0001566653-14-000005.txt : 20140514 0001566653-14-000005.hdr.sgml : 20140514 20140514151701 ACCESSION NUMBER: 0001566653-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 14841087 BUSINESS ADDRESS: STREET 1: 1000 4TH ST., STE 650 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1000 4TH ST., STE 650 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566653 XXXXXXXX 03-31-2014 03-31-2014 Eqis Capital Management, Inc.

1000 4TH ST., STE 650 SAN RAFAEL CA 94901

13F HOLDINGS REPORT 028-15088 N Jennifer Winters 800-949-9936 Jennifer Winters San Rafael CA 05-14-2014 0 434 468021 false INFORMATION TABLE 2 form13fhr-infoTable03312014.xml 21VIANET GROUP INC SPONSORED ADR 90138A103 283 9849 SH SOLE 0 0 0 3M CO COM 88579Y101 654 4819 SH SOLE 0 0 0 SCHULMAN A INC COM 808194104 200 5527 SH SOLE 0 0 0 A H BELO CORP COM CL A 001282102 197 16986 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 469 12185 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 605 7584 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 241 11801 SH SOLE 0 0 0 ADVANCED ENERGY INDS COM 007973100 1025 41839 SH SOLE 0 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 221 39796 SH SOLE 0 0 0 AEROVIRONMENT INC COM 008073108 882 21925 SH SOLE 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 241 4303 SH SOLE 0 0 0 AIRGAS INC COM 009363102 231 2173 SH SOLE 0 0 0 ALASKA AIR GROUP INC COM 011659109 285 3050 SH SOLE 0 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 40 10273 SH SOLE 0 0 0 ALLIED 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SH SOLE 0 0 0 REALPAGE INC COM 75606N109 484 26662 SH SOLE 0 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 230 3254 SH SOLE 0 0 0 RENT A CTR INC NEW COM 76009N100 461 17343 SH SOLE 0 0 0 RENTRAK CORP COM 760174102 539 8946 SH SOLE 0 0 0 REPUBLIC SVCS INC COM 760759100 763 22322 SH SOLE 0 0 0 RLI CORP COM 749607107 269 6079 SH SOLE 0 0 0 ROPER INDS INC NEW COM 776696106 247 1853 SH SOLE 0 0 0 ROSETTA STONE INC COM 777780107 245 21803 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 353 4928 SH SOLE 0 0 0 RYDER SYS INC COM 783549108 217 2717 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 335 2710 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 370 4691 SH SOLE 0 0 0 SAFEWAY INC COM NEW 786514208 2238 60595 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 224 3928 SH SOLE 0 0 0 SANDERSON FARMS INC COM 800013104 253 3220 SH SOLE 0 0 0 SANOFI SPONSORED ADR 80105N105 210 4019 SH SOLE 0 0 0 BANCO SANTANDER SA ADR 05964H105 424 44276 SH SOLE 0 0 0 SAP AG SPON ADR 803054204 205 2521 SH SOLE 0 0 0 SASOL LTD SPONSORED ADR 803866300 346 6192 SH SOLE 0 0 0 SCHLUMBERGER LTD COM 806857108 693 7107 SH SOLE 0 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 314 7374 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 678 14348 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 231 2590 SH SOLE 0 0 0 SELECTIVE INS GROUP INC COM 816300107 216 9280 SH SOLE 0 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 447 26647 SH SOLE 0 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 123 18513 SH SOLE 0 0 0 SNAP ON INC COM 833034101 393 3463 SH SOLE 0 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 647 14663 SH SOLE 0 0 0 SOUFUN HLDGS LTD ADR 836034108 291 4258 SH SOLE 0 0 0 SPDR SER TR INV GRD FLT RT 78468R200 432 14096 SH SOLE 0 0 0 SPDR SER TR SPDR BOFA CRSS 78468R606 942 36057 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 556 13515 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 758 15881 SH SOLE 0 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 242 3970 SH SOLE 0 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 229 5962 SH SOLE 0 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 1526 49276 SH SOLE 0 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 871 18007 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 496 4587 SH SOLE 0 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 716 9180 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 4976 120415 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 10772 181406 SH SOLE 0 0 0 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 1141 20874 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 517 4535 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 346 4221 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 810 9379 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 562 5957 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 494 2762 SH SOLE 0 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 359 8613 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 3167 130530 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 380 16345 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 591 8225 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2416 42302 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 298 4055 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 29582 646312 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11181 59790 SH SOLE 0 0 0 SUNCOKE ENERGY