0001566414-21-000004.txt : 20211028 0001566414-21-000004.hdr.sgml : 20211028 20211028114715 ACCESSION NUMBER: 0001566414-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211028 DATE AS OF CHANGE: 20211028 EFFECTIVENESS DATE: 20211028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 211356208 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 09-30-2021 09-30-2021 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 860-997-4160 Walter R Costenbader Concord NC 10-28-2021 0 228 312977 false INFORMATION TABLE 2 signalpoint13f3q2021.xml 3M Company COM 88579Y101 1114 6353 SH SOLE 0 0 6353 Abbott Laboratories COM 002824100 685 5801 SH SOLE 0 0 5801 ABBVIE INC. COM COM 00287Y109 1186 10991 SH SOLE 0 0 10991 Alibaba Holdings Ltd. ADR COM 01609w102 278 1880 SH SOLE 0 0 1880 AllianceBernstein Global High COM 01879r106 422 34374 SH SOLE 0 0 34374 Alphabet Inc. COM 38259p508 2807 1050 SH SOLE 0 0 1050 Alphabet, Inc Class C COM 02079k107 3700 1388 SH SOLE 0 0 1388 Amazon.com, Inc COM 023135106 5293 1611 SH SOLE 0 0 1611 American Express Company COM 025816109 575 3434 SH SOLE 0 0 3434 Amgen Inc. COM 031162100 249 1172 SH SOLE 0 0 1172 Apple, Inc. COM COM 037833100 26969 190595 SH SOLE 0 0 190595 ARK Genomic Revolution ETF COM 00214Q302 684 9156 SH SOLE 0 0 9156 ARK Innovation ETF COM 00214Q104 1730 15649 SH SOLE 0 0 15649 AT&T Inc. COM 00206r102 949 35149 SH SOLE 0 0 35149 Baidu, Inc COM 056752108 312 2029 SH SOLE 0 0 2029 Bank Of America COM 060505104 1524 35906 SH SOLE 0 0 35906 Baxter International, Inc. COM 071813109 229 2849 SH SOLE 0 0 2849 Berkshire Hathaway Inc COM 084670702 3249 11902 SH SOLE 0 0 11902 Boeing Company COM 097023105 723 3285 SH SOLE 0 0 3285 Boston Beer, Inc. Class A COM 100557107 264 517 SH SOLE 0 0 517 Bristol-Myers Sqibb Company COM 110122108 290 4907 SH SOLE 0 0 4907 Broadcom Inc COM 11135F200 276 180 SH SOLE 0 0 180 Broadcom Ltd. COM y09827109 254 523 SH SOLE 0 0 523 Carrier Global Corp COM 14448C104 307 5935 SH SOLE 0 0 5935 Caterpillar Inc COM 149123101 688 3582 SH SOLE 0 0 3582 Chevron Corporation COM 166764100 1310 12915 SH SOLE 0 0 12915 Cigna Corportation COM 125509109 228 1140 SH SOLE 0 0 1140 Cisco Systems Inc. COM 17275r102 643 11821 SH SOLE 0 0 11821 Clover Health Invts Co COM 18914F103 279 37766 SH SOLE 0 0 37766 Comcast Corporation COM 20030n101 454 8122 SH SOLE 0 0 8122 Commerce Bancshares, Inc. COM 200525103 236 3383 SH SOLE 0 0 3383 ConocoPhillips COM 20825C104 586 8642 SH SOLE 0 0 8642 CostCo Wholesale Corporation COM 22160K105 430 956 SH SOLE 0 0 956 CVS Health Corporation COM 126650100 270 3187 SH SOLE 0 0 3187 Deere & Company COM 244199105 238 711 SH SOLE 0 0 711 DNP SELECT INCOME FD COM COM 23325p104 121 11345 SH SOLE 0 0 11345 Dominion Energy COM 25746U133 264 2715 SH SOLE 0 0 2715 Duke Energy Corporation COM 26441C204 459 4708 SH SOLE 0 0 4708 Easton Pharmaceuticals Inc. COM 277774105 1 10000 SH SOLE 0 0 10000 Edwards Lifesciences, Inc. COM 28176e108 791 6985 SH SOLE 0 0 6985 Eli Lilly & Co. COM 532457108 255 1103 SH SOLE 0 0 1103 Emerson Electric Company COM 291011104 548 5821 SH SOLE 0 0 5821 Energy Select Sector SPDR