0001564770-22-000005.txt : 20221103
0001564770-22-000005.hdr.sgml : 20221103
20221103114953
ACCESSION NUMBER: 0001564770-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221103
DATE AS OF CHANGE: 20221103
EFFECTIVENESS DATE: 20221103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 221356941
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-692-1296
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
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0001564770
XXXXXXXX
09-30-2022
09-30-2022
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Kim Mathis-Doumis
CCO
512-386-1088
Kim Mathis-Doumis
Austin
TX
11-03-2022
0
246
636723
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INFORMATION TABLE
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inftable.xml
13F-HR
3M Company
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ADT Inc
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Abbott Laboratories
COM
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798
8252
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SOLE
0
0
8252
Abbvie Inc
COM
00287Y109
888
6615
SH
SOLE
0
0
6615
Aberdeen Asia Pacific Income F
COM
003009107
547
217087
SH
SOLE
0
0
217087
Aberdeen Total Dynamic Dividen
COM
00326L100
141
19780
SH
SOLE
1235
0
18545
Accenture PLC Ireland Shs Cl A
COM
G1151C101
6206
24118
SH
SOLE
1220
0
22898
Adobe Systems Inc
COM
00724F101
5659
20563
SH
SOLE
1098
0
19465
Advanced Micro Devices Inc
COM
007903107
554
8748
SH
SOLE
0
0
8748
Advent Claymore Convertible &
COM
00764C109
201
18870
SH
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0
18870
Aehr Test Systems
COM
00760J108
197
14000
SH
SOLE
0
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Agnico Eagle Mines Limited
COM
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47174
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SOLE
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Alamos Gold Inc New Class A
COM
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436
58776
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SOLE
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Alphabet Inc Non Voting Cap St
COM
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Altria Group Inc
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Amazon.Com Inc
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American Express Company
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American Tower Corp REIT
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Amgen Inc
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Anglogold Ashanti Ltd (New) Sp
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Apple Inc
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ArrowMark Financial
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Atlantic Union Bankshares Corp
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Bank of America Corp
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Barrick Gold Corp
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406
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Big Lots Inc
COM
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BlackRock Credit Alloc Income
COM
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BlackRock Limited Duration Inc
COM
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298
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Blackstone Goup Inc Cl A
COM
09260D107
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Brigham Minerals Inc
COM
10918L103
6626
268602
SH
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465
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British Amern Tob PLC Spon ADR
COM
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Broadcom Inc
COM
11135F101
1038
2338
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Broadridge Financial Solutions
COM
11133T103
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9097
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105
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Calamos Conv & High Income Fd
COM
12811P108
183
18160
SH
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Caterpillar Inc
COM
149123101
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Chevron Corporation
COM
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31731
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Cisco Systems Inc
COM
17275R102
433
10816
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Clearbridge MLP & Midsteam TR
COM
18469Q207
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Cleveland-Cliffs Inc New
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Clorox Company (Del)
COM
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Coca-Cola Company
COM
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226
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ConocoPhillips
COM
20825C104
882
8615
SH
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Corning Inc
COM
219350105
628
21638
SH
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Costco Wholesale Corp-New
COM
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787
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Crestwood Equity Partners LP
COM
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329
11850
SH
SOLE
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11850
Danaher Corp
COM
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255
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SH
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Datadog Inc Cl A
COM
23804L103
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Deere & Co
COM
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COM
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Dow Inc
COM
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Dundee Precious Metals Inc
COM
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EQT Corp
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Eaton Vance Senior Floating Ra
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Energy Transfer LP
COM
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COM
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COM
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COM
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COM
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COM
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2124
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Honeywell International Inc
COM
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COM
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Intel Corp
COM
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SH
SOLE
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International Business Machine
COM
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COM
