0001566414-21-000002.txt : 20210503
0001566414-21-000002.hdr.sgml : 20210503
20210503140553
ACCESSION NUMBER: 0001566414-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
EFFECTIVENESS DATE: 20210503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 21882738
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001566414
XXXXXXXX
03-31-2021
03-31-2021
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
CCO
8609974160
Walter R Costenbader
Concord
NC
05-03-2021
0
221
282941
false
INFORMATION TABLE
2
signalpoint13f1q2021.xml
3M Company
COM
88579Y101
1213
6295
SH
SOLE
0
0
6295
Abbott Laboratories
COM
002824100
685
5720
SH
SOLE
0
0
5720
ABBVIE INC. COM
COM
00287Y109
1282
11844
SH
SOLE
0
0
11844
AllianceBernstein Global High
COM
464287226
484
4252
SH
SOLE
0
0
4252
Alibaba Holdings Ltd. ADR
COM
01609w102
785
3463
SH
SOLE
0
0
3463
AllianceBernstein Global High Income Fund
COM
01879r106
433
36562
SH
SOLE
0
0
36562
Alphabet Inc.
COM
38259p508
2129
1032
SH
SOLE
0
0
1032
Alphabet, Inc Class C
COM
02079k107
2532
1224
SH
SOLE
0
0
1224
Altria Group Inc.
COM
02209s103
202
3946
SH
SOLE
0
0
3946
Amazon.com, Inc
COM
023135106
4923
1591
SH
SOLE
0
0
1591
American Express Company
COM
025816109
476
3367
SH
SOLE
0
0
3367
Amgen Inc.
COM
031162100
260
1044
SH
SOLE
0
0
1044
Apple, Inc. COM
COM
037833100
23287
190644
SH
SOLE
0
0
190644
ARK Genomic Revolution ETF
COM
00214Q302
1099
12391
SH
SOLE
0
0
12391
ARK Innovation ETF
COM
00214Q104
2252
18778
SH
SOLE
0
0
18778
AT&T Inc.
COM
00206r102
1150
37996
SH
SOLE
0
0
37996
Baidu, Inc
COM
056752108
550
2529
SH
SOLE
0
0
2529
Bank Of America
COM
060505104
1395
36055
SH
SOLE
0
0
36055
Baxter International, Inc.
COM
071813109
243
2880
SH
SOLE
0
0
2880
Berkshire Hathaway Inc
COM
084670702
2928
11460
SH
SOLE
0
0
11460
Boeing Company
COM
097023105
822
3226
SH
SOLE
0
0
3226
Boston Beer, Inc. Class A
COM
100557107
229
190
SH
SOLE
0
0
190
Bristol-Myers Sqibb Company
COM
110122108
400
6330
SH
SOLE
0
0
6330
Broadcom Inc
COM
11135F200
267
181
SH
SOLE
0
0
181
Broadcom Ltd.
COM
y09827109
252
543
SH
SOLE
0
0
543
Caterpillar Inc
COM
149123101
828
3572
SH
SOLE
0
0
3572
Chevron Corporation
COM
166764100
1183
11293
SH
SOLE
0
0
11293
Cisco Systems Inc.
COM
17275r102
637
12328
SH
SOLE
0
0
12328
Comcast Corporation
COM
20030n101
440
8122
SH
SOLE
0
0
8122
Commerce Bancshares, Inc.
COM
200525103
259
3383
SH
SOLE
0
0
3383
ConocoPhillips
COM
20825C104
475
8973
SH
SOLE
0
0
8973
CostCo Wholesale Corporation
COM
22160K105
337
956
SH
SOLE
0
0
956
Cracker Barrel Old
COM
22410J106
232
1340
SH
SOLE
0
0
1340
Cummins Inc
COM
231021106
202
778
SH
SOLE
0
0
778
CVS Health Corporation
COM
126650100
245
3252
SH
SOLE
0
0
3252
Deere & Company
COM
244199105
273
729
SH
SOLE
0
0
729
Digital Turbine Inc
COM
25400W102
241
3002
SH
SOLE
0
0
3002
DNP SELECT INCOME FD COM
COM
23325p104
112
11346
SH
SOLE
0
0
11346
Dominion Energy
COM
25746U133
268
2715
SH
SOLE
0
0
2715
Duke Energy Corporation
COM
26441C204
456
4723
SH
SOLE
0
0
4723
Easton Pharmaceuticals Inc.
