
0
3M CO
COM
88579Y101
50
287
SH
SOLE
287
0
0
ANHEUSER-BUSCH INBEV-SPN ADR
ADR
03524A108
49
600
SH
SOLE
600
0
0
CIGNA CORP
COM
125523100
49
240
SH
SOLE
240
0
0
AMGEN INC
COM
031162100
48
200
SH
SOLE
200
0
0
MOSAIC CO/THE
COM
61945C103
47
2191
SH
SOLE
2191
0
0
AMERICAN EXPRESS CO
COM
025816109
46
370
SH
SOLE
370
0
0
CASTLIGHT HEALTH INC-B
COM
14862Q100
46
34700
SH
SOLE
34700
0
0
GLOBAL X ROBOTICS & ARTIFICI
ETF
37954Y715
44
2000
SH
SOLE
2000
0
0
BLACKROCK MUNIYIELD PENNSYLV
CEF
09255G107
43
3000
SH
SOLE
3000
0
0
NUVEEN PA QUAL MUNI INC FD
CEF
670972108
43
3000
SH
SOLE
3000
0
0
FANNIE MAE
PFD
313586828
43
2180
SH
SOLE
2180
0
0
WABCO HOLDINGS INC
COM
92927K102
42
311
SH
SOLE
311
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
41
826
SH
SOLE
826
0
0
ODYSSEY MARINE EXPLORATION
COM
676118201
41
12800
SH
SOLE
12800
0
0
SNAP INC - A
COM
83304A106
41
2500
SH
SOLE
2500
0
0
MACY'S INC
COM
55616P104
40
2385
SH
SOLE
2385
0
0
TJX COMPANIES INC
COM
872540109
40
650
SH
SOLE
650
0
0
GRAYSCALE BITCOIN TRUST BTC
Open-End Fund
389637109
39
4793
SH
SOLE
4793
0
0
TARGET CORP
COM
87612E106
39
307
SH
SOLE
307
0
0
SCHWAB FUNDAMENTAL EM L/C
ETF
808524730
39
1298
SH
SOLE
1298
0
0
PINTEREST INC- CLASS A
COM
72352L106
38
2022
SH
SOLE
2022
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
37
300
SH
SOLE
300
0
0
CEDAR FAIR LP
MLP
150185106
37
668
SH
SOLE
668
0
0
REALTY INCOME CORP
REIT
756109104
37
500
SH
SOLE
500
0
0
CARS.COM INC
COM
14575E105
37
3000
SH
SOLE
3000
0
0
CITY HOLDING CO
COM
177835105
37
444
SH
SOLE
444
0
0
ABB LTD-SPON ADR
ADR
000375204
36
1500
SH
SOLE
1500
0
0
EAGLE GROWTH & INCOME OPPORT
CEF
26958J105
36
2052
SH
SOLE
2052
0
0
VANGUARD FINANCIALS ETF
ETF
92204A405
35
465
SH
SOLE
465
0
0
PIMCO DYNAMIC INCOME FUND
CEF
72201Y101
35
1085
SH
SOLE
1085
0
0
FREDDIE MAC
PFD
313400624
35
2950
SH
SOLE
2950
0
0
VANGUARD INFO TECH ETF
ETF
92204A702
33
135
SH
SOLE
135
0
0
KIMCO REALTY CORP
REIT
49446R109
33
1575
SH
SOLE
1575
0
0
LULULEMON ATHLETICA INC
COM
550021109
32
140
SH
SOLE
140
0
0
VANECK OIL SERVICES
ETF
92189F718
32
2400
SH
SOLE
2400
0
0
EQUILLIUM INC
COM
29446K106
31
7072
SH
SOLE
7072
0
0
NUVEEN AMT-FR MUNI CREDIT FD
CEF
67071L106
31
1860
SH
SOLE
1860
0
0
VORNADO REALTY TRUST
REIT
929042109
31
466
SH
SOLE
466
0
0
NEWMONT CORP
COM
651639106
31
706
SH
SOLE
706
0
0
BLACKROCK MULTI-SECTOR INCOM
CEF
09258A107
30
1905
SH
SOLE
1905
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
30
2516
SH
SOLE
2516
0
0
CANADA GOOSE HOLDINGS INC
COM
135086106
30
820
SH
SOLE
820
0
0
COUSINS PROPERTIES INC
REIT
222795502
29
709
SH
SOLE
709
0
0
GW PHARMACEUTICALS -ADR
ADR
36197T103
29
275
SH
SOLE
275
0
0
FREEPORT-MCMORAN INC
COM
