0001564770-20-000004.txt : 20200812
0001564770-20-000004.hdr.sgml : 20200812
20200811180157
ACCESSION NUMBER: 0001564770-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200811
EFFECTIVENESS DATE: 20200812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 201093640
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-692-1296
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
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0001564770
XXXXXXXX
06-30-2020
06-30-2020
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Kim Mathis-Doumis
CCO
512-386-1088
Kim Mathis-Doumis
Austin
TX
08-11-2020
0
274
686938
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INFORMATION TABLE
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inftable.xml
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81762P102
3960
9776
SH
SOLE
554
0
9222
Simon Property Group Inc
COM
828806109
1059
15489
SH
SOLE
0
0
15489
Southwestern Energy Co
COM
845467109
124
48250
SH
SOLE
0
0
48250
Sprott Physical Gold Trust
COM
85207H104
428
29900
SH
SOLE
0
0
29900
Sprott Physical Silver Trust
COM
85207K107
177
26725
SH
SOLE
0
0
26725
Starbucks Corp
COM
855244109
1287
17491
SH
SOLE
305
0
17186
Stonecastle Financial Corp
COM
861780104
658
41400
SH
SOLE
0
0
41400
Sysco Corp
COM
871829107
525
9600
SH
SOLE
0
0
9600
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
391
12600
SH
SOLE
0
0
12600
TJX Companies Inc New
COM
872540109
564
11151
SH
SOLE
0
0
11151
Tapestry Inc
COM
876030107
1838
138367
SH
SOLE
0
0
138367
Tekla Healthcare Investors
COM
87911J103
589
27620
SH
SOLE
1235
0
26385
Templeton Global Income Fund
COM
880198106
63
11801
SH
SOLE
0
0
11801
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
4163
65048
SH
SOLE
3860
0
61188
Texas Capital Bancshares
COM
88224Q107
432
14000
SH
SOLE
0
0
14000
Texas Instruments
COM
882508104
629
4954
SH
SOLE
85
0
4869
Tortoise Midstream Energy MLP
COM
89148B200
499
28868
SH
SOLE
0
0
28868
Tortoise North American Pipeli
COM
56167N720
529
32029
SH
SOLE
0
0
32029
Tristate Capital Holdings Inc
COM
89678F100
309
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
9247
173594
SH
SOLE
8860
0
164734
Unilever PLC Sponsored ADR New
COM
904767704
13464
245336
SH
SOLE
0
0
245336
Unitedhealth Group Inc
COM
91324P102
8702
29502
SH
SOLE
1427
0
28075
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
401
10931
SH
SOLE
0
0
10931
Vaneck Vectors Tr ETF Jr Gold
COM
92189F791
967
19500
SH
SOLE
0
0
19500
Vanguard Index Fds ETF S&P 500
COM
922908363
1169
4124
SH
SOLE
390
0
3734
Vanguard Index Fund Vanguard S
COM
922908751
795
5457
SH
SOLE
0
0
5457
Vanguard Index Funds Vanguard
COM
922908629
623
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
770
8090
SH
SOLE
0
0
8090
Vanguard Muni Bd Fds ETF Tax E
COM
922907746
621
11475
SH
SOLE
0
0
11475
Vanguard REIT ETF
COM
922908553
433
5518
SH
SOLE
0
0
5518
Vanguard Total Stock Fund
COM
922908769
1230
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
850
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
1623
44334
SH
SOLE
0
0
44334
Verizon Communications
COM
92343V104
1238
22449
SH
SOLE
0
0
22449
Visa Inc Cl A
COM
92826C839
10586
54804
SH
SOLE
2975
0
51829
Voya Emerging Markets High Div
COM
92912P108
182
29320
SH
SOLE
0
0
29320
W W Grainger Inc
COM
384802104
942
3000
SH
SOLE
0
0
3000
WPX Energy Inc
COM
98212B103
134
21050
SH
SOLE
0
0
21050
Wal-Mart Stores Inc
COM
931142103
374
3119
SH
SOLE
0
0
3119
Walt Disney Company
COM
254687106
1284
11517
SH
SOLE
235
0
11282
Waste Management Inc Del
COM
94106L109
895
8448
SH
SOLE
0
0
8448
Wells Fargo & Co New
COM
949746101
237
9269
SH
SOLE
0
0
9269
Western Asset High Income Oppo
COM
95766K109
46
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
3308
