0001566414-21-000004.txt : 20211028
0001566414-21-000004.hdr.sgml : 20211028
20211028114715
ACCESSION NUMBER: 0001566414-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211028
DATE AS OF CHANGE: 20211028
EFFECTIVENESS DATE: 20211028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 211356208
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001566414
XXXXXXXX
09-30-2021
09-30-2021
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
CCO
860-997-4160
Walter R Costenbader
Concord
NC
10-28-2021
0
228
312977
false
INFORMATION TABLE
2
signalpoint13f3q2021.xml
3M Company
COM
88579Y101
1114
6353
SH
SOLE
0
0
6353
Abbott Laboratories
COM
002824100
685
5801
SH
SOLE
0
0
5801
ABBVIE INC. COM
COM
00287Y109
1186
10991
SH
SOLE
0
0
10991
Alibaba Holdings Ltd. ADR
COM
01609w102
278
1880
SH
SOLE
0
0
1880
AllianceBernstein Global High
COM
01879r106
422
34374
SH
SOLE
0
0
34374
Alphabet Inc.
COM
38259p508
2807
1050
SH
SOLE
0
0
1050
Alphabet, Inc Class C
COM
02079k107
3700
1388
SH
SOLE
0
0
1388
Amazon.com, Inc
COM
023135106
5293
1611
SH
SOLE
0
0
1611
American Express Company
COM
025816109
575
3434
SH
SOLE
0
0
3434
Amgen Inc.
COM
031162100
249
1172
SH
SOLE
0
0
1172
Apple, Inc. COM
COM
037833100
26969
190595
SH
SOLE
0
0
190595
ARK Genomic Revolution ETF
COM
00214Q302
684
9156
SH
SOLE
0
0
9156
ARK Innovation ETF
COM
00214Q104
1730
15649
SH
SOLE
0
0
15649
AT&T Inc.
COM
00206r102
949
35149
SH
SOLE
0
0
35149
Baidu, Inc
COM
056752108
312
2029
SH
SOLE
0
0
2029
Bank Of America
COM
060505104
1524
35906
SH
SOLE
0
0
35906
Baxter International, Inc.
COM
071813109
229
2849
SH
SOLE
0
0
2849
Berkshire Hathaway Inc
COM
084670702
3249
11902
SH
SOLE
0
0
11902
Boeing Company
COM
097023105
723
3285
SH
SOLE
0
0
3285
Boston Beer, Inc. Class A
COM
100557107
264
517
SH
SOLE
0
0
517
Bristol-Myers Sqibb Company
COM
110122108
290
4907
SH
SOLE
0
0
4907
Broadcom Inc
COM
11135F200
276
180
SH
SOLE
0
0
180
Broadcom Ltd.
COM
y09827109
254
523
SH
SOLE
0
0
523
Carrier Global Corp
COM
14448C104
307
5935
SH
SOLE
0
0
5935
Caterpillar Inc
COM
149123101
688
3582
SH
SOLE
0
0
3582
Chevron Corporation
COM
166764100
1310
12915
SH
SOLE
0
0
12915
Cigna Corportation
COM
125509109
228
1140
SH
SOLE
0
0
1140
Cisco Systems Inc.
COM
17275r102
643
11821
SH
SOLE
0
0
11821
Clover Health Invts Co
COM
18914F103
279
37766
SH
SOLE
0
0
37766
Comcast Corporation
COM
20030n101
454
8122
SH
SOLE
0
0
8122
Commerce Bancshares, Inc.
COM
200525103
236
3383
SH
SOLE
0
0
3383
ConocoPhillips
COM
20825C104
586
8642
SH
SOLE
0
0
8642
CostCo Wholesale Corporation
COM
22160K105
430
956
SH
SOLE
0
0
956
CVS Health Corporation
COM
126650100
270
3187
SH
SOLE
0
0
3187
Deere & Company
COM
244199105
238
711
SH
SOLE
0
0
711
DNP SELECT INCOME FD COM
COM
23325p104
121
11345
SH
SOLE
0
0
11345
Dominion Energy
COM
25746U133
264
2715
SH
SOLE
0
0
2715
Duke Energy Corporation
COM
26441C204
459
4708
SH
SOLE
0
0
4708
Easton Pharmaceuticals Inc.