35671D857
29
2201
SH
SOLE
2201
0
0
OKTA INC
COM
679295105
29
250
SH
SOLE
250
0
0
YUM CHINA HOLDINGS INC
COM
98850P109
29
596
SH
SOLE
596
0
0
VANGUARD HEALTH CARE ETF
ETF
92204A504
28
146
SH
SOLE
146
0
0
STARBUCKS CORP
COM
855244109
28
318
SH
SOLE
318
0
0
XEROX HOLDINGS CORP
COM
98421M106
28
750
SH
SOLE
750
0
0
NVIDIA CORP
COM
67066G104
28
118
SH
SOLE
118
0
0
SCHWAB FUNDAMENTAL BROAD MKT
ETF
808524789
27
645
SH
SOLE
645
0
0
M & T BANK CORP
COM
55261F104
27
159
SH
SOLE
159
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
27
525
SH
SOLE
525
0
0
KLA CORP
COM
482480100
27
150
SH
SOLE
150
0
0
TAKEDA PHARMACEUTIC-SP ADR
ADR
874060205
26
1333
SH
SOLE
1333
0
0
ANAPLAN INC
COM
03272L108
26
500
SH
SOLE
500
0
0
SL GREEN REALTY CORP
PFD
78440X507
25
1000
SH
SOLE
1000
0
0
ISHARES CORE S&P U.S. VALUE
ETF
464287663
25
400
SH
SOLE
400
0
0
MALLINCKRODT PLC
COM
G5785G107
25
7000
SH
SOLE
7000
0
0
EVOLUS INC
COM
30052C107
25
2000
SH
SOLE
2000
0
0
XTRACKERS HARVEST CSI 300 CH
ETF
233051879
24
825
SH
SOLE
825
0
0
EATON VANCE NEW YORK MUNICIP
CEF
27827Y109
24
2000
SH
SOLE
2000
0
0
BLACKROCK RESOURCES & COMMOD
CEF
09257A108
24
3000
SH
SOLE
3000
0
0
ALLIANZGI EQUITY & CONVERTIB
CEF
018829101
24
1050
SH
SOLE
1050
0
0
INVESCO S&P 500 EQUAL WEIGHT
ETF
46137V357
24
205
SH
SOLE
205
0
0
FOX CORP - CLASS A
COM
35137L105
23
633
SH
SOLE
633
0
0
CYBERARK SOFTWARE LTD/ISRAEL
COM
M2682V108
23
200
SH
SOLE
200
0
0
MARKER THERAPEUTICS INC
COM
57055L107
23
8000
SH
SOLE
8000
0
0
BOX INC - CLASS A
COM
10316T104
23
1383
SH
SOLE
1383
0
0
SPDR DJIA TRUST
ETF
78467X109
23
80
SH
SOLE
80
0
0
HORMEL FOODS CORP
COM
440452100
23
500
SH
SOLE
500
0
0
SLACK TECHNOLOGIES INC- CL A
COM
83088V102
22
1000
SH
SOLE
1000
0
0
LIBERTY MEDIA CORP-LIBERTY-A
Tracking Stk
531229870
22
500
SH
SOLE
500
0
0
NESTLE SA-SPONS ADR
ADR
641069406
22
200
SH
SOLE
200
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
22
500
SH
SOLE
500
0
0
VANGUARD FTSE ALL-WORLD EX-U
ETF
922042775
21
400
SH
SOLE
400
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
21
500
SH
SOLE
500
0
0
NUVEEN CA AMT-FR MUNI INC FD
CEF
670651108
21
1375
SH
SOLE
1375
0
0
ALTRIA GROUP INC
COM
02209S103
21
420
SH
SOLE
420
0
0
UNITED AIRLINES HOLDINGS INC
COM
910047109
21
235
SH
SOLE
235
0
0
SPDR S&P METALS & MINING ETF
ETF
78464A755
20
695
SH
SOLE
695
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
20
1047
SH
SOLE
1047
0
0
INTERNATIONAL PAPER CO
COM
460146103
20
440
SH
SOLE
440
0
0
PHILLIPS 66
COM
718546104
20
182
SH
SOLE
182
0
0
INVESCO SENIOR INCOME TRUST
CEF
46131H107
20
4681
SH
SOLE
4681
0
0
INVITAE CORP
COM
46185L103
20
1250
SH
SOLE
1250
0
0
LEIDOS HOLDINGS INC
COM
525327102
20
200
SH
SOLE
200
