0001398344-19-002350.txt : 20190208 0001398344-19-002350.hdr.sgml : 20190208 20190208163138 ACCESSION NUMBER: 0001398344-19-002350 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dean Capital Investments Management, LLC CENTRAL INDEX KEY: 0001565951 IRS NUMBER: 454003374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18238 FILM NUMBER: 19580371 BUSINESS ADDRESS: STREET 1: 8065 LEESBURG PIKE STREET 2: FIFTH FLOOR CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 703-506-3900 MAIL ADDRESS: STREET 1: 8065 LEESBURG PIKE STREET 2: FIFTH FLOOR CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: Dean Ventures Management, LLC DATE OF NAME CHANGE: 20130103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001565951 XXXXXXXX 12-31-2018 12-31-2018 false Dean Capital Investments Management, LLC
8065 LEESBURG PIKE FIFTH FLOOR VIENNA VA 22182
13F HOLDINGS REPORT 028-18238 N
James P. Smist President & Managing Director 703-760-4400 /s/ James P. Smist Vienna VA 02-08-2019 0 233 122845
INFORMATION TABLE 2 fp0039018_13fhr-table.xml 13F INFORMATION TABLE AFLAC INC COM 001055102 495 10868 SH SOLE 10868 0 0 AGNC INVT CORP COM 00123Q104 227 12950 SH SOLE 12950 0 0 ABBOTT LABS COM 002824100 670 9268 SH SOLE 9268 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 393 5833 SH SOLE 5833 0 0 AIR PRODS & CHEMS INC COM 009158106 252 1574 SH SOLE 1574 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 521 51868 SH SOLE 51868 0 0 ALLETE INC COM NEW 018522300 467 6132 SH SOLE 6132 0 0 AMEREN CORP COM 023608102 630 9654 SH SOLE 9654 0 0 AMERICAN ELEC PWR INC COM 025537101 618 8274 SH SOLE 8274 0 0 AMERICAN NATL INS CO COM 028591105 614 4824 SH SOLE 4824 0 0 AMGEN INC COM 031162100 324 1664 SH SOLE 1664 0 0 AMPHENOL CORP NEW CL A 032095101 554 6838 SH SOLE 6838 0 0 ANNALY CAP MGMT INC COM 035710409 649 66088 SH SOLE 66088 0 0 ANTHEM INC COM 036752103 499 1899 SH SOLE 1899 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 330 7520 SH SOLE 7520 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 533 32010 SH SOLE 32010 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 517 12624 SH SOLE 12624 0 0 ARES CAP CORP COM 04010L103 565 36266 SH SOLE 36266 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 784 20654 SH SOLE 20654 0 0 ATMOS ENERGY CORP COM 049560105 324 3494 SH SOLE 3494 0 0 AXONICS MODULATION TECH INC COM 05465P101 605 40053 SH SOLE 40053 0 0 BCE INC COM NEW 05534B760 494 12487 SH SOLE 12487 0 0 BANK N S HALIFAX COM 064149107 280 5610 SH SOLE 5610 0 0 BAXTER INTL INC COM 071813109 580 8817 SH SOLE 8817 0 0 BECTON DICKINSON & CO COM 075887109 306 1358 SH SOLE 1358 0 0 W R BERKLEY CORPORATION COM 084423102 583 7892 SH SOLE 7892 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 330 1614 SH SOLE 1614 0 0 BIO TECHNE CORP COM 09073M104 508 3507 SH SOLE 3507 0 0 BLACK HILLS CORP COM 092113109 635 10111 SH SOLE 10111 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 579 18159 SH SOLE 18159 0 0 BOEING CO COM 097023105 987 3062 SH SOLE 3062 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 311 6898 SH SOLE 6898 0 0 BRADY CORP CL A 104674106 449 