COM
277774105
1
10000
SH
SOLE
0
0
10000
Edwards Lifesciences, Inc.
COM
28176e108
791
6985
SH
SOLE
0
0
6985
Eli Lilly & Co.
COM
532457108
255
1103
SH
SOLE
0
0
1103
Emerson Electric Company
COM
291011104
548
5821
SH
SOLE
0
0
5821
Energy Select Sector SPDR ETF
COM
81369Y506
235
4517
SH
SOLE
0
0
4517
Enterprise Products LP
COM
293792107
326
15087
SH
SOLE
0
0
15087
Exxon Mobil Corporation
COM
30231g102
1547
26304
SH
SOLE
0
0
26304
Facebook Inc.
COM
30303m102
1585
4669
SH
SOLE
0
0
4669
Fastenal Compamy
COM
311900104
399
7733
SH
SOLE
0
0
7733
First Bancshares, Inc
COM
318687100
2153
143502
SH
SOLE
0
0
143502
First Trust Asia Pacific Ex-Ja
COM
33737J109
1183
36562
SH
SOLE
0
0
36562
First Trust Capital Strength E
COM
33733E108
2936
39241
SH
SOLE
0
0
39241
First Trust Developed Int'l ET
COM
33738R787
2692
49378
SH
SOLE
0
0
49378
First Trust Dow Internet Index
COM
33733E302
497
2106
SH
SOLE
0
0
2106
First Trust Dow Jones Global S
COM
33734x200
378
15140
SH
SOLE
0
0
15140
First Trust Emerging Markets A
COM
33737J182
1172
43532
SH
SOLE
0
0
43532
First Trust Enhanced Short Ter
COM
33739Q408
1502
25053
SH
SOLE
0
0
25053
First Trust ETF AlphaDEX Consu
COM
33734X101
709
11989
SH
SOLE
0
0
11989
First Trust ETF AlphaDEX Consu
COM
33734X119
489
8690
SH
SOLE
0
0
8690
First Trust ETF AlphaDEX Energ
COM
33734X127
283
24653
SH
SOLE
0
0
24653
First Trust ETF AlphaDEX Finan
COM
33734X135
1007
22757
SH
SOLE
0
0
22757
First Trust ETF AlphaDEX Healt
COM
33734X143
1137
9555
SH
SOLE
0
0
9555
First Trust ETF AlphaDEX Indus
COM
33734X150
835
14556
SH
SOLE
0
0
14556
First Trust ETF AlphaDEX Mater
COM
33734X168
288
5141
SH
SOLE
0
0
5141
First Trust ETF AlphaDEX Techn
COM
33734X176
1956
15924
SH
SOLE
0
0
15924
First Trust ETF AlphaDEX Utili
COM
33734X184
267
9026
SH
SOLE
0
0
9026
First Trust Europe AlphaDEX ET
COM
33737J117
1802
43003
SH
SOLE
0
0
43003
First Trust Japan AlphaDEX ETF
COM
33737J158
970
18291
SH
SOLE
0
0
18291
First Trust Large Cap Growth E
COM
33735K108
3393
30547
SH
SOLE
0
0
30547
First Trust Large Cap US Equit
COM
33738R761
2515
78794
SH
SOLE
0
0
78794
First Trust Large Cap Value
COM
33735J101
1897
29440
SH
SOLE
0
0
29440
First Trust Latin America Alph
COM
33737J125
737
40816
SH
SOLE
0
0
40816
First Trust Low Duration Oppos
COM
33739Q200
1966
38862
SH
SOLE
0
0
38862
First Trust Mgd Muni ETF
COM
33739N108
239
4210
SH
SOLE
0
0
4210
First Trust Mid Cap Growth
COM
33737M102
217
3020
SH
SOLE
0
0
3020
First Trust Mid Cap US Equity
COM
33738R753
2243
78003
SH
SOLE
0
0
78003
First Trust Nasdaq100 Tech Sec
COM
337345102
267
1693
SH
SOLE
0
0
1693
First Trust North American Ene
COM
33738d101
504
21291
SH
SOLE
0
0
21291
First Trust NYSE Arca Biotech
COM
33733E203
1515
9122
SH
SOLE
0
0
9122
First Trust Small Cap US Equit
COM
33738R746
1365
48143
SH
SOLE
0
0
48143
First Trust TCW Opportunistic
COM
33740F805
5005
93461
SH
SOLE
0
0
93461
First Trust US LARGE CAP CORE
COM
33734K109
599
7027
SH
SOLE
0
0
7027
First Trust Value Dividend Ind
COM
33734H106
3464
88366
SH
SOLE
0
0
88366
Ford Motor Company
COM
345370860
339
23920
SH
SOLE
0
0
23920
General Motors Co.