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
19
473
SH
SOLE
473
0
0
TERRASCEND CORP
COM
88105E108
19
8850
SH
SOLE
8850
0
0
OLD DOMINION FREIGHT LINE
COM
679580100
19
100
SH
SOLE
100
0
0
ROYAL DUTCH SHELL PLC-B SHS
COM
780259107
19
316
SH
SOLE
316
0
0
LONGFOR GROUP HOLDINGS-ADR
ADR
54303R101
19
400
SH
SOLE
400
0
0
REPLIGEN CORP
COM
759916109
19
200
SH
SOLE
200
0
0
CENTERPOINT ENERGY INC
COM
15189T107
18
670
SH
SOLE
670
0
0
FNB CORP
COM
302520101
18
1413
SH
SOLE
1413
0
0
ETFMG ALTERNATIVE HARVEST
ETF
26924G508
18
1025
SH
SOLE
1025
0
0
INVESCO CHINA TECHNOLOGY ETF
ETF
46138E800
17
330
SH
SOLE
330
0
0
EXELON CORP
COM
30161N101
17
381
SH
SOLE
381
0
0
DUPONT DE NEMOURS INC
COM
26614N102
17
267
SH
SOLE
267
0
0
BLACKSTONE MORTGAGE TRU-CL A
REIT
09257W100
17
452
SH
SOLE
452
0
0
RENN FUND INC
CEF
759720105
17
10000
SH
SOLE
10000
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
17
100
SH
SOLE
100
0
0
CRISPR THERAPEUTICS AG
COM
H17182108
17
270
SH
SOLE
270
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
17
300
SH
SOLE
300
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
16
1350
SH
SOLE
1350
0
0
ADOBE INC
COM
00724F101
16
50
SH
SOLE
50
0
0
OTTER TAIL CORP
COM
689648103
16
319
SH
SOLE
319
0
0
ISHARES EDGE MSCI MIN VOL GL
ETF
464286525
16
170
SH
SOLE
170
0
0
VANGUARD S/T CORP BOND ETF
ETF
92206C409
16
200
SH
SOLE
200
0
0
INVESTORS BANCORP INC
COM
46146L101
16
1350
SH
SOLE
1350
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
16
200
SH
SOLE
200
0
0
DELL TECHNOLOGIES -C
COM
24703L202
16
310
SH
SOLE
310
0
0
C.H. ROBINSON WORLDWIDE INC
COM
12541W209
16
200
SH
SOLE
200
0
0
FORTRESS BIOTECH INC
COM
34960Q109
15
6000
SH
SOLE
6000
0
0
CRACKER BARREL OLD COUNTRY
COM
22410J106
15
100
SH
SOLE
100
0
0
SCHWAB US LARGE-CAP ETF
ETF
808524201
15
200
SH
SOLE
200
0
0
METLIFE INC
COM
59156R108
15
295
SH
SOLE
295
0
0
ISHARES MSCI JAPAN ETF
ETF
46434G822
15
250
SH
SOLE
250
0
0
SPROTT PHYSICAL GOLD AND SIL
CEF
85208R101
15
1000
SH
SOLE
1000
0
0
HEALTH CARE SELECT SECTOR
ETF
81369Y209
15
144
SH
SOLE
144
0
0
JPMORGAN ALERIAN MLP INDEX
ETF
46625H365
15
675
SH
SOLE
675
0
0
DOW INC
COM
260557103
15
267
SH
SOLE
267
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
15
2000
SH
SOLE
2000
0
0
ISHARES S&P SMALL-CAP 600 VA
ETF
464287879
15
90
SH
SOLE
90
0
0
PROGRESSIVE CORP
COM
743315103
14
200
SH
SOLE
200
0
0
APOLLO INVESTMENT CORP
COM
03761U502
14
819
SH
SOLE
819
0
0
NUVECTRA CORP
COM
67075N108
14
150140
SH
SOLE
150140
0
0
VIACOMCBS INC - CLASS A
COM
92556H107
14
319
SH
SOLE
319
0
0
BOOZ ALLEN HAMILTON HOLDINGS
COM
099502106
14
200
SH
SOLE
200
0
0
CROWN CASTLE INTL CORP
REIT
22822V101
14
100
SH
SOLE
100
0
0
ZIONS BANCORP NA
