0001225208-17-001678.txt : 20170126 0001225208-17-001678.hdr.sgml : 20170126 20170126123043 ACCESSION NUMBER: 0001225208-17-001678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170124 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 17548822 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-01-24 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Advisor Services Common Stock 2017-01-24 4 M 0 25300.0000 15.0500 A 78032.0696 I by Trust Common Stock 2017-01-24 4 S 0 25300.0000 42.0334 D 52732.0696 I by Trust Common Stock 3403.0370 I by 401(k) Common Stock 610.4900 I by ESOP Nonqualified Stock Option (right to buy) 15.0500 2017-01-24 4 M 0 25300.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 25300.0000 16631.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2017-01-26