153027
SH
SOLE
0
0
153027
Wheaton Precious Metals Corp
COM
962879102
664
15075
SH
SOLE
0
0
15075
Williams Companies Inc
COM
969457100
2217
116570
SH
SOLE
0
0
116570
Williams Sonoma Inc
COM
969904101
1914
23336
SH
SOLE
0
0
23336
Zoetis Inc Cl A
COM
98978V103
507
3700
SH
SOLE
0
0
3700
eBay Inc
COM
278642103
242
4620
SH
SOLE
0
0
4620
iShares Comex Gold Tr
COM
464285105
15551
915289
SH
SOLE
0
0
915289
iShares ETF Russell 1000 Growt
COM
464287614
221
1150
SH
SOLE
0
0
1150
iShares ETF Russell Midcap Gro
COM
464287481
259
1640
SH
SOLE
0
0
1640
iShares Silver Tr
COM
46428Q109
197
11600
SH
SOLE
0
0
11600
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
1440
63475
SH
SOLE
0
0
63475
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
948
39232
SH
SOLE
0
0
39232
Atlantic Un 6.875 Pfd Bnkshrs
PFD
04911A206
931
37300
SH
SOLE
0
0
37300
Bank of America Series L Pfd 7
PFD
060505682
10048
7486
SH
SOLE
35
0
7451
Becton Dickinson & Co 6 Pfd S
PFD
075887406
9658
181535
SH
SOLE
210
0
181325
Citigroup Cap Tr Pfd XIII Fixe
PFD
173080201
10042
378927
SH
SOLE
0
0
378927
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
728
29125
SH
SOLE
0
0
29125
Crestwood Eqty Partners Perp P
PFD
226344307
726
132665
SH
SOLE
0
0
132665
Flaherty & Crumrine Pfd Income
PFD
33848E106
126
11355
SH
SOLE
0
0
11355
Gabelli Dv Inc Tr Prp Ser H Pf
PFD
36242H880
316
11950
SH
SOLE
0
0
11950
Gabelli Equity Trust Ser K Pfd
PFD
362397846
1453
56950
SH
SOLE
0
0
56950
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1369
85095
SH
SOLE
0
0
85095
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
488
24400
SH
SOLE
0
0
24400
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
1551
74925
SH
SOLE
2025
0
72900
Keycorp Perp Pfd 5.65 NonCum 1
PFD
493267876
2097
83869
SH
SOLE
0
0
83869
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
2191
87440
SH
SOLE
0
0
87440
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
5997
225639
SH
SOLE
1605
0
224034
Morgan Stanley Pfd Ser A Perp/
PFD
61747S504
2847
136337
SH
SOLE
0
0
136337
New York Banc Fix/Flt Perp Pfd
PFD
649445202
630
25943
SH
SOLE
0
0
25943
Nustar Logistics L.P. Due 2043
PFD
67059T204
1563
82105
SH
SOLE
0
0
82105
Regions Fin. A Non-Cum Perp Pf
PFD
7591EP308
4677
187443
SH
SOLE
1795
0
185648
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
307
12375
SH
SOLE
0
0
12375
Renaissancere Pfd F 5.75 QDI
PFD
75968N309
1411
54485
SH
SOLE
0
0
54485
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
962
40857
SH
SOLE
0
0
40857
TX Cap Bancshs 6.5 Non-Cum Pe
PFD
882228406
1357
54700
SH
SOLE
0
0
54700
TX Cap Bancshs 6.5 Pfd Note D
PFD
882228307
827
32554
SH
SOLE
0
0
32554
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2010
87850
SH
SOLE
0
0
87850
US Bancorp Ser K Pfd Fxd 5.50
PFD
902973759
4217
161567
SH
SOLE
0
0
161567
Valley Natl Bancrp Prp Sr B Pf
PFD
919794305
508
23200
SH
SOLE
0
0
23200
Wells Fargo & CO 7.5 Prp Cnv
PFD
949746804
7087
5464
SH
SOLE
0
0
5464
Broadcom Inc 8 Pfd Ser A Mand
CONVPFD
11135F200
14845
13322
SH
SOLE
0
0
13322
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
1
10084
SH
SOLE
0
0
10084
Blackstone / Gso Senior Floati
FDSTX
09256U105
655
50917
SH
SOLE
0
0
50917
Cohen & Steers REIT & Pfd Inco
FDSTX
19247X100
269
14050
SH
SOLE
0
0
14050
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
807
71316
SH
SOLE
0
0
71316
First Trust/Aberdeen Global Op
FDSTX
337319107
206
20800
SH
SOLE
0
0
20800
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
587
25199
SH
SOLE
0
0
25199
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
254
11213
SH
SOLE
0
0
11213
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
884
39625
SH
SOLE
0
0
39625
Nuveen Credit Strategies Incom
FDSTX
67073D102
2665
456320
SH
SOLE
0
0
456320