PFD
989701859
14
500
SH
SOLE
500
0
0
ISHARES S&P MID-CAP 400 VALU
ETF
464287705
14
80
SH
SOLE
80
0
0
SOUTHERN CO/THE
COM
842587107
14
215
SH
SOLE
215
0
0
MARATHON OIL CORP
COM
565849106
14
1003
SH
SOLE
1003
0
0
BLACKROCK ENHANCED GLOBAL DI
CEF
092501105
14
1234
SH
SOLE
1234
0
0
TAPESTRY INC
COM
876030107
13
500
SH
SOLE
500
0
0
MARIMED INC
COM
56782V107
13
22000
SH
SOLE
22000
0
0
VIACOMCBS INC - CLASS B
COM
92556H206
13
319
SH
SOLE
319
0
0
VALERO ENERGY CORP
COM
91913Y100
13
143
SH
SOLE
143
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13
45
SH
SOLE
45
0
0
GENERAL MOTORS CO
COM
37045V100
13
360
SH
SOLE
360
0
0
TECHTARGET
COM
87874R100
13
500
SH
SOLE
500
0
0
FULTON FINANCIAL CORP
COM
360271100
13
745
SH
SOLE
745
0
0
ZOGENIX INC
COM
98978L204
13
250
SH
SOLE
250
0
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
13
100
SH
SOLE
100
0
0
SOFTBANK GROUP CORP-UNSP ADR
ADR
83404D109
13
600
SH
SOLE
600
0
0
ADVANCED MICRO DEVICES
COM
007903107
13
277
SH
SOLE
277
0
0
COMPASS DIVERSIFIED HOLDINGS
MLP
20451Q104
12
500
SH
SOLE
500
0
0
URSTADT BIDDLE - CLASS A
REIT
917286205
12
500
SH
SOLE
500
0
0
KROGER CO
COM
501044101
12
420
SH
SOLE
420
0
0
MANTECH INTERNATIONAL CORP-A
COM
564563104
12
150
SH
SOLE
150
0
0
FREDDIE MAC
COM
313400301
12
4000
SH
SOLE
4000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
12
37
SH
SOLE
37
0
0
CAMBRIA CANNABIS ETF
ETF
132061821
12
785
SH
SOLE
785
0
0
APOLLO COMMERCIAL REAL ESTAT
REIT
03762U105
12
642
SH
SOLE
642
0
0
COSTCO WHOLESALE CORP
COM
22160K105
12
40
SH
SOLE
40
0
0
NETFLIX INC
COM
64110L106
12
36
SH
SOLE
36
0
0
PALO ALTO NETWORKS INC
COM
697435105
12
50
SH
SOLE
50
0
0
NOVO-NORDISK A/S-SPONS ADR
ADR
670100205
12
200
SH
SOLE
200
0
0
VENTAS INC
REIT
92276F100
12
200
SH
SOLE
200
0
0
PENNYMAC MORTGAGE INVESTMENT
REIT
70931T103
11
516
SH
SOLE
516
0
0
TRUPANION INC
COM
898202106
11
300
SH
SOLE
300
0
0
XYLEM INC
COM
98419M100
11
140
SH
SOLE
140
0
0
TURQUOISE HILL RESOURCES LTD
COM
900435108
11
15000
SH
SOLE
15000
0
0
FLOWERS FOODS INC
COM
343498101
11
500
SH
SOLE
500
0
0
KINDER MORGAN INC
COM
49456B101
11
500
SH
SOLE
500
0
0
PIPER JAFFRAY COS
COM
724078100
10
131
SH
SOLE
131
0
0
FASTENAL CO
COM
311900104
10
280
SH
SOLE
280
0
0
BRAINSWAY LTD-ADR
ADR
10501L106
10
1000
SH
SOLE
1000
0
0
GRUBHUB INC
COM
400110102
10
200
SH
SOLE
200
0
0
CARLYLE GROUP INC/THE
COM
14316J108
10
300
SH
SOLE
300
0
0
SCHWAB (CHARLES) CORP
COM
808513105
10
200
SH
SOLE
200
0
0
MARRIOTT INTERNATIONAL -CL A
COM
571903202
9
62
SH
SOLE
62
0
0
JBG SMITH PROPERTIES
REIT
46590V100
9
233
SH
SOLE
233
0
0
ALLY FINANCIAL INC
COM
02005N100
9
303
SH
SOLE
303
0
0
8X8 INC
COM
282914100
9
500
SH
SOLE
500
0
0