COM
277774105
1
10000
SH
SOLE
0
0
10000
Edwards Lifesciences, Inc.
COM
28176e108
558
6673
SH
SOLE
0
0
6673
Eli Lilly & Co.
COM
532457108
226
1209
SH
SOLE
0
0
1209
Emerson Electric Company
COM
291011104
538
5960
SH
SOLE
0
0
5960
Enterprise Products LP
COM
293792107
328
14881
SH
SOLE
0
0
14881
Exxon Mobil Corporation
COM
30231g102
1101
19722
SH
SOLE
0
0
19722
Facebook Inc.
COM
30303m102
1421
4825
SH
SOLE
0
0
4825
Fastenal Compamy
COM
311900104
369
7335
SH
SOLE
0
0
7335
First Bancshares, Inc
COM
318687100
2117
143502
SH
SOLE
0
0
143502
First Trust Active Factor Large Cap ETF
COM
33740F821
1145
48104
SH
SOLE
0
0
48104
First Trust Asia Pacific Ex-Japan AlphaDEX ET
COM
33737J109
1300
38702
SH
SOLE
0
0
38702
First Trust Capital Strength ETF
COM
33733E108
2370
33470
SH
SOLE
0
0
33470
First Trust Developed Int'l ETF
COM
33738R787
1744
32669
SH
SOLE
0
0
32669
First Trust Dow Internet IndexETF
COM
33733E302
441
2020
SH
SOLE
0
0
2020
First Trust Dow Jones Global Select Dividend
COM
33734x200
488
19395
SH
SOLE
0
0
19395
First Trust Emerging Markets AlphaDEX ETF
COM
33737J182
1198
45408
SH
SOLE
0
0
45408
First Trust Enhanced Short Term Maturity ETF
COM
33739Q408
1322
22043
SH
SOLE
0
0
22043
First Trust ETF AlphaDEX Consumer Discretion
COM
33734X101
698
11999
SH
SOLE
0
0
11999
First Trust ETF AlphaDEX Consumer Staples
COM
33734X119
496
8626
SH
SOLE
0
0
8626
First Trust ETF AlphaDEX Energy
COM
33734X127
270
26664
SH
SOLE
0
0
26664
First Trust ETF AlphaDEX Financials
COM
33734X135
938
22549
SH
SOLE
0
0
22549
First Trust ETF AlphaDEX Health Care
COM
33734X143
1039
9567
SH
SOLE
0
0
9567
First Trust ETF AlphaDEX Industrials
COM
33734X150
826
14583
SH
SOLE
0
0
14583
First Trust ETF AlphaDEX Materials
COM
33734X168
280
5080
SH
SOLE
0
0
5080
First Trust ETF AlphaDEX Technology
COM
33734X176
1814
15963
SH
SOLE
0
0
15963
First Trust ETF AlphaDEX Utilities
COM
33734X184
269
9029
SH
SOLE
0
0
9029
First Trust Europe AlphaDEX ETF
COM
33737J117
1687
41487
SH
SOLE
0
0
41487
First Trust Japan AlphaDEX ETF
COM
33737J158
984
18410
SH
SOLE
0
0
18410
First Trust Large Cap Growth ETF
COM
33735K108
2490
25498
SH
SOLE
0
0
25498
First Trust Large Cap US Equity ETF
COM
33738R761
2042
67452
SH
SOLE
0
0
67452
First Trust Large Cap Value
COM
33735J101
347
5457
SH
SOLE
0
0
5457
First Trust Latin America AlphaDEX ETF
COM
33737J125
743
41021
SH
SOLE
0
0
41021
First Trust Low Duration Oppos ETF
COM
33739Q200
1535
30070
SH
SOLE
0
0
30070
First Trust Mgd Muni ETF
