The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 11,901 | 753,205 | SH | DFND | 1 | 753,205 | 0 | 0 | |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 5,197 | 328,900 | SH | DFND | 328,900 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 4,100 | 42,800 | SH | Put | DFND | 1 | 42,800 | 0 | 0 |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,782 | 18,600 | SH | Put | DFND | 18,600 | 0 | 0 | |
AMAZON COM INC | COM | 23135106 | 8,659 | 12,100 | SH | Put | DFND | 12,100 | 0 | 0 | |
AMAZON COM INC | COM | 23135106 | 19,966 | 27,900 | SH | Put | DFND | 1 | 27,900 | 0 | 0 |
AMAZON COM INC | COM | 23135106 | 45,871 | 64,100 | SH | Put | DFND | 1 | 64,100 | 0 | 0 |
AMAZON COM INC | COM | 23135106 | 18,535 | 25,900 | SH | Put | DFND | 25,900 | 0 | 0 | |
AMAZON COM INC | COM | 23135106 | 10,162 | 14,200 | SH | Put | DFND | 1 | 14,200 | 0 | 0 |
AMAZON COM INC | COM | 23135106 | 4,151 | 5,800 | SH | Put | DFND | 5,800 | 0 | 0 | |
APPLE INC | COM | 037833100 | 16,634 | 174,000 | SH | Put | DFND | 174,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 38,183 | 399,400 | SH | Put | DFND | 1 | 399,400 | 0 | 0 |
APPLIED MATLS INC | COM | 038222105 | 5,401 | 225,340 | SH | DFND | 225,340 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 12,396 | 517,163 | SH | DFND | 1 | 517,163 | 0 | 0 | |
APPLIED MICRO CIRCUITS CORP | COM NEW | 03822W406 | 1,978 | 308,115 | SH | DFND | 308,115 | 0 | 0 | ||
APPLIED MICRO CIRCUITS CORP | COM NEW | 03822W406 | 862 | 134,230 | SH | DFND | 134,230 | 0 | 0 | ||
ARM HLDGS PLC | SPONSORED ADR | 42068106 | 4,815 | 105,800 | SH | Put | DFND | 105,800 | 0 | 0 | |
ARM HLDGS PLC | SPONSORED ADR | 42068106 | 11,050 | 242,800 | SH | Put | DFND | 1 | 242,800 | 0 | 0 |
CANADIAN SOLAR INC | COM | 136635109 | 10,789 | 713,545 | SH | DFND | 1 | 713,545 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 4,713 | 311,720 | SH | DFND | 311,720 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 5,195 | 65,200 | SH | Put | DFND | 65,200 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 11,928 | 149,700 | SH | Put | DFND | 149,700 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 12,059 | 208,267 | SH | DFND | 1 | 208,267 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 5,270 | 91,020 | SH | DFND | 91,020 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 2,658 | 141,760 | SH | DFND | 141,760 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 6,099 | 325,291 | SH | DFND | 325,291 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 3,733 | 90,600 | SH | Put | DFND | 1 | 90,600 | 0 | 0 |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 1,623 | 39,400 | SH | Put | DFND | 39,400 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 13,572 | 601,341 | SH | DFND | 1 | 601,341 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 4,595 | 203,602 | SH | DFND | 203,602 | 0 | 0 | ||
EXPEDIA INC DEL | EXPEDIA INC DEL | 30212P303 | 3,935 | 37,020 | SH | DFND | 37,020 | 0 | 0 | ||
EXPEDIA INC DEL | EXPEDIA INC DEL | 30212P303 | 9,044 | 85,080 | SH | DFND | 1 | 85,080 | 0 | 0 | |
FABRINET | SHS | G3323L100 | 6,486 | 174,735 | SH | DFND | 174,735 | 0 | 0 | ||
FABRINET | SHS | G3323L100 | 14,894 | 401,244 | SH | DFND | 1 | 401,244 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 1,030 | 51,893 | SH | DFND | 51,893 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 2,365 | 119,160 | SH | DFND | 1 | 119,160 | 0 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 5,618 | 320,857 | SH | DFND | 320,857 | 0 | 0 | ||
FINISAR CORP | COM NEW | 31787A507 | 12,896 | 736,506 | SH | DFND | 1 | 736,506 | 0 | 0 | |
FIRST SOLAR INC | COM NEW | 336433107 | 3,085 | 63,640 | SH | DFND | 63,640 | 0 | 0 | ||
FIRST SOLAR INC | COM NEW | 336433107 | 7,086 | 146,160 | SH | DFND | 1 | 146,160 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 4,048 | 221,560 | SH | DFND | 221,560 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 9,262 | 506,966 | SH | DFND | 1 | 506,966 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 15,464 | 1,872,167 | SH | DFND | 1 | 1,872,167 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 6,551 | 793,100 | SH | DFND | 793,100 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 10,770 | 478,900 | SH | Put | DFND | 1 | 478,900 | 0 | 0 |
JUNIPER NETWORKS INC | COM | 48203R104 | 4,691 | 208,600 | SH | Put | DFND | 208,600 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 4,657 | 55,400 | SH | DFND | 55,400 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 10,684 | 127,100 | SH | DFND | 1 | 127,100 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 3,346 | 625,390 | SH | DFND | 625,390 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 7,682 | 1,435,821 | SH | DFND | 1 | 1,435,821 | 0 | 0 | |
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 2,577 | 222,340 | SH | DFND | 1 | 222,340 | 0 | 0 | |