ARCHER-DANIELS-MIDLAND CO
COM
039483102
9
200
SH
SOLE
200
0
0
PERFICIENT INC
COM
71375U101
9
200
SH
SOLE
200
0
0
VEREIT INC
REIT
92339V100
9
1000
SH
SOLE
1000
0
0
TOMPKINS FINANCIAL CORP
COM
890110109
9
100
SH
SOLE
100
0
0
NOVAVAX INC
COM
670002401
9
2285
SH
SOLE
2285
0
0
LMP AUTOMOTIVE HOLDINGS INC
COM
53952P101
9
500
SH
SOLE
500
0
0
SCHWAB FUNDAMENTAL SMALL CAP
ETF
808524763
9
218
SH
SOLE
218
0
0
BRF SA-ADR
ADR
10552T107
9
1000
SH
SOLE
1000
0
0
ARES CAPITAL CORP
COM
04010L103
9
464
SH
SOLE
464
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
9
200
SH
SOLE
200
0
0
ARCH CAPITAL GROUP LTD
COM
G0450A105
9
200
SH
SOLE
200
0
0
SABRA HEALTH CARE REIT INC
REIT
78573L106
8
400
SH
SOLE
400
0
0
EVERSOURCE ENERGY
COM
30040W108
8
100
SH
SOLE
100
0
0
WADDELL & REED FINANCIAL-A
COM
930059100
8
500
SH
SOLE
500
0
0
PROGRESS SOFTWARE CORP
COM
743312100
8
200
SH
SOLE
200
0
0
HANGER INC
COM
41043F208
8
300
SH
SOLE
300
0
0
INVESCO CHINA REAL ESTATE ET
ETF
46138E602
8
300
SH
SOLE
300
0
0
ISHARES CORE S&P MIDCAP ETF
ETF
464287507
8
40
SH
SOLE
40
0
0
OXFORD LANE CAPITAL CORP
CEF
691543102
8
1000
SH
SOLE
1000
0
0
CALAMOS STRAT TOT RETURN FD
CEF
128125101
8
600
SH
SOLE
600
0
0
WESTERN UNION CO
COM
959802109
8
300
SH
SOLE
300
0
0
SKYLINE CHAMPION CORP
COM
830830105
8
250
SH
SOLE
250
0
0
LAZARD LTD-CL A
COM
G54050102
8
200
SH
SOLE
200
0
0
EATON VANCE ENHANCED EQ INCM
CEF
278274105
8
500
SH
SOLE
500
0
0
CORTEVA INC
COM
22052L104
8
267
SH
SOLE
267
0
0
VANECK MORNINGSTAR WIDE MOAT
ETF
92189F643
8
140
SH
SOLE
140
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
7
126
SH
SOLE
126
0
0
NOKIA CORP-SPON ADR
ADR
654902204
7
2000
SH
SOLE
2000
0
0
GREAT AJAX CORP
REIT
38983D300
7
500
SH
SOLE
500
0
0
CHENIERE ENERGY INC
COM
16411R208
7
120
SH
SOLE
120
0
0
AVALARA INC
COM
05338G106
7
100
SH
SOLE
100
0
0
LEXINFINTECH HOLDINGS L-ADR
ADR
528877103
7
500
SH
SOLE
500
0
0
HEALTHPEAK PROPERTIES INC
REIT
42250P103
7
200
SH
SOLE
200
0
0
NOVOCURE LTD
COM
G6674U108
7
80
SH
SOLE
80
0
0
VALARIS PLC
COM
G9402V109
7
1000
SH
SOLE
1000
0
0
SPROTT PHYSICAL SILVER TRUST
CEF
85207K107
7
1000
SH
SOLE
1000
0
0
GLADSTONE COMMERCIAL CORP
REIT
376536108
7
300
SH
SOLE
300
0
0
STARS GROUP INC/THE
COM
85570W100
7
250
SH
SOLE
250
0
0
BG STAFFING INC
COM
05544A109
6
300
SH
SOLE
300
0
0
PROSPECT CAPITAL CORP
COM
74348T102
6
1000
SH
SOLE
1000
0
0
FULGENT GENETICS INC
COM
359664109
6
500
SH
SOLE
500
0
0
MOELIS & CO - CLASS A
COM
60786M105
6
200
SH
SOLE
200
0
0
IRON MOUNTAIN INC
REIT
46284V101
6
200
SH
SOLE
200
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
6
10000
SH
SOLE
10000
0
0
CUBESMART
REIT
229663109
6
200
SH
SOLE
200
0
0
ISHARES NATIONAL MUNI BOND E
ETF
464288414