ETF COM 81369Y506 235 4517 SH SOLE 0 0 4517 Enterprise Products LP COM 293792107 326 15087 SH SOLE 0 0 15087 Exxon Mobil Corporation COM 30231g102 1547 26304 SH SOLE 0 0 26304 Facebook Inc. COM 30303m102 1585 4669 SH SOLE 0 0 4669 Fastenal Compamy COM 311900104 399 7733 SH SOLE 0 0 7733 First Bancshares, Inc COM 318687100 2153 143502 SH SOLE 0 0 143502 First Trust Asia Pacific Ex-Ja COM 33737J109 1183 36562 SH SOLE 0 0 36562 First Trust Capital Strength E COM 33733E108 2936 39241 SH SOLE 0 0 39241 First Trust Developed Int'l ET COM 33738R787 2692 49378 SH SOLE 0 0 49378 First Trust Dow Internet Index COM 33733E302 497 2106 SH SOLE 0 0 2106 First Trust Dow Jones Global S COM 33734x200 378 15140 SH SOLE 0 0 15140 First Trust Emerging Markets A COM 33737J182 1172 43532 SH SOLE 0 0 43532 First Trust Enhanced Short Ter COM 33739Q408 1502 25053 SH SOLE 0 0 25053 First Trust ETF AlphaDEX Consu COM 33734X101 709 11989 SH SOLE 0 0 11989 First Trust ETF AlphaDEX Consu COM 33734X119 489 8690 SH SOLE 0 0 8690 First Trust ETF AlphaDEX Energ COM 33734X127 283 24653 SH SOLE 0 0 24653 First Trust ETF AlphaDEX Finan COM 33734X135 1007 22757 SH SOLE 0 0 22757 First Trust ETF AlphaDEX Healt COM 33734X143 1137 9555 SH SOLE 0 0 9555 First Trust ETF AlphaDEX Indus COM 33734X150 835 14556 SH SOLE 0 0 14556 First Trust ETF AlphaDEX Mater COM 33734X168 288 5141 SH SOLE 0 0 5141 First Trust ETF AlphaDEX Techn COM 33734X176 1956 15924 SH SOLE 0 0 15924 First Trust ETF AlphaDEX Utili COM 33734X184 267 9026 SH SOLE 0 0 9026 First Trust Europe AlphaDEX ET COM 33737J117 1802 43003 SH SOLE 0 0 43003 First Trust Japan AlphaDEX ETF COM 33737J158 970 18291 SH SOLE 0 0 18291 First Trust Large Cap Growth E COM 33735K108 3393 30547 SH SOLE 0 0 30547 First Trust Large Cap US Equit COM 33738R761 2515 78794 SH SOLE 0 0 78794 First Trust Large Cap Value COM 33735J101 1897 29440 SH SOLE 0 0 29440 First Trust Latin America Alph COM 33737J125 737 40816 SH SOLE 0 0 40816 First Trust Low Duration Oppos COM 33739Q200 1966 38862 SH SOLE 0 0 38862 First Trust Mgd Muni ETF COM 33739N108 239 4210 SH SOLE 0 0 4210 First Trust Mid Cap Growth COM 33737M102 217 3020 SH SOLE 0 0 3020 First Trust Mid Cap US Equity COM 33738R753 2243 78003 SH SOLE 0 0 78003 First Trust Nasdaq100 Tech Sec COM 337345102 267 1693 SH SOLE 0 0 1693 First Trust North American Ene COM 33738d101 504 21291 SH SOLE 0 0 21291 First Trust NYSE Arca Biotech COM 33733E203 1515 9122 SH SOLE 0 0 9122 First Trust Small Cap US Equit COM 33738R746 1365 48143 SH SOLE 0 0 48143 First Trust TCW Opportunistic COM 33740F805 5005 93461 SH SOLE 0 0 93461 First Trust US LARGE CAP CORE COM 33734K109 599 7027 SH SOLE 0 0 7027 First Trust Value Dividend Ind COM 33734H106 3464 88366 SH SOLE 0 0 88366 Ford Motor Company COM 345370860 339 23920 SH SOLE 0 0 23920 General Motors Co. COM 37045v100 227 4305 SH SOLE 0 0 4305 Hershey Company COM 427866108 248 1463 SH SOLE 0 0 1463 Home Depot, Inc. COM COM 437076102 519 1582 SH SOLE 0 0 1582 Honeywell International Inc COM 438516106 234 1100 SH SOLE 0 0 1100 IDEXX Laboratories, Inc COM 45168D104 869 1398 SH SOLE 0 0 1398 Intel