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 1,122 | 96,840 | SH | DFND | 96,840 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 6,473 | 267,494 | SH | DFND | 267,494 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 14,835 | 613,031 | SH | DFND | 1 | 613,031 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 6,983 | 732,693 | SH | DFND | 1 | 732,693 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 3,042 | 319,160 | SH | DFND | 319,160 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,803 | 79,295 | SH | DFND | 1 | 79,295 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,659 | 34,590 | SH | DFND | 34,590 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 5,634 | 409,470 | SH | DFND | 409,470 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 12,939 | 940,360 | SH | DFND | 1 | 940,360 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,297 | 142,600 | SH | DFND | 1 | 142,600 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,178 | 62,100 | SH | DFND | 62,100 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 5,105 | 55,800 | SH | Put | DFND | 1 | 55,800 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 2,214 | 24,200 | SH | Put | DFND | 24,200 | 0 | 0 | |
NIMBLE STORAGE INC | COM | 65440R101 | 2,681 | 336,790 | SH | DFND | 336,790 | 0 | 0 | ||
NIMBLE STORAGE INC | COM | 65440R101 | 6,155 | 773,270 | SH | DFND | 1 | 773,270 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 1,925 | 394,405 | SH | DFND | 394,405 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 4,418 | 905,412 | SH | DFND | 1 | 905,412 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,315 | 149,063 | SH | DFND | 1 | 149,063 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 573 | 64,940 | SH | DFND | 64,940 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,746 | 42,670 | SH | DFND | 42,670 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,025 | 98,330 | SH | DFND | 1 | 98,330 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 10,113 | 139,300 | SH | Put | DFND | 1 | 139,300 | 0 | 0 |
RED HAT INC | COM | 756577102 | 4,407 | 60,700 | SH | Put | DFND | 60,700 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 5,924 | 74,600 | SH | Put | DFND | 74,600 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 13,595 | 171,200 | SH | Put | DFND | 1 | 171,200 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 8,298 | 104,500 | SH | Put | DFND | 1 | 104,500 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 3,613 | 45,500 | SH | Put | DFND | 45,500 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 1,846 | 27,800 | SH | Put | DFND | 1 | 27,800 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 810 | 12,200 | SH | Put | DFND | 12,200 | 0 | 0 | |
SKY SOLAR HLDGS LTD | SPONSORED ADR | 83084J103 | 634 | 217,846 | SH | DFND | 1 | 217,846 | 0 | 0 | |
SKY SOLAR HLDGS LTD | SPONSORED ADR | 83084J103 | 277 | 95,044 | SH | DFND | 95,044 | 0 | 0 | ||
SOLARCITY CORP | COM | 83416T100 | 1,359 | 56,800 | SH | Call | DFND | 56,800 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 3,120 | 130,400 | SH | Call | DFND | 1 | 130,400 | 0 | 0 |
SOLARCITY CORP | COM | 83416T100 | 1,115 | 46,600 | SH | Call | DFND | 46,600 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 2,561 | 107,000 | SH | Call | DFND | 1 | 107,000 | 0 | 0 |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 241 | 12,300 | SH | Put | DFND | 12,300 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 553 | 28,200 | SH | Put | DFND | 1 | 28,200 | 0 | 0 |
SUNPOWER CORP | COM | 867652406 | 4,028 | 260,037 | SH | DFND | 260,037 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 9,246 | 596,922 | SH | DFND | 1 | 596,922 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 5,581 | 941,100 | SH | DFND | 941,100 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 12,813 | 2,160,669 | SH | DFND | 1 | 2,160,669 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 4,690 | 108,400 | SH | DFND | 108,400 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 10,761 | 248,700 | SH | DFND | 1 | 248,700 | 0 | 0 | |
TERRAFORM GLOBAL INC | CL A | 88104M101 | 5,505 | 1,688,719 | SH | DFND | 1,688,719 | 0 | 0 | ||
TERRAFORM GLOBAL INC | CL A | 88104M101 | 12,617 | 3,870,199 | SH | DFND | 1 | 3,870,199 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 1,757 | 161,235 | SH | DFND | 161,235 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 4,028 | 369,534 | SH | DFND | 1 | 369,534 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 22,162 | 104,400 | SH | Put | DFND | 1 | 104,400 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 9,680 | 45,600 | SH | Put | DFND | 45,600 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 28,361 | 133,600 | SH | Put | DFND | 1 | 133,600 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 12,376 | 58,300 | SH | Put | DFND | 58,300 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 10,832 | 172,900 | SH | Put | DFND | 1 | 172,900 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 4,718 | 75,300 | SH | Put | DFND | 75,300 | 0 | 0 | |
ULTRATECH INC | COM | 904034105 | 4,030 | 175,436 | SH | DFND | 175,436 | 0 | 0 | ||
ULTRATECH INC | COM | 904034105 | 9,221 | 401,433 | SH | DFND | 1 | 401,433 | 0 | 0 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 3,205 | 47,270 | SH | DFND | 47,270 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 7,362 | 108,591 | SH | DFND | 1 | 108,591 | 0 | 0 | |
VIVINT SOLAR INC | COM | 92854Q106 | 4,449 | 1,449,197 | SH | DFND | 1 | 1,449,197 | 0 | 0 | |
VIVINT SOLAR INC | COM | 92854Q106 | 1,938 | 631,250 | SH | DFND | 631,250 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 2,987 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 6,855 | 91,800 | SH | Put | DFND | 1 | 91,800 | 0 | 0 |