0001566414-21-000002.txt : 20210503 0001566414-21-000002.hdr.sgml : 20210503 20210503140553 ACCESSION NUMBER: 0001566414-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 21882738 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 03-31-2021 03-31-2021 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Concord NC 05-03-2021 0 221 282941 false INFORMATION TABLE 2 signalpoint13f1q2021.xml 3M Company COM 88579Y101 1213 6295 SH SOLE 0 0 6295 Abbott Laboratories COM 002824100 685 5720 SH SOLE 0 0 5720 ABBVIE INC. COM COM 00287Y109 1282 11844 SH SOLE 0 0 11844 AllianceBernstein Global High COM 464287226 484 4252 SH SOLE 0 0 4252 Alibaba Holdings Ltd. ADR COM 01609w102 785 3463 SH SOLE 0 0 3463 AllianceBernstein Global High Income Fund COM 01879r106 433 36562 SH SOLE 0 0 36562 Alphabet Inc. COM 38259p508 2129 1032 SH SOLE 0 0 1032 Alphabet, Inc Class C COM 02079k107 2532 1224 SH SOLE 0 0 1224 Altria Group Inc. COM 02209s103 202 3946 SH SOLE 0 0 3946 Amazon.com, Inc COM 023135106 4923 1591 SH SOLE 0 0 1591 American Express Company COM 025816109 476 3367 SH SOLE 0 0 3367 Amgen Inc. COM 031162100 260 1044 SH SOLE 0 0 1044 Apple, Inc. COM COM 037833100 23287 190644 SH SOLE 0 0 190644 ARK Genomic Revolution ETF COM 00214Q302 1099 12391 SH SOLE 0 0 12391 ARK Innovation ETF COM 00214Q104 2252 18778 SH SOLE 0 0 18778 AT&T Inc. COM 00206r102 1150 37996 SH SOLE 0 0 37996 Baidu, Inc COM 056752108 550 2529 SH SOLE 0 0 2529 Bank Of America COM 060505104 1395 36055 SH SOLE 0 0 36055 Baxter International, Inc. COM 071813109 243 2880 SH SOLE 0 0 2880 Berkshire Hathaway Inc COM 084670702 2928 11460 SH SOLE 0 0 11460 Boeing Company COM 097023105 822 3226 SH SOLE 0 0 3226 Boston Beer, Inc. Class A COM 100557107 229 190 SH SOLE 0 0 190 Bristol-Myers Sqibb Company COM 110122108 400 6330 SH SOLE 0 0 6330 Broadcom Inc COM 11135F200 267 181 SH SOLE 0 0 181 Broadcom Ltd. COM y09827109 252 543 SH SOLE 0 0 543 Caterpillar Inc COM 149123101 828 3572 SH SOLE 0 0 3572 Chevron Corporation COM 166764100 1183 11293 SH SOLE 0 0 11293 Cisco Systems Inc. COM 17275r102 637 12328 SH SOLE 0 0 12328 Comcast Corporation COM 20030n101 440 8122 SH SOLE 0 0 8122 Commerce Bancshares, Inc. COM 200525103 259 3383 SH SOLE 0 0 3383 ConocoPhillips COM 20825C104 475 8973 SH SOLE 0 0 8973 CostCo Wholesale Corporation COM 22160K105 337 956 SH SOLE 0 0 956 Cracker Barrel Old COM 22410J106 232 1340 SH SOLE 0 0 1340 Cummins Inc COM 231021106 202 778 SH SOLE 0 0 778 CVS Health Corporation COM 126650100 245 3252 SH SOLE 0 0 3252 Deere & Company COM 244199105 273 729 SH SOLE 0 0 729 Digital Turbine Inc COM 25400W102 241 3002 SH SOLE 0 0 3002 DNP SELECT INCOME FD COM COM 23325p104 112 11346 SH SOLE 0 0 11346 Dominion Energy COM 25746U133 268 2715 SH SOLE 0 0 2715 Duke Energy Corporation COM 26441C204 456 4723 SH SOLE 0 0 4723 Easton Pharmaceuticals Inc. COM 277774105 1 10000 SH SOLE 0 0 10000 Edwards Lifesciences, Inc. COM 28176e108 558 6673 SH SOLE 0 0 6673 Eli Lilly & Co. COM 532457108 226 1209 SH SOLE 0 0 1209 Emerson Electric Company COM 291011104 538 5960 SH SOLE 0 0 5960 Enterprise Products LP COM 293792107 