COM
37045v100
227
4305
SH
SOLE
0
0
4305
Hershey Company
COM
427866108
248
1463
SH
SOLE
0
0
1463
Home Depot, Inc. COM
COM
437076102
519
1582
SH
SOLE
0
0
1582
Honeywell International Inc
COM
438516106
234
1100
SH
SOLE
0
0
1100
IDEXX Laboratories, Inc
COM
45168D104
869
1398
SH
SOLE
0
0
1398
Intel Corporation
COM
458140100
590
11077
SH
SOLE
0
0
11077
International Business Machine
COM
459200101
545
3926
SH
SOLE
0
0
3926
Invesco DWA Basic Materials ET
COM
46137V704
298
3516
SH
SOLE
0
0
3516
Invesco DWA Consumer Cyclicals
COM
46137V803
954
10911
SH
SOLE
0
0
10911
Invesco DWA Consumer Staples E
COM
46137V886
508
5683
SH
SOLE
0
0
5683
Invesco DWA Financial ETF
COM
46137V860
906
17079
SH
SOLE
0
0
17079
Invesco DWA Healthcare ETF
COM
46137V852
1537
9547
SH
SOLE
0
0
9547
Invesco DWA Industrials ETF
COM
46137V845
975
9813
SH
SOLE
0
0
9813
Invesco DWA Technology ETF
COM
46137V811
1977
13163
SH
SOLE
0
0
13163
Invesco DWA Utilities ETF
COM
46137V795
302
9298
SH
SOLE
0
0
9298
Invesco Dynamic Biotech & Geno
COM
46137V787
501
6689
SH
SOLE
0
0
6689
Invesco ETF Dynamic Buyback Ac
COM
46137V308
587
6509
SH
SOLE
0
0
6509
Invesco Global Listed Private
COM
46137V589
890
59392
SH
SOLE
0
0
59392
Invesco Preferred ETF
COM
46138E511
391
25984
SH
SOLE
0
0
25984
Invesco QQQ ETF
COM
46090E103
1916
5352
SH
SOLE
0
0
5352
Invesco S&P 500 Equal Weight C
COM
46137V381
3970
27533
SH
SOLE
0
0
27533
Invesco S&P 500 Equal Weight C
COM
46137Y609
3245
85354
SH
SOLE
0
0
85354
Invesco S&P 500 Equal Weight C
COM
46137V373
1996
12960
SH
SOLE
0
0
12960
Invesco S&P 500 Equal Weight E
COM
46137V365
1350
29904
SH
SOLE
0
0
29904
Invesco S&P 500 Equal Weight F
COM
46137V340
4718
76870
SH
SOLE
0
0
76870
Invesco S&P 500 Equal Weight H
COM
46137V332
5090
17068
SH
SOLE
0
0
17068
Invesco S&P 500 Equal Weight I
COM
46137V324
3695
20254
SH
SOLE
0
0
20254
Invesco S&P 500 Equal Weight M
COM
46137V316
1152
7202
SH
SOLE
0
0
7202
Invesco S&P 500 Equal Weight R
COM
46137V290
1228
33377
SH
SOLE
0
0
33377
Invesco S&P 500 Equal Weight T
COM
46137V282
9236
32046
SH
SOLE
0
0
32046
Invesco S&P 500 Equal Weight U
COM
46137V274
1386
13503
SH
SOLE
0
0
13503
Invesco S&P 500 TOP 50
COM
46137V233
4096
12412
SH
SOLE
0
0
12412
Invesco Senior Loan ETF
COM
46138G508
361
16338
SH
SOLE
0
0
16338
iShares 0-5 Year High Yield Co