Corporation COM 458140100 590 11077 SH SOLE 0 0 11077 International Business Machine COM 459200101 545 3926 SH SOLE 0 0 3926 Invesco DWA Basic Materials ET COM 46137V704 298 3516 SH SOLE 0 0 3516 Invesco DWA Consumer Cyclicals COM 46137V803 954 10911 SH SOLE 0 0 10911 Invesco DWA Consumer Staples E COM 46137V886 508 5683 SH SOLE 0 0 5683 Invesco DWA Financial ETF COM 46137V860 906 17079 SH SOLE 0 0 17079 Invesco DWA Healthcare ETF COM 46137V852 1537 9547 SH SOLE 0 0 9547 Invesco DWA Industrials ETF COM 46137V845 975 9813 SH SOLE 0 0 9813 Invesco DWA Technology ETF COM 46137V811 1977 13163 SH SOLE 0 0 13163 Invesco DWA Utilities ETF COM 46137V795 302 9298 SH SOLE 0 0 9298 Invesco Dynamic Biotech & Geno COM 46137V787 501 6689 SH SOLE 0 0 6689 Invesco ETF Dynamic Buyback Ac COM 46137V308 587 6509 SH SOLE 0 0 6509 Invesco Global Listed Private COM 46137V589 890 59392 SH SOLE 0 0 59392 Invesco Preferred ETF COM 46138E511 391 25984 SH SOLE 0 0 25984 Invesco QQQ ETF COM 46090E103 1916 5352 SH SOLE 0 0 5352 Invesco S&P 500 Equal Weight C COM 46137V381 3970 27533 SH SOLE 0 0 27533 Invesco S&P 500 Equal Weight C COM 46137Y609 3245 85354 SH SOLE 0 0 85354 Invesco S&P 500 Equal Weight C COM 46137V373 1996 12960 SH SOLE 0 0 12960 Invesco S&P 500 Equal Weight E COM 46137V365 1350 29904 SH SOLE 0 0 29904 Invesco S&P 500 Equal Weight F COM 46137V340 4718 76870 SH SOLE 0 0 76870 Invesco S&P 500 Equal Weight H COM 46137V332 5090 17068 SH SOLE 0 0 17068 Invesco S&P 500 Equal Weight I COM 46137V324 3695 20254 SH SOLE 0 0 20254 Invesco S&P 500 Equal Weight M COM 46137V316 1152 7202 SH SOLE 0 0 7202 Invesco S&P 500 Equal Weight R COM 46137V290 1228 33377 SH SOLE 0 0 33377 Invesco S&P 500 Equal Weight T COM 46137V282 9236 32046 SH SOLE 0 0 32046 Invesco S&P 500 Equal Weight U COM 46137V274 1386 13503 SH SOLE 0 0 13503 Invesco S&P 500 TOP 50 COM 46137V233 4096 12412 SH SOLE 0 0 12412 Invesco Senior Loan ETF COM 46138G508 361 16338 SH SOLE 0 0 16338 iShares 0-5 Year High Yield Co COM 46434v407 384 8410 SH SOLE 0 0 8410 iShares 1-3 Year Treasury Bond COM 464287457 1085 12591 SH SOLE 0 0 12591 iShares 20 plus Year Treasury Bond COM 464287432 3026 20965 SH SOLE 0 0 20965 iShares 7-10 Year Treasury Bon COM 464287440 2689 23339 SH SOLE 0 0 23339 Ishares Core Dividend Growth E COM 46434V621 367 7296 SH SOLE 0 0 7296 iShares Core US Aggregate Bond COM 464287226 504 4389 SH SOLE 0 0 4389 iShares Gold Trust COM 464285204 1613 48270 SH SOLE 0 0 48270 iShares iBoxx High Yield Corpo COM 464288513 2829 32340 SH SOLE 0 0 32340 iShares iBoxx Investment Grade COM 464287242 3388 25470 SH SOLE 0 0 25470 iShares MSCI EAFE Index ETF COM 464287465 351 4500 SH SOLE 0 0 4500 iShares MSCI Eurozone ETF COM 464286608 511 10628 SH SOLE 0 0 10628 iShares MSCI Japan ETF COM 464286848 450 6401 SH SOLE 0 0 6401 iShares MSCI Pacific Ex-Japan COM 464286665 239 4890 SH SOLE 0 0 4890 iShares Select Dividend ETF COM 464287168 933 8129 SH SOLE 0 0 8129 iShares TIPS Bond ETF COM 464287176 3367 26369 SH SOLE 0 0 26369 iShares TR S&P 500 INDEX COM 464287200 223 518 SH SOLE 0 0 518 Jack Henry & Associates, Inc. COM 426281101 1111 6770 