0001209191-23-048626.txt : 20230907 0001209191-23-048626.hdr.sgml : 20230907 20230907163008 ACCESSION NUMBER: 0001209191-23-048626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230907 DATE AS OF CHANGE: 20230907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Robert CENTRAL INDEX KEY: 0001608782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38582 FILM NUMBER: 231242625 MAIL ADDRESS: STREET 1: 508 WRANGLER DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allakos Inc. CENTRAL INDEX KEY: 0001564824 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454798831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-597-5002 MAIL ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-05 0 0001564824 Allakos Inc. ALLK 0001608782 Alexander Robert 825 INDUSTRIAL ROAD, SUITE 500 SAN CARLOS CA 94070 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-09-05 4 F 0 28096 3.01 D 966439 D Common Stock 320300 I See footnote Shares sold to satisfy the tax withholding obligations by the Reporting Person in connection with the vesting of RSUs. Includes 3,000 shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan. Includes 33,673 shares received on August 16, 2023, as a pro-rata in-kind distribution of Common Stock of the Issuer by Alta Partners VIII, LP (AP VIII), without consideration, to the reporting person as a non-managing member of AP VIII. The shares are held by Mr. Alexander and Stacey Lee Alexander, as Trustees of the Alexander 2018 Irrevocable Descendants' Trust. /s/ H. Baird Radford, III, by power of attorney 2023-09-07