COM
33739N108
238
4210
SH
SOLE
0
0
4210
First Trust Mid Cap US Equity ETF
COM
33738R753
1613
58020
SH
SOLE
0
0
58020
First Trust Nasdaq100 Tech Sector Index ETF
COM
337345102
231
1599
SH
SOLE
0
0
1599
First Trust North American Energy Infrastruct
COM
33738d101
535
23467
SH
SOLE
0
0
23467
First Trust NYSE Arca Biotech ETF
COM
33733E203
1467
9140
SH
SOLE
0
0
9140
First Trust Small Cap US Equity ETF
COM
33738R746
1090
38581
SH
SOLE
0
0
38581
First Trust TCW Opportunistic Fixed ETF
COM
33740F805
4006
75826
SH
SOLE
0
0
75826
First Trust US LARGE CAP CORE AlphaDEX FUND
COM
33734K109
462
5772
SH
SOLE
0
0
5772
First Trust Value Dividend Index
COM
33734H106
2854
75143
SH
SOLE
0
0
75143
Ford Motor Company
COM
345370860
296
24182
SH
SOLE
0
0
24182
General Electric Company
COM
369604103
176
13440
SH
SOLE
0
0
13440
General Motors Co.
COM
37045v100
305
5306
SH
SOLE
0
0
5306
Hershey Company
COM
427866108
231
1463
SH
SOLE
0
0
1463
Home Depot, Inc. COM
COM
437076102
470
1541
SH
SOLE
0
0
1541
Honeywell International Inc
COM
438516106
250
1151
SH
SOLE
0
0
1151
IDEXX Laboratories, Inc
COM
45168D104
684
1398
SH
SOLE
0
0
1398
Innovator Loup Frontier ETF
COM
45782C862
210
3889
SH
SOLE
0
0
3889
Intel Corporation
COM
458140100
752
11757
SH
SOLE
0
0
11757
International Business Machines Corporation
COM
459200101
512
3845
SH
SOLE
0
0
3845
International Paper Company
COM
460146103
240
4435
SH
SOLE
0
0
4435
Invesco DWA Basic Materials ETF
COM
46137V704
297
3571
SH
SOLE
0
0
3571
Invesco DWA Consumer Cyclicals ETF
COM
46137V803
981
11133
SH
SOLE
0
0
11133
Invesco DWA Consumer Staples ETF
COM
46137V886
538
5809
SH
SOLE
0
0
5809
Invesco DWA Financial ETF
COM
46137V860
840
17465
SH
SOLE
0
0
17465
Invesco DWA Healthcare ETF
COM
46137V852
1517
9663
SH
SOLE
0
0
9663
Invesco DWA Industrials ETF
COM
46137V845
1029
10059
SH
SOLE
0
0
10059
Invesco DWA Technology ETF
COM
46137V811
1935
13462
SH
SOLE
0
0
13462
Invesco DWA Utilities ETF
COM
46137V795
312
9394
SH
SOLE
0
0
9394
Invesco Dynamic Biotech & Genome ETF
COM
46137V787
494
6690
SH
SOLE
0
0
6690
Invesco ETF Dynamic Buyback Achievers
COM
46137V308
557
6619
SH
SOLE
0
0
6619
Invesco Global Listed Private Equity ETF
COM
46137V589
953
65718
SH
SOLE
0
0
65718
Invesco Preferred ETF
COM
46138E511
411
27423
SH
SOLE
0
0
27423
Invesco QQQ ETF
COM
46090E103
1591
4984
SH
SOLE
0
0
4984
Invesco S&P 500 Equal Weight Communications E
COM
46137Y609
3226
86728
SH
SOLE
0
0
86728
Invesco S&P 500 Equal Weight Consumer Discr.