6
55
SH
SOLE
55
0
0
NINTENDO CO LTD-UNSPONS ADR
ADR
654445303
6
125
SH
SOLE
125
0
0
BWX TECHNOLOGIES INC
COM
05605H100
6
100
SH
SOLE
100
0
0
VANGUARD VALUE ETF
ETF
922908744
6
52
SH
SOLE
52
0
0
MICRON TECHNOLOGY INC
COM
595112103
6
115
SH
SOLE
115
0
0
STRATASYS LTD
COM
M85548101
6
300
SH
SOLE
300
0
0
COVANTA HOLDING CORP
COM
22282E102
6
400
SH
SOLE
400
0
0
VANGUARD S&P 500 ETF
ETF
922908363
6
20
SH
SOLE
20
0
0
CAMPING WORLD HOLDINGS INC-A
COM
13462K109
6
400
SH
SOLE
400
0
0
PACIFIC GAS&ELEC
PFD
694308206
6
225
SH
SOLE
225
0
0
ANTERO RESOURCES CORP
COM
03674X106
6
2000
SH
SOLE
2000
0
0
UNDER ARMOUR INC-CLASS C
COM
904311206
6
300
SH
SOLE
300
0
0
PHYSICIANS REALTY TRUST
REIT
71943U104
6
300
SH
SOLE
300
0
0
TORTOISE ENERGY INFRASTRUCT
CEF
89147L100
6
310
SH
SOLE
310
0
0
VANGUARD GROWTH ETF
ETF
922908736
5
30
SH
SOLE
30
0
0
PERSONALIS INC
COM
71535D106
5
500
SH
SOLE
500
0
0
SECOND SIGHT MEDICAL PRODUCT
COM
81362J209
5
7278
SH
SOLE
7278
0
0
SPDR SSGA GLOBAL ALLOCATION
ETF
78467V400
5
135
SH
SOLE
135
0
0
GENCO SHIPPING & TRADING LTD
COM
Y2685T131
5
500
SH
SOLE
500
0
0
CYTOKINETICS INC
COM
23282W605
5
500
SH
SOLE
500
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
5
500
SH
SOLE
500
0
0
SCHWAB EMERGING MARKETS EQUI
ETF
808524706
5
189
SH
SOLE
189
0
0
KEYSIGHT TECHNOLOGIES IN
COM
49338L103
5
50
SH
SOLE
50
0
0
ARISTA NETWORKS INC
COM
040413106
5
25
SH
SOLE
25
0
0
TRIP.COM GROUP LTD-ADR
ADR
89677Q107
5
150
SH
SOLE
150
0
0
BLACKBERRY LTD
COM
09228F103
5
750
SH
SOLE
750
0
0
INVESCO HIGH INCOME TRUST II
CEF
46131F101
5
337
SH
SOLE
337
0
0
SUBURBAN PROPANE PARTNERS LP
MLP
864482104
5
216
SH
SOLE
216
0
0
WEIBO CORP-SPON ADR
ADR
948596101
5
100
SH
SOLE
100
0
0
VANGUARD MID-CAP ETF
ETF
922908629
5
26
SH
SOLE
26
0
0
PIMCO STRATEGIC INCOME FUND
CEF
72200X104
5
500
SH
SOLE
500
0
0
KENNEDY-WILSON HOLDINGS INC
COM
489398107
4
200
SH
SOLE
200
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
4
233
SH
SOLE
233
0
0
CORECIVIC INC
REIT
21871N101
4
250
SH
SOLE
250
0
0
SACHEM CAPITAL CORP
REIT
78590A109
4
1000
SH
SOLE
1000
0
0
GAMING AND LEISURE PROPERTIE
REIT
36467J108
4
100
SH
SOLE
100
0
0
COMMSCOPE HOLDING CO INC
COM
20337X109
4
300
SH
SOLE
300
0
0
G. WILLI-FOOD INTERNATIONAL
COM
M52523103
4
350
SH
SOLE
350
0
0
WORKDAY INC-CLASS A
COM
98138H101
4
25
SH
SOLE
25
0
0
NEW MOUNTAIN FINANCE CORP
COM
647551100
4
300
SH
SOLE
300
0
0
BLACKROCK CAPITAL INVESTMENT
COM
092533108
4
800
SH
SOLE
800
0
0
EQUINOR ASA-SPON ADR
ADR
29446M102
4
200
SH
SOLE
200
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
4
50
SH
SOLE
50
0
0
ITT INC
COM
45073V108
4
50
SH
SOLE
50
0
0
CHINA RAPID FINANCE LTD-ADR
ADR
16953Q204
4
1000
SH
SOLE
1000
0