10338 SH SOLE 10338 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 335 3480 SH SOLE 3480 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 650 16960 SH SOLE 16960 0 0 BROWN & BROWN INC COM 115236101 402 14601 SH SOLE 14601 0 0 CDW CORP COM 12514G108 432 5334 SH SOLE 5334 0 0 CIGNA CORP NEW COM 125523100 359 1888 SH SOLE 1888 0 0 CMS ENERGY CORP COM 125896100 615 12388 SH SOLE 12388 0 0 CNA FINL CORP COM 126117100 546 12372 SH SOLE 12372 0 0 CANADIAN NATL RY CO COM 136375102 266 3589 SH SOLE 3589 0 0 CANON INC SPONSORED ADR 138006309 210 7608 SH SOLE 7608 0 0 CAPITOL FED FINL INC COM 14057J101 585 45846 SH SOLE 45846 0 0 CENTERPOINT ENERGY INC COM 15189T107 603 21356 SH SOLE 21356 0 0 CHEMED CORP NEW COM 16359R103 495 1746 SH SOLE 1746 0 0 CHEMOURS CO COM 163851108 5186 183765 SH SOLE 183765 0 0 CHEVRON CORP NEW COM 166764100 223 2046 SH SOLE 2046 0 0 CHIMERA INVT CORP COM NEW 16934Q208 585 32820 SH SOLE 32820 0 0 CINCINNATI FINL CORP COM 172062101 476 6144 SH SOLE 6144 0 0 CITRIX SYS INC COM 177376100 601 5862 SH SOLE 5862 0 0 COCA COLA CO COM 191216100 203 4288 SH SOLE 4288 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 487 7673 SH SOLE 7673 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 246 12736 SH SOLE 12736 0 0 CONAGRA BRANDS INC COM 205887102 369 17260 SH SOLE 17260 0 0 CONSOLIDATED EDISON INC COM 209115104 572 7475 SH SOLE 7475 0 0 COSTCO WHSL CORP NEW COM 22160K105 405 1990 SH SOLE 1990 0 0 COUSINS PPTYS INC COM 222795106 342 43244 SH SOLE 43244 0 0 DTE ENERGY CO COM 233331107 604 5473 SH SOLE 5473 0 0 DANAHER CORP DEL COM 235851102 602 5838 SH SOLE 5838 0 0 DISNEY WALT CO COM DISNEY 254687106 477 4353 SH SOLE 4353 0 0 DOMINION ENERGY INC COM 25746U109 474 6640 SH SOLE 6640 0 0 DUKE REALTY CORP COM NEW 264411505 373 14392 SH SOLE 14392 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 628 7275 SH SOLE 7275 0 0 ENI S P A SPONSORED ADR 26874R108 320 10156 SH SOLE 10156 0 0 EL PASO ELEC CO COM NEW 283677854 325 6484 SH SOLE 6484 0 0 ENCOMPASS HEALTH CORP COM 29261A100 452 7332 SH SOLE 7332 0 0 ENTERGY CORP NEW COM 29364G103 620 7206 SH SOLE 7206 0 0 EQUILLIUM INC COM 29446K106 175 21429 SH SOLE 21429 0 0 EVERGY INC COM 30034W106 635 11185 SH SOLE 11185 0 0 EVERSOURCE ENERGY COM 30040W108 344 5282 SH SOLE 5282 0 0 EXELON CORP COM 30161N101 640 14190 SH SOLE 14190 0 0 EXLSERVICE HOLDINGS INC COM 302081104 353 6716 SH SOLE 6716 0 0 EXXON MOBIL CORP COM 30231G102 507 7440 SH SOLE 7440 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 592 5769 SH SOLE 5769 0 0 FIRSTSERVICE CORP NEW SUB VTG SH 33767E103 400 5834 SH SOLE 5834 0 0 FISERV INC COM 337738108 512 6965 SH SOLE 6965 0 0 FORTIS INC COM 349553107 522 15653 SH SOLE 15653 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 277 8575 SH SOLE 8575 0 0 GENERAL ELECTRIC CO COM 369604103 581 76783 SH SOLE 76783 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1027 26876 SH SOLE 26876 0 0 GRAHAM HLDGS CO COM 384637104 626 978 SH SOLE 978 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 521 8522 SH SOLE 8522 0 0 HCA HEALTHCARE INC COM 40412C101 480 3860 SH SOLE 3860 