SH SOLE 0 0 6770 Johnson & Johnson, Inc. COM 478160104 1686 10438 SH SOLE 0 0 10438 JPMorgan Chase & Co. COM 46625h100 1129 6897 SH SOLE 0 0 6897 JPMorgan Diversified Return US COM 46641Q407 679 7065 SH SOLE 0 0 7065 JPMorgan Ultra Short Income ET COM 46641Q837 1928 38013 SH SOLE 0 0 38013 Kimberly-Clark Corporation COM 494368103 393 2968 SH SOLE 0 0 2968 Kinder Morgan, Inc COM 49456B101 621 37112 SH SOLE 0 0 37112 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 118 13768 SH SOLE 0 0 13768 Lockheed Martin Corporation COM 539830109 327 949 SH SOLE 0 0 949 Lowe's Companies, Inc. COM 548661107 827 4076 SH SOLE 0 0 4076 Magellan Midstream Partners, L COM 559080106 400 8772 SH SOLE 0 0 8772 Mastercard Incorporated COM 57636Q104 547 1573 SH SOLE 0 0 1573 McDonalds Corporation COM 580135101 1228 5094 SH SOLE 0 0 5094 Merck & Co, Inc COM 58933y105 488 6501 SH SOLE 0 0 6501 MFS INTER INCOME FD SH BEN INT COM 55273C107 47 12925 SH SOLE 0 0 12925 Microsoft Corporation COM 594918104 5313 18846 SH SOLE 0 0 18846 Morgan Stanley COM 617446448 202 2079 SH SOLE 0 0 2079 Netflix, Inc. COM 64110L106 621 1018 SH SOLE 0 0 1018 Nextera Energy Inc. COM 65339f101 310 3953 SH SOLE 0 0 3953 Norfolk Southern Corporation COM 655844108 1060 4429 SH SOLE 0 0 4429 Novartis AG COM 66987v109 217 2657 SH SOLE 0 0 2657 Nuveen Perferred Income Opport COM 67073B106 99 10042 SH SOLE 0 0 10042 NVIDIA Corporation COM 67066g104 2294 11075 SH SOLE 0 0 11075 Oracle Corporation COM 68389X105 536 6154 SH SOLE 0 0 6154 O'Reilly Automotive, Inc. COM 67103h107 32759 53610 SH SOLE 0 0 53610 Otis Worldwide Corp COM 68902V107 202 2460 SH SOLE 0 0 2460 Paychex Inc COM 704326107 221 1965 SH SOLE 0 0 1965 Paypal Holdings Inco COM 70450Y103 284 1090 SH SOLE 0 0 1090 Pepsico, Inc COM 713448108 956 6359 SH SOLE 0 0 6359 Pfizer, Inc COM 717081103 619 14386 SH SOLE 0 0 14386 Philip Morris International In COM 718172109 205 2167 SH SOLE 0 0 2167 Phillips 66 COM 718546104 308 4394 SH SOLE 0 0 4394 Pimco Intrmediate Muni ETF COM 72201R866 344 6100 SH SOLE 0 0 6100 Planet 13 Holdings Inc COM 72706K101 120 25000 SH SOLE 0 0 25000 PotNetwork Holdings COM 737636209 0 34000 SH SOLE 0 0 34000 Proctor & Gamble Company COM 742718109 1359 9720 SH SOLE 0 0 9720 Qualcomm Inc. COM 747525103 1980 15354 SH SOLE 0 0 15354 Raytheon Technologies Co COM 75513E101 626 7287 SH SOLE 0 0 7287 Realty Income Corporation COM 756109104 418 6438 SH SOLE 0 0 6438 Salesforce.com Inc COM 79466L302 240 886 SH SOLE 0 0 886 Schwab Emerging Markets ETF COM 808524706 444 14580 SH SOLE 0 0 14580 Schwab Intermediate Term US Tr COM 808524854 1591 28057 SH SOLE 0 0 28057 Schwab International Small Cap COM 808524888 484 11669 SH SOLE 0 0 11669 Schwab Short Term US Treasury COM 808524862 4305 84091 SH SOLE 0 0 84091 Schwab Strategic Trust US Divi COM 808524797 534 7192 SH SOLE 0 0 7192 Schwab Strategic US REIT ETF COM 808524847 310 6783 SH SOLE 0 0 6783 Schwab US Large Cap COM 808524300 563 3803 SH SOLE 0 0 3803 Schwab US TIPS ETF COM 808524870 1034 16530 SH SOLE 0 0 16530 Service Now Inc COM 81762P102 210 338 SH SOLE 0 0 338 Southern Company COM COM 842587107 927 