COM
46137V381
3970
28145
SH
SOLE
0
0
28145
Invesco S&P 500 Equal Weight Consumer Staples
COM
46137V373
2075
13141
SH
SOLE
0
0
13141
Invesco S&P 500 Equal Weight Energy ETF
COM
46137V365
1229
30512
SH
SOLE
0
0
30512
Invesco S&P 500 Equal Weight Financials ETF
COM
46137V340
4389
78629
SH
SOLE
0
0
78629
Invesco S&P 500 Equal Weight Healthcare ETF
COM
46137V332
4666
17391
SH
SOLE
0
0
17391
Invesco S&P 500 Equal Weight Industrials ETF
COM
46137V324
3678
20702
SH
SOLE
0
0
20702
Invesco S&P 500 Equal Weight Materials ETF
COM
46137V316
1136
7286
SH
SOLE
0
0
7286
Invesco S&P 500 Equal Weight Real Estate
COM
46137V290
1171
36035
SH
SOLE
0
0
36035
Invesco S&P 500 Equal Weight Technology ETF
COM
46137V282
8853
32808
SH
SOLE
0
0
32808
Invesco S&P 500 Equal Weight Utilities ETF
COM
46137V274
1420
13723
SH
SOLE
0
0
13723
Invesco S&P 500 TOP 50
COM
46137V233
3889
13115
SH
SOLE
0
0
13115
Invesco Senior Loan ETF
COM
46138G508
382
17274
SH
SOLE
0
0
17274
iShares 0-5 Year High Yield Corporate Bond
COM
46434v407
378
8250
SH
SOLE
0
0
8250
iShares 1-3 Year Treasury Bond ETF
COM
464287457
1024
11876
SH
SOLE
0
0
11876
iShares 20 plus Year Treasury Bond ETF
COM
464287432
2908
21471
SH
SOLE
0
0
21471
iShares 7-10 Year Treasury Bond ETF
COM
464287440
2706
23965
SH
SOLE
0
0
23965
Ishares Core Dividend Growth ETF
COM
46434V621
351
7263
SH
SOLE
0
0
7263
iShares Gold Trust
COM
464285105
1619
99543
SH
SOLE
0
0
99543
iShares iBoxx High Yield Corporate Bond ETF
COM
464288513
2917
33462
SH
SOLE
0
0
33462
iShares iBoxx Investment Grade Corporate Bond
COM
464287242
3392
26084
SH
SOLE
0
0
26084
iShares MSCI EAFE Index ETF
COM
464287465
348
4585
SH
SOLE
0
0
4585
iShares MSCI Eurozone ETF
COM
464286608
507
10925
SH
SOLE
0
0
10925
iShares MSCI Japan ETF
COM
464286848
453
6608
SH
SOLE
0
0
6608
iShares MSCI Pacific Ex-Japan ETF
COM
464286665
265
5270
SH
SOLE
0
0
5270
iShares Select Dividend ETF
COM
464287168
927
8129
SH
SOLE
0
0
8129
iShares TIPS Bond ETF
COM
464287176
3167
25234
SH
SOLE
0
0
25234
Jack Henry & Associates, Inc.
COM
426281101
1076
7090
SH
SOLE
0
0
7090
Johnson & Johnson, Inc.
COM
478160104
1707
10388
SH
SOLE
0
0
10388
JPMorgan Chase & Co.
COM
46625h100
996
6540
SH
SOLE
0
0
6540
JPMorgan Diversified Return US Equity ETF
COM
46641Q407
648
7095
SH
SOLE
0
0
7095
JPMorgan Ultra Short Income ETF
COM
46641Q837
1846
36376
SH
SOLE
0
0
36376
Kimberly-Clark Corporation
COM
494368103
374
2693
SH
SOLE
0
0
2693
Kinder Morgan, Inc
COM
49456B101
607
36477
SH
SOLE
0
0
36477
Lam Research Corporation
COM
512807108
212
356
SH
SOLE
0
0
356
LIBERTY ALL STAR EQ FD SH BEN INT
COM
530158104
105
13769
SH
SOLE
0
0
13769
Lockheed Martin Corporation
COM
539830109
311
843
SH
SOLE
0
0
843
Lowe's Companies, Inc.