0
CHURCH & DWIGHT CO INC
COM
171340102
4
50
SH
SOLE
50
0
0
FREDDIE MAC
PFD
313400848
3
200
SH
SOLE
200
0
0
UNITED STATES STEEL CORP
COM
912909108
3
300
SH
SOLE
300
0
0
AURORA CANNABIS INC
COM
05156X108
3
1572
SH
SOLE
1572
0
0
PACIFIC GAS&ELEC
PFD
694308305
3
137
SH
SOLE
137
0
0
ISHARES MSCI EMERGING MARKET
ETF
464287234
3
70
SH
SOLE
70
0
0
IES HOLDINGS INC
COM
44951W106
3
120
SH
SOLE
120
0
0
PROPHECY DEVELOPMENT CORP
COM
74347D207
3
10000
SH
SOLE
10000
0
0
CISION LTD
COM
G1992S109
3
300
SH
SOLE
300
0
0
SOUTHERN CAL ED
PFD
842400301
3
125
SH
SOLE
125
0
0
SOUTHERN CAL ED
PFD
842400202
3
125
SH
SOLE
125
0
0
AUTODESK INC
COM
052769106
3
15
SH
SOLE
15
0
0
CATERPILLAR INC
COM
149123101
3
18
SH
SOLE
18
0
0
CLOVIS ONCOLOGY INC
COM
189464100
3
250
SH
SOLE
250
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
3
30
SH
SOLE
30
0
0
NRG ENERGY INC
COM
629377508
3
64
SH
SOLE
64
0
0
CABCO TRUST FOR JCP
PFD
126797208
3
400
SH
SOLE
400
0
0
TARGA RESOURCES CORP
COM
87612G101
3
62
SH
SOLE
62
0
0
TEVA PHARMACEUTICAL-SP ADR
ADR
881624209
2
250
SH
SOLE
250
0
0
DARE BIOSCIENCE INC
COM
23666P101
2
3000
SH
SOLE
3000
0
0
RESONANT INC
COM
76118L102
2
1000
SH
SOLE
1000
0
0
COHU INC
COM
192576106
2
105
SH
SOLE
105
0
0
ISHARES MSCI SOUTH KOREA ETF
ETF
464286772
2
35
SH
SOLE
35
0
0
FIRST TR ENRGY INC & GRW
CEF
33738G104
2
95
SH
SOLE
95
0
0
PATRICK INDUSTRIES INC
COM
703343103
2
39
SH
SOLE
39
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2
60
SH
SOLE
60
0
0
ONE STOP SYSTEMS INC
COM
68247W109
2
1000
SH
SOLE
1000
0
0
PERMIAN BASIN ROYALTY TRUST
Royalty Trst
714236106
2
500
SH
SOLE
500
0
0
LENNAR CORP-A
COM
526057104
2
35
SH
SOLE
35
0
0
THERAPEUTICSMD INC
COM
88338N107
2
800
SH
SOLE
800
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
2
39
SH
SOLE
39
0
0
ELECTRONIC ARTS INC
COM
285512109
2
16
SH
SOLE
16
0
0
FORD MOTOR CO
COM
345370860
2
165
SH
SOLE
165
0
0
THOR INDUSTRIES INC
COM
885160101
2
20
SH
SOLE
20
0
0
LIBERTY MEDIA CORP-LIBERTY-C
Tracking Stk
531229854
1
30
SH
SOLE
30
0
0
OCWEN FINANCIAL CORP
COM
675746309
1
1000
SH
SOLE
1000
0
0
BP PRUDHOE BAY ROYALTY TRUST
Royalty Trst
055630107
1
200
SH
SOLE
200
0
0
ZYNGA INC - CL A
COM
98986T108
1
214
SH
SOLE
214
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
1
336
SH
SOLE
336
0
0
VANGUARD RUSSELL 2000 GROWTH
ETF
92206C623
1
8
SH
SOLE
8
0
0
WABTEC CORP
COM
929740108
1
16
SH
SOLE
16
0
0
SUPREME CANNABIS CO INC/THE
COM
86860J106
1
2500
SH
SOLE
2500
0
0
T2 BIOSYSTEMS INC
COM
89853L104
1
1000
SH
SOLE
1000
0
0
CALLON PETROLEUM CO
COM
13123X102
1
225
SH
SOLE
225
0
0
SALON MEDIA GROUP INC
COM
79550B202
1
65714
SH
SOLE
65714
0
0
INVESCO KBW BANK ETF
ETF
46138E628
1
14
SH
SOLE
14