0 0 HARRIS CORP DEL COM 413875105 329 2445 SH SOLE 2445 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 607 16574 SH SOLE 16574 0 0 HENRY JACK & ASSOC INC COM 426281101 607 4799 SH SOLE 4799 0 0 HERCULES CAPITAL INC COM 427096508 527 47728 SH SOLE 47728 0 0 HERSHEY CO COM 427866108 494 4608 SH SOLE 4608 0 0 HILL ROM HLDGS INC COM 431475102 590 6666 SH SOLE 6666 0 0 HOLOGIC INC COM 436440101 360 8762 SH SOLE 8762 0 0 HUMANA INC COM 444859102 557 1943 SH SOLE 1943 0 0 HUNTINGTON BANCSHARES INC COM 446150104 172 14436 SH SOLE 14436 0 0 HYATT HOTELS CORP COM CL A 448579102 443 6547 SH SOLE 6547 0 0 IDACORP INC COM 451107106 343 3684 SH SOLE 3684 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 322 22234 SH SOLE 22234 0 0 INVESTORS BANCORP INC NEW COM 46146L101 112 10776 SH SOLE 10776 0 0 IQVIA HLDGS INC COM 46266C105 477 4105 SH SOLE 4105 0 0 JOHNSON & JOHNSON COM 478160104 576 4460 SH SOLE 4460 0 0 KIMBERLY CLARK CORP COM 494368103 677 5941 SH SOLE 5941 0 0 LADDER CAP CORP CL A 505743104 574 37072 SH SOLE 37072 0 0 LAIX INC ADS 50736W105 193 25431 SH SOLE 25431 0 0 LAS VEGAS SANDS CORP COM 517834107 499 9590 SH SOLE 9590 0 0 LILLY ELI & CO COM 532457108 374 3234 SH SOLE 3234 0 0 LOEWS CORP COM 540424108 539 11846 SH SOLE 11846 0 0 LOGICBIO THERAPEUTICS INC COM 54142F102 543 52174 SH SOLE 52174 0 0 MDU RES GROUP INC COM 552690109 512 21488 SH SOLE 21488 0 0 MFA FINL INC COM 55272X102 167 25028 SH SOLE 25028 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 549 20782 SH SOLE 20782 0 0 MAIN STREET CAPITAL CORP COM 56035L104 411 12159 SH SOLE 12159 0 0 MAXIMUS INC COM 577933104 592 9090 SH SOLE 9090 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 356 22136 SH SOLE 22136 0 0 MERCK & CO INC COM 58933Y105 717 9383 SH SOLE 9383 0 0 MOGU INC SPON ADS 608012100 878 42858 SH SOLE 42858 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 432 3756 SH SOLE 3756 0 0 NATIONAL HEALTHCARE CORP COM 635906100 346 4416 SH SOLE 4416 0 0 NATIONAL FUEL GAS CO N J COM 636180101 299 5834 SH SOLE 5834 0 0 NATIONAL HEALTH INVS INC COM 63633D104 416 5506 SH SOLE 5506 0 0 NATIONAL WESTN LIFE GROUP IN CL A 638517102 568 1888 SH SOLE 1888 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 496 34872 SH SOLE 34872 0 0 NEWELL BRANDS INC COM 651229106 780 41952 SH SOLE 41952 0 0 NEXTERA ENERGY INC COM 65339F101 332 1912 SH SOLE 1912 0 0 NICE LTD SPONSORED ADR 653656108 417 3856 SH SOLE 3856 0 0 NIU TECHNOLOGIES ADS 65481N100 486 69364 SH SOLE 69364 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 589 34748 SH SOLE 34748 0 0 NORTHWESTERN CORP COM NEW 668074305 610 10261 SH SOLE 10261 0 0 NOVARTIS A G SPONSORED ADR 66987V109 794 9258 SH SOLE 9258 0 0 NOVO-NORDISK A S ADR 670100205 950 20625 SH SOLE 20625 0 0 NXSTAGE MEDICAL INC COM 67072V103 209 7286 SH SOLE 7286 0 0 OGE ENERGY CORP COM 670837103 663 16918 SH SOLE 16918 0 0 OLD REP INTL CORP COM 680223104 322 15642 SH SOLE 15642 0 0 ORANGE SPONSORED ADR 684060106 565 34922 SH SOLE 34922 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 674 42857 SH SOLE 42857 0 0 PPG INDS INC COM 693506107 662 6471 SH SOLE 6471 0 