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COM
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COM
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Johnson & Johnson
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COM
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599
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Kinder Morgan Inc Del
COM
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Kroger Co
COM
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Lowes Companies Inc
COM
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MGIC Investment Corp-Wisc
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320
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COM
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15930
Madison Square Garden Sports C
COM
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COM
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COM
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Marvell Technology Inc
COM
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Mastercard Inc
COM
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1556
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McDonalds Corp
COM
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Merck & Co Inc New
COM
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Micron Technology Inc
COM
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5725
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Microsoft Corp
COM
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Motorola Solutions INC Com New
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1199
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COM
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COM
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COM
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2735
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COM
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COM
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31163
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COM
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COM
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COM
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COM
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378030
Nvidia Corp
COM
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6000
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0
6000
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COM
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13445
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Omega Healthcare REIT Investor
COM
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COM
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25779
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25779
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COM
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10000
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COM
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8916
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0
0
8916
Perseus Mining Ltd
COM
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599
615000
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0
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615000
Pfizer Incorporated
COM
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19098
Physicians Realty Trust REIT
COM
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8221
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340
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546255
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COM
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SH
SOLE
0
0
11400
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COM
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1273
121008
SH
SOLE
0
0
121008
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COM
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1620
148497
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SOLE
0
0
148497
Procter & Gamble Co
COM
742718109
1304
10328
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SOLE
0
0
10328
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COM
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1791332
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SOLE
95980
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1695352
Proshares Tr Short ETF QQQ New
COM
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44320
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SOLE
0
0
44320
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COM
Q7982E108
227
495000
SH
SOLE
0
0
495000
Raytheon Technologies Corp
COM
75513E101
365
4456
SH
SOLE
65
0
4391
Realty Income Corp REIT
COM
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272
4670
SH
SOLE
105
0
4565
Republic Services Inc
COM
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505
3715
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SOLE
0
0
3715
SL Green Rlty Corp
COM
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52795
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SOLE
0
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52795
SPDR Gold Tr ETF
COM
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18082
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4102
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COM
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COM
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27019
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COM
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SOLE
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4086
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COM
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30500
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SOLE
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Servicenow Inc
COM
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12566
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SOLE
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11845
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COM
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11855
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11855
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COM
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18825
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COM
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7550
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SOLE
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7550
Southwestern Energy Co
COM
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45192
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45192