328 14881 SH SOLE 0 0 14881 Exxon Mobil Corporation COM 30231g102 1101 19722 SH SOLE 0 0 19722 Facebook Inc. COM 30303m102 1421 4825 SH SOLE 0 0 4825 Fastenal Compamy COM 311900104 369 7335 SH SOLE 0 0 7335 First Bancshares, Inc COM 318687100 2117 143502 SH SOLE 0 0 143502 First Trust Active Factor Large Cap ETF COM 33740F821 1145 48104 SH SOLE 0 0 48104 First Trust Asia Pacific Ex-Japan AlphaDEX ET COM 33737J109 1300 38702 SH SOLE 0 0 38702 First Trust Capital Strength ETF COM 33733E108 2370 33470 SH SOLE 0 0 33470 First Trust Developed Int'l ETF COM 33738R787 1744 32669 SH SOLE 0 0 32669 First Trust Dow Internet IndexETF COM 33733E302 441 2020 SH SOLE 0 0 2020 First Trust Dow Jones Global Select Dividend COM 33734x200 488 19395 SH SOLE 0 0 19395 First Trust Emerging Markets AlphaDEX ETF COM 33737J182 1198 45408 SH SOLE 0 0 45408 First Trust Enhanced Short Term Maturity ETF COM 33739Q408 1322 22043 SH SOLE 0 0 22043 First Trust ETF AlphaDEX Consumer Discretion COM 33734X101 698 11999 SH SOLE 0 0 11999 First Trust ETF AlphaDEX Consumer Staples COM 33734X119 496 8626 SH SOLE 0 0 8626 First Trust ETF AlphaDEX Energy COM 33734X127 270 26664 SH SOLE 0 0 26664 First Trust ETF AlphaDEX Financials COM 33734X135 938 22549 SH SOLE 0 0 22549 First Trust ETF AlphaDEX Health Care COM 33734X143 1039 9567 SH SOLE 0 0 9567 First Trust ETF AlphaDEX Industrials COM 33734X150 826 14583 SH SOLE 0 0 14583 First Trust ETF AlphaDEX Materials COM 33734X168 280 5080 SH SOLE 0 0 5080 First Trust ETF AlphaDEX Technology COM 33734X176 1814 15963 SH SOLE 0 0 15963 First Trust ETF AlphaDEX Utilities COM 33734X184 269 9029 SH SOLE 0 0 9029 First Trust Europe AlphaDEX ETF COM 33737J117 1687 41487 SH SOLE 0 0 41487 First Trust Japan AlphaDEX ETF COM 33737J158 984 18410 SH SOLE 0 0 18410 First Trust Large Cap Growth ETF COM 33735K108 2490 25498 SH SOLE 0 0 25498 First Trust Large Cap US Equity ETF COM 33738R761 2042 67452 SH SOLE 0 0 67452 First Trust Large Cap Value COM 33735J101 347 5457 SH SOLE 0 0 5457 First Trust Latin America AlphaDEX ETF COM 33737J125 743 41021 SH SOLE 0 0 41021 First Trust Low Duration Oppos ETF COM 33739Q200 1535 30070 SH SOLE 0 0 30070 First Trust Mgd Muni ETF COM 33739N108 238 4210 SH SOLE 0 0 4210 First Trust Mid Cap US Equity ETF COM 33738R753 1613 58020 SH SOLE 0 0 58020 First Trust Nasdaq100 Tech Sector Index ETF COM 337345102 231 1599 SH SOLE 0 0 1599 First Trust North American Energy Infrastruct COM 33738d101 535 23467 SH SOLE 0 0 23467 First Trust NYSE Arca Biotech ETF COM 33733E203 1467 9140 SH SOLE 0 0 9140 First Trust Small Cap US Equity ETF COM 33738R746 1090 38581 SH SOLE 0 0 38581 First Trust TCW Opportunistic Fixed ETF COM 33740F805 4006 75826 SH SOLE 0 0 75826 First Trust US LARGE CAP CORE AlphaDEX FUND COM 33734K109 462 5772 SH SOLE 0 0 5772 First Trust Value Dividend Index COM 33734H106 2854 75143 SH SOLE 0 0 75143 Ford Motor Company COM 345370860 296 24182 SH SOLE 0 0 24182 General Electric Company COM 369604103 176 13440 SH SOLE 0 0 13440 General Motors Co. COM 37045v100 305 5306 SH SOLE 0 0 5306 Hershey Company COM 427866108 231 1463 SH SOLE 0 