COM
548661107
760
3995
SH
SOLE
0
0
3995
Magellan Midstream Partners, LP
COM
559080106
390
8987
SH
SOLE
0
0
8987
Market Vectors Gold Miner ETF
COM
57060u100
232
7127
SH
SOLE
0
0
7127
Mastercard Incorporated
COM
57636Q104
553
1554
SH
SOLE
0
0
1554
McDonalds Corporation
COM
580135101
1172
5230
SH
SOLE
0
0
5230
Medgold Resources
COM
58436R201
2
51000
SH
SOLE
0
0
51000
Merck & Co, Inc
COM
58933y105
512
6637
SH
SOLE
0
0
6637
MFS INTER INCOME FD SH BEN INT
COM
55273C107
47
12746
SH
SOLE
0
0
12746
Microsoft Corporation
COM
594918104
4753
20159
SH
SOLE
0
0
20159
Netflix, Inc.
COM
64110L106
597
1145
SH
SOLE
0
0
1145
Nextera Energy Inc.
COM
65339f101
325
4298
SH
SOLE
0
0
4298
Novartis AG
COM
66987v109
225
2631
SH
SOLE
0
0
2631
NVIDIA Corporation
COM
67066g104
369
690
SH
SOLE
0
0
690
Oracle Corporation
COM
68389X105
462
6584
SH
SOLE
0
0
6584
O'Reilly Automotive, Inc.
COM
67103h107
27318
53855
SH
SOLE
0
0
53855
Paychex Inc
COM
704326107
210
2146
SH
SOLE
0
0
2146
Paypal Holdings Inco
COM
70450Y103
211
868
SH
SOLE
0
0
868
Pepsico, Inc
COM
713448108
925
6539
SH
SOLE
0
0
6539
Pfizer, Inc
COM
717081103
541
14924
SH
SOLE
0
0
14924
Phillips 66
COM
718546104
381
4674
SH
SOLE
0
0
4674
Pimco Intrmediate Muni ETF
COM
72201R866
275
4900
SH
SOLE
0
0
4900
Planet 13 Holdings Inc
COM
72706K101
124
20500
SH
SOLE
0
0
20500
PotNetwork Holdings
COM
737636209
1
34000
SH
SOLE
0
0
34000
Proctor & Gamble Company
COM
742718109
1334
9852
SH
SOLE
0
0
9852
Qualcomm Inc.
