0001209191-14-059081.txt : 20140922 0001209191-14-059081.hdr.sgml : 20140922 20140922191445 ACCESSION NUMBER: 0001209191-14-059081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kraff Lowell D CENTRAL INDEX KEY: 0001423055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141114863 MAIL ADDRESS: STREET 1: 2200 FLETCHER AVENUE STREET 2: 4TH FLOOR CITY: FORT LEE STATE: NJ ZIP: 07024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LDK Holdco, LLC CENTRAL INDEX KEY: 0001581688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141114860 BUSINESS ADDRESS: STREET 1: 1 N. WACKER DRIVE STREET 2: 48TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diamond Oursurance, LLC CENTRAL INDEX KEY: 0001581692 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141114862 BUSINESS ADDRESS: STREET 1: 1 N. WACKER DRIVE STREET 2: 48TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Best Amigos Partners, LLC CENTRAL INDEX KEY: 0001581694 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141114861 BUSINESS ADDRESS: STREET 1: 1 N. WACKER DRIVE STREET 2: 48TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-18 0 0001566897 Diamond Resorts International, Inc. DRII 0001423055 Kraff Lowell D 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 1 0 1 0 0001581692 Diamond Oursurance, LLC 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001581694 Best Amigos Partners, LLC 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001581688 LDK Holdco, LLC 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group Common Stock 2014-09-18 4 S 0 11013 23.9607 D 419428 I See Footnote Common Stock 2014-09-19 4 S 0 14214 23.967 D 405214 I See Footnote Common Stock 2014-09-22 4 S 0 5561 23.4183 D 399653 I See Footnote Common Stock 1407157 I See Footnote Common Stock 490687 I See Footnote Common Stock 102765 I See Footnote Common Stock 140096 I See Footnote Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 18, 2014 at prices ranging from $23.88 to $24.02. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth footnotes (2), (4) and (5). Directly by Diamond Oursurance, LLC ("Oursurance") and indirectly by Lowell D. Kraff as the sole manager of Oursurance. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 19, 2014 at prices ranging from $23.73 to $24.08. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 22, 2014 at prices ranging from $23.17 to $23.79. Directly by Best Amigos Partners, LLC ("BAP") and indirectly by Lowell D. Kraff as the sole manager of BAP. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. By Trivergance Diamond Sub, LLC ("TDS"). Lowell D. Kraff is the co-manager of an entity which is the sole manager of the sole member of TDS. In addition, pursuant to the terms of a nominee agreement, BAP has the right to control, and has the sole pecuniary interest in, 24,546 of such shares of Common Stock, and Mr. Kraff is the sole manager of BAP. Each of BAP and Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of its or his pecuniary interest therein. Directly by LDK Holdco, LLC ("LDK") and indirectly by Lowell D. Kraff as the sole manager of LDK. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. By Praesumo Partners, LLC ("Praesumo"). Lowell D. Kraff is the managing member of Praesumo. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. /s/ Jared T. Finkelstein, attorney in fact for Lowell D. Kraff 2014-09-22 Jared T. Finkelstein, as attorney in fact for Diamond Oursurance, LLC 2014-09-22 Jared T. Finkelstein, attorney in fact for Best Amigos Partners, LLC 2014-09-22 Jared T. Finkelstein, attorney in fact for LDK Holdco, LLC 2014-09-22