0 1463 Home Depot, Inc. COM COM 437076102 470 1541 SH SOLE 0 0 1541 Honeywell International Inc COM 438516106 250 1151 SH SOLE 0 0 1151 IDEXX Laboratories, Inc COM 45168D104 684 1398 SH SOLE 0 0 1398 Innovator Loup Frontier ETF COM 45782C862 210 3889 SH SOLE 0 0 3889 Intel Corporation COM 458140100 752 11757 SH SOLE 0 0 11757 International Business Machines Corporation COM 459200101 512 3845 SH SOLE 0 0 3845 International Paper Company COM 460146103 240 4435 SH SOLE 0 0 4435 Invesco DWA Basic Materials ETF COM 46137V704 297 3571 SH SOLE 0 0 3571 Invesco DWA Consumer Cyclicals ETF COM 46137V803 981 11133 SH SOLE 0 0 11133 Invesco DWA Consumer Staples ETF COM 46137V886 538 5809 SH SOLE 0 0 5809 Invesco DWA Financial ETF COM 46137V860 840 17465 SH SOLE 0 0 17465 Invesco DWA Healthcare ETF COM 46137V852 1517 9663 SH SOLE 0 0 9663 Invesco DWA Industrials ETF COM 46137V845 1029 10059 SH SOLE 0 0 10059 Invesco DWA Technology ETF COM 46137V811 1935 13462 SH SOLE 0 0 13462 Invesco DWA Utilities ETF COM 46137V795 312 9394 SH SOLE 0 0 9394 Invesco Dynamic Biotech & Genome ETF COM 46137V787 494 6690 SH SOLE 0 0 6690 Invesco ETF Dynamic Buyback Achievers COM 46137V308 557 6619 SH SOLE 0 0 6619 Invesco Global Listed Private Equity ETF COM 46137V589 953 65718 SH SOLE 0 0 65718 Invesco Preferred ETF COM 46138E511 411 27423 SH SOLE 0 0 27423 Invesco QQQ ETF COM 46090E103 1591 4984 SH SOLE 0 0 4984 Invesco S&P 500 Equal Weight Communications E COM 46137Y609 3226 86728 SH SOLE 0 0 86728 Invesco S&P 500 Equal Weight Consumer Discr. COM 46137V381 3970 28145 SH SOLE 0 0 28145 Invesco S&P 500 Equal Weight Consumer Staples COM 46137V373 2075 13141 SH SOLE 0 0 13141 Invesco S&P 500 Equal Weight Energy ETF COM 46137V365 1229 30512 SH SOLE 0 0 30512 Invesco S&P 500 Equal Weight Financials ETF COM 46137V340 4389 78629 SH SOLE 0 0 78629 Invesco S&P 500 Equal Weight Healthcare ETF COM 46137V332 4666 17391 SH SOLE 0 0 17391 Invesco S&P 500 Equal Weight Industrials ETF COM 46137V324 3678 20702 SH SOLE 0 0 20702 Invesco S&P 500 Equal Weight Materials ETF COM 46137V316 1136 7286 SH SOLE 0 0 7286 Invesco S&P 500 Equal Weight Real Estate COM 46137V290 1171 36035 SH SOLE 0 0 36035 Invesco S&P 500 Equal Weight Technology ETF COM 46137V282 8853 32808 SH SOLE 0 0 32808 Invesco S&P 500 Equal Weight Utilities ETF COM 46137V274 1420 13723 SH SOLE 0 0 13723 Invesco S&P 500 TOP 50 COM 46137V233 3889 13115 SH SOLE 0 0 13115 Invesco Senior Loan ETF COM 46138G508 382 17274 SH SOLE 0 0 17274 iShares 0-5 Year High Yield Corporate Bond COM 46434v407 378 8250 SH SOLE 0 0 8250 iShares 1-3 Year Treasury Bond ETF COM 464287457 1024 11876 SH SOLE 0 0 11876 iShares 20 plus Year Treasury Bond ETF COM 464287432 2908 21471 SH SOLE 0 0 21471 iShares 7-10 Year Treasury Bond ETF COM 464287440 2706 23965 SH SOLE 0 0 23965 Ishares Core Dividend Growth ETF COM 46434V621 351 7263 SH SOLE 0 0 7263 iShares Gold Trust COM 464285105 1619 99543 SH SOLE 0 0 99543 iShares iBoxx High Yield Corporate Bond ETF COM 464288513 2917 33462 SH SOLE 0 0 33462 iShares iBoxx Investment Grade Corporate Bond COM 464287242 3392 26084 SH SOLE 0 0 