0001209191-20-061723.txt : 20201203 0001209191-20-061723.hdr.sgml : 20201203 20201203205917 ACCESSION NUMBER: 0001209191-20-061723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Robert CENTRAL INDEX KEY: 0001608782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38582 FILM NUMBER: 201368406 MAIL ADDRESS: STREET 1: 508 WRANGLER DRIVE, SUITE 100 CITY: COPPELL STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allakos Inc. CENTRAL INDEX KEY: 0001564824 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454798831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 975 ISLAND DRIVE STREET 2: SUITE 201 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-597-5002 MAIL ADDRESS: STREET 1: 975 ISLAND DRIVE STREET 2: SUITE 201 CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-01 0 0001564824 Allakos Inc. ALLK 0001608782 Alexander Robert 975 ISLAND DRIVE, SUITE 201 REDWOOD CITY CA 94065 1 1 0 0 Chief Executive Officer Common Stock 2020-12-01 4 A 0 121600 0.00 A 247366 D Common Stock 2020-12-02 4 F 0 14501 99.04 D 232865 D Common Stock 353200 I See footnote Mr. Alexander was awarded 121,600 restricted stock units ("RSUs") pursuant to the Company's 2018 Equity Incentive Plan on December 1, 2020, of which, 25% will vest on December 1, 2021, the first anniversary of the grant date, and the remainder of the RSUs will vest in 12 equal installments on each three month anniversary of the grant date, subject to Mr. Alexander's continued services to the Company through each vesting date. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Includes shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan. Shares withheld to satisfy the tax obligations by the reporting person in connection with the vesting of RSUs. The shares are held by Mr. Alexander and Stacey Lee Alexander, as Trustees of the Alexander 2018 Irrevocable Descendants' Trust. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. /s/ Robert Alexander 2020-12-03