14983 SH SOLE 0 0 14983 SPDR Barclays Convertible Secu COM 78464A359 856 10029 SH SOLE 0 0 10029 SPDR Dow Jones Industrial Aver COM 78467x109 2126 6284 SH SOLE 0 0 6284 SPDR Gold Shares Trust COM 78463v107 916 5579 SH SOLE 0 0 5579 SPDR Intermediate Term Corpora COM 78464A375 1906 52185 SH SOLE 0 0 52185 SPDR Nuveen Bloomberg ST Muni COM 78468R739 204 4139 SH SOLE 0 0 4139 SPDR S&P 500 ETF COM 78462f103 1236 2880 SH SOLE 0 0 2880 SPDR S&P 500 Growth ETF COM 78464A409 264 4116 SH SOLE 0 0 4116 SPDR S&P 500 Value ETF COM 78464A508 235 6030 SH SOLE 0 0 6030 SPDR S&P MidCap 400 ETF COM 78467y107 207 430 SH SOLE 0 0 430 SPDR Wells Fargo Preferred Sto COM 78464A292 256 5886 SH SOLE 0 0 5886 Starbucks Corporation COM 855244109 617 5593 SH SOLE 0 0 5593 T. Rowe Price Group, Inc. COM 74144T108 247 1255 SH SOLE 0 0 1255 Target Corporation COM 87612E106 370 1617 SH SOLE 0 0 1617 Tesla, Inc. COM 88160R101 1556 2007 SH SOLE 0 0 2007 Texas Instruments Inc COM 882508104 471 2453 SH SOLE 0 0 2453 The Clorox Company COM 189054109 226 1366 SH SOLE 0 0 1366 The Coca-Cola Company COM 191216100 367 6989 SH SOLE 0 0 6989 The Kroger Company COM 501044101 255 6300 SH SOLE 0 0 6300 The Walt Disney Company COM 254687106 487 2878 SH SOLE 0 0 2878 United Parcel Service Cl B COM 911312106 451 2477 SH SOLE 0 0 2477 Unitedhealth Group, Inc. COM COM 91324P102 309 790 SH SOLE 0 0 790 US Bancorp COM 902973304 1269 21341 SH SOLE 0 0 21341 Vanguard High Dividend Yield E COM 921946406 654 6330 SH SOLE 0 0 6330 VANGUARD INDEX FDS SM CP VAL E COM 922908611 365 2155 SH SOLE 0 0 2155 VANGUARD INDEX FDS VALUE ETF COM 922908744 686 5069 SH SOLE 0 0 5069 Vanguard Intermediate Term Bon COM 921937819 3743 41845 SH SOLE 0 0 41845 Vanguard International Dividen COM 921946810 385 4419 SH SOLE 0 0 4419 Vanguard Long Term Bond ETF COM 921937793 2778 27145 SH SOLE 0 0 27145 Vanguard REIT ETF COM 922908553 4876 47911 SH SOLE 0 0 47911 Vanguard Russell 1000 Growth E COM 92206C680 202 2861 SH SOLE 0 0 2861 Vanguard Russell 2000 Index ET COM 92206C664 364 4120 SH SOLE 0 0 4120 Vanguard S&P 500 ETF COM 922908363 1151 2918 SH SOLE 0 0 2918 Vanguard S&P Small Cap Value E COM 921932778 227 1302 SH SOLE 0 0 1302 Vanguard Short Term Corporate COM 92206C409 2370 28754 SH SOLE 0 0 28754 Vanguard Small-Cap ETF COM 922908751 541 2474 SH SOLE 0 0 2474 VANGUARD SPECIALIZED DIV APP E COM 921908844 393 2559 SH SOLE 0 0 2559 Vanguard Total Bond Market ETF COM 921937835 477 5582 SH SOLE 0 0 5582 Vanguard Total International E COM 921909768 241 3802 SH SOLE 0 0 3802 Vanguard Total Stock Market ET COM 922908769 5160 23237 SH SOLE 0 0 23237 Verizon Communications COM 92343v104 797 14760 SH SOLE 0 0 14760 Visa Inc. COM 92826c839 781 3507 SH SOLE 0 0 3507 Wal-Mart Stores Inc. COM 931142103 4030 28917 SH SOLE 0 0 28917 Weyerhaeuser Company COM 962166104 245 6880 SH SOLE 0 0 6880 WisdomTree Global ex-US REIT E COM 97717w331 443 17772 SH SOLE 0 0 17772 WisdomTree International Small COM 97717w760 461 6213 SH SOLE 0 0 6213 WisdomTree Large-Cap Dividend COM 97717W307 399 3345 SH SOLE 0 0 3345 Yum! Brands Inc COM 988498101 214 1748 SH SOLE 0 0 1748