26084 iShares MSCI EAFE Index ETF COM 464287465 348 4585 SH SOLE 0 0 4585 iShares MSCI Eurozone ETF COM 464286608 507 10925 SH SOLE 0 0 10925 iShares MSCI Japan ETF COM 464286848 453 6608 SH SOLE 0 0 6608 iShares MSCI Pacific Ex-Japan ETF COM 464286665 265 5270 SH SOLE 0 0 5270 iShares Select Dividend ETF COM 464287168 927 8129 SH SOLE 0 0 8129 iShares TIPS Bond ETF COM 464287176 3167 25234 SH SOLE 0 0 25234 Jack Henry & Associates, Inc. COM 426281101 1076 7090 SH SOLE 0 0 7090 Johnson & Johnson, Inc. COM 478160104 1707 10388 SH SOLE 0 0 10388 JPMorgan Chase & Co. COM 46625h100 996 6540 SH SOLE 0 0 6540 JPMorgan Diversified Return US Equity ETF COM 46641Q407 648 7095 SH SOLE 0 0 7095 JPMorgan Ultra Short Income ETF COM 46641Q837 1846 36376 SH SOLE 0 0 36376 Kimberly-Clark Corporation COM 494368103 374 2693 SH SOLE 0 0 2693 Kinder Morgan, Inc COM 49456B101 607 36477 SH SOLE 0 0 36477 Lam Research Corporation COM 512807108 212 356 SH SOLE 0 0 356 LIBERTY ALL STAR EQ FD SH BEN INT COM 530158104 105 13769 SH SOLE 0 0 13769 Lockheed Martin Corporation COM 539830109 311 843 SH SOLE 0 0 843 Lowe's Companies, Inc. COM 548661107 760 3995 SH SOLE 0 0 3995 Magellan Midstream Partners, LP COM 559080106 390 8987 SH SOLE 0 0 8987 Market Vectors Gold Miner ETF COM 57060u100 232 7127 SH SOLE 0 0 7127 Mastercard Incorporated COM 57636Q104 553 1554 SH SOLE 0 0 1554 McDonalds Corporation COM 580135101 1172 5230 SH SOLE 0 0 5230 Medgold Resources COM 58436R201 2 51000 SH SOLE 0 0 51000 Merck & Co, Inc COM 58933y105 512 6637 SH SOLE 0 0 6637 MFS INTER INCOME FD SH BEN INT COM 55273C107 47 12746 SH SOLE 0 0 12746 Microsoft Corporation COM 594918104 4753 20159 SH SOLE 0 0 20159 Netflix, Inc. COM 64110L106 597 1145 SH SOLE 0 0 1145 Nextera Energy Inc. COM 65339f101 325 4298 SH SOLE 0 0 4298 Novartis AG COM 66987v109 225 2631 SH SOLE 0 0 2631 NVIDIA Corporation COM 67066g104 369 690 SH SOLE 0 0 690 Oracle Corporation COM 68389X105 462 6584 SH SOLE 0 0 6584 O'Reilly Automotive, Inc. COM 67103h107 27318 53855 SH SOLE 0 0 53855 Paychex Inc COM 704326107 210 2146 SH SOLE 0 0 2146 Paypal Holdings Inco COM 70450Y103 211 868 SH SOLE 0 0 868 Pepsico, Inc COM 713448108 925 6539 SH SOLE 0 0 6539 Pfizer, Inc COM 717081103 541 14924 SH SOLE 0 0 14924 Phillips 66 COM 718546104 381 4674 SH SOLE 0 0 4674 Pimco Intrmediate Muni ETF COM 72201R866 275 4900 SH SOLE 0 0 4900 Planet 13 Holdings Inc COM 72706K101 124 20500 SH SOLE 0 0 20500 PotNetwork Holdings COM 737636209 1 34000 SH SOLE 0 0 34000 Proctor & Gamble Company COM 742718109 1334 9852 SH SOLE 0 0 9852 Qualcomm Inc. COM 747525103 2075 15652 SH SOLE 0 0 15652 Raytheon Technologies Co COM 75513E101 308 3987 SH SOLE 0 0 3987 Realty Income Corporation COM 756109104 423 6664 SH SOLE 0 0 6664 Schwab Emerging Markets ETF COM 808524706 534 16989 SH SOLE 0 0 16989 Schwab Intermediate Term US Treasury ETF COM 808524854 1651 29266 SH SOLE 0 0 29266 Schwab International Small Cap ETF COM 808524888 515 13055 SH SOLE 0 0 13055 Schwab Short Term US Treasury ETF COM 808524862 4266 83148 SH SOLE 0 0 83148 Schwab Strategic Trust US Dividend Equity COM 808524797 