0001566531-18-000001.txt : 20180515
0001566531-18-000001.hdr.sgml : 20180515
20180515124244
ACCESSION NUMBER: 0001566531-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Financial Alliance Ltd LLC
CENTRAL INDEX KEY: 0001566531
IRS NUMBER: 522237781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18775
FILM NUMBER: 18834760
BUSINESS ADDRESS:
STREET 1: 105 WIND HAVEN DRIVE
CITY: NICHOLASVILLE
STATE: KY
ZIP: 40356
BUSINESS PHONE: 859-223-6333
MAIL ADDRESS:
STREET 1: 105 WIND HAVEN DRIVE
CITY: NICHOLASVILLE
STATE: KY
ZIP: 40356
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001566531
XXXXXXXX
03-31-2018
03-31-2018
Spectrum Financial Alliance Ltd LLC
105 WIND HAVEN DRIVE
NICHOLASVILLE
KY
40356
13F HOLDINGS REPORT
028-18775
N
Michael Reich
Operations Manager
8592236333
Michael Reich
Nicholasville
KY
05-15-2018
0
155
152565
false
INFORMATION TABLE
2
sfa-13f_q12018.xml
INFORMATION TABLE UPLOAD
3M CO
COM
88579Y101
48
221
SH
SOLE
0
0
221
ADVANCE AUTO PARTS INC
COM
00751Y106
3
27
SH
SOLE
0
0
27
ALCOA CORP
COM
013872106
8106
180298
SH
SOLE
0
0
180298
ALLERGAN PLC
SHS
G0177J108
6
37
SH
SOLE
0
0
37
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
7
397
SH
SOLE
0
0
397
AMERICAN ELEC PWR INC
COM
025537101
27
400
SH
SOLE
0
0
400
FIRST REP BK SAN FRANCISCO C
COM
33616C100
4
45
SH
SOLE
0
0
45
AMGEN INC
COM
031162100
2
12
SH
SOLE
0
0
12
ANADARKO PETE CORP
COM
032511107
0
14
SH
SOLE
0
0
14
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
10
100
SH
SOLE
0
0
100
APPLE INC
COM
037833100
138
824
SH
SOLE
0
0
824
APTIV PLC
SHS
G6095L109
3
38
SH
SOLE
0
0
38
ARCONIC INC
COM
03965L100
6098
264707
SH
SOLE
0
0
264707
ASHLAND GLOBAL HLDGS INC
COM
044186104
0
3
SH
SOLE
0
0
3
AT&T INC
COM
00206R102
26
754
SH
SOLE
0
0
754
AUTONATION INC
COM
05329W102
9
200
SH
SOLE
0
0
200
BANK AMER CORP
COM
060505104
26064
869123
SH
SOLE
0
0
869123
BIG LOTS INC
COM
089302103
2
58
SH
SOLE
0
0
58
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
12
400
SH
SOLE
0
0
400
BOEING CO
COM
097023105
15972
48715
SH
SOLE
0
0
48715
BOOKING HLDGS INC
COM
09857L108
8
4
SH
SOLE
0
0
4
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
4
105
SH
SOLE
0
0
105
BOSTON SCIENTIFIC CORP
COM
101137107
0
3
SH
SOLE
0
0
3
BP PLC
SPONSORED ADR
055622104
7
182
SH
SOLE
0
0
182
BRIGHTHOUSE FINL INC
COM
10922N103
0
2
SH
SOLE
0
0
2
BRISTOL MYERS SQUIBB CO
COM
110122108
25
400
SH
SOLE
0
0
400
BRUNSWICK CORP
COM
117043109
4
82
SH
SOLE
0
0
82
CALLAWAY GOLF CO
COM
131193104
0
37
SH
SOLE
0
0
37
CAPITAL ONE FINL CORP
COM
14040H105
5
56
SH
SOLE
0
0
56
CBS CORP NEW
CL B
124857202
1
35
SH
SOLE
0
0
35
CDW CORP
COM
12514G108
17
247
SH
SOLE
0
0
247
CENTENE CORP DEL
COM
15135B101
3
37
SH
SOLE
0
0
37
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
3
35
SH
SOLE
0
0
35
CHURCHILL DOWNS INC
COM
171484108
4
20
SH
SOLE
0
0
20
CISCO SYS INC
COM
17275R102
9
224
SH
SOLE
0
0
224
CITIGROUP INC
COM NEW
172967424
17561
260175
SH
SOLE
0
0
260175
CNX RESOURCES CORPORATION
COM
12653C108
7
500
SH
SOLE
0
0
500
COCA COLA CO
COM
191216100
25
591
SH
SOLE
0
0
591
CONAGRA BRANDS INC
COM
205887102
7
200
SH
SOLE
0
0
200
CONSOL ENERGY INC NEW
COM
20854L108
1
62
SH
SOLE
0
0
62
CORECIVIC INC
COM
21871N101
13347
683767
SH
SOLE
0
0
683767
CORESITE RLTY CORP
COM
21870Q105
4
43
SH
SOLE
0
0
43
CORNING INC
COM
219350105
13
500
SH
SOLE