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COM
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COM
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13650
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COM
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32014
SH
SOLE
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32014
Starbucks Corp
COM
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8329
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SOLE
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Suburban Propane Partners LP U
COM
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11263
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Sysco Corp
COM
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SOLE
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9600
TC Energy Corp
COM
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8820
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SOLE
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8820
TJX Companies Inc New
COM
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3513
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SOLE
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3513
Teck Resources Ltd Class B
COM
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327
10750
SH
SOLE
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0
10750
Tesla Inc
COM
88160R101
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1380
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SOLE
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1380
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COM
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SOLE
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14000
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COM
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3107
Tortoise North American Pipeli
COM
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COM
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COM
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COM
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COM
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5090
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0
18060
Vanguard Index FDS Growth ETF
COM
922908736
327
1528
SH
SOLE
0
0
1528
Vanguard Index Fds ETF S&P 500
COM
922908363
973
2965
SH
SOLE
390
0
2575
Vanguard Index Fund Vanguard S
COM
922908751
931
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
714
3800
SH
SOLE
0
0
3800
Vanguard Lrg Cap ETF
COM
922908637
255
1562
SH
SOLE
0
0
1562
Vanguard Mid-Cap Val ETF Index
COM
922908512
276
2266
SH
SOLE
0
0
2266
Vanguard REIT ETF
COM
922908553
260
3240
SH
SOLE
0
0
3240
Vanguard Russell ETF 1000
COM
92206C730
268
1641
SH
SOLE
0
0
1641
Vanguard Total Stock Fund
COM
922908769
1641
9146
SH
SOLE
0
0
9146
Vanguard World Fd Mega Cap 300
COM
921910816
906
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
1066
26540
SH
SOLE
0
0
26540
Verizon Communications
COM
92343V104
434
11428
SH
SOLE
0
0
11428
Virtus Allianzgi Conv & Income
COM
92838X102
74
22986
SH
SOLE
0
0
22986
Visa Inc Cl A
COM
92826C839
7619
42886
SH
SOLE
2280
0
40606
Voya Emerging Markets High Div
COM
92912P108
85
17206
SH
SOLE
0
0
17206
Walmart Inc
COM
931142103
800
6169
SH
SOLE
0
0
6169
Waste Management Inc Del
COM
94106L109
1321
8248
SH
SOLE
0
0
8248
Western Asset High Income Oppo
COM
95766K109
37
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
2570
190366
SH
SOLE
0
0
190366
Williams Companies Inc
COM
969457100
2037
71153
SH
SOLE
0
0
71153
Williams Sonoma Inc
COM
969904101
2695
22866
SH
SOLE
0
0
22866
Yum Brands Inc
COM
988498101
233
2191
SH
SOLE
0
0
2191
Zoetis Inc Cl A
COM
98978V103
453
3055
SH
SOLE
0
0
3055
iShares ETF Russell Midcap Gro
COM
464287481
257
3280
SH
SOLE
0
0
3280
iShares Gold Tr ETF iShares Ne
COM
464285204
21800
691419
SH
SOLE
787
0
690632
iShares Russell ETF Midcap
COM
464287499
225
3620
SH
SOLE
0
0
3620
iShares Tr NASDAQ Biotechnolog
COM
464287556
673
5750
SH
SOLE
0
0
5750
iShares Trust Barclays 20 Year
COM
464287432
13603
132775
SH
SOLE
95
0
132680
iShares US Healthcare Provider
COM
464288828
396
1550
SH
SOLE
0
0
1550
Argo Group Intl Ltd Resettable
PFD
040128209
866
40829
SH
SOLE
0
0
40829
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
1525
67572
SH
SOLE
0
0
67572
Atlantic Un 6.875 Pfd Bnkshrs
PFD
04911A206
1128
46794
SH
SOLE
0
0
46794
Bank of America Non-Cum Perp M
PFD
060505229
653
27306
SH
SOLE
0
0
27306
Bank of America Series L Pfd 7
PFD
060505682
14684
12519
SH
SOLE
163
0
12356
Brookfield Ppty 6.25 Pfd Lp
PFD
G1624R107
1103
58655
SH
SOLE
0
0
58655
Citigroup Cap Tr Pfd XIII Fixe
PFD
173080201
20028
717841
SH
SOLE
7015
0
710826
Gabelli Equity Trust Ser K Pfd
PFD
362397846
1156
53275
SH
SOLE
0
0
53275
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
754
30014
SH
SOLE
0
0
30014
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
614
30865
SH
SOLE
0
0
30865
JP Morgan Ser EE Fixd Perp Cal
PFD
48128B648
1797
71952
SH
SOLE
6580
0
65372
KeyCorp Fx/Flt Perp Pfd 6.2 S
PFD
493267843
4842
199665
SH
SOLE
220
0
199445
KeyCorp Perp Pfd 5.65 NonCum 1
PFD
493267876
685
28819
SH
SOLE
0
0
28819
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
1519
62400
SH
SOLE
0
0
62400
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
5652
225347
SH
SOLE
1905
0
223442
New York Banc Fix/Flt Perp Pfd
PFD
649445202
2188
88671
SH
SOLE
0
0
88671
Nextera Energy Mty 09/01/23 Pf
PFD
65339F739
26523
546183
SH
SOLE
410
0
545773
Nustar Logistics L.P. Due 2043
PFD
67059T204
2171
88958
SH
SOLE
0
0
88958
Pacwest Bancorp Resettable 7.7
PFD
695263202
1523
60649
SH
SOLE
0
0
60649
Raymond J Finl 6.75 Pfd PrpMt
PFD
754730307
2093
83715
SH
SOLE
0
0
83715
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
317
12375
SH
SOLE
0
0
12375
SiriusPoint Ltd Resetable 8 P
PFD
G8192H155
2382
100922
SH
SOLE
0
0
100922
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
941
40522
SH
SOLE
0
0
40522
US Bancorp Ser K Pfd Fxd 5.50
PFD
902973759
3981
168115
SH
SOLE
6525
0
161590
Wells Fargo & Co 7.5 Prp Cnv
PFD
949746804
14049
11669
SH
SOLE
133
0
11536
Wesco Intl Inc Cm Fx/Flt Prp P
PFD
95082P303
2277
84472
SH
SOLE
0
0
84472
Advent Claymore Convertible &
FDSTX
00764C109
1078
101437
SH
SOLE
0
0
101437
BlackRock Limited Duration Inc
FDSTX
09249W101
1012
83635
SH
SOLE
0
0
83635
Blackstone / Gso Senior Floati
FDSTX
09256U105
634
50477
SH
SOLE
0
0
50477
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
778
70069
SH
SOLE
0
0
70069
First Trust/Aberdeen Global Op
FDSTX
337319107
875
160313
SH
SOLE
0
0
160313
Flaherty & Crumrine Dynamic Pf
FDSTX
33848W106
739
38892
SH
SOLE
0
0
38892
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
457
20780
SH
SOLE
0
0
20780
Invesco Bulletshares 2023 Hi Y
FDSTX
46138J858
221
9672
SH
SOLE
0
0
9672