INC COM 86722A103 777 34025 SH SOLE 0 0 0 STAPLES INC COM 855030102 153 13499 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 291 3961 SH SOLE 0 0 0 STERICYCLE INC COM 858912108 390 3433 SH SOLE 0 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 285 30864 SH SOLE 0 0 0 STONE ENERGY CORP COM 861642106 512 12197 SH SOLE 0 0 0 STRYKER CORP COM 863667101 449 5505 SH SOLE 0 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 413 48213 SH SOLE 0 0 0 SWS GROUP INC COM 78503N107 537 71827 SH SOLE 0 0 0 SYMETRA FINL CORP COM 87151Q106 299 15095 SH SOLE 0 0 0 SYNAPTICS INC COM 87157D109 1140 18993 SH SOLE 0 0 0 SYSCO CORP COM 871829107 308 8536 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 258 12878 SH SOLE 0 0 0 TASER INTL INC COM 87651B104 735 40180 SH SOLE 0 0 0 TATA MTRS LTD SPONSORED ADR 876568502 822 23216 SH SOLE 0 0 0 TELEFONICA S A SPONSORED ADR 879382208 330 20914 SH SOLE 0 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 139 10894 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 771 14601 SH SOLE 0 0 0 TEXAS INDS INC COM 882491103 1069 11933 SH SOLE 0 0 0 DOW CHEM CO COM 260543103 373 7677 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 283 6431 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 609 5068 SH SOLE 0 0 0 THOR INDS INC COM 885160101 264 4319 SH SOLE 0 0 0 TIMMINS GOLD CORP COM 88741P103 204 164572 SH SOLE 0 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 99 11491 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 336 4010 SH SOLE 0 0 0 U S PHYSICAL THERAPY INC COM 90337L108 273 7905 SH SOLE 0 0 0 UNDER ARMOUR INC CL A 904311107 729 6360 SH SOLE 0 0 0 UNION FIRST MKT BANKSH CP COM 90662P104 214 8435 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 824 4390 SH SOLE 0 0 0 UNS ENERGY CORP COM 903119105 838 13964 SH SOLE 0 0 0 UNISYS CORP COM NEW 909214306 377 12383 SH SOLE 0 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 34 16204 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 708 6062 SH SOLE 0 0 0 UNIVERSAL CORP VA COM 913456109 230 4107 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 485 9140 SH SOLE 0 0 0 VALHI INC NEW COM 918905100 394 44718 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 26678 328593 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3784 45408 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 464 5349 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1653 19951 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1317 14222 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1891 15219 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1226 12181 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1333 17060 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1362 14574 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 26320 372695 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1573 26685 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 1428 24179 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1040 12233 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4740 59264 SH SOLE 0 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1705 16039 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 679 5288 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 820 9056 SH SOLE 0 0 0 VARIAN MED SYS INC COM 92220P105 569 6772 SH SOLE 0 0 0 VCA ANTECH INC COM 918194101 582 18050 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 314 7599 SH SOLE 0 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 308 15482 SH SOLE 0 0 0 VERISK ANALYTICS INC CL A 92345Y106 440 7339 SH SOLE 0 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 425 2845 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 307 7562 SH SOLE 0 0 0 GRAINGER W W INC COM 384802104 882 3491 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 200 2619 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 315 3940 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 266 6314 SH SOLE 0 0 0 WATERS CORP COM 941848103 392 3615 SH SOLE 0 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 424 24448 SH SOLE 0 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 874 39729 SH SOLE 0 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 391 12190 SH SOLE 0 0 0 WHITING PETE CORP NEW COM 966387102 531 7654 SH SOLE 0 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 166 12359 SH SOLE 0 0 0 WISDOMTREE TR GLB EX US RL EST 97717W331 830 29996 SH SOLE 0 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 506 5694 SH SOLE 0 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 530 6499 SH SOLE 0 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 389 5706 SH SOLE 0 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 331 4297 SH SOLE 0 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 434 11785 SH SOLE 0 0 0 XEROX CORP COM 984121103 271 23972 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 223 3807 SH SOLE 0 0 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 120 94424 SH SOLE 0 0 0 YAHOO INC COM 984332106 1578 43968 SH SOLE 0 0 0