512 7020 SH SOLE 0 0 7020 Schwab Strategic US REIT ETF COM 808524847 238 5788 SH SOLE 0 0 5788 Schwab US Large Cap COM 808524300 499 3842 SH SOLE 0 0 3842 Schwab US TIPS ETF COM 808524870 465 7600 SH SOLE 0 0 7600 Southern Company COM COM 842587107 953 15339 SH SOLE 0 0 15339 SPDR Barclays Convertible Securities ETF COM 78464A359 888 10657 SH SOLE 0 0 10657 SPDR Dow Jones Industrial Average ETF COM 78467x109 2107 6381 SH SOLE 0 0 6381 SPDR Gold Shares Trust COM 78463v107 693 4330 SH SOLE 0 0 4330 SPDR Intermediate Term Corporate ETF COM 78464A375 1454 40115 SH SOLE 0 0 40115 SPDR Nuveen Bloomberg ST Muni ETF COM 78468R739 205 4139 SH SOLE 0 0 4139 SPDR S&P 500 ETF COM 78462f103 1072 2706 SH SOLE 0 0 2706 SPDR S&P 500 Growth ETF COM 78464A409 263 4669 SH SOLE 0 0 4669 SPDR S&P 500 Value ETF COM 78464A508 257 6774 SH SOLE 0 0 6774 SPDR S&P MidCap 400 ETF COM 78467y107 205 430 SH SOLE 0 0 430 SPDR Wells Fargo Preferred Stock ETF COM 78464A292 279 6413 SH SOLE 0 0 6413 Starbucks Corporation COM 855244109 394 3610 SH SOLE 0 0 3610 T. Rowe Price Group, Inc. COM 74144T108 215 1255 SH SOLE 0 0 1255 Target Corporation COM 87612E106 312 1575 SH SOLE 0 0 1575 Tesla, Inc. COM 88160R101 1107 1658 SH SOLE 0 0 1658 Texas Instruments Inc COM 882508104 464 2453 SH SOLE 0 0 2453 The Clorox Company COM 189054109 231 1196 SH SOLE 0 0 1196 The Coca-Cola Company COM 191216100 371 7039 SH SOLE 0 0 7039 The Kroger Company COM 501044101 227 6300 SH SOLE 0 0 6300 The Walt Disney Company COM 254687106 496 2686 SH SOLE 0 0 2686 United Parcel Service Cl B COM 911312106 407 2396 SH SOLE 0 0 2396 Unitedhealth Group, Inc. COM COM 91324P102 284 762 SH SOLE 0 0 762 US Bancorp COM 902973304 1298 23476 SH SOLE 0 0 23476 Vanguard High Dividend Yield ETF COM 921946406 607 6001 SH SOLE 0 0 6001 VANGUARD INDEX FDS SM CP VAL ETF COM 922908611 416 2514 SH SOLE 0 0 2514 VANGUARD INDEX FDS VALUE ETF COM 922908744 617 4691 SH SOLE 0 0 4691 Vanguard Intermediate Term Bond ETF COM 921937819 3431 38672 SH SOLE 0 0 38672 Vanguard Long Term Bond ETF COM 921937793 2727 27783 SH SOLE 0 0 27783 Vanguard REIT ETF COM 922908553 4870 53017 SH SOLE 0 0 53017 Vanguard Russell 2000 Index ETF COM 92206C664 261 1465 SH SOLE 0 0 1465 Vanguard S&P 500 ETF COM 922908363 1033 2837 SH SOLE 0 0 2837 Vanguard S&P Small Cap Value ETF COM 921932778 227 1302 SH SOLE 0 0 1302 Vanguard Short Term Corporate Bond ETF COM 92206C409 2151 26075 SH SOLE 0 0 26075 Vanguard Small-Cap ETF COM 922908751 313 1463 SH SOLE 0 0 1463 Vanguard Total Bond Market ETF COM 921937835 496 5858 SH SOLE 0 0 5858 Vanguard Total Stock Market ETF COM 922908769 4676 22625 SH SOLE 0 0 22625 Verizon Communications COM 92343v104 818 14069 SH SOLE 0 0 14069 Visa Inc. COM 92826c839 693 3271 SH SOLE 0 0 3271 Wal-Mart Stores Inc. COM 931142103 3969 29219 SH SOLE 0 0 29219 Weyerhaeuser Company COM 962166104 245 6880 SH SOLE 0 0 6880 WisdomTree Global ex-US REIT ETF COM 97717w331 486 18317 SH SOLE 0 0 18317 WisdomTree International Small-Cap Dividend E COM 97717w760 507 7024 SH SOLE 0 0 7024 WisdomTree Large-Cap Dividend ETF COM 97717W307 415 3617 SH SOLE 0 0 3617