0
0
500
COSTCO WHSL CORP NEW
COM
22160K105
4
24
SH
SOLE
0
0
24
CRACKER BARREL OLD CTRY STOR
COM
22410J106
15
100
SH
SOLE
0
0
100
CURIS INC
COM
231269101
0
1075
SH
SOLE
0
0
1075
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
35
1000
SH
SOLE
0
0
1000
DEERE & CO
COM
244199105
6372
41031
SH
SOLE
0
0
41031
DELTA AIR LINES INC DEL
COM NEW
247361702
42
775
SH
SOLE
0
0
775
DXC TECHNOLOGY CO
COM
23355L106
4
42
SH
SOLE
0
0
42
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2
43
SH
SOLE
0
0
43
ENTERPRISE PRODS PARTNERS L
COM
293792107
100
4100
SH
SOLE
0
0
4100
NXP SEMICONDUCTORS N V
COM
N6596X109
20
175
SH
SOLE
0
0
175
SANOFI
SPONSORED ADR
80105N105
5
137
SH
SOLE
0
0
137
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
5
100
SH
SOLE
0
0
100
BANK AMER CORP
CALL
060505904
7
833
SH
Call
SOLE
0
0
833
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2566
12868
SH
SOLE
0
0
12868
EXXON MOBIL CORP
COM
30231G102
65
876
SH
SOLE
0
0
876
FACEBOOK INC
CL A
30303M102
7
44
SH
SOLE
0
0
44
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1
43
SH
SOLE
0
0
43
GENERAL DYNAMICS CORP
COM
369550108
25
118
SH
SOLE
0
0
118
FIRST TR EXCHANGE TRADED FD
TRADED FD
33733E302
3
27
SH
SOLE
0
0
27
GENERAL ELECTRIC CO
COM
369604103
2
155
SH
SOLE
0
0
155
UNITED TECHNOLOGIES CORP
COM
913017109
30
240
SH
SOLE
0
0
240
GENERAL MTRS CO
COM
37045V100
20
565
SH
SOLE
0
0
565
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
7
200
SH
SOLE
0
0
200
GOLDMAN SACHS GROUP INC
COM
38141G104
5039
20010
SH
SOLE
0
0
20010
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
121
6922
SH
SOLE
0
0
6922
HOME DEPOT INC
COM
437076102
42
240
SH
SOLE
0
0
240
HP INC
COM
40434L105
5099
232653
SH
SOLE
0
0
232653
HUNTINGTON INGALLS INDS INC
COM
446413106
5
21
SH
SOLE
0
0
21
ICON PLC
SHS
G4705A100
2
23
SH
SOLE
0
0
23
INGREDION INC
COM
457187102
1
13
SH
SOLE
0
0
13
INTEL CORP
COM
458140100
20
400
SH
SOLE
0
0
400
INTL PAPER CO
COM
460146103
9
173
SH
SOLE
0
0
173
AMERICAN INTL GROUP INC
COM NEW
026874784
25
460
SH
SOLE
0
0
460
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
32
745
SH
SOLE
0
0
745
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
42
894
SH
SOLE
0
0
894
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
8
115
SH
SOLE
0
0
115
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
11
192
SH
SOLE
0
0
192
ISHARES TR
ISHARES SILVER TRUST
46428Q109
22
148
SH
SOLE
0
0
148
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
7
140
SH
SOLE
0
0
140
SMUCKER J M CO
COM NEW
832696405
0
2
SH
SOLE
0
0
2
JOHNSON & JOHNSON
COM
478160104
56
437
SH
SOLE
0
0
437
JPMORGAN CHASE & CO
COM
46625H100
20009
182873
SH
SOLE
0
0
182873
KROGER CO
COM
501044101
15
659
SH
SOLE
0
0
659
LEGGETT & PLATT INC
COM
524660107
0
5
SH
SOLE
0
0
5
LINCOLN NATL CORP IND
COM
534187109
25
350
SH
SOLE
0
0
350
LOCKHEED MARTIN CORP
COM
539830109
16322
48301
SH
SOLE
0
0
48301
LULULEMON ATHLETICA INC
COM
550021109
0
9
SH
SOLE
0
0
9
MARKEL CORP
COM
570535104
29
25
SH
SOLE
0
0
25
MAXIM INTEGRATED PRODS INC
COM
57772K101
3
64
SH
SOLE
0
0
64
MEDTRONIC PLC
SHS
G5960L103
2
31
SH
SOLE
0
0
31
MERCK & CO INC
COM
58933Y105
21
400
SH
SOLE
0
0
400
METLIFE INC
COM
59156R108
5
109
SH
SOLE
0
0
109
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
7
514
SH
SOLE
0
0
514
MICROSOFT CORP
COM
594918104
147
1617
SH
SOLE
0
0