COM
747525103
2075
15652
SH
SOLE
0
0
15652
Raytheon Technologies Co
COM
75513E101
308
3987
SH
SOLE
0
0
3987
Realty Income Corporation
COM
756109104
423
6664
SH
SOLE
0
0
6664
Schwab Emerging Markets ETF
COM
808524706
534
16989
SH
SOLE
0
0
16989
Schwab Intermediate Term US Treasury ETF
COM
808524854
1651
29266
SH
SOLE
0
0
29266
Schwab International Small Cap ETF
COM
808524888
515
13055
SH
SOLE
0
0
13055
Schwab Short Term US Treasury ETF
COM
808524862
4266
83148
SH
SOLE
0
0
83148
Schwab Strategic Trust US Dividend Equity
COM
808524797
512
7020
SH
SOLE
0
0
7020
Schwab Strategic US REIT ETF
COM
808524847
238
5788
SH
SOLE
0
0
5788
Schwab US Large Cap
COM
808524300
499
3842
SH
SOLE
0
0
3842
Schwab US TIPS ETF
COM
808524870
465
7600
SH
SOLE
0
0
7600
Southern Company COM
COM
842587107
953
15339
SH
SOLE
0
0
15339
SPDR Barclays Convertible Securities ETF
COM
78464A359
888
10657
SH
SOLE
0
0
10657
SPDR Dow Jones Industrial Average ETF
COM
78467x109
2107
6381
SH
SOLE
0
0
6381
SPDR Gold Shares Trust
COM
78463v107
693
4330
SH
SOLE
0
0
4330
SPDR Intermediate Term Corporate ETF
COM
78464A375
1454
40115
SH
SOLE
0
0
40115
SPDR Nuveen Bloomberg ST Muni ETF
COM
78468R739
205
4139
SH
SOLE
0
0
4139
SPDR S&P 500 ETF
COM
78462f103
1072
2706
SH
SOLE
0
0
2706
SPDR S&P 500 Growth ETF
COM
78464A409
263
4669
SH
SOLE
0
0
4669
SPDR S&P 500 Value ETF
COM
78464A508
257
6774
SH
SOLE
0
0
6774
SPDR S&P MidCap 400 ETF
COM
78467y107
205
430
SH
SOLE
0
0
430
SPDR Wells Fargo Preferred Stock ETF
COM
78464A292
279
6413
SH
SOLE
0
0
6413
Starbucks Corporation
COM
855244109
394
3610
SH
SOLE
0
0
3610
T. Rowe Price Group, Inc.
COM
74144T108
215
1255
SH
SOLE
0
0
1255
Target Corporation
COM
87612E106
312
1575
SH
SOLE
0
0
1575
Tesla, Inc.
COM
88160R101
1107
1658
SH
SOLE
0
0
1658
Texas Instruments Inc
COM
882508104
464
2453
SH
SOLE
0
0
2453
The Clorox Company
COM
189054109
231
1196
SH
SOLE
0
0
1196
The Coca-Cola Company
COM
191216100
371
7039
SH
SOLE
0
0
7039
The Kroger Company
COM
501044101
227
6300
SH
SOLE
0
0
6300
The Walt Disney Company
COM
254687106
496
2686
SH
SOLE
0
0
2686
United Parcel Service Cl B
COM
911312106
407
2396
SH
SOLE
0
0
2396
Unitedhealth Group, Inc. COM
COM
91324P102
284
762
SH
SOLE
0
0
762
US Bancorp
COM
902973304
1298
23476
SH
SOLE
0
0
23476
Vanguard High Dividend Yield ETF
COM
921946406
607
6001
SH
SOLE
0
0
6001
VANGUARD INDEX FDS SM CP VAL ETF
COM
922908611
416
2514
SH
SOLE
0
0
2514
VANGUARD INDEX FDS VALUE ETF
COM
922908744
617
4691
SH
SOLE
0
0
4691
Vanguard Intermediate Term Bond ETF
COM
921937819
3431
38672
SH
SOLE
0
0
38672
Vanguard Long Term Bond ETF
COM
921937793
2727
27783
SH
SOLE
0
0
27783
Vanguard REIT ETF
COM
922908553
4870
53017
SH
SOLE
0
0
53017
Vanguard Russell 2000 Index ETF
COM
92206C664
261
1465
SH
SOLE
0
0
1465
Vanguard S&P 500 ETF
COM
922908363
1033
2837
SH
SOLE
0
0
2837
Vanguard S&P Small Cap Value ETF
COM
921932778
227
1302
SH
SOLE
0
0
1302
Vanguard Short Term Corporate Bond ETF
COM
92206C409
2151
26075
SH
SOLE
0
0
26075
Vanguard Small-Cap ETF
COM
922908751
313
1463
SH
SOLE
0
0
1463
Vanguard Total Bond Market ETF
COM
921937835
496
5858
SH
SOLE
0
0
5858
Vanguard Total Stock Market ETF
COM
922908769
4676
22625
SH
SOLE
0
0
22625
Verizon Communications
COM
92343v104
818
14069
SH
SOLE
0
0
14069
Visa Inc.
COM
92826c839
693
3271
SH
SOLE
0
0
3271
Wal-Mart Stores Inc.
COM
931142103
3969
29219
SH
SOLE
0
0
29219
Weyerhaeuser Company
COM
962166104
245
6880
SH
SOLE
0
0
6880
WisdomTree Global ex-US REIT ETF
COM
97717w331
486
18317
SH
SOLE
0
0
18317
WisdomTree International Small-Cap Dividend E
COM
97717w760
507
7024
SH
SOLE
0
0
7024
WisdomTree Large-Cap Dividend ETF
COM
97717W307
415
3617
SH
SOLE
0
0
3617