COM
46434v407
384
8410
SH
SOLE
0
0
8410
iShares 1-3 Year Treasury Bond
COM
464287457
1085
12591
SH
SOLE
0
0
12591
iShares 20 plus Year Treasury Bond
COM
464287432
3026
20965
SH
SOLE
0
0
20965
iShares 7-10 Year Treasury Bon
COM
464287440
2689
23339
SH
SOLE
0
0
23339
Ishares Core Dividend Growth E
COM
46434V621
367
7296
SH
SOLE
0
0
7296
iShares Core US Aggregate Bond
COM
464287226
504
4389
SH
SOLE
0
0
4389
iShares Gold Trust
COM
464285204
1613
48270
SH
SOLE
0
0
48270
iShares iBoxx High Yield Corpo
COM
464288513
2829
32340
SH
SOLE
0
0
32340
iShares iBoxx Investment Grade
COM
464287242
3388
25470
SH
SOLE
0
0
25470
iShares MSCI EAFE Index ETF
COM
464287465
351
4500
SH
SOLE
0
0
4500
iShares MSCI Eurozone ETF
COM
464286608
511
10628
SH
SOLE
0
0
10628
iShares MSCI Japan ETF
COM
464286848
450
6401
SH
SOLE
0
0
6401
iShares MSCI Pacific Ex-Japan
COM
464286665
239
4890
SH
SOLE
0
0
4890
iShares Select Dividend ETF
COM
464287168
933
8129
SH
SOLE
0
0
8129
iShares TIPS Bond ETF
COM
464287176
3367
26369
SH
SOLE
0
0
26369
iShares TR S&P 500 INDEX
COM
464287200
223
518
SH
SOLE
0
0
518
Jack Henry & Associates, Inc.
COM
426281101
1111
6770
SH
SOLE
0
0
6770
Johnson & Johnson, Inc.
COM
478160104
1686
10438
SH
SOLE
0
0
10438
JPMorgan Chase & Co.
COM
46625h100
1129
6897
SH
SOLE
0
0
6897
JPMorgan Diversified Return US
COM
46641Q407
679
7065
SH
SOLE
0
0
7065
JPMorgan Ultra Short Income ET
COM
46641Q837
1928
38013
SH
SOLE
0
0
38013
Kimberly-Clark Corporation
COM
494368103
393
2968
SH
SOLE
0
0
2968
Kinder Morgan, Inc
COM
49456B101
621
37112
SH
SOLE
0
0
37112
LIBERTY ALL STAR EQ FD SH BEN
COM
530158104
118
13768
SH
SOLE
0
0
13768
Lockheed Martin Corporation
COM
539830109
327
949
SH
SOLE
0
0
949
Lowe's Companies, Inc.
COM
548661107
827
4076
SH
SOLE
0
0
4076
Magellan Midstream Partners, L
COM
559080106
400
8772
SH
SOLE
0
0
8772
Mastercard Incorporated
COM
57636Q104
547
1573
SH
SOLE
0
0
1573
McDonalds Corporation
COM
580135101
1228
5094
SH
SOLE
0
0
5094
Merck & Co, Inc
COM
58933y105
488
6501
SH
SOLE
0
0
6501
MFS INTER INCOME FD SH BEN INT
COM
55273C107
47
12925
SH
SOLE
0
0
12925
Microsoft Corporation
COM
594918104
5313
18846
SH
SOLE
0
0
18846
Morgan Stanley
COM
617446448
202
2079
SH
SOLE
0
0
2079
Netflix, Inc.
COM
64110L106
621
1018
SH
SOLE
0
0
1018
Nextera Energy Inc.