0 PARK HOTELS RESORTS INC COM 700517105 531 20456 SH SOLE 20456 0 0 PAYCHEX INC COM 704326107 582 8940 SH SOLE 8940 0 0 PEMBINA PIPELINE CORP COM 706327103 216 7274 SH SOLE 7274 0 0 PENNYMAC MTG INVT TR COM 70931T103 575 30885 SH SOLE 30885 0 0 PEPSICO INC COM 713448108 402 3639 SH SOLE 3639 0 0 PERKINELMER INC COM 714046109 402 5114 SH SOLE 5114 0 0 PFIZER INC COM 717081103 663 15182 SH SOLE 15182 0 0 PHILIP MORRIS INTL INC COM 718172109 573 8577 SH SOLE 8577 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 544 31908 SH SOLE 31908 0 0 PINNACLE WEST CAP CORP COM 723484101 614 7204 SH SOLE 7204 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 629 13708 SH SOLE 13708 0 0 PREMIER INC CL A 74051N102 437 11700 SH SOLE 11700 0 0 PROCTER AND GAMBLE CO COM 742718109 666 7241 SH SOLE 7241 0 0 PROGRESSIVE CORP OHIO COM 743315103 240 3974 SH SOLE 3974 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 555 87964 SH SOLE 87964 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 589 11325 SH SOLE 11325 0 0 QUEST DIAGNOSTICS INC COM 74834L100 328 3941 SH SOLE 3941 0 0 REDWOOD TR INC COM 758075402 560 37146 SH SOLE 37146 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 566 4034 SH SOLE 4034 0 0 REPUBLIC SVCS INC COM 760759100 608 8429 SH SOLE 8429 0 0 RESMED INC COM 761152107 211 1850 SH SOLE 1850 0 0 RETAIL PPTYS AMER INC CL A 76131V202 302 27826 SH SOLE 27826 0 0 ROAN RES INC CL A COM 769755109 84 10008 SH SOLE 10008 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 544 10611 SH SOLE 10611 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 474 6916 SH SOLE 6916 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 242 4159 SH SOLE 4159 0 0 S&P GLOBAL INC COM 78409V104 408 2398 SH SOLE 2398 0 0 SAFETY INS GROUP INC COM 78648T100 591 7226 SH SOLE 7226 0 0 SALESFORCE COM INC COM 79466L302 953 6955 SH SOLE 6955 0 0 SANOFI SPONSORED ADR 80105N105 1003 23112 SH SOLE 23112 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 216 11928 SH SOLE 11928 0 0 SHIRE PLC SPONSORED ADR 82481R106 818 4702 SH SOLE 4702 0 0 SI BONE INC COM 825704109 625 29910 SH SOLE 29910 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 1024 27402 SH SOLE 27402 0 0 SOLARWINDS CORP COM 83417Q105 552 39920 SH SOLE 39920 0 0 SONOCO PRODS CO COM 835495102 605 11394 SH SOLE 11394 0 0 SOUTHERN CO COM 842587107 569 12953 SH SOLE 12953 0 0 SPIRE INC COM 84857L101 200 2700 SH SOLE 2700 0 0 STARWOOD PPTY TR INC COM 85571B105 541 27429 SH SOLE 27429 0 0 STRYKER CORP COM 863667101 443 2823 SH SOLE 2823 0 0 STUDIO CITY INTL HLDGS LTD SPON ADS 86389T106 647 38710 SH SOLE 38710 0 0 SYMANTEC CORP COM 871503108 458 24262 SH SOLE 24262 0 0 SYNTHORX INC COM 87167A103 827 47582 SH SOLE 47582 0 0 SYSCO CORP COM 871829107 451 7192 SH SOLE 7192 0 0 TPG RE FIN TR INC COM 87266M107 539 29464 SH SOLE 29464 0 0 TELEFONICA S A SPONSORED ADR 879382208 560 66178 SH SOLE 66178 0 0 TELUS CORP COM 87971M103 491 14823 SH SOLE 14823 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 567 42857 SH SOLE 42857 0 0 TESLA INC COM 88160R101 905 2719 SH SOLE 2719 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 