1617
MODINE MFG CO
COM
607828100
0
20
SH
SOLE
0
0
20
MONSANTO CO NEW
COM
61166W101
23
200
SH
SOLE
0
0
200
NIKE INC
CL B
654106103
1
20
SH
SOLE
0
0
20
NUTRIEN LTD
COM
67077M108
3
78
SH
SOLE
0
0
78
PAYPAL HLDGS INC
COM
70450Y103
7
95
SH
SOLE
0
0
95
PENTAIR PLC
SHS
G7S00T104
4
60
SH
SOLE
0
0
60
PEPSICO INC
COM
713448108
60
550
SH
SOLE
0
0
550
PFIZER INC
COM
717081103
4
131
SH
SOLE
0
0
131
PHILIP MORRIS INTL INC
COM
718172109
39
400
SH
SOLE
0
0
400
PHILLIPS 66
COM
718546104
9
100
SH
SOLE
0
0
100
PJT PARTNERS INC
COM CL A
69343T107
0
10
SH
SOLE
0
0
10
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
88
4000
SH
SOLE
0
0
4000
POWERSHARES
TR II
73936T565
7
496
SH
SOLE
0
0
496
POWERSHARES
TR
73937B803
5
99
SH
SOLE
0
0
99
POWERSHARES
TR
73937B886
9
82
SH
SOLE
0
0
82
ISHARES TR
JPMORGAN USD EMG
464288281
10
94
SH
SOLE
0
0
94
ISHARES TR
MSCI EMG MKT ETF
464287234
2
60
SH
SOLE
0
0
60
POWERSHARES
TR
73937B506
5
86
SH
SOLE
0
0
86
PROCTER AND GAMBLE CO
COM
742718109
79
1006
SH
SOLE
0
0
1006
QUALCOMM INC
COM
747525103
7686
138723
SH
SOLE
0
0
138723
QUEST DIAGNOSTICS INC
COM
74834L100
3
35
SH
SOLE
0
0
35
RED HAT INC
COM
756577102
14
100
SH
SOLE
0
0
100
REGENCY CTRS CORP
COM
758849103
2
49
SH
SOLE
0
0
49
REGIONS FINL CORP NEW
COM
7591EP100
20
1100
SH
SOLE
0
0
1100
REINSURANCE GROUP AMER INC
COM NEW
759351604
3
21
SH
SOLE
0
0
21
RESTAURANT BRANDS INTL INC
COM
76131D103
0
12
SH
SOLE
0
0
12
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
15
412
SH
SOLE
0
0
412
SCHLUMBERGER LTD
COM
806857108
6
100
SH
SOLE
0
0
100
SILVERCREST ASSET MGMT GROUP
CL A
828359109
11
750
SH
SOLE
0
0
750
SOUTHERN CO
COM
842587107
17
400
SH
SOLE
0
0
400
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15
59
SH
SOLE
0
0
59
SPDR SERIES TRUST
TRUST
78464A763
9
100
SH
SOLE
0
0
100
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
11
500
SH
SOLE
0
0
500
WENDYS CO
COM
95058W100
0
51
SH
SOLE
0
0
51
THOR INDS INC
COM
885160101
5
44
SH
SOLE
0
0
44
TRANSCANADA CORP
COM
89353D107
8
207
SH
SOLE
0
0
207
TRANSOCEAN LTD
REG SHS
H8817H100
0
13
SH
SOLE
0
0
13
TRUSTMARK CORP
COM
898402102
1
63
SH
SOLE
0
0
63
UNILEVER N V
N Y SHS NEW
904784709
18
325
SH
SOLE
0
0
325
UNION PAC CORP
COM
907818108
11
84
SH
SOLE
0
0
84
ISHARES TR
MSCI PAC JP ETF
464286665
2
57
SH
SOLE
0
0
57
US BANCORP DEL
COM NEW
902973304
37
741
SH
SOLE
0
0
741
U S G CORP
COM NEW
903293405
3
96
SH
SOLE
0
0
96
VALVOLINE INC
COM
92047W101
0
8
SH
SOLE
0
0
8
ISHARES TR
NATIONAL MUN ETF
464288414
18
174
SH
SOLE
0
0
174
ISHARES TR
RUS 1000 GRW ETF
464287614
20
150
SH
SOLE
0
0
150
ISHARES TR
RUS MID CAP ETF
464287499
10
49
SH
SOLE
0
0
49
POWERSHARES ETF TR II
S&P SMCP IND P
73937B878
3
52
SH
SOLE
0
0
52
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
8
103
SH
SOLE
0
0
103
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
25
342
SH
SOLE
0
0
342
POWERSHARES ETF TR II
S&P SMCP IT PO
73937B860
3
48
SH
SOLE
0
0
48
VERIZON COMMUNICATIONS INC
COM
92343V104
6
148
SH
SOLE
0
0
148
VISA INC
COM CL A
92826C839
84
704
SH
SOLE
0
0
704
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2
32
SH
SOLE
0
0
32
WALMART INC
COM
931142103
14
161
SH
SOLE
0
0
161
WELLS FARGO CO NEW
COM
949746101
31
600
SH
SOLE
0
0
600
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
7
95
SH
SOLE
0
0
95
WORLDPAY INC
CL A
981558109
27
337
SH
SOLE
0
0
337