X0306 4 2013-01-02 0 0000866970 LIGHTING SCIENCE GROUP CORP LSCG 0001565761 Cage Jeremy S.M. C/O LIGHTING SCIENCE GROUP CORPORATION 1227 SOUTH PATRICK DRIVE SATELLITE BEACH FL 32937 0 1 0 0 Chief Executive Officer Common Stock 2013-01-02 4 A 0 500000 0 A 500000 D Options (Right to Buy) 0.64 2013-01-02 4 A 0 4500000 0 A 2014-01-02 2023-01-02 Common Stock 4500000 4500000 D On January 2, 2013, the Issuer awarded Mr. Cage 500,000 restricted shares of the Issuer's common stock. These restricted shares were awarded purusant to the Issuer's 2012 Amended and Restated Equity Based Compensation Plan, and shall vest in full upon the fourth anniversary of the grant date, provided that Mr. Cage remains employed by the Issuer through such date. These restricted shares were awarded by the Issuer to Mr. Cage. The Issuer awarded options to Mr. Cage to purchase up to an aggregate of 4,500,000 shares of the Issuer's common stock, pursuant to the Issuer's 2012 Amended and Restated Equity Based Compensation Plan. Of these options,625,000 are Incentive Stock Options and 3,875,000 are Non-Qualified Options. The options vest as follows: 25% on each of the first four anniversaries of the grant date, provided that Mr. Cage remain employed by the Issuer as of each such date. Jeremy SM Cage 2013-01-02