0001209191-17-059389.txt : 20171106 0001209191-17-059389.hdr.sgml : 20171106 20171106151428 ACCESSION NUMBER: 0001209191-17-059389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36386 FILM NUMBER: 171179326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gulf Coast Ultra Deep Royalty Trust CENTRAL INDEX KEY: 0001565146 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 466448579 BUSINESS ADDRESS: STREET 1: 333 N. CENTRAL AVENUE CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602.366.8100 MAIL ADDRESS: STREET 1: 333 N. CENTRAL AVENUE CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-03 0 0001565146 Gulf Coast Ultra Deep Royalty Trust GULTU 0000949119 MILLER LLOYD I III 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2017-11-03 4 S 0 100000 0.0332 D 1645902 I By LIM III - Trust A-4 Common Stock 2017-11-03 4 S 0 100000 0.0332 D 1645902 I By MBM - Trust A-4 Common Stock 2017-11-03 4 S 0 50000 0.0332 D 2354139 D Common Stock 34972882 I By Milfam II L.P. Common Stock 1012596 I By Milfam I L.P. Common Stock 262346 I By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider Common Stock 184073 I By Lloyd I. Miller, III, Trustee GST Catherine C. Miller Common Stock 3718949 I By LIMFAM LLC Common Stock 231537 I By Milfam LLC The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.033 to $0.0335 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at teach price within the range. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. /a/ Paul N. Silverstein Attorney-in-fact 2017-11-06