323 1444 SH SOLE 1444 0 0 THOMSON REUTERS CORP COM NEW 884903709 200 4150 SH SOLE 4150 0 0 360 FINANCE INC ADS 88557W101 562 36364 SH SOLE 36364 0 0 TOOTSIE ROLL INDS INC COM 890516107 507 15192 SH SOLE 15192 0 0 TORCHMARK CORP COM 891027104 468 6281 SH SOLE 6281 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 328 6595 SH SOLE 6595 0 0 TOTAL S A SPONSORED ADR 89151E109 212 4063 SH SOLE 4063 0 0 TOTAL SYS SVCS INC COM 891906109 247 3042 SH SOLE 3042 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 319 2752 SH SOLE 2752 0 0 TRAVELERS COMPANIES INC COM 89417E109 534 4463 SH SOLE 4463 0 0 TRIBUNE MEDIA CO CL A 896047503 291 6415 SH SOLE 6415 0 0 TWIST BIOSCIENCE CORP COM 90184D100 990 42858 SH SOLE 42858 0 0 TWITTER INC COM 90184L102 271 9421 SH SOLE 9421 0 0 TWO HBRS INVT CORP COM NEW 90187B408 520 40491 SH SOLE 40491 0 0 UGI CORP NEW COM 902681105 632 11842 SH SOLE 11842 0 0 US BANCORP DEL COM NEW 902973304 524 11456 SH SOLE 11456 0 0 UNDER ARMOUR INC CL C 904311206 370 22874 SH SOLE 22874 0 0 UNITEDHEALTH GROUP INC COM 91324P102 601 2413 SH SOLE 2413 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 318 2728 SH SOLE 2728 0 0 VAPOTHERM INC COM 922107107 748 37500 SH SOLE 37500 0 0 VECTREN CORP COM 92240G101 203 2818 SH SOLE 2818 0 0 VENTAS INC COM 92276F100 303 5176 SH SOLE 5176 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 514 9143 SH SOLE 9143 0 0 VICI PPTYS INC COM 925652109 228 12160 SH SOLE 12160 0 0 VISA INC COM CL A 92826C839 245 1856 SH SOLE 1856 0 0 VMWARE INC CL A COM 928563402 682 4975 SH SOLE 4975 0 0 W P CAREY INC COM 92936U109 529 8096 SH SOLE 8096 0 0 WEC ENERGY GROUP INC COM 92939U106 621 8961 SH SOLE 8961 0 0 WASTE CONNECTIONS INC COM 94106B101 282 3793 SH SOLE 3793 0 0 WASTE MGMT INC DEL COM 94106L109 1388 15593 SH SOLE 15593 0 0 WATERS CORP COM 941848103 452 2395 SH SOLE 2395 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 405 16328 SH SOLE 16328 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 315 1336 SH SOLE 1336 0 0 WESTERN UN CO COM 959802109 408 23888 SH SOLE 23888 0 0 WORKDAY INC CL A 98138H101 601 3763 SH SOLE 3763 0 0 XCEL ENERGY INC COM 98389B100 615 12486 SH SOLE 12486 0 0 YETI HLDGS INC COM 98585X104 524 35294 SH SOLE 35294 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 434 4180 SH SOLE 4180 0 0 ZOETIS INC CL A 98978V103 319 3730 SH SOLE 3730 0 0 AMDOCS LTD SHS G02602103 528 9014 SH SOLE 9014 0 0 ARCH CAP GROUP LTD ORD G0450A105 413 15460 SH SOLE 15460 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 924 6554 SH SOLE 6554 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 549 11980 SH SOLE 11980 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 577 9794 SH SOLE 9794 0 0 ICON PLC SHS G4705A100 401 3104 SH SOLE 3104 0 0 MEDTRONIC PLC SHS G5960L103 990 10880 SH SOLE 10880 0 0 STERIS PLC SHS USD G84720104 981 9185 SH SOLE 9185 0 0 STONECO LTD COM CL A G85158106 353 19139 SH SOLE 19139 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 518 604 SH SOLE 604 0 0 GARMIN LTD SHS H2906T109 992 15668 SH SOLE 15668 0 0 SPDR S&P 500 ETF TR CALL 78462F903 1878 190 SH Call SOLE 190 0 0