0
0
CORBUS PHARMACEUTICALS HOLDI
COM
21833P103
1
150
SH
SOLE
150
0
0
VIKING THERAPEUTICS INC
COM
92686J106
1
100
SH
SOLE
100
0
0
ALCOA CORP
COM
013872106
1
36
SH
SOLE
36
0
0
SCHWAB FUNDAMENTAL INTL L/C
ETF
808524755
1
26
SH
SOLE
26
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1
25
SH
SOLE
25
0
0
ILLUMINA INC
COM
452327109
1
2
SH
SOLE
2
0
0
MARRIOTT VACATIONS WORLD
COM
57164Y107
1
5
SH
SOLE
5
0
0
BLACKROCK ENHANCED EQTY DVD
CEF
09251A104
1
62
SH
SOLE
62
0
0
AQUESTIVE THERAPEUTICS INC
COM
03843E104
1
100
SH
SOLE
100
0
0
TRAVELERS COS INC/THE
COM
89417E109
1
4
SH
SOLE
4
0
0
COREPOINT LODGING INC
REIT
21872L104
1
50
SH
SOLE
50
0
0
OCUGEN INC
COM
67577C105
1
1000
SH
SOLE
1000
0
0
SPDR PORTFOLIO S&P 500 GROWT
ETF
78464A409
1
12
SH
SOLE
12
0
0
UNDER ARMOUR INC-CLASS A
COM
904311107
1
23
SH
SOLE
23
0
0
VULCAN MATERIALS CO
COM
929160109
1
3
SH
SOLE
3
0
0
QUALSTAR CORP
COM
74758R208
1
75
SH
SOLE
75
0
0
SPDR OIL & GAS EQUIP & SERV
ETF
78464A748
1
50
SH
SOLE
50
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
1
33
SH
SOLE
33
0
0
MOTORS LIQUIDATION CO GUC TR
Unit
62010U101
1
40
SH
SOLE
40
0
0
TEEKAY CORP
COM
Y8564W103
1
62
SH
SOLE
62
0
0
NCR CORPORATION
COM
62886E108
1
8
SH
SOLE
8
0
0
SECOND SIGHT MEDICAL-CW22
Equity WRT
81362J126
1
1278
SH
SOLE
1278
0
0
TERADATA CORP
COM
88076W103
1
8
SH
SOLE
8
0
0
NIO INC - ADR
ADR
62914V106
1
50
SH
SOLE
50
0
0
GARRETT MOTION INC
COM
366505105
1
20
SH
SOLE
20
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W104
1
28
SH
SOLE
28
0
0
TARONIS TECHNOLOGIES INC
COM
876214206
1
150
SH
SOLE
150
0
0
RIOT BLOCKCHAIN INC
COM
767292105
1
100
SH
SOLE
100
0
0
WHITING PETROLEUM CORP
COM
966387409
1
15
SH
SOLE
15
0
0
TERRA TECH CORP
COM
88102J209
1
667
SH
SOLE
667
0
0
HELIOS AND MATHESON ANALYTIC
COM
42327L309
1
25000
SH
SOLE
25000
0
0
TRILOGY METALS INC
COM
89621C105
1
16
SH
SOLE
16
0
0
SANOFI CVR
Right
80105N113
1
34
SH
SOLE
34
0
0
STRATA POWER CORP
COM
86270C204
1
1340
SH
SOLE
1340
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A306
1
13
SH
SOLE
13
0
0
AMERICAN LITHIUM MINERALS IN
COM
027263102
1
500
SH
SOLE
500
0
0
AQUABOUNTY TECHNOLOGIES
COM
03842K200
1
1
SH
SOLE
1
0
0
ECHO THERAPEUTICS INC
COM
27876L206
1
100
SH
SOLE
100
0
0
February 20 Puts on SPY US
Equity Option
78462F953
1
1
SH
Put
SOLE
0
0
1
February 20 Puts on SPY US
Equity Option
78462F953
26
100
SH
Put
SOLE
0
0
100
February 20 Puts on SPY US
Equity Option
78462F953
15
100
SH
Put
SOLE
0
0
100
May 20 Calls on BLUE US
Equity Option
09609G900
3
5
SH
Call
SOLE
0
0
5
May 20 Calls on BLUE US
Equity Option
09609G900
11
10
SH
Call
SOLE
0
0
10
January 20 Calls on AMZN US
Equity Option
023135906
1
28
SH
Call
SOLE
0
0
28