COM
65339f101
310
3953
SH
SOLE
0
0
3953
Norfolk Southern Corporation
COM
655844108
1060
4429
SH
SOLE
0
0
4429
Novartis AG
COM
66987v109
217
2657
SH
SOLE
0
0
2657
Nuveen Perferred Income Opport
COM
67073B106
99
10042
SH
SOLE
0
0
10042
NVIDIA Corporation
COM
67066g104
2294
11075
SH
SOLE
0
0
11075
Oracle Corporation
COM
68389X105
536
6154
SH
SOLE
0
0
6154
O'Reilly Automotive, Inc.
COM
67103h107
32759
53610
SH
SOLE
0
0
53610
Otis Worldwide Corp
COM
68902V107
202
2460
SH
SOLE
0
0
2460
Paychex Inc
COM
704326107
221
1965
SH
SOLE
0
0
1965
Paypal Holdings Inco
COM
70450Y103
284
1090
SH
SOLE
0
0
1090
Pepsico, Inc
COM
713448108
956
6359
SH
SOLE
0
0
6359
Pfizer, Inc
COM
717081103
619
14386
SH
SOLE
0
0
14386
Philip Morris International In
COM
718172109
205
2167
SH
SOLE
0
0
2167
Phillips 66
COM
718546104
308
4394
SH
SOLE
0
0
4394
Pimco Intrmediate Muni ETF
COM
72201R866
344
6100
SH
SOLE
0
0
6100
Planet 13 Holdings Inc
COM
72706K101
120
25000
SH
SOLE
0
0
25000
PotNetwork Holdings
COM
737636209
0
34000
SH
SOLE
0
0
34000
Proctor & Gamble Company
COM
742718109
1359
9720
SH
SOLE
0
0
9720
Qualcomm Inc.
COM
747525103
1980
15354
SH
SOLE
0
0
15354
Raytheon Technologies Co
COM
75513E101
626
7287
SH
SOLE
0
0
7287
Realty Income Corporation
COM
756109104
418
6438
SH
SOLE
0
0
6438
Salesforce.com Inc
COM
79466L302
240
886
SH
SOLE
0
0
886
Schwab Emerging Markets ETF
COM
808524706
444
14580
SH
SOLE
0
0
14580
Schwab Intermediate Term US Tr
COM
808524854
1591
28057
SH
SOLE
0
0
28057
Schwab International Small Cap
COM
808524888
484
11669
SH
SOLE
0
0
11669
Schwab Short Term US Treasury
COM
808524862
4305
84091
SH
SOLE
0
0
84091
Schwab Strategic Trust US Divi
COM
808524797
534
7192
SH
SOLE
0
0
7192
Schwab Strategic US REIT ETF
COM
808524847
310
6783
SH
SOLE
0
0
6783
Schwab US Large Cap
COM
808524300
563
3803
SH
SOLE
0
0
3803
Schwab US TIPS ETF
COM
808524870
1034
16530
SH
SOLE
0
0
16530
Service Now Inc
COM
81762P102
210
338
SH
SOLE
0
0
338
Southern Company COM
COM
842587107
927
14983
SH
SOLE
0
0
14983
SPDR Barclays Convertible Secu
COM
78464A359
856
10029
SH
SOLE
0
0
10029
SPDR Dow Jones Industrial Aver
COM
78467x109
2126
6284
SH
SOLE
0
0
6284
SPDR Gold Shares Trust
COM
78463v107
916
5579
SH
SOLE
0
0
5579
SPDR Intermediate Term Corpora
COM
78464A375
1906
52185
SH
SOLE
0
0
52185
SPDR Nuveen Bloomberg ST Muni
COM
78468R739
204
4139
SH
SOLE
0
0
4139
SPDR S&P 500 ETF
COM
78462f103
1236
2880
SH
SOLE
0
0
2880
SPDR S&P 500 Growth ETF
COM
78464A409
264
4116
SH
SOLE
0
0
4116
SPDR S&P 500 Value ETF
COM
78464A508
235
6030
SH
SOLE
0
0
6030
SPDR S&P MidCap 400 ETF
COM
78467y107
207
430
SH
SOLE
0
0
430
SPDR Wells Fargo Preferred Sto
COM
78464A292
256
5886
SH
SOLE
0
0
5886
Starbucks Corporation
COM
855244109
617
5593
SH
SOLE
0
0
5593
T. Rowe Price Group, Inc.
COM
74144T108
247
1255
SH
SOLE
0
0
1255
Target Corporation
COM
87612E106
370
1617
SH
SOLE
0
0
1617
Tesla, Inc.
