0001225208-17-005121.txt : 20170301
0001225208-17-005121.hdr.sgml : 20170301
20170301182344
ACCESSION NUMBER: 0001225208-17-005121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 17656217
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2017-03-01
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Advisor Services
Common Stock
2017-03-01
4
M
0
35930.0000
18.6600
A
88779.8091
I
by Trust
Common Stock
2017-03-01
4
S
0
35930.0000
43.0791
D
52849.8091
I
by Trust
Common Stock
3417.4180
I
by 401(k)
Common Stock
612.9790
I
by ESOP
Nonqualified Stock Option (right to buy)
18.6600
2017-03-01
4
M
0
35930.0000
0.0000
D
2012-03-01
2021-03-01
Common Stock
35930.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.
This transaction was executed in multiple trades at prices ranging from $43.00 to $43.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2017-03-01