COM
88160R101
1556
2007
SH
SOLE
0
0
2007
Texas Instruments Inc
COM
882508104
471
2453
SH
SOLE
0
0
2453
The Clorox Company
COM
189054109
226
1366
SH
SOLE
0
0
1366
The Coca-Cola Company
COM
191216100
367
6989
SH
SOLE
0
0
6989
The Kroger Company
COM
501044101
255
6300
SH
SOLE
0
0
6300
The Walt Disney Company
COM
254687106
487
2878
SH
SOLE
0
0
2878
United Parcel Service Cl B
COM
911312106
451
2477
SH
SOLE
0
0
2477
Unitedhealth Group, Inc. COM
COM
91324P102
309
790
SH
SOLE
0
0
790
US Bancorp
COM
902973304
1269
21341
SH
SOLE
0
0
21341
Vanguard High Dividend Yield E
COM
921946406
654
6330
SH
SOLE
0
0
6330
VANGUARD INDEX FDS SM CP VAL E
COM
922908611
365
2155
SH
SOLE
0
0
2155
VANGUARD INDEX FDS VALUE ETF
COM
922908744
686
5069
SH
SOLE
0
0
5069
Vanguard Intermediate Term Bon
COM
921937819
3743
41845
SH
SOLE
0
0
41845
Vanguard International Dividen
COM
921946810
385
4419
SH
SOLE
0
0
4419
Vanguard Long Term Bond ETF
COM
921937793
2778
27145
SH
SOLE
0
0
27145
Vanguard REIT ETF
COM
922908553
4876
47911
SH
SOLE
0
0
47911
Vanguard Russell 1000 Growth E
COM
92206C680
202
2861
SH
SOLE
0
0
2861
Vanguard Russell 2000 Index ET
COM
92206C664
364
4120
SH
SOLE
0
0
4120
Vanguard S&P 500 ETF
COM
922908363
1151
2918
SH
SOLE
0
0
2918
Vanguard S&P Small Cap Value E
COM
921932778
227
1302
SH
SOLE
0
0
1302
Vanguard Short Term Corporate
COM
92206C409
2370
28754
SH
SOLE
0
0
28754
Vanguard Small-Cap ETF
COM
922908751
541
2474
SH
SOLE
0
0
2474
VANGUARD SPECIALIZED DIV APP E
COM
921908844
393
2559
SH
SOLE
0
0
2559
Vanguard Total Bond Market ETF
COM
921937835
477
5582
SH
SOLE
0
0
5582
Vanguard Total International E
COM
921909768
241
3802
SH
SOLE
0
0
3802
Vanguard Total Stock Market ET
COM
922908769
5160
23237
SH
SOLE
0
0
23237
Verizon Communications
COM
92343v104
797
14760
SH
SOLE
0
0
14760
Visa Inc.
COM
92826c839
781
3507
SH
SOLE
0
0
3507
Wal-Mart Stores Inc.
COM
931142103
4030
28917
SH
SOLE
0
0
28917
Weyerhaeuser Company
COM
962166104
245
6880
SH
SOLE
0
0
6880
WisdomTree Global ex-US REIT E
COM
97717w331
443
17772
SH
SOLE
0
0
17772
WisdomTree International Small
COM
97717w760
461
6213
SH
SOLE
0
0
6213
WisdomTree Large-Cap Dividend
COM
97717W307
399
3345
SH
SOLE
0
0
3345
Yum! Brands Inc
COM
988